Insider transaction detail - View details for issuer

2015-10-06 16:25 ET

Transactions sorted by
: Insider
Issuer name
: Polymet ( Starts with )
Transaction date range
: January 1, 2015 - October 6, 2015

Issuer name:

Polymet Mining Corp.

Legend:

O - Original transaction, A - First amendment to transaction, A' - Second amendment to transaction, AP - Amendment to paper filing, etc.
Insider's Relationship to Issuer: 1 - Issuer, 2 - Subsidiary of Issuer, 3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director
or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 8 - Deemed Insider - 6 Months before becoming Insider.

Warning:
Transaction ID

The closing balance of the " equivalent number or value of underlying securities" reflects the" total number or value of underlying securities" to which the derivative contracts held by the insider relate. This disclosure
does not mean and should not be taken to indicate that the underlying securities have, in fact, been acquired or disposed of by the insider.
Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Insider name: Cherry, Jonathan

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

2591058

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

2722877

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

Direct Ownership :

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

+151,875

1.0700 USD

664,095

+26,241

0.6100 USD

690,336

50 - Grant of options

+502,000

1.0700 USD

3,564,000

2020-01-05

Common Shares

+502,000

3,564,000

+151,875

438,978

2016-12-01

Common Shares

+151,875

438,978

-26,241

412,737

0.6100 USD 2015-10-01

Common Shares

-26,241

412,737

Security designation: Options (Common Shares)

2591062

2015-01-05

2015-01-09

Security designation: RSU's (Common Shares)

2591054

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

2722866

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

2722878

2015-10-01

2015-10-05

Direct Ownership :

59 - Exercise for cash

-169,509

243,228

0.6100 USD 2015-10-01

Common Shares

-169,509

243,228

46 - Compensation for
services

+23,809

23,809

2016-12-01

Common Shares

+23,809

23,809

Insider name: Daley, Matthew

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: RSU's (Common Shares)
2591074

2015-01-05

2015-01-09

Direct Ownership :

-2-

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider name: Dreisinger, David Bruce

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2678398

2015-06-25

2015-06-28

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-10,000

1.2550 USD

1,304,450

2678399

2015-06-25

2015-06-28

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-2,600

1.5500

1,301,850

2685039

2015-07-06

2015-07-09

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-12,700

1.4000

1,289,150

2685040

2015-07-06

2015-07-09

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-5,000

1.1200 USD

1,284,150

2685041

2015-07-07

2015-07-09

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-1,200

1.4100

1,282,950

2685042

2015-07-07

2015-07-09

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-2,000

1.1100 USD

1,280,950

2685043

2015-07-08

2015-07-09

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-31,876

1.0950 USD

1,249,074

2687289

2015-07-10

2015-07-14

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-3,800

1.3900

1,245,274

2687290

2015-07-10

2015-07-14

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-173

1.1000 USD

1,245,101

-3-

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

2687292

2015-07-13

2015-07-14

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-32,300

1.0800 USD

1,212,801

2689000

2015-07-14

2015-07-17

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-4,850

1.0700 USD

1,207,951

2692584

2015-07-24

2015-07-28

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-100,000

0.9400 USD

1,107,951

2692585

2015-07-27

2015-07-28

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-4,359

0.9400 USD

1,103,592

2696481

2015-08-03

2015-08-07

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-100,500

1,003,092

2696483

2015-08-04

2015-08-07

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-200

1,002,892

2696484

2015-08-06

2015-08-07

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-74,702

928,190

2697427

2015-08-07

2015-08-08

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-71,046

857,144

2699365

2015-08-10

2015-08-14

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-25,000

832,144

2699366

2015-08-11

2015-08-14

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-2,000

830,144

2699367

2015-08-12

2015-08-14

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-10,284

819,860

-4-

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

2699368

2015-08-13

2015-08-14

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-4,253

815,607

2701158

2015-08-14

2015-08-18

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-34,331

781,276

2701161

2015-08-17

2015-08-18

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-62,017

719,259

2703581

2015-08-20

2015-08-25

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-72,600

646,659

2712963

2015-09-09

2015-09-13

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-300

646,359

2712964

2015-09-10

2015-09-13

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-200

646,159

2712965

2015-09-11

2015-09-13

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-30,000

616,159

2714514

2015-09-14

2015-09-17

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-6,224

609,935

2714515

2015-09-15

2015-09-17

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-40,900

569,035

2718156

2015-09-21

2015-09-26

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-9,665

559,370

2718157

2015-09-22

2015-09-26

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-10,500

548,870

-5-

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

2718158

2015-09-23

2015-09-26

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-30,400

518,470

2718159

2015-09-24

2015-09-26

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-1,700

516,770

2720760

2015-09-28

2015-10-02

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-128,240

388,530

2721758

2015-10-01

2015-10-02

Direct Ownership :

57 - Exercise of rights

+29,762

418,292

Direct Ownership :

52 - Expiration of options

-150,000

850,000

53,571

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Security designation: Options (Common Shares)

2718160

2015-09-21

2015-09-26

2015-09-19

Common Shares

-150,000

850,000

Common Shares

+23,809

53,571

Common Shares

-29,762

23,809

Security designation: RSU's (Common Shares)

2590303

2015-01-05

2015-01-08

Direct Ownership :

56 - Grant of rights

+23,809

2721752

2015-10-01

2015-10-02

Direct Ownership :

57 - Exercise of rights

-29,762

0.7900

23,809

36 - Conversion or
exchange

+29,762

0.6100 USD

29,762

Insider name: Forrest, Walter Ian Logan

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2722921

2015-10-01

2015-10-05

Direct Ownership :

-6-

0.7900

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Security designation: Options (Common Shares)

2716341

2015-09-19

2015-09-21

Direct Ownership :

52 - Expiration of options

-150,000

1.1793

700,000

2015-09-19

Common Shares

-150,000

700,000

Security designation: RSU's (Common Shares)

2591066

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+23,809

53,571

2016-12-01

Common Shares

+23,809

53,571

2722905

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

-29,762

23,809

0.6100 USD 2015-10-01

Common Shares

-29,762

23,809

Insider name: Glencore plc

Insider's Relationship to Issuer: 3 - 10% Security Holder of Issuer
Ceased to be Insider: Not applicable
Security designation: Convertible Debentures Earlier of permitting and financing or 9.30.2014
O

2695265

2015-07-30

2015-08-05

Indirect Ownership : 97 - Other

Glencore AG

+$2,032,000

2695265

2015-07-30

2015-08-05

Indirect Ownership : 97 - Other

Glencore AG

+$2,032,000

$34,240,000

Insider name: Hodnik, Alan

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2722981

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

+29,762

0.6100 USD

-7-

130,262

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Security designation: RSU's (Common Shares)

2590448

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+23,809

53,571

2016-12-01

Common Shares

+23,809

53,571

2722972

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

-29,762

23,809

0.6100 USD 2015-10-01

Common Shares

-29,762

23,809

21,851

Insider name: Hunter, Stephanie

Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2591082

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+8,225

2719232

2015-09-30

2015-09-30

Direct Ownership :

10 - Acquisition or
disposition in the public
market

+1,500

0.9000

2719232

2015-09-30

2015-10-01

Direct Ownership :

10 - Acquisition or
disposition in the public
market

+7,500

0.9000

29,351

2720015

2015-10-01

2015-10-01

Direct Ownership :

10 - Acquisition or
disposition in the public
market

+915

0.8200

30,266

2720327

2015-10-01

2015-10-01

Direct Ownership :

10 - Acquisition or
disposition in the public
market

+85

0.8100

30,351

2722977

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

0.6100 USD

44,488

+14,137

-8-

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Security designation: Options (Common Shares)

2591084

2015-01-05

2015-01-09

Direct Ownership :

50 - Grant of options

+54,000

1.0700 USD

234,000

2020-01-05

Common Shares

+54,000

234,000

2715972

2015-09-19

2015-09-21

Direct Ownership :

52 - Expiration of options

-80,000

1.1793

154,000

2015-09-19

Common Shares

-80,000

154,000

Direct Ownership :

36 - Conversion or
exchange

-14,137

11,500

0.6100 USD 2015-10-01

Common Shares

-14,137

11,500

Security designation: RSU's (Common Shares)

2722975

2015-10-01

2015-10-05

Insider name: Moore, Bradley

Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2586804

2015-01-05

2015-01-05

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-20,000

1.0900 USD

84,294

2591086

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+41,905

2594338

2015-01-16

2015-01-18

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-30,000

1.0900 USD

96,199

2627861

2015-03-17

2015-03-18

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-9,023

1.2601 USD

87,176

2722988

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

+33,432

0.6100 USD

120,608

126,199

-9-

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Security designation: Options (Common Shares)

2591087

2015-01-05

2015-01-09

Direct Ownership :

50 - Grant of options

+138,000

1.0700 USD

698,000

2020-01-05

Common Shares

+138,000

698,000

Security designation: RSU's (Common Shares)

2591090

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+41,905

97,625

2016-12-01

Common Shares

+41,905

97,655

2722983

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

-33,432

64,193

0.6100 USD 2015-10-01

Common Shares

-33,432

64,223

2722985

2015-10-01

2015-10-05

Direct Ownership :

59 - Exercise for cash

-22,288

41,905

0.6100 USD 2015-10-01

Common Shares

-22,288

41,935

Direct Ownership :

36 - Conversion or
exchange

+29,762

0.6100 USD

1,036,852

Direct Ownership :

52 - Expiration of options

-300,000

1.1793

1,100,000

2015-09-19

Common Shares

-300,000

1,100,000

Insider name: Murray, William

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2722950

2015-10-01

2015-10-05

Security designation: Options (Common Shares)

2716339

2015-09-19

2015-09-21

Security designation: RSU's (Common Shares)

-10-

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

2591077

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+23,809

93,825

2016-12-01

Common Shares

+23,809

93,855

2722949

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

-29,762

64,063

0.6100 USD 2015-10-01

Common Shares

-29,762

64,093

323,750

Insider name: Newby, Douglas John

Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2591106

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+64,464

2680190

2015-06-26

2015-07-02

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-15,000

1.2000 USD

308,750

2697781

2015-07-31

2015-08-10

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-15,000

0.9250 USD

293,750

2697782

2015-08-04

2015-08-10

Direct Ownership :

10 - Acquisition or
disposition in the public
market

-10,000

0.9100 USD

283,750

2723014

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

+45,803

0.6100 USD

329,553

2590371

2015-01-05

2015-01-09

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-5,000

1.0900 USD

135,000

2590372

2015-01-07

2015-01-09

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-10,000

1.0900 USD

125,000

-11-

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

2590374

2015-01-08

2015-01-09

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-5,000

1.1100 USD

120,000

2590375

2015-01-08

2015-01-09

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-5,000

1.1200 USD

115,000

2593568

2015-01-09

2015-01-16

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-10,000

1.1500 USD

105,000

2593569

2015-01-13

2015-01-16

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-10,000

1.1500 USD

95,000

2593570

2015-01-15

2015-01-16

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-10,000

1.1000 USD

85,000

2597166

2015-01-20

2015-01-23

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-10,000

1.1000 USD

75,000

2597171

2015-01-21

2015-01-23

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-6,320

1.1000 USD

68,680

2597174

2015-01-22

2015-01-23

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-620

1.1000 USD

68,060

2597176

2015-01-22

2015-01-23

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-3,060

1.0900 USD

65,000

2654552

2015-05-07

2015-05-08

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-25,000

1.1600 USD

40,000

2718210

2015-09-23

2015-09-27

Indirect Ownership : 10 - Acquisition or

disposition in the public
Proteus Capital
market
Corp.

-15,000

0.8495 USD

25,000

-12-

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Transaction ID

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Security designation: Options (Common Shares)

2591109

2015-01-05

2015-01-09

Direct Ownership :

2716340

2015-09-19

2015-09-21

50 - Grant of options

+213,000

1.0700 USD

Indirect Ownership : 52 - Expiration of options

Proteus Capital
Corp.

-210,000

1.1793

1,332,000

2020-01-05

Common Shares

+213,000

1,332,000

2015-09-19

Common Shares

-210,000

Security designation: RSU's (Common Shares)

2591111

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+64,464

185,803

2016-12-01

Common Shares

+64,464

185,803

2723004

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

-45,803

140,000

0.6100 USD 2015-10-01

Common Shares

-45,803

140,000

2723008

2015-10-01

2015-10-05

Direct Ownership :

59 - Exercise for cash

-30,536

109,464

0.6100 USD 2015-10-01

Common Shares

-30,536

109,464

Direct Ownership :

36 - Conversion or
exchange

+29,762

Direct Ownership :

46 - Compensation for
services

+23,809

2016-12-01

Common Shares

+23,809

53,571

Insider name: Rowland, Stephen Allen

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2722970

2015-10-01

2015-10-05

0.6100 USD

179,762

Security designation: RSU's (Common Shares)

2591070

2015-01-05

2015-01-09

53,571

-13-

Transaction ID

2722966

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

2015-10-01

2015-10-05

Direct Ownership :

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

36 - Conversion or
exchange

-29,762

Direct Ownership :

36 - Conversion or
exchange

+29,762

23,809

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

0.6100 USD 2015-10-01

Common Shares

-29,762

23,809

Insider name: Sill, Michael Mitchell

Insider's Relationship to Issuer: 4 - Director of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2722887

2015-10-01

2015-10-05

0.6100 USD

281,262

Security designation: RSU's (Common Shares)

2591068

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+23,809

53,571

2016-12-01

Common Shares

+23,809

53,571

2722884

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

-29,762

23,809

0.6100 USD 2015-10-01

Common Shares

-29,762

23,809

92,679

Insider name: Vogt, Ryan

Insider's Relationship to Issuer: 5 - Senior Officer of Issuer
Ceased to be Insider: Not applicable
Security designation: Common Shares
2591104

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+21,905

2719206

2015-09-30

2015-09-30

Direct Ownership :

10 - Acquisition or
disposition in the public
market

+15,000

0.6800 USD

-14-

107,679

Transaction ID

2722898

Date of
Date of filing Ownership type Nature of
transaction
YYYY-MM-DD (and registered transaction
YYYY-MM-DD
holder, if
applicable)

2015-10-01

2015-10-05

Number or
Unit price or Closing
value acquired exercise
balance
or disposed of price

Insider's
Conversion Date of
Underlying security
calculated or exercise expiry or
designation
balance
price
maturity
YYYY-MM-DD

Equivalent
number or
value of
underlying
securities
acquired or
disposed of

Closing
balance of
equivalent
number or
value of
underlying
securities

Direct Ownership :

36 - Conversion or
exchange

+29,762

0.6100 USD

137,441

Direct Ownership :

50 - Grant of options

+72,000

1.0700 USD

307,000

2020-01-05

Common Shares

+72,000

307,000

Security designation: Options (Common Shares)

2591126

2015-01-05

2015-01-09

Security designation: RSU's (Common Shares)

2591103

2015-01-05

2015-01-09

Direct Ownership :

46 - Compensation for
services

+21,905

51,667

2016-12-01

Common Shares

+21,905

51,667

2722897

2015-10-01

2015-10-05

Direct Ownership :

36 - Conversion or
exchange

-29,762

21,905

0.6100 USD 2015-10-01

Common Shares

-29,762

21,905

-15-