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Article history:
Received 28 November 2014
Received in revised form
13 May 2015
Accepted 13 May 2015
Available online 28 May 2015
The aggregation of some 7H-indolo[1,2-a]quinolinium dyes in aqueous solution was investigated based
on UVevis spectroscopy. The inuence of pH, dye concentration, ionic strength and the addition of
organic solvents on the process was studied. The aggregation took place in alkaline solution and was
strongly affected by ionic strength and the presence of organic solvents. The existence of aggregates in
the solution was manifested in a new band appearance which exhibited bathochromic shift with respect
to the monomer band. For all studied dyes the band was assigned to the dimer and the equilibrium
constants for dimer formation were calculated. The dye tendency to aggregate was determined by its
structure and was enhanced by the presence of naphthalene moiety in comparison to that of benzene
ring as well as electron-rich substituents such as halogens.
2015 Elsevier B.V. All rights reserved.
Keywords:
Merocyanine
Absorption spectra
Aggregate
Equilibrium constant
Ionic strength
1. Introduction
Some groups of dyes, such as cyanines, merocyanines or some
pyrylium or thiopyrylium laser dyes, tend to aggregate in concentrated or even in diluted solutions [1e3]. Aggregation affects their
colouristic and photo-physical properties and is therefore of special
interest due to its possible application in understanding and
interpretation of a great variety of problems, such as energy
transfer in biological systems, conformation of polypeptides,
staining properties of dyes for biological specimens. Moreover, the
phenomenon can be very useful for analytical application in optical
sensor, adsorption, and photography [4e6].
Many theories have been suggested to explain the forces of
attraction between ionic dyes in solution [7,8]. The aggregation
have been attributed to van der Waals forces, ion-dipole and
dipoleedipole interactions, and forces arising from delocalized pelectrons. The mutual repulsion forces are reduced by the inclusion
of counter ions [9]. According to previous studies, the dyeedye
interactions are not the major driving force behind the aggregation
but strong waterewater interactions force the dye to aggregate
[10]. The increase in the molecular size or the concentration of
solvent shell. The rst one is a quinoid form and the second e a
zwitterionic one (also named as betaine) [15]. Among the merocyanines, 7H-indolo[1,2-a]quinolinium dyes are worth
mentioning [16e22]. They are usually generated in situ from
perchlorates of corresponding hydroxyaryl compounds via treating them with anhydrous potassium carbonate. These merocyanines exhibit distinct solvatochromic properties, which
means that their UVevis absorption spectra strongly depend on
the polarity of the medium. Therefore, they have found many
applications, for instance in the determination of the ternary
solvent mixtures composition [23,24], in investigations of the
diffusion prole in polymers [25,26], as well as in quantitative
analysis of ionic surfactants [27e30]. These investigations concerned their monomeric forms.
In this paper the aggregation behaviour of some 7H-indolo[1,2a]quinolinium merocyanines in alkaline aqueous solutions is
described for the rst time. The dyes used in the study were: 5-(4hydroxyphenyl)-7,7-dimethyl-7H-indolo[1,2-a]quinolinium
perchlorate (IQHH), 5-(3-bromo-4-hydroxyphenyl)-7,7-dimethyl7H-indolo[1,2-a]quinolinium perchlorate (IQBH), 5-(3,5-dibromo4-hydroxyphenyl)-7,7-dimethyl-7H-indolo[1,2-a]quinolinium
perchlorate (IQBB), 5-(6-hydroxynaphthyl-2)-7,7-dimethyl-7Hindolo[1,2-a]quinolinium perchlorate (IQNH) and 5-(5-bromo-6hydroxynaphthyl-2)-7,7-dimethyl-7H-indolo[1,2-a]quinolinium
perchlorate (IQNB). The structures of these dyes are depicted in
Scheme 1. Aggregation was studied by UVevis absorption spectroscopy. The inuence of dye concentration, pH of the solution,
ionic strength and the addition of an organic solvent on the formation of aggregates was analysed.
2. Materials and methods
2.1. Materials
The 7H-indolo[1,2-a]quinolinium dyes were synthesised according to the method described in the literature [16e19]. NaOH
and NaCl were purchased from ChemLand. DMSO for spectroscopy,
methanol and DMF analytical grade were purchased from POCh
(Gliwice). Distilled water was generated in glass Bchi apparatus
and was used without additional purication.
2.2. Spectrophotometric measurements
UVevis absorption spectra were recorded with computercontrolled spectrophotometer Specord M40 (Carl Zeiss Jena, Germany) modied by Medson Electronics, Co Ltd., in the
12,000e27,000 cm1 range at temperature 25 0.1 C. Gas-tight
quartz cells with 5 cm, 1 cm and 0.1 cm path length were used.
The concentration-dependence measurements: dye solutions
27
(1.06$105 e 2.12$104 mol L1) were prepared by adding appropriate amount of the dye concentrate (15 mg of the dye in the form
of perchlorate and 0.75 mL of anhydrous DMSO) to the 0.02%, 2%
and 8% w/w NaOH solution (pH 11.5, 13.5 and 13.9), respectively, at
constant concentration of DMSO (0.74% v/v). It was checked that
the inuence of this amount of DMSO on the shape and the position
of absorption bands corresponding to monomer and aggregate
does not exceed the instrumental error.
The measurements of the organic solvent effect: to 2 mL of IQNB
solution (8.82$105 mol L1) in 2% NaOH: 25, 50, 100, 150, 225 and
300 mL of methanol or DMF were added. After each step of the
organic solvent addition, the absorption spectra were measured.
Additionally, the same amounts of water were added to the dye
solution. Since the shape of the absorption band did not change and
its position was shifted less than 200 cm1, it was concluded that
the dilution of the alkaline dye solution could not be the reason of
the observed spectral changes.
The measurements of the ionic strength inuence: the dye solution
(0.05 g L1) in water containing 0.02% NaOH was mixed with the
dye solution (0.05 g L1) in NaCl solution (3.62 mol L1) containing
0.02% NaOH in the ratio: 1:0, 3:1, 1:1, 1:3 and 0:1.
28
aM/Aa
(1)
Aa
Ma
(2)
D M aAa
(3)
Aa
D M
a
(4)
Introduction of the Equation (4) into the Equation (2) and its
rearrangement into the logarithm form leads to the linear functions
obtaining:
(5)
and
(6)
An
M$Mn Aa $Aa
n
l
(7)
29
Fig. 2. UV-vis spectra of IQNH (a), IQBB (b), IQBH (c) and IQHH (d) measured at pH 11.5 (dotted line) and 13.9 (solid line), respectively; dye concentrations (mol L1): 2$105 (1),
5$105 (2), 8$105 (3), 1.2$104 (4); path length: 1 cm.
Fig. 3. UVevis spectra of IQNB (8.82$105 mol L1) measured in 2% NaOH e methanol
(a) and 2% NaOH e DMF (b) mixture; organic solvent concentration (% v/v): 0 (1), 1.23
(2), 2.44 (3), 4.76 (4), 6.98 (5), 10.11 (6), 13.04 (7).
*Aa
n
An
D
(8)
An
M$Mn X$*Aa
n
l
(9)
30
DM
2
2
(10)
M
one. It indicates that the solvation by water takes place of small ions
as well as of the dye molecules. Since the merocyanine competes
against other ions for water molecules, the increase in NaOH or
NaCl concentration leads to the reduction of dyeewater interactions. As a consequence, in the solution of high ionic strength
the dye molecule tends to interact with other dye molecule rather
than with water, thus the aggregates appear.
Therefore, the pH value as high as 13.5e13.9 seems to be not
necessary to aggregate formation, but the high concentration of
ions favours the aggregation. The formation of aggregate is possible
at pH higher than pKa of the dye which enable the whole population of the dye exists in the form of zwitterionic merocyanine. The
lack of zwitterionic form in case of hydroxyaryl perchlorate hinders
the formation of the stable aggregates. It is well known that pH
value strongly inuences the aggregation tendency of other dyes,
especially if they have a substituent such as amine or hydroxyl
group which can be protonated or undergo dissociation at different
pH values [39e41]. The tendency to aggregate of merocyanine (at
pH higher than pKa) and the lack of it in case of hydroxyaryl
perchlorate (at pH lower than pKa) suggests that electrostatic interactions play an important role in aggregate formation. These
interactions concern the ionized hydroxyl group and the indoloquinolinium moiety with positive charge at nitrogen atom. For that
reason it can be assumed that merocyanine molecules in aggregate
are antiparallel stacked which enables the part of the merocyanine
molecule with the positive charge to face the part of the molecule
with the opposite one.
The changes in UVevis absorption spectra which are observed
in the solution of aggregating dyes are the most often interpreted
based on the Kasha exciton theory [42,43]. According to this theory,
two type of aggregates are distinguished: face-to-face H-aggregates
with the absorption band blue shifted in comparison to the band
attributed to monomer and face-to-tail J-aggregates with the red
shifted aggregate band. It is agreed that both H- and J-aggregates
are composed of parallel dye molecules but they differ one from
another in the slip angles i.e. angle between the line of centres of a
column of dye molecules and the long axis of any one of the parallel
molecules. A small slip angle is attributed to the J aggregates and a
large slip angle e to the H aggregates [13,44]. Merocyanine dyes
preferentially form face-to-face-stacked centrosymmetric H-type
dimers [44,45]. It is possible due to almost planar structure of a dye
in which a donor (acceptor) part of one molecule is located directly
under an acceptor (donor) part of the other molecule. Nevertheless,
examples of J-aggregating merocyanines have been also described
especially in LB lms [46] as well as in the solution [44,47e50] with
a slip of one molecule against each other along the direction of the
long molecular axis.
Since in case of the studied dyes red shift of absorption band
during aggregation is observed the antiparallel stacking of two
molecules in dimer seems to be quite probable.
Besides H and J aggregates theory the observed spectral shifts
can be related to the structure of a dimer taking into account the
changes of the molecule dipole moment occurring during aggregation as well as the soluteesolvent interactions. Both factors
Table 1
Aggregation characteristic of studied dyes at different pH value.
pH
11.5
13.5
dye
IQNB
IQNB
IQNH
IQNB
IQNH
IQBB
IQBH
a
r
na
K (L mol1)
2.04
0.979
6
947
1.97
0.996
7
3836
1.94
0.998
7
932
1.91
0.979
6
1.67$105
2.03
0.970
6
1.22$105
1.92
0.995
8
2.25$104
1.90
0.999
7
1.47$104
13.9
31
Fig. 5. UVevis spectra of IQNB (a) and IQBB (b) (0.05 g L1) in NaCl solutions; NaCl concentration (mol L1): 0.00 (1), 0.90 (2), 1.81 (3), 2.71 (4), 3.62 (5).
Scheme 2. Changes in excitation energy versus solvent polarity for monomer (DEM )
and dimer (DEA2 ). E0i is the ground state energy of monomer (M) and dimer (A2), and
E1i is the excited state energy of monomer (M) and dimer (A2), respectively.
32
4. Conclusion
The aggregation of some 7H-indolo[1,2-a]quinolinium merocyanines is reported. It was found that the phenomenon is
strongly affected by ionic strength and the presence of organic
solvents. Electrostatic interactions, as well as hydrophobic forces
play an important role in aggregate formation. Merocyanine is the
only form of the studied dyes which can create the aggregates,
especially at high ionic strength. The dye tendency to aggregate is
determined by its structure. p e p interactions and CeXep interactions provide a stabilization of the forming aggregates.
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