Escolar Documentos
Profissional Documentos
Cultura Documentos
GROUP OF INDUSTRIES
Plant :
DEPT :
Page:
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
Are Objectives & target for OHSAS Identified & auditee aware of it?
4.3.3
4.3.3
4.3.1
4.3.1
MINOR
NCR
MAJOR NCR
OBSERVATION
4.2
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
DEPT :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
EMS/OHSAS
EMS
4.3.1
EMS
4.3.2
EMS
4.3.3
EMS
4.5.1
EMS
4.5.1
EMS
4.5.1
EMS
4.3.2
EMS
4.3.1
10
EMS/OHSAS
4.3.2
OBSERVATION
4.2
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
DEPT :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
EMS/OHSAS
4.5.1
EMS/OHSAS
4.4.5
EMS/OHSAS
4.4.5
14
EMS/OHSAS
15
EMS/OHSAS
16
EMS/OHSAS
4.4.5
17
EMS/OHSAS
4.5.4
18
OHSAS
4.3.2
19
OHSAS
4.3.2
11
OBSERVATION
12
13
4.4.6
4.4.6
GROUP OF INDUSTRIES
Plant : RAPLII
AUDIT PERIOD :
DEPT :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
20
OHSAS
4.5.2
21
4.5.2
22
OHSAS
4.3.2
Are Objectives & target for OHSAS Identified & auditee aware of it ?
OHSAS
4.3.3
OHSAS
4.5.1
OHSAS
4.4.6
OHSAS
4.5.1
OHSAS
4.3.2
OHSAS
4.3.2
OHSAS
4.5.1
23
24
25
26
27
28
29
NAME/SIGN OF THE AUDITOR :
OBSERVATION
GROUP OF INDUSTRIES
Plant : RAPLII
AUDIT PERIOD :
DEPT :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
OHSAS
4.5.1
OHSAS
4.3.2
OHSAS
4.3.2
OHSAS
4.4.6
34
OHSAS
35
OHSAS
36
OHSAS
37
OHSAS
38
OHSAS
OBSERVATION
30
31
32
33
4.5.1
4.5.1
4.3.2
4.4.6
4.5.4
NAME/SIGN OF THE AUDITEE :
GROUP OF INDUSTRIES
Plant
Page:
AUDIT PERIOD :
DEPT : PURCHASE
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS REF
NO.
4.2
4.2
As per Central Motor Vehicle Rule 1989 rule no 25 ,48 ,5,62,116,141-Check compliance for PUC certificates for vehicles.
4
5
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
NO NCR
4.5.2
4.3.2
4.3.2
Are Objectives & target for EMS/OHSAS Identified & auditee aware of
it ?
4.4.5
4.5.4
GROUP OF INDUSTRIES
Plant
Page:
AUDIT PERIOD :
DEPT : STORES
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS REF
NO.
4.2
4.2
As per Central Motor Vehicle Rule 1989 rule no 25 ,48 ,5,62,116,141-Check compliance for PUC certificates for vehicles.
4
5
6
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
NO NCR
4.5.2
4.5.1
Are Objectives & target for EMS/OHSAS Identified & auditee aware of
it ?
4.5.1
4.4.5
10
4.5.4
GROUP OF INDUSTRIES
Plant:
DEPT : MR
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS REF
NO.
EMS/OHSAS
4.2
EMS/OHSAS
4.2
EMS/OHSAS
4.4.1
EMS/OHSAS
4.5.5
EMS/OHSAS
4.5.5
Are Objectives & target for OHSAS Identified & auditee aware of it ?
OHSAS
EMS
6
7
OBJECTIVE EVIDENCE/REMARKS
NO NCR
4.3.3
4.3.3
4.3.2
Whether Severity, Frequency & Incident rate are monitored & trend is
available .
OHSAS
4.5.1
4.4.5
10
AUDIT FINDINGS
EMS/OHSAS
GROUP OF INDUSTRIES
Plant:
DEPT : MR
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS REF
NO.
11
EMS/OHSAS
4.4.5
12
EMS/OHSAS
4.5.1
13
EMS/OHSAS
4.5.4
14
EMS/OHSAS
4.5.1
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
NO NCR
GROUP OF INDUSTRIES
Plant :
DEPT : Production/QA
Page:
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
EMS/OHSAS
4.2
EMS/OHSAS
4.2
4.3.1
4.3.2
EMS
MAJOR
NCR
OBSERVATION
4.3.2
Are applicable Legal requirements are known to all ?
EMS
4.3.2
6
Notification for Hazardous waste display board is displayed ?
EMS
4.3.2
7
Their should not be any Hazardous waste open to sky, check ?
EMS
EMS
EMS
10
EMS
4.3.2
4.3.2
4.3.2/4.4.6
NAME/SIGN OF THE AUDITEE :
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
11
EMS/OHSAS
12
EMS
13
EMS
14
4.2
4.4.5
4.3.1
4.3.3
15
EMS
4.3.3
4.3.3
16
Are Objectives & target for EMS identified.Auditee aware of it ?
EMS
4.3.3
17
EMS/OHSAS
4.4.2
18
Are Traning records available for the traning to BCA & WCA ?
EMS/OHSAS
4.4.2
19
SOP training record / Work procedure training records are available? EMS/OHSAS
4.4.2
20
Method of training need is available?
NAME/SIGN OF THE AUDITOR :
EMS/OHSAS
NAME/SIGN OF THE AUDITEE :
MAJOR
NCR
OBSERVATION
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
21
OHSAS
4.2
22
OHSAS
4.2
23
OHSAS
24
25
As per the Explosives Act 1884 & Gas Cylinder rules 1981 -rule
No17 , 18 , 36 - check for complaince of handling of cylinders.
MAJOR
NCR
OBSERVATION
4.3.1
4.3.2
4.3.3
OHSAS
4.4.2
26
List of training heads?
EMS/OHSAS
4.4.2/4.3.2
27
Training index per person? Safety training Hours?
EMS/OHSAS
28
EMS/OHSAS
29
EMS/OHSAS
30
EMS/OHSAS
4.4.4
4.4.5
4.4.5
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
31
As per the Explosives Act 1884 & Gas Cylinder rules 1981 -rule No 9 Labelling of cylinders- check complaince of checklist of unloading
cylinders is available.
OHSAS
MAJOR
NCR
OBSERVATION
4.3.3
4.3.3
32
As per FA 1948, section 88 , MFR 115 -Notice of certain accident check complaince for form no 24 and 30.
OHSAS
4.3.3
33
OHSAS
4.3.3
34
OHSAS
4.3.3
35
OHSAS
4.3.3
36
Are Objectives & target for OHSAS Identified & auditee aware of it ?
OHSAS
4.4.6
37
OHSAS
4.4.6
38
Verify Near miss accident register is available at specified location ?
OHSAS
4.4.6
39
Whether actions are taken in case of near miss situations ?
OHSAS
4.5.1
40
Whether Severity, Frequency & Incident rate are monitored & trend is
available .
OHSAS
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
41
OHSAS
42
OHSAS
43
OHSAS
MAJOR
NCR
OBSERVATION
4.3.2
4.3.2
4.3.2
4.4.6
44
Check for, there should not any unsafe tool in use ?
OHSAS
45
OHSAS
46
OHSAS
47
OHSAS
48
OHSAS
49
OHSAS
50
OHSAS
4.4.6
4.4.6
4.4.7
4.4.7
4.4.7
4.6
GROUP OF INDUSTRIES
Plant :
DEPT : Production
Page:
AUDIT PERIOD :
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
4.2
4.2
4.3.1
4.3.1
5
6
MAJOR
NCR
OBSERVATION
4.3.2
Are applicable Legal requirements are known to all ?
4.3.2
Disposal of Hazardous waste has carried out by authorised agency.
4.3.2
4.3.2/4.4.6
4.3.2
9
Their should not be any Hazardous waste open to sky, check ?
4.3.2
10
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
DEPT : Production
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
4.3.2
11
12
Are Objectives & target for OHSAS Identified & auditee aware of it ?
4.3.3
13
Are Objectives & target for EMS identified.Auditee aware of it ?
4.4.4
14
15
16
17
4.4.5
4.4.7
4.6
MAJOR
NCR
OBSERVATION
GROUP OF INDUSTRIES
Plant :
AUDIT PERIOD :
DEPT : HR
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
Pl tick appropriate from below
as per QSP-MR-04
OBJECTIVE EVIDENCE/REMARKS
NO NCR
As per Central Motor Vehicle Rule 1989 rule no 25 ,48 ,5,62,116,141-- EMS
Check compliance for PUC certificates for vehicles.
4.5.2
As per water act 1977 section no 5 CESS rule 1978 rule no 4-Whether CESS return records are available.
EMS
4.5.2
4.5.2
EMS
4.3.2
EMS
4.3.2
EMS
4.3.2
EMS
4.3.3
10
EMS
4.4.5
EMS/OHSAS
MINOR
NCR
MAJOR
NCR
OBSERVATION
4.2
4.3.2
GROUP OF INDUSTRIES
Plant :
Page:
AUDIT PERIOD :
DEPT : HR
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
Pl tick appropriate from below
as per QSP-MR-04
OBJECTIVE EVIDENCE/REMARKS
NO NCR
11
EMS
4.5.1
12
EMS
4.4.7
13
EMS
4.3.2
14
EMS/OHSAS
4.3.2
15
EMS/OHSAS
4.3.2
16
4.3.2
17
EMS/OHSAS
4.3.2
18
EMS/OHSAS
4.3.2
19
EMS/OHSAS
4.3.2
20
EMS/OHSAS
4.4.2
MINOR
NCR
MAJOR
NCR
OBSERVATION
GROUP OF INDUSTRIES
Plant :
Page:
AUDIT PERIOD :
DEPT : HR
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
Pl tick appropriate from below
as per QSP-MR-04
OBJECTIVE EVIDENCE/REMARKS
NO NCR
21
EMS/OHSAS
4.4.2
22
EMS/OHSAS
4.4.2
23
EMS/OHSAS
4.4.2
24
EMS/OHSAS
4.4.5
25
EMS/OHSAS
4.4.5
26
EMS/OHSAS
4.4.5
27
EMS/OHSAS
4.5.4
28
Are Traning records available for the traning to BCA & WCA ?
EMS/OHSAS
4.4.2
29
OHSAS
4.5.1
30
4.3.2
MINOR
NCR
MAJOR
NCR
OBSERVATION
Plant :
Page:
AUDIT PERIOD :
DEPT : HR
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
EMS/OHSAS
APPLICABLE
CLAUSE/
PROCESS
REF NO.
AUDIT FINDINGS
Pl tick appropriate from below
as per QSP-MR-04
OBJECTIVE EVIDENCE/REMARKS
NO NCR
31
As per FA 1948, section 88 , MFR 115 -Notice of certain accident check complaince for form no 24 and 30.
OHSAS
4.3.2
32
OHSAS
4.5.1
33
Verify that Water testing is done as follows:Chemical analysis for one OHSAS
locations, Physiological analysis for each locations.
4.5.1
34
Whether Confined place is defined for water tank cleaning & check for OHSAS
work permit is given.
4.4.6
35
Whether Safety points are covered within agreement done with labour OHSAS
contractor ?
4.4.6
36
Are Objectives & target for OHSAS Identified & auditee aware of it ?
OHSAS
4.3.3
37
OHSAS
4.4.5
38
OHSAS
4.4.5
39
OHSAS
4.5.1
40
Verify First Aid box for availability of listed Medicines, with expiry date. OHSAS
4.5.1
41
OHSAS
4.4.7
42
OHSAS
4.3.2
MINOR
NCR
MAJOR
NCR
OBSERVATION
GROUP OF INDUSTRIES
Plant:
AUDIT PERIOD :
DEPT : Safety
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS REF
NO.
4.5.1
4.5.1
Whether Severity, Frequency & Incident rate are monitored & trend is
available .
4.5.1
4.5.1
4.3.1
Work permit can not be issued for more than 2 days, check ?
4.4.6
4.4.6
4.3.2
10
4.3.2
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
NO NCR
4.4.6
GROUP OF INDUSTRIES
Plant:
AUDIT PERIOD :
DEPT : Safety
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS REF
NO.
11
4.4.5
12
4.4.5
13
4.4.5
14
4.4.5
15
4.4.5
16
17
4.4.7
18
4.4.7
19
4.4.7
20
4.4.6
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
NO NCR
4.3.2/4.4.7
GROUP OF INDUSTRIES
Plant:
AUDIT PERIOD :
DEPT : Safety
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS REF
NO.
21
4.3.2
22
4.3.2
23
4.3.2
24
25
4.5.1
26
4.5.3
27
Verifiy, Near miss accidents register for updatation & related actions
are taken ?
4.5.3
28
4.5.3
29
4.5.2
30
4.4.7
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
NO NCR
4.3.2/4.5.1
GROUP OF INDUSTRIES
Plant:
AUDIT PERIOD :
DEPT : Safety
of
AUDIT NO :
Processes to be audited :
SR NO CHECK POINT
APPLICABLE
CLAUSE/
PROCESS REF
NO.
31
4.4.7
32
4.3.2
33
4.4.5
34
4.5.4
35
4.5.1
AUDIT FINDINGS
OBJECTIVE EVIDENCE/REMARKS
NO NCR