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Delegation
of
Legislative
Power
rule-making power
rules are not laws but have the force and effect of laws - partakes of the nature of statute
enjoy presumption of legality - therefore courts should respect and apply them UNLESS declared invalid;
all other agencies should likewise respect them
Q:
Distinguish
between
Legislative
and
Quasi-Legislative
power.
A: Legislative power is vested in the Legislature while quasi-legislative power is in the nature of subordinate
legislation or the rule-making power delegated to administrative bodies. Legislative power is plenary while quasilegislative is not plenary and therefore subject to limitations e.g. Constitution, statute, and administrative law
limitations such as the tests for valid delegation. Legislative power includes the power to determine what the
law is and how it shall be applied. Quasi-legislative power only includes the power to determine how the law is
to be applied but not what the law is; administrative bodies cannot determine the legality or illegality of an act,
NOT
UNLESS
they
are
duly
authorized
by
Congress.
Q:
Distinguish
between
Judicial
and
Quasi-Judicial
power.
A: Judicial power is original, vested in the judiciary. Quasi-judicial power is derivative, a product of valid
delegation of power to administrative bodies. Judicial power includes the determination of rights and obligations
conclusively while quasi-judicial power is temporary in nature as courts have the final say. Judicial power is a
primary power exercised by the judiciary while quasi-judicial power is incidental to the primary function of
administrative bodies of implementing and enforcing laws. (NOTA BENE: It is called quasi-judicial because it is
a power that belongs to the judiciary but is exercised by a non-judicial body. In addition, it is only incidental to
the
primary
function
of
implementation
and
enforcement
of
laws.)
Q: Why is it important to distinguish between quasi-legislative and quasi-judicial power?
A: It is important to distinguish between these two powers of administrative bodies because there are certain
rules and principles in administrative law, which apply to one but not to the other. Thus, the requirements of due
process (notice & hearing) apply when the administrative body is exercising quasi-judicial functions because such
power includes the determination of rights and obligations. On the other hand, there is generally no need of
prior notice & hearing in the exercise of quasi-legislative power. Likewise the prior exhaustion of remedies and
the doctrine of primary jurisdiction do not apply in quasi-legislative processes, and only in the exercise of quasijudicial functions. And finally, a body exercising quasi-judicial functions is considered equivalent to a regional
trial court. Hence, one can seek relief from its judgment by appealing to the Court of Appeals or the Supreme
Court, depending on the mode of appeal. A body exercising quasi-legislative functions is not considered
equivalent to a court. Hence, one can resort to the regional trial court to obtain relief.
Q:
How
are
administrative
rules
interpreted?
A: It is a settled principle of law that in determining whether a board or commission has a certain power, the
authority given should be liberally construed in the light of the purposes for which it was created, and that which
is incidentally necessary to a full implementation of the legislative intent should be upheld as being germane to
the law. Necessarily, too, where the end is required, the appropriate means are deemed given. (Matienzo v.
Abellera,
G.R.
No.
L-45839,
June
1,
1988)
People v. Exconde, 101 Phil 1125 (1957)
SUBORDINATE
LEGISLATION,
JUSTIFIED:
It is well established in this jurisdiction that, while the making of laws is a non-delegable activity that corresponds
exclusively to Congress, nevertheless the latter may constitutionally delegate authority to promulgate rules and
regulations to implement a given legislation and effectuate its policies, for the reason that the legislature often
finds it impracticable (if not impossible) to anticipate and provide for the multifarious and complex situations that
may be met in carrying the law into effect. All that is required is that the regulation should be germane to the
objects and purposes of the law; that the regulation be not in contradiction with it, but conform to the standards
that
the
law
prescribes.
MUST
CONFORM
TO
STATUTES:
The regulations adopted under legislative authority by a particular department must be in harmony with the
provisions of the law, and for the sole purpose of carrying into effect its general provisions. By such regulations, of
course, the law itself can not be extended. So long, however, as the regulations relate solely to carrying into
effect the provisions of the law, they are valid. A violation of a regulation prescribed by an executive officer of the
Government in conformity with and based upon a statute authorizing such regulation, constitutes an offense and
renders the offender
liable to punishment
in
accordance
with the provisions
of law.
RULE
ON
PENAL
SANCTIONS:
The legislature cannot delegate to a board or to an executive officer the power to declare what acts shall
constitute a criminal offense. It is competent for it, however, to authorize a commission to prescribe duties on
which the law may operate in imposing a penalty and in effectuating the purpose designed in enacting the law.
There are numerous cases in which the courts have sustained statutes authorizing administrative officers to
promulgate rules on a specified subject and providing that a violation of such rules or orders should constitute a
misdemeanor,
punishable
as
provided
in
the
statute.
Where statutes provide that violation of a rule or regulation of an administrative agency shall be a misdemeanor, if
the rule or regulation is reasonable, the enforcement of the penalty for its violation is sustained by the courts, for
the
legislature
and
not
the
administrative
agency
made
the
action
penal.
Echegaray vs. Secretary of Justice, G.R. No. 132601, Oct. 12, 1998
TESTS
FOR
VALID
DELEGATION:
Although Congress may delegate to another branch of the Government the power to fill in the details in the
execution, enforcement or administration of a law, it is essential, to forestall a violation of the principle of
separation of powers, that said law: (a) be complete in itself it must set forth therein the policy to be executed,
carried out or implemented by the delegate and (b) fix a standard the limits of which are sufficiently
determinate or determinable to which the delegate must conform in the performance of his functions.
IS
IT
COMPLETE?
Considering the scope and the definiteness of RA 8177, which changed the mode of carrying out the death penalty,
the Court finds that the law sufficiently describes what job must be done, who is to do it, and what is the scope of
his
authority.
DOES
IT
HAVE
SUFFICIENT
STANDARDS?
RA 8177 likewise provides the standards which define the legislative policy, mark its limits, map out its boundaries,
and specify the public agencies which will apply it. It indicates the circumstances under which the legislative
purpose
may
be
carried
out.
Land Bank of the Philippines vs. Leonila P. Celada, G.R. No. 164876, Jan. 23, 2006
RULES
AND
REGULATIONS
HAVE
THE
FORCE
OF
LAW:
It is elementary that rules and regulations issued by administrative bodies to interpret the law which they are
entrusted to enforce, have the force of law, and are entitled to great respect. Administrative issuances partake of
the nature of a statute and have in their favor a presumption of legality. As such, courts cannot ignore
administrative issuances especially when, as in this case, its validity was not put in issue. Unless an administrative
order
is
declared
invalid,
courts
have
no
option
but
to
apply
the
same.
Tests
of
(1)
COMPLETENESS
- what is to be examined:
1. subject matter (what is delegated)
2. scope of the subject matter or measure
3. what job must be done
4. authority (who is to do it)
5. scope of authority
Delegation
TEST
(2)
SUFFICIENT
STANDARD
- what is to be examined:
1. legislative policy (whereas clauses)
2. specific administrative agency to apply the legislative policy
3. scope of the policy and the circumstances under which it is to be carried out
TEST
Eastern Shipping Lines, Inc. vs. POEA, 166 SCRA 533 (1988)
WHAT
CAN
BE
DELEGATED:
Legislative discretion as to the substantive contents of the law cannot be delegated. What can be delegated is the
discretion to determine how the law may be enforced, not what the law shall be. The ascertainment of the latter
subject is a prerogative of the legislature. This prerogative cannot be abdicated or surrendered by the legislature
to
the
delegate.
TWO
TESTS:
There are two accepted tests to determine whether or not there is a valid delegation of legislative power, viz, the
completeness test and the sufficient standard test. Under the first test, the law must be complete in all its terms
and conditions when it leaves the legislature such that when it reaches the delegate the only thing he will have to
do is enforce it. Under the sufficient standard test, there must be adequate guidelines or stations in the law to
map out the boundaries of the delegates authority and prevent the delegation from running riot.
Both tests are intended to prevent a total transference of legislative authority to the delegate, who is not allowed
to step into the shoes of the legislature and exercise a power essentially legislative.
POWER
OF
SUBORDINATE
LEGISLATION:
With this power, administrative bodies may implement the broad policies laid down in a statute by filling in the
details which the Congress may not have the opportunity or competence to provide. This is effected by their
promulgation of what are known as supplementary regulations, such as the implementing rules issued by the
Department of Labor on the new Labor Code. These regulations have the force and effect of law.
ACCEPTED
SUFFICIENT
STANDARDS:
(1) public interest; (2) justice and equity; (3) public convenience and welfare; (4) simplicity, economy and
efficiency;
(5)
sense
and
experience
of
men;
and
(6)
national
security.
Tatad vs. Secretary of the Department of Energy, 281 SCRA 330 (1997)
The true distinction is between the delegation of power to make the law, which necessarily involves a discretion as
to what it shall be, and conferring authority or discretion as to its execution, to be exercised under and in
pursuance of the law. The first cannot be done; to the latter no valid objection can be made.
Santiago vs. COMELEC, 270 SCRA 106 (1997)
Empowering the COMELEC, an administrative body exercising quasi-judicial functions, to promulgate rules and
regulations is a form of delegation of legislative authority. However, in every case of permissible delegation, there
must be a showing that the delegation itself is valid. It is valid only if the law (a) is complete in itself, setting forth
therein the policy to be executed, carried out, or implemented by the delegate; and (b) fixes a standard the
limits of which are sufficiently determinate and determinable to which the delegate must conform in the
performance of his functions. A sufficient standard is one which defines legislative policy, marks its limits, maps
out its boundaries and specifies the public agency to apply it. It indicates the circumstances which the legislative
command
is
to
be
effected.
Doctrine of Potestas delegata non delegari potest; Exception
Kilusang Mayo Uno Labor Center vs. Garcia, Jr., 239 SCRA 386 (1994)
An administrative body may implement broad policies laid down in a statute by filling in the details which the
Legislature may neither have time nor competence to provide. However, nowhere under the aforesaid provisions of
law are the regulatory bodies authorized to delegate that power to a common carrier, a transport operator or
other
public
service.
EXCEPTION
TO
THE
EXCEPTION:
The authority given by the LTFRB to the provincial bus operators to set a fare range over and above the authorized
existing fare is illegal and invalid as it is tantamount to an undue delegation of legislative authority. Potestas
delegate non delegari potest. What has been delegated cannot be delegated. This doctrine is based on the ethical
principle that such a delegated power constitutes not only a right but a duty to be performed by the delegate
through the instrumentality of his own judgment and not through the intervening mind of another. A further
delegation of such power would indeed constitute a negation of the duty in violation of the trust reposed in the
delegate mandated to discharge it directly. The policy of allowing the provincial bus operators to change and
increase their fares at will would result not only to a chaotic situation but to an anarchic state of affairs. This
would leave the riding public at the mercy of transport operators who may increase fares every hour, every day,
every month or every year, whenever it pleases them or whenever they deem it necessary to do so.
American Tobacco Co. vs. Director of Patents, 67 SCRA 287 (1975)
CAN
DIRECTOR
OF
PATENTS
DELEGATE
FUNCTION?
It has been held that power conferred upon and administrative agency to which the administration of a statute is
entrusted to issue such regulations and orders as may be deemed necessary or proper in order to carry out its
purposes and provisions may be an adequate source of authority to delegate a particular function, unless by
express
provisions
of
the
Act
or
by
implication
it
has
been
withheld.
SUB-DELEGATION
OF
POWER:
A far wider range of delegations to subordinate officers. This sub-delegation of power has been justified by sound
principles of organization which demand that those at the top be able to concentrate their attention upon the
larger and more-important questions of policy and practice, and their time be freed, so far as possible, from the
consideration of the smaller and far less important matters of detail. Thus, it is well-settled that while the power
to decide resides solely in the administrative agency vested by law, this does not preclude a delegation of the
power to hold a hearing on the basis of which the decision of the administrative agency will be made.
The rule that requires an administrative officer to exercise his own judgment and discretion does not preclude him
from utilizing as a matter of practical administrative procedure, the aid of subordinates to investigate and report
to him the facts, on the basis of which the officer makes his decisions. It is sufficient that the judgment and
discretion finally exercised are those of the officer authorized by law. There is no abnegation of responsibility on
the part of the officer concerned as the actual decision remains with and is made by said officer. It is, however,
required that to give the substance of a hearing, which is for the purpose of making determinations upon
evidence, the officer who makes the determinations must consider and appraise the evidence which justifies
them.
Kinds of Administrative Regulations (Quasi-Legislative)
1. Legislative subordinate legislation; details of the law
2. Interpretative guidelines to the law to be enforced
Q: Why is it important to distinguish between legislative and interpretative rules and regulations?
A: It is important to distinguish between the two because the requirements of due process generally apply to one
but not to the other. Thus, interpretative rules and regulations do not require notice and hearing or publication
for their validity. However, legislative rules may require notice and hearing (1) if the law itself provides that
there is a need for observance of due process (e.g. provisional fixing of rate); and (2) if the rule adds burden to
the governed. Publication is likewise a condition precedent to the effectivity of legislative rules and regulations,
EXCEPT
if
they
are
merely
internal
regulations
(e.g.
letters
of
instruction).
Eslao vs. Commission on Audit, 236 SCRA 161 (1994)
COA, under its constitutional mandate, is not authorized to substitute its own judgment for any applicable law or
administrative regulation with the wisdom or propriety of which, however, it does not agree, at least not before
such law or regulation is set aside by the authorized agency of government i.e., the courts as unconstitutional
or illegal and void. The COA, like all other government agencies, must respect the presumption of legality and
constitutionality to which statutes and administrative regulations are entitled until such statute or regulation is
repealed or amended, or until set aside in appropriate case by a competent court and ultimately the Supreme
Court.
Commissioner of Internal Revenue vs. CA, 261 SCRA 236 (1996)
LEGISLATIVE
v.
INTERPRETATIVE
RULE:
A legislative rule is in the nature of subordinate legislation, designed to implement a primary legislation by
providing the details thereof. In the same way that laws must have the benefit of public hearing, it is generally
required
that
before
a
legislative
rule
is
adopted
there
must
be
hearing.
It should be understandable that when an administrative rule is merely interpretative in nature, its applicability
needs nothing further than its bare issuance for it gives no real consequence more than what the law itself has
already prescribed. When, upon the other hand, the administrative rule goes beyond merely providing for the
means that can facilitate or render least cumbersome the implementation of the law but substantially adds to or
increases the burden of those governed, it behooves the agency to accord at least to those directly affected a
chance to be heard, and thereafter to be duly informed, before that new issuance is given the force and effect of
law.
Peralta vs. Civil Service Commission, 211 SCRA 425 (1992)
INTERPRETATIVE
RULE:
When an administrative or executive agency renders an opinion or issues a statement of policy, it merely interprets
a pre-existing law; and the administrative interpretation of the law is at best advisory, for it is the courts that
finally determine what the law means. It has also been held that interpretative regulations need not be published.
ADMINISTRATIVE
CONSTRUCTION;
EFFECT:
Administrative construction is not necessarily binding upon the courts. Action of an administrative agency may be
disturbed or set aside by the judicial department if there is an error of law, or abuse of power or lack of
jurisdiction or grave abuse of discretion clearly conflicting with either the letter or the spirit of a legislative
enactment.
WHAT
IS
THE
EFFECT
OF
AN
INVALID
ADMINISTRATIVE
RULE?
The general rule vis--vis legislation is that an unconstitutional act is not a law; it confers no rights; it imposes no
duties; it affords no protection; it creates no office; it is in legal contemplation as inoperative as though it had
never been passed. But it is quite clear, however, that such broad statements as to the effect of a determination
of unconstitutionality must be taken with qualifications. The actual existence of a statute, prior to such
determination is an operative fact and may have consequences which cannot always be ignored.
Melendres vs. COMELEC, 319 SCRA 262 (1999)
It needs to be stressed that the power of administrative agencies to promulgate rules in the implementation of a
statute is necessarily limited to what is provided for in the legislative enactment. However, a long line of cases
establish the basic rule that courts will not interfere in matters which are addressed to the sound discretion of
government agencies entrusted with the regulation of activities coming under the special technical knowledge and
training
of
such
agencies.
Generally, the interpretation of an administrative government agency, which is tasked to implement a statute, is
accorded great respect and ordinarily controls the construction of the courts. However, courts will not hesitate to
set aside such executive interpretation when it is clearly erroneous, or when there is no ambiguity in the rule, or
when the language or words used are clear and plain or readily understandable to any ordinary reader.
Eastern Telecommunications Philippines, Inc. vs. International Communication Corporation, G.R. No. 135992, Jan.
31, 2006
The interpretation of an agency of its own rules should be given more weight than the interpretation by that
agency of the law it is merely tasked to administer. Thus, in cases where the dispute concerns the interpretation
by an agency of its own rules, one should apply only these standards: Whether the delegation of power was valid;
whether the regulation was within that delegation; and if so, whether it was a reasonable regulation under a due
process
test.
Requisites
of
Valid
Administrative
Regulations
department
zeal
may
not
be
permitted
to
outrun
the
authority
conferred
by
the
statute.
The function of prescribing rates by an administrative agency may be either a legislative or an adjudicative
function. If it were a legislative function, the grant of prior notice and hearing to the affected parties is not a
requirement of due process. As regards rates prescribed by an administrative agency in the exercise of its quasijudicial function, prior notice and hearing are essential to the validity of such rates.
QUASI-LEGISLATIVE
v.
QUASI-JUDICIAL:
When the rules and/or rates laid down by an administrative agency are meant to apply to all enterprises of a given
kind throughout the country, they may partake of a legislative character. Where the rules and the rates imposed
apply exclusively to a particular party, based upon a finding of fact, then its function is quasi-judicial in character.
Publication
1. file with UP Law Center 3 certified copies of the rule
2. file or publish with the National Administrative Register
Penal Regulations; Requisites for Validity
1. the law itself must make the violation punishable
2. the law itself must impose and specify the penalty
3. the regulation must be published
Q: What cannot be delegated to the administrative body as regards penal regulations?
A: The Legislature cannot delegate to the administrative body (1) what acts should constitute a criminal offense
and (2) how they shall be punished.