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Key Words: preterm birth; low birth weight; epidemiology; infant mortality; racial disparities; medical technology
TRENDS
etween 1980 and 2000 in the United States, the infant
mortality rate (the number of infant deaths less than one
year of age per 1000 live births) was reduced 45%, from
12.6 to 6.9 per 1000 live births [CDCP, 2002]. This marked
two-decade decrease in the risk of infant death, capping a
century of ongoing improvement in infant mortality rates, represents a praiseworthy achievement in U.S. perinatal health. But
equally noteworthy about this phase of steady enhancement in
infant survival is that infant death rates continued to decline
during a period when the rates of premature births, both preterm and low birth weight, were increasing (Fig. 1). Between
1980 and 2000, low birth weight (2500 grams) rates rose from
6.8 to 7.6 percent of live births, a 12 percent increase, and very
low birth weight (1500 grams) rates rose 24 percent, from 1.15
to 1.43 percent of live births. Correspondingly, preterm birth
(37 weeks) rates increased approximately 17 percent [Guyer et
al., 1997; 1998; 1999; Mathews et al., 2002]. This disjunctive
pattern of falling infant mortality rates, coupled with no complementary improvement in the proportion of high-risk premature births, is not altogether unique. Indeed, a relatively similar
combination of intersecting infant mortality and prematurity
trends was noted between 1950 and 1975 [Lee et al., 1980].
Fig. 1. 1980 2000 infant mortality rates & % low birth weight live births to U.S. resident
mothers.
Fig. 2. % change in infant mortality by birth weight (19851987 and 19951997 single live
births to U.S. resident mothers).
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eries [Blondel et al., 2002]. The underlying determinants for the majority of the
increase in prematurity rates appear to lie
elsewhere.
Other recent speculations about
the contributors to the increase in preterm and low birth weight rates have
pointed to the role of earlier therapeutic
deliveries [Kramer, 1998; Joseph et al.,
1998; Alexander et al., 1999; Allen et al.,
2000; Kogan et al., 2000; 2002, Blondel
et al., 2002]. This theory suggests that the
growing availability and use of ultrasound and other medical technologies,
used to screen for high-risk medical conditions, have allowed for the earlier detection of pregnancy complications. The
earlier detection of a fetus in crisis, coupled with the availability of effective
neonatal intensive care medical therapies
(i.e., steroids and surfactant) may lead to
an earlier therapeutic delivery for women
with acute high-risk pregnancy conditions. Earlier entry and more adequate
use of prenatal care may contribute to
this process, not only by high-risk
screening for and earlier detection of
medical problems, but by facilitating access to risk-appropriate perinatal care and
delivery services. In essence, technological advances in medical practice may be
linked to the increasing rates of preterm
births, while concurrently playing an important role in reducing infant and fetal
mortality rates.
The medical technology theory for
explaining the discordant trends in the
rates of infant mortality and prematurity
may have additional applications in furthering our understanding of the impact
of these pregnancy outcomes on efforts
to increase early access, availability, and
regular use of prenatal care, e.g., the expansion of Medicaid eligibility [Alexander and Howell, 1997]. During the last
20 years in the U.S., numerous program
and policy initiatives have been undertaken to remove financial barriers to the
receipt of prenatal care for the expressed
purpose of reducing the proportion of
high-risk low birth weight infants in the
hopes of lowering infant mortality rates.
Evaluations of these prenatal care initiatives have revealed that while eligibility
and enrollment in Medicaid increased,
along with more early and adequate use
of care, there was no decline in preterm
and very low birth weight rates [Alexander and Howell, 1997]. Any role prenatal care played in preventing some low
birth weight deliveries (e.g., reducing the
proportion of small-for-gestational age
term births through smoking or nutrition-related interventions) could well be
overshadowed by the theorized increase
MRDD RESEARCH REVIEWS
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Fig. 3. 1980 2000 racial disparities in infant mortality, low birth weight, and very low birth
weight.
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Table 1. Immutable
Medical Risk Factors
Associated With
Preterm Birth
Previous low birth weight or preterm
delivery
Multiple 2nd trimester spontaneous abortion
Prior first trimester induced abortion
Familial and intergenerational factors
History of infertility
Nulliparity
Placental abnormalities
Cervical and uterine anomalies
Gestational bleeding
Intrauterine growth restriction
In utero diethylstilbestrol exposure
Multiple gestations
Infant sex
Short stature
Low prepregnancy weight/low body
mass index
Urogenital infections
Pre-eclampsia
vival of White high-risk infants [Alexander et al., 1999; Allen et al., 2000].
The factors that underlie the growing racial disparities in improving survival
for low birth weight and preterm infants
remain open to speculation. Some researchers have suggested that certain therapies, e.g., surfactant, have differentially
benefited low birth weight White infants,
who may be relatively more immature and
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The link between smoking and prematurity, including preterm delivery, low
birth weight and intrauterine growth, has
been well established [Longo, 1977;
Woods et al., 1987; Berkowitz and Lapinski, 1998]. According to the National Center for Health Statistics, rates of smoking
among pregnant women in the U.S. decreased in the 1990s [Matthews, 2001].
Among all racial/ethnic groups, the rates
decreased from 18.4% in 1990 to 12.3% in
1999, a 33% reduction. For Non-Hispanic
African-Americans, rates fell from 15.9% in
1990 to 9.1% in 1999, a 43% decrease
[Matthews, 2001]. Among Non-Hispanic
Whites, the rates dropped from 21.0% in
1990 to 15.7% in 1999 for a 25% decrease.
Despite their lower low birth weight rates,
White mothers continue to have higher
smoking rates than African-Americans.
More notable, given the association of tobacco use with prematurity, the rates of
preterm birth and low birth weight increased as smoking rates declined among all
racial/ethnic groups. Efforts to reduce tobacco use during pregnancy should certainly continue. But, given the progress
already made in this area, the potential for
future gains from smoking prevention efforts on prematurity rates has lessened along
with population attributed risk of smoking
for preterm birth.
Preterm birth is typically defined as
birth prior to 37 weeks of gestation. It is
an outcome defined by a single endpoint,
i.e., being born too soon, and often results in a low birth weight infant. In
addition to resulting from early delivery,
low birth weight also stems from being
born too small at term, i.e., being smallfor gestational age [Kramer, 1987]. Importantly, these distinct outcomes, being
born too early, or on time but too small,
result from a variety of unique causes.
Moreover, although preterm births may
be grouped together as a single adverse
birth outcome, there are several distinct
pathways or etiologies that can result in
early delivery. Accordingly, a single cure
for the multiple causes and types of prematurity is not only unlikely; it is probably unrealistic [Alexander, 1998].
Preterm births have been classified
into three separate categories according
to clinical presentation:
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