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ABSTRACT
Background. We explored the applicability of recently proposed research criteria for mild cognitive
impairment (MCI) in a memory clinic and changes in case denition related to which memory tests
are used and the status of general cognitive function in MCI.
Method. A total of 166 consecutive GP referrals to the Cambridge Memory Clinic underwent
comprehensive neuropsychological and psychiatric evaluation.
Results. Of 166 cases, 42 were excluded (signicant depression 8, established dementia 29 and other
disorders 5). Of 124 non-demented, non-depressed patients, 72 fullled Petersens criteria for
amnestic MCI based upon verbal memory performance [the Rey Auditory Verbal Learning Test
(RAVLT)] and 90 met criteria if performance on verbal and/or non-verbal memory tests [the Rey
gure recall or the Paired Associates Learning test (PAL)] was considered. Of the 90 broadly
dened MCI cases, only 25 had pure amnesia: other subtle semantic and/or attention decits were
typically present. A further 12 were classed as non-amnestic MCI and 22 as worried well.
Conclusions. Denition of MCI varies considerably dependent upon the tests used for case
denition. The majority have other cognitive decits despite normal performance on the
Mini-mental State Examination (MMSE) and intact activities of daily living (ADL) and t within
multi-domain MCI. Pure amnesic MCI is rare.
INTRODUCTION
Alzheimers disease (AD) and other neurodegenerative cognitive disorders pass through a
phase characterized by subtle cognitive decits
before onset of frank dementia (Nestor et al.
2004). A number of terms have been used to
describe this early stage, the most widely used
being mild cognitive impairment (MCI). This
term has been used inconsistently at times, but
the recent trend has been to reserve the label for
cases with (i) informant-corroborated history of
* Address for correspondence: Professor John R. Hodges, MRC
Cognition and Brain Sciences Unit, 15 Chaucer Road, Cambridge
CB2 2EF, UK.
(Email : john.hodges@mrc-cbu.cam.ac.uk)
507
508
S. Alladi et al.
for the diagnosis of MCI, the neuropsychological tests used and duration of follow-up.
Among the various criteria for MCI, those
proposed by Petersen et al. (1999 ; 2001) are the
most widely used and, as listed above, have been
operationalized for use in population-based research trials (Grundman et al. 2004). According
to these criteria, MCI is considered to be an
amnestic state with a very high rate of progression to clinical AD. In this study we focus
on two key issues related to these criteria. The
rst relates to the denition of amnesia and
the memory test(s) that should be used to detect
MCI because the inuence that dierent
memory tests have on MCI case denition is
unknown. The Petersen criteria recommend the
use of verbal recall tests to dene memory
impairment, but verbal recall is known to be
vulnerable to other processes such as performance anxiety and aective disorders (Quraishi &
Frangou, 2002). Some studies have shown
that visual memory tests such as the Paired
Associates Learning test (PAL) from the computerized CANTAB battery are highly predictive of subsequent cognitive decline to probable
AD (Fowler et al. 1995; Swainson et al. 2001 ;
Blackwell et al. 2004). As far as we are aware, no
studies have compared the use of verbal and
non-verbal/visual memory tests in dening
MCI.
The second unresolved and contentious issue
addressed by this study is the extent to which
other cognitive domains, such as semantic
memory and/or attentional-executive function,
are involved in apparently pure amnestic MCI
patients. According to current criteria, other
cognitive decits are excluded on the basis of the
Mini-mental State Examination (MMSE) score
(o24) and clinical judgement, but no specic
tests or cut-os have been specied as exclusion
criteria (Petersen et al. 2001; Grundman et al.
2004). Dierences in interpreting this component of the criteria have given rise to considerable variability in case denition and prognosis
of MCI (Tierney et al. 1996 ; Bowen et al. 1997 ;
Devanand et al. 1997 ; Petersen et al. 1999 ;
Albert et al. 2001; Bozoki et al. 2001; De Jager
et al. 2003 ; Lambon-Ralph et al. 2003).
Furthermore, as the general public may use
memory problems as a generic term to
describe cognitive impairment, it is possible that
the cognitive decits in non-memory domains
509
72 MCI
Petersens criteria
90 Amnestic MCI
26
Pure amnestic MCI
FIG. 1.
30 MCI
Non-Petersens
18 Amnestic MCI
Visual memory
64
Multiple domain MCI
12
Non-amnestic MCI
22
Worried well
Cognitive characteristics of elderly people with mild memory complaints referred to a memory clinic.
510
S. Alladi et al.
Visuospatial skills
Copy of the Rey complex gure. As described
above.
Statistics
To assess each patients performance on each
test, we calculated z scores. Patients were considered to be impaired on a test if their scores
were below the 10th percentile of control performance. Dierences in frequency of decits
between groups were analysed using the x2 test.
Group means were compared using independent
sample t tests.
RESULTS
Amnestic MCI : case denition
MCI categorized by Petersens verbal memory
criteria
Of 124 non-demented, non-depressed nonmedical patients, 72 fullled the following
criteria (Petersen et al. 2001 ; Grundman et al.
2004) : (1) memory complaint corroborated by
an informant ; (2) abnormal memory function
documented by total learning across the
ve trials, immediate or delayed recall of the
RAVLT using a 10th percentile cut-o based on
controls ; (3) normal general cognitive function
as determined by the clinician after assessment of the patient and informant interview
plus an MMSE score o24/30 ; (4) minimal
impairment in ADL, as determined by a
clinician interview with the patient and their
informant and CDR score of 0.5 ; (5) not
suciently impaired, cognitively or functionally
to meet NINCDS-ADRDA criteria for probable AD.
MCI categorized by visual memory test
performance
Identical criteria to those applied above were
used, except that performance on the PAL
(six pattern stage) or Rey complex gure was
used to dene amnesia (again based on 10th
percentile scores) rather that the RAVLT.
In total, 50 patients were impaired on the
PAL and 47 patients were impaired on recall
of the Rey gure. Overall, 69 people were
categorized as MCI when performance on
either one of the two visual memory tests was
considered.
RAVLT (72)
21
11
16
24
RCF (47)
8
PAL (50)
6
511
512
S. Alladi et al.
Table 1. Demographic data and performance of worried well and MCI groups on the
neuropsychological test battery
Age (years)
Years of education
NART
MMSE (30)
ACE (100)
Rey Copy (36)
Rey Complex Figure Recall (36)
RAVLT Total Recall (75)
RAVLT Immediate Recall (15)
RAVLT Delayed Recall (15)
PAL 6 errors
Trails A (seconds)
Trails B (seconds)
Category uency
Letter uency
Graded Naming test
MCI (n=90)
p value
64.1 (10)
12.2 (2.8)
109.6
29.1 (1.2)
92.8 (4.4)
34.7 (1.5)
19.9 (5.1)
46.2 (8.5)
9.0 (2.4)
9.5 (2.8)
4.2 (3.9)
35.7 (10)
96.0 (37)
18.9 (3.9)
15.0 (3.2)
24.3 (3.2)
69.7 (8.8)
12.0 (3.1)
110.7
27.7(1.9)
86.1 (7.4)
31.4 (4.4)
8.6 (6.3)
31.8 (8.4)
4.1 (2.9)
3.9 (3.4)
18.9 (14.6)
51.2 (17.4)
146.9 (87.8)
15.0 (4.8)
14.1 (4.6)
20.1 (2.4)
<0.001
N.S.
N.S.
<0.0001
<0.0001
<0.0001
<0.0001
<0.0001
<0.0001
<0.0001
<0.0001
<0.0001
0.0001
<0.0001
0.33
<0.0001
Values are mean (S.D.). Maximum scores are given in parentheses following the name of each test. The p values are from independent sample
t tests comparing the groups.
MCI, mild cognitive impairment ; NART, National Adult Reading Test ; MMSE, Mini-mental State Examination ; ACE, Addenbrookes
Cognitive Examination; RAVLT, Rey Auditory Verbal Learning Test; PAL, Paired Associates Learning test.
MCI
Isolated
amnesia
(n=26)
MCI
Multiple
domains
(n=64)
34.8 (10.7)
5.2 (3.3)
4.9 (3.4)
10.4 (6.4)
14.8 (13.7)
30.4 (8.9)
4.1 (3)
3.5 (3.2)
7.1 (6.1)
20.8 (14.7)
513
514
S. Alladi et al.
(from 90 to 25 in the current sample). It is unclear whether this pure sub-group represents an
earlier disease stage or a more unstable group
with a lower risk of later developing dementia.
The group of patients in our study who have
normal performance on memory tests while
being impaired in other cognitive domains
(non-amnestic MCI) is of particular interest. At
present, considerably less is known of the longterm signicance of non-amnestic, compared to
amnestic, MCI. Our results indicate that it is an
important group for further study, in that cases
were readily identiable in this clinic-based
sample, occurring in a ratio of 1 : 6 compared
to those who met Petersen criteria. This ratio,
in itself, provides an interesting contrast to
population-based cohorts in which the ratio
may be biased in the opposite direction. Using
neuropsychological cut-os of >1.5 S.D. below
controls, Busse et al. (2003) reported a population-based prevalence of 2.5 % for amnestic
MCI and 4.2% for non-amnestic MCI. They
also reported that the latter group had a better
long-term prognosis. This may suggest that the
bias towards amnestic MCI in a symptomatic
clinic-based cohort is indicative of this prole
being more likely in cases with incipient AD.
Nevertheless, atypical AD syndromes with nonamnestic presentations are well recognized,
although their prevalence compared to typical
AD is uncertain (Galton et al. 2000). The nonamnestic MCI group may progress to atypical
AD or, alternatively, be in the early stages of a
non-AD dementia syndrome. The commonest
non-amnestic decit identied in these cases was
in the domain of attention and executive function, suggesting that depression or test performance anxiety may also be a contributing
factor. Depression was an exclusion criterion in
the present study, although as executive dysfunction can be a feature of minor depression in
elderly individuals (Elderkin-Thompson et al.
2003), it is possible that sub-clinical depressive
illness may also be a contributing factor.
In conclusion, when Petersens criteria for
MCI were applied to a memory clinic cohort,
several potentially important issues in case denition were identied. First, when the objective
measure of memory impairment was changed
from a verbal to a non-verbal measure, a signicant minority of cases were captured that
were not identied by a verbal memory test.
Many cases exhibited both verbal and nonverbal memory impairment, suggesting a more
pervasive and possibly a more sinister decit.
However, when a single test is used, the results
indicate that a non-verbal homologue to the
verbal memory impairment proposed in a literal
application of the Petersen criteria also exists.
Second, when non-amnestic decits are formally
examined, the number of cases with pure
amnestic MCI was radically attenuated. The
corollary of this nding was that many cases
classied as MCI by Petersens criteria exhibit a
neuropsychological prole that, although subtle, is consistent with that seen in probable AD.
This raises the question of whether such cases
already exhibit sucient evidence for a diagnosis of probable AD a proposition that needs
testing with longitudinal follow-up. Finally, the
study identied a group with non-amnestic MCI
whose signicance is particularly uncertain at
this time. Overall, the present results illustrate
that, without straying from the boundaries of
the MCI operational criteria, varying the neuropsychological parameters can have a signicant
impact on case denition. It is likely that this
variability has implications for the long-term
fate of individual subjects.
DECLARATION OF INTEREST
None.
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