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KEY WORDS
preterm delivery, cytokines, immune response, sepsis,
inammation
ABBREVIATIONS
hCAhistological chorioamnionitis
ILinterleukin
IUGRintrauterine growth restriction
LPSlipopolysaccharide
MHCmajor histocompatibility complex
PPROMpreterm premature rupture of membranes
PTLpreterm labor
TNFatumor necrosis factor a
Drs Peebles and Klein conceived and designed the study; Drs
Azizia and Lloyd acquired consent and recruited women,
extracted the clinical data, collected the samples, and
performed assays; Drs Allen and Azizia did data analysis
including statistical analysis; Drs Azizia, Klein, and Peebles
interpreted the data; and Drs Azizia, Lloyd, Allen, Klein, and
Peebles drafted and approved the manuscript.
www.pediatrics.org/cgi/doi/10.1542/peds.2011-1579
doi:10.1542/peds.2011-1579
Accepted for publication Dec 7, 2011
Address correspondence to Donald Peebles, MD, FRCOG, Institute
for Womens Health, University College London, 2nd Floor Medical
School Building, 74 Huntley St, London WC1E 6AU, United Kingdom.
E-mail: d.peebles@ucl.ac.uk
PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
Copyright 2012 by the American Academy of Pediatrics
FINANCIAL DISCLOSURE: The authors have indicated they have
no nancial relationships relevant to this article to disclose.
FUNDING: This work was funded by project grant 03UCL01 from
SPARKS (Sport Aiding medical Research for Kids) charity. The
study was undertaken at University College London Hospitals/
University College London, which received a proportion of
funding from the Department of Healths National Institute for
Health Research Biomedical Research Centres funding scheme.
Dr Aziza is registered as a PhD student with the University
College London, United Kingdom.
abstract
OBJECTIVES: Preterm neonates are at increased risk of sepsis compared with those born at term. We investigated immune status at
birth and early neonatal life in very preterm neonates and its association with short-term outcomes.
METHODS: Prospective observational study conducted at a university
hospital recruiting 113 preterm neonates (2332 weeks) and 78 controls. Monocyte major histocompatibility complex (MHC) class II expression, serum, and ex vivo lipopolysaccharide stimulated levels of
six cytokines (tumor necrosis factor a, interleukin (IL)-1b, IL-6, IL-8, IL10, and IL-12p70) were measured in umbilical cord blood and over
the rst 7 days. The presence of neonatal sepsis and histologic
chorioamnionitis was recorded.
RESULTS: Prematurity (preterm labor and preterm premature rupture
of membranes cohorts), neonatal sepsis, and histologic chorioamnionitis were associated with signicant reduction in monocyte MHC class
II expression. Neonates who had evidence of subsequent protracted
sepsis had low levels of MHC class II expression at birth. Serial monocyte MHC class II expression revealed a fall by day 2, in all preterm
neonates, with the degree being inuenced by both prematurity
and sepsis, and incomplete recovery by day 7, suggesting immunoparalysis in preterm premature rupture of membranes and preterm labor
cohorts. Whole blood lipopolysaccharide stimulation assay showed signicantly lower tumor necrosis factor a, values in preterm neonates
who subsequently developed sepsis indicating a degree of immunoparalysis.
CONCLUSIONS: Our data support the concept that fetal exposure to
inammation before preterm delivery leads to subsequent endotoxin
hyporesponsiveness (immunoparalysis), which increases the risk of
subsequent sepsis and associated organ dysfunction. Pediatrics
2012;129:e967e974
e967
METHODS
Patient Selection
One hundred ninety-one infants were
recruited in this prospective observational study conducted at University
College London Hospitals (October 2003
to September 2007) approved by the
University College London/University
College London Hospitals Research
Ethics Committee (the study groups are
dened in Table 1). There were no major changes in the clinical indications
for preterm delivery over this time
period. Recruitment and the assays
were performed by a clinical research
fellow who was independent of the
clinicians caring for infants or mothers
Term Labor
Term LSCD
Feticide
IUGR
PTL
PPROM
n
Gestation, d
Birth wt, g
Gender Male, %
Singleton, %
Vaginal delivery, %
hCA, %
Neonatal sepsis (1st wk), n (%)
33
282 (279289)
3450 (30903800)
51.5
100
100
2 (6)
25
272 (269275)
3270 (31003580)
60
100
0
5 (20)
20
164.5 (161178)
90
13
201 (194212)
863 (6301030)
69
84.6
0
0
7 (53.8)
42
186 (172199)
952 (7391265)
37
57
82
44.8
16 (45.7)
48
191 (177208)
903 (7091360)
64.4
73.3
72
71.1
28 (62.2)
The cohorts were as follows (1) term neonates delivered by spontaneous vaginal delivery, (2) term neonates delivered by elective lower-segment caesarean delivery (LSCD); (3) fetuses
undergoing feticide before termination of pregnancy in the second or third trimesters for fetal abnormality, (4) neonates delivered prematurely (,32 weeks gestation) because of known
intrauterine growth restriction (n = 13), and (5) neonates born following preterm labor or PPROM at ,32 completed weeks gestation (up to 23 wk). The median and interquartile ranges for
both gestational age and birth wt are shown.
e968
AZIZIA et al
ARTICLE
A previously optimized dual staining technique was used to determine monocyte MHC class II expression.18,21 Briey,
monocytes were ow sorted after
staining with R-phycoerythrin conjugated antibody to CD14, uorescein
isothiocyanate conjugatedconjugated
antibody to MHC class II and mouse
immunoglobulin G1 antibody raised against keyhole limpet hemocyanin for
MHC class II (Dako, Ely, United Kingdom).
Cytokine Measurement
RESULTS
Patient Characteristics
Onehundred and ninety-oneinfantswere
recruited to the study; data on 10 were
not included because early death meant
that insufcient samples were taken (7
PTL and 3 PPROM neonates). The demographic characteristics and gestational ages oftheparticipantsareshown
in Table 1. Histologic chorioamnionitis
(hCA) was more common in the PPROM
cohort compared with the PTL (P , .05).
Expression of MHC Class II on Cord
Blood Monocytes
At term, there was no effect of mode of
delivery (elective caesarean delivery
and vaginal delivery) on monocyte MHC
class II on cord blood. It is of note that
even in these control groups, there was
a relatively wide range of expression
(from 99.9% to 26.8%; Fig 1).
It was difcult to assess the effect of
gestation on monocyte class II expression because the circumstances of
birth for most premature infants are
not normal and include factors, independent of gestation that might inuence class II expression. We therefore
studied a control cohort of fetuses
e969
FIGURE 1
Cord blood monocyte MHC class II expression (%, median with interquartile range) in term infants, born
by elective lower segment caesarean delivery (LSCD) or vaginal delivery (Term), and preterm infants
(,32 weeks gestation) born after PPROM, preterm labor, or caesarean delivery for severe IUGR. An
additional cohort of samples from fetuses undergoing feticide (,32 weeks gestation) is also included.
The gures at the bottom of the panels show group size. Symbols indicate signicant differences
between the following groups: * compared with feticide group Mann Whitney P . .05; ** compared with
term, Mann Whitney P , .05; *** compared with feticide group, Mann Whitney P , .01.
AZIZIA et al
ARTICLE
FIGURE 3
Cord blood monocyte MHC class II expression (%) in term and preterm infants (born after IUGR, PPROM,
and PTL) with (SEP) or without evidence of sepsis (NS) in the rst week of life. Symbols indicate signicant
differences between the following groups: ** compared with term with no evidence of sepsis Mann
Whitney P , .01; *** compared with PTB with no sepsis, Mann Whitney P , .01.
e971
DISCUSSION
Our observation that MHC class II expression is lower in the cord blood of
fetuses born after PTL or PPROM than
gestation matched feticide controls or
iatrogenic preterm birth (IUGR) is consistent with monocytes having been
FIGURE 4
Changes in monocyte MHC class II expression (median %) comparing cord blood (day 0) with samples at
24 to 48 hours (day 2) and 7 days postdelivery. All preterm groups had lower expression on day 2
compared with at birth: IUGR 72.9 (53.587.5, n = 15) vs 34 (28.054.9; n = 7; P , .05), PTL 66.6 (40.680.9,
n = 22,) vs 28.5 (11.460.7, n = 19, P , .05), and PPROM 52.2 (37.966.5, n = 32) vs 34.7 (8.762.6, n = 20,
P , .05). There was no difference (P . .05) between groups on day 7 compared with the same group on
either days 0 or 2.
FIGURE 5
A, TNFa, and B, IL6 concentrations after ex vivo LPS stimulation of whole cord blood in term, feticide, PTL,
and PPROM groups. * Mann Whitney P , .05 compared with term.
AZIZIA et al
ARTICLE
unexpectedly admitted for observation on the neonatal unit for suspected sepsis. Second, we showed
that when whole blood was stimulated with bacterial endotoxin ex
vivo, the production of TNFa was reduced, suggesting monocyte hyporesponsiveness. Other groups have
demonstrated a similar hyporesponsiveness to LPS after exposure to
sepsis3234 and suggested that in
combination with low monocyte MHC
class II expression, this could indicate a degree of immune paralysis.
The timing of MHC class II reduction and
impaired ex vivo cytokine production
would be consistent with an inammatory insult around the time of
delivery. It is tempting to relate these
observations to the presence of bacteria in the fetal membranes and amniotic uid found in women who deliver
preterm.24 However, we do not know
that noninfectious causes of premature labor (eg, placental abruption,
multiple gestation) may not lower
monocyte MHC class II expression.
CONCLUSIONS
These data support the concept of in
utero origins of neonatal sepsis at least in
the setting of preterm birth. Monocyte
MHC expression in cord blood may have
prognostic value as a robust marker of
fetal exposure to inammation.
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AZIZIA et al
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