Escolar Documentos
Profissional Documentos
Cultura Documentos
http://emr.sagepub.com/
Published by:
http://www.sagepublications.com
On behalf of:
Additional services and information for Emotion Review can be found at:
Email Alerts: http://emr.sagepub.com/cgi/alerts
Subscriptions: http://emr.sagepub.com/subscriptions
Reprints: http://www.sagepub.com/journalsReprints.nav
Permissions: http://www.sagepub.com/journalsPermissions.nav
477515
2013
Emotion Review
Vol. 5, No. 3 (July 2013) 235240
The Author(s) 2013
ISSN 1754-0739
DOI: 10.1177/1754073913477515
er.sagepub.com
Jaak Panksepp
Abstract
The primal motivational systems of all mammals are constituted of the evolved affective brain networks that gauge key survival
issues. However, since progress in functional neuroscience has historically lagged behind conceptual developments in psychological
science, motivational processes have traditionally been anchored to behavioral rather than neural and affective issues. Attempts to
retrofit neuroaffective issues onto established psychological-conceptual structures are problematic, especially when fundamental
evidence for primal affective circuits, and their neural nature, comes largely from animal research. This article provides a synopsis of
our growing understanding of primary-process emotional systems of mammalian brains and minds, which provides a new empirically
based infrastructure for higher levels of human theorizing.
Keywords
affective neuroscience, approach, avoidance, motivations
Corresponding author: Jaak Panksepp, College of Veterinary Medicine, Department of VCAPP, Washington State University, PO Box 646520, Pullman, WA 99164-6520, USA.
Email: jpanksepp@vetmed.wsu.edu
Figure 1. A conceptual summary of evolutionary hierarchical bottomup (nested) and topdown (circular) causation that presumably operates in every
primal emotional system of the brain. This schematic summarizes the hypothesis that in order for higher MindBrain functions to operate, they have to
be integrated with the lower BrainMind functions, with primary processes being depicted as squares, secondary processing (learning and memory) as
circles, and tertiary processing (higher cognitive functions), at the top, as rectangles. Please imagine each symbol being color-coded, to better envision
the nested hierarchies that integrate the various levels of the BrainMind (adapted from Panksepp, 2011, which contains a color rendition of this
conceptualization). Bottomup control prevails in early infancy and early childhood development. Topdown control is optimized in adulthood.
humans that are not affectively experienced. This correspondence allows access to positively and negatively valenced emotional arousals in animals (Panksepp, 2011), and evaluation of
discriminability of those affective states (Stutz, Rossi, Hastings,
& Brunner, 1974). Abundant evidence indicates that subcortical
emotional brain state-shifts are affectively experienced by
humans (Coenen, Schlaepfer, Maedler, & Panksepp, 2011;
Panksepp, 1985). With accruing understanding of neurochemical codes of these systems, additional predictions are made
about affective arousals in humans (Panksepp, 1998). Such
epistemological possibilities, hardly recognized in academic
psychology, facilitate neuroempirical understanding of emotional states and associated motivational processes in humans.
Primary Processes
At the foundation of the mind, various unconditioned stimulus
(UCS) and unconditioned response (UCR) affect systems undergird mental life. Such fundamental tools for living, like
SEEKING (capitalized to highlight a new neurofunctional
nomenclature), remain poorly studied in psychology, partly
because deep understanding requires brain research best pursued through affectively sensitive work on other animals.
Secondary Processes
At the intermediate level of neural organization are a variety of
learning systems that interface UCSs and UCRs into learned
subroutines. These intermediate functions arise from brain areas
Tertiary Processes
On top of these are species-typical neocortical expansions, tissues called general computational space which allow for the
emergence of higher cognitive strategies that are commonly discussed in terms of thoughts and decision-making strategies, and
ruminations when more intensely affective.
We have optimal access to primary processes in animal
research, and thereby affective qualia that are foundational
for mind (Panksepp, 1998; Panksepp & Biven, 2012). Most
tertiary-process issues are best studied in humans. Secondary
processes are well studied in both. With primary-process brain
research, we can move beyond the law of effect, (Thorndike,
1911) toward neuromechanistic laws of affect whereby silent
synapses are converted to active ones through environmentally
precipitated brain affective shifts (Panksepp & Biven, 2012).
Distinct types of primal affects are promoted by homologous neural circuits concentrated in subcortical regions in all
mammals, ready to guide behavior and learning soon after
birth. These motivation-generating systems come in distinct
flavors, with homeostatic, sensory, and emotional affects
being meaningful global categories, each with many exemplars. Primal affects get connected to environments through
learningsecondary processing which, stated simply, coax
animals to promote good feelings and diminish bad ones
thereby allowing internal survival issues to be related to world
events. I ignore tertiary processes herehigher psychological
processes, much harder to study in animals than humansbut
simply note how intimately they are intermeshed with primal
affective values.
Although human cognitive approaches have little empirical
access to subcortical neural mechanisms of primal affects, we
can analyze evolutionarily related animal feelings by studying
the rewarding and punishing properties of subcortical emotional
UCRsaction networks that feel like something when aroused.
The sensory and homeostatic affects are harder to study neuroscientifically because they are not as intimately linked to discrete action systems. Those affects are more linked to UCSs in
traditional behavioral parlance.
The DBS-validated primal emotional affective systems
deserve a special scientific nomenclaturefor example,
SEEKING, RAGE, FEAR, LUST, PANIC/GRIEF, and PLAY
(Panksepp 1982, 1998). In labeling primal emotional processes,
semantic ambiguities were avoided, while not losing the needed
communicative clarity, through the convention of capitalizing
common vernacular terms. The neuroanatomical referents for
these emotional labels are well identified with DBS, and the
underlying networks and neurochemistries, albeit presently
only partly characterized, can be further clarified with new neuroscientific tools (e.g., neurochemically specific optogentics).
Conclusion
Abundant work supports the existence of at least seven distinct
rewarding or punishing emotional systems identified in diverse
species with subcortical DBS. These systems consist of large
transverse networks, able to engender affective consciousness,
concentrated in the extended reticular activating systems (ERAS)
of mammalian brainstem, brain regions long known to be essential for consciousness. ERAS circuits interdigitate with emotiongenerating regions such as the PAG and VTA and various learning
regions such as basal ganglia, including amygdala and nucleus
accumbens as well as tertiary-processing regions such as cingulate and medial frontal cortices. All emotional systems are well
represented in the PAG and connected to higher limbic regions
through the hypothalamic and medial thalamic corridors.
Each system has abundant descending and ascending components that work together in a coordinated fashion to generate
various instinctual emotional behaviors as well as the raw feelings normally associated with those emotional behaviors. These
References
Berridge, K. C. (1996). Food reward: Brain substrates of wanting and liking.
Neuroscience & Biobehavioral Reviews, 20, 125.
Burgdorf, J., Panksepp, J., & Moskal, J. R. (2011). Frequency-modulated
50kHz ultrasonic vocalizations: A tool for uncovering the molecular
substrates of positive affect. Neuroscience & Biobehavioral Reviews,
35, 18311836.
Burgdorf, J., Wood, P. L., Kroes, R. A., Moskal, J. R., & Panksepp, J.
(2007). Neurobiology of 50-kHz ultrasonic vocalizations in rats: Electrode mapping, lesion, and pharmacology studies. Behavioural Brain
Research, 182, 274283.
Coenen, V. A., Schlaepfer, T. E., Maedler, B., & Panksepp, J. (2011).
Cross-species affective functions of the medial forebrain bundle
Implications for the treatment of affective pain and depression in
humans. Neuroscience & Biobehavioral Reviews, 35, 19711981.
Dawkins, M. S. (2012). Why animals matter. New York, NY: Oxford
University Press.
Delgado, J. M. R., Roberts, W. W., & Miller, N. E. (1954). Learning
motivated by electrical stimulation of the brain. American Journal of
Physiology, 179, 587593.
Denton, D. (2006). The primordial emotions: The dawning of consciousness. New York, NY: Oxford University Press.
Elliot, A. (Ed.). (2008). Handbook of approach and avoidance motivation.
New York, NY: Psychology Press.
Harmon-Jones, E. (2004). Contributions from research on anger and cognitive dissonance to understanding the motivational functions of asymmetrical frontal brain activity. Biological Psychology, 67, 5176.
Kringelbach, M. L., & Berridge, K. C. (Eds.). (2010). Pleasures of the
brain. Oxford, UK: Oxford University Press.
LeDoux, J. (2012). Rethinking the emotional brain. Neuron, 73, 653676.
Lewis, M., Haviland, J. M., & Barrett, L. F. (Eds.). (2008). Handbook of
emotions (3rd ed.). New York, NY: Guilford Press.
Olds, J., & Milner, P. (1954). Positive reinforcement produced by electrical
stimulation of the septal area and other regions of rat brain. Journal of
Comparative and Physiological Psychology, 47, 419427.
Panksepp, J. (1971). Aggression elicited by electrical stimulation of the
hypothalamus in albino rats. Physiology & Behavior, 6, 311316.