Bioresource Technology 101 (2010) 38163824

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Bioresource Technology
journal homepage: www.elsevier.com/locate/biortech

Review

Municipal solid waste (MSW) as a renewable source of energy: Current

and future practices in China
Hefa Cheng a,*, Yuanan Hu b
a
b

State Key Laboratory of Organic Geochemistry, Guangzhou Institute of Geochemistry, Chinese Academy of Sciences, Guangzhou 510640, PR China
Education Program for Gifted Youth, Stanford University, Stanford, CA 94025, USA

a r t i c l e

i n f o

Article history:
Received 19 June 2009
Received in revised form 6 January 2010
Accepted 12 January 2010

Keywords:
Municipal solid waste
Waste-to-energy
Incineration
Renewable energy
Greenhouse gas reduction

a b s t r a c t
With rapid economic growth and massive urbanization, China faces the problem of municipal solid waste
(MSW) disposal and the pressing need for development of alternative energy. Waste-to-energy (WTE)
incineration, which recovers energy from discarded MSW and produces electricity and/or steam for heating, is recognized as a renewable source of energy and is playing an increasingly important role in MSW
management in China. This article provides an overview of the WTE industry, discusses the major challenges in expanding WTE incineration in China, namely, high capital and operational costs, equipment
corrosion, air pollutant emissions, and y ash disposal. A perspective on MSW as a renewable energy
source in China is also presented. Currently, only approximately 13% of MSW generated in China is disposed in WTE facilities. With the signicant benets of environmental quality, the reduction of greenhouse gas (GHG) emissions, and government policies and nancial incentives as a renewable energy
source, WTE incineration industry is expected to experience signicant growth in the coming decade
and make greater contribution to supplying renewable energy in China.
2010 Elsevier Ltd. All rights reserved.

1. Introduction
In the traditional sense, renewable sources of energy are those
that can be replenished by nature, such as hydropower, wind
power, solar power, and biomass. Municipal solid waste (MSW) refers to the materials discarded in urban areas, including predominantly household waste with sometimes the addition of
commercial wastes, collected and disposed by the municipalities.
MSW contains a signicant fraction of paper, food waste, wood
and yard trimmings, cotton, and leather, and is a source of biomass.
Materials derived from fossil fuels, such as plastics, rubber, and
fabrics, are also found in MSW. The U.S. Environmental Protection
Agency considers MSW a renewable energy resource because the
waste would otherwise be sent to landlls (U.S. Environmental
Protection Agency, 2006a). The U.S. Department of Energy includes
MSW in renewable energy only to the extent that the energy content of the MSW source stream is biogenic (Energy Information
Administration, 2007). The non-renewable portion of MSW has to
be either separated or accepted as part of the fuel (Themelis and
Millrath, 2004), and practically all the wastes in MSW after material recovery and recycling are treated as renewable.
Waste-to-energy (WTE) processes recover the energy from the
waste through either direct combustion (e.g., incineration, pyrolysis, and gasication) or production of combustible fuels in the

* Corresponding author. Tel.: +86 20 8529 0175; fax: +86 20 8529 0706.
E-mail address: hefac@umich.edu (H. Cheng).
0960-8524/$ - see front matter 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.biortech.2010.01.040

forms of methane, hydrogen, and other synthetic fuels (e.g., anaerobic digestion, mechanical biological treatment, and refuse-derived fuel). Incineration and gasication are the two primary
WTE technologies that have been used successfully throughout
the world. It is estimated that about 130 million tonnes of MSW
are combusted annually in over 600 WTE facilities worldwide, producing electricity and steam for district heating and recovered
metals for recycling (Themelis, 2003). WTE incineration has long
been accepted as a solid waste management option, complementing landlling and composting (American Society of Mechanical
Engineers, 2008; Denison, 1996; Themelis, 2003; United Nations
Environment Programme, 1996). The advantages and limitations
of the major MSW disposal technology options, landlling, composting, and incineration, are compared in Table 1. Incineration
of MSW in WTE facilities prevents the possible aqueous and gaseous pollution associated with landlling and provides a source
of reliable, renewable energy. As a proven, environmentally sound
technology, WTE has been used extensively in Europe and developed countries in Asia such as Japan and Singapore (American Society of Mechanical Engineers, 2008).
The demand for sustainable urban growth in China is unprecedented: 300 million people will move from the countryside into
cities (1820 million people/year), necessitating the building of
over 400 new cities in the next two decades (Brookins, 2007;
Cheng and Hu, 2010; Hart and Milstein, 1999; United Nations,
2008; United Nations Population Fund, 2007). It is expected that
70% of Chinas population, or approximately 1.0 billion people, will

H. Cheng, Y. Hu / Bioresource Technology 101 (2010) 38163824

3817

Table 1
Comparison of the major MSW management technology options: landlling, composting, and incineration.
Technology

Advantages

Disadvantages

Landlling

An universal solution that provides ultimate waste disposal;

Relatively low cost and easy to implement;
Complements with other technology options for handling the
residual waste;
Can derive landll gas as a byproduct for household and industrial
uses;
Costs incurred incrementally as landll expands.

Composting

Converts decomposable organic materials into an organic

fertilizer;
Reduces the amount of waste to be landlled and integrates well
with landlling and materials recovery/recycling.

Incineration

Provides substantial reduction (by 90%) in the total volume of

waste requiring disposal in landll;
Requires minimal pre-processing of waste;
The bottom ash from incineration is biologically clean and stable,
and can be used in road building and the construction industry;
A very stable process, and virtually all wastes can be burned and
the burning process can be adequately controlled;
Heat from combustion can be used as energy source for
generation of steam and/or electricity;
Incineration facilities can be located near residential areas,
thereby reducing costs of transporting MSW to locations of waste
disposal;
Air emissions can be well controlled;
More optimal land use and more efcient integration of resources
than landlling.

Cost increases signicantly with liner, leachate collection and removal system, and
stricter regulations;
Requires large area of land;
Does not achieve the objectives of reducing volume of MSW and converting MSW
into reusable resources;
May result in secondary pollution problems, including groundwater pollution, air
pollution, and soil contamination;
May serve as breeding ground for pests and diseases;
Long postclosure care obligations and unknowns exist, and sets long-term
restrictions on site land use;
Site location may be limited by the local geology and natural stability of the
underground soil;
Due to public acceptance and space limitation, landlls are often far away from the
places where waste is generated, necessitating long distance transport of the waste.
Takes up more space than some other waste management technologies;
Can be costly to implement and maintain, and has no environmental or economic
advantages compared to incineration;
Requires waste size reduction and some degree of waste separation/processing;
There are issues with public perception, such as odor and bioaerosol emissions
during the composting process, and the control of disease producing organisms,
weeds, and insects;
Quality of the fertilizer produced is low and volume is disproportionately large,
resulting in poor market demand;
Compost product may cause soil pollution by heavy metals and pathogens.
High capital and operational and maintenance costs, compared to other, nonincineration options;
Signicant operator expertise is required;
Air pollution control equipment is required to treat the ue gas, and the y ash
needs to be disposed in hazardous waste landlls;
More raw material have to be used to replace those that have been incinerated, and
it does not save energy in the long run as resources are not recycled;
May some time discourage recycling and waste reduction;
Public perception is sometimes negative, primarily with dioxins emission.

be living in urban areas by 2050 (Feiner et al., 2001; United Nations, 2008). Dealing with the increasing volume of MSW generated as a result of both the increasing urban population and the
improving life style of the people presents a daunting challenge
(Cheng et al., 2007; Cheng and Hu, 2009). At the same time, China,
which is the worlds second largest consumer of energy and the
third largest importer of oil (Energy Information Administration,
2009), also faces massive demand for energy to power its economic
growth. Discarded MSW is a viable energy source for electricity
generation in a carbon-constrained world (Kaplan et al., 2009),
thus a MSW management technology with the benets of recovering energy from the waste is a promising alternative in solving the
MSW disposal problem in China. WTE is gaining increasing popularity in China primarily for its ability to reduce the volume of
MSW that requires landlling, it also lessens the countrys dependence on fossil fuel and greenhouse gas (GHG) emissions. This article provides an overview of the situations of MSW disposal and the
development of WTE incineration in China. The major challenges
facing the growth of WTE incineration industry are discussed and
the perspective of MSW as a renewable energy source in China is
also presented.

2. Chinas urban expansion and MSW management challenge

China is the worlds most populous country and is developing
rapidly: its total population increased from 963 million in 1978

to 1330 million in 2008, with the urban population increased from

17.4 to 43% (National Bureau of Statistics of China, 2009). Increasing population, rapidly developing economic and social systems,
accelerated urbanization, and need for improvements in both the
standards of living and the surrounding ecosystems pose multiple
environmental challenges in China, including air pollution, water
and soil pollution, waste disposal, water shortage, and massive energy demand (Cheng et al., 2007, 2009; Cheng and Hu, 2009, 2010;
Liu and Diamond, 2005). Among them, MSW management is one of
the major problems that affect Chinas environmental quality and
the sustainable development of its cities.
Fig. 1a shows the trends in the amounts of MSW collected and
treated in China. MSW generation has been increasing at an annual
rate of 810%, with over 150 million tonnes of MSW being produced each year now (Nie, 2008; Xu and Liu, 2007; Yuan et al.,
2008). The fraction of MSW treated by MSW management facilities
has increased from approximately 5% in the 1980s to around 55%.
MSW is managed by a combination of landlling, composting, and
incineration in China. Fig. 1b depicts the amounts of MSW treated
by these three technologies between 2001 and 2006. Landlling is
the dominant form of waste disposal in China, handling over 80% of
the treated MSW. However, serious surface water and groundwater contamination has occurred in many landll sites due to the
lack of leachate collection and treatment systems in over half of
the existing landlls (Ministry of Construction of China, 2006;
Yan and Wu, 2003). On the other hand, the availability of land
space limits construction of new lined landlls in many cities.

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H. Cheng, Y. Hu / Bioresource Technology 101 (2010) 38163824

3. Air pollution control and GHG reduction in WTE incineration

Fig. 1. MSW management in China: (a) amounts of MSW collected (including

predicted values for 2010 and 2015) and treated from 1980 to 2015 and (b)
amounts of MSW treated by incineration, landlling, and composting between 2001
and 2006.

Composting has become an unpopular choice of MSW management (dropped from 17% in 2001 to <4% in 2006), primarily because the lack of waste sorting and materials separation resulted
in compost products with low nutrient contents and elevated heavy metal levels (Yan and Wu, 2003). Meanwhile, the amount of
MSW being incinerated increased steadily, and incineration gradually became the second most important means of MSW
management.

The vast majority of WTE plants in operation in China are based

on incineration, which is a mature and simpler technology compared to others (Nie, 2008; Xu and Liu, 2007; Yuan et al., 2008).
Incineration transforms heterogeneous wastes into more homogeneous residues (ue gas, y ash, and bottom ash) with the primary
benet of substantial reduction of the wastes weight (up to 75%)
and volume (up to 90%). Fig. 2 illustrates the incineration and ue
gas cleaning processes of a typical WTE facility. During incineration, MSW is combusted in a specially designed chamber at high
temperature, where air is continuously supplied to ensure turbulence and the complete combustion of the components to their stable and natural molecular forms. The solid residues can be sent to
landlls or cleaned up and used off-site for certain construction
purposes (Cheng et al., 2007; Wei et al., 1990). The ue gases
may contain signicant amounts of particulate matter, heavy metals, dioxins, sulfur dioxide, and hydrochloric acid. Dioxins used to
be the most serious environmental concern associated with MSW
incineration (Vogg et al., 1987). However, with signicant advances in incinerator design and emission control driven by stringent regulations in the developed countries, incinerators can now
operate with emission of virtually no dioxins (American Society
of Mechanical Engineers, 2008; Themelis, 2003). Other air pollutants can also be effectively controlled during the combustion process and removed by the ue gas cleaning system (Cheng et al.,
2007; Cheng and Hu, 2009). The heat generated from MSW combustion can be collected through steam generation, which is subsequently used for power generation and/or heating. The sale of
electricity/steam generated as a byproduct of the incinerator operation partially offsets the cost of incineration. With the exception
of some small-scale (100200 t/d) furnaces operated as supporting
treatment in integrated waste management plants, all MSW incineration facilities in China have the ability of electricity generation
(Nie, 2008; Xu and Liu, 2007).
Disposal and treatment of MSW can produce signicant amount
of GHG emissions: carbon dioxide and nitrous oxide are produced
by incineration, while methane (which is 21 times more potent
than carbon dioxide over 100 years) is produced as a byproduct
of the anaerobic decomposition of MSW in landlls. Methane produced at solid waste disposal sites contributes approximately 34%

Fig. 2. Schematic diagram of a typical WTE incineration facility.

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H. Cheng, Y. Hu / Bioresource Technology 101 (2010) 38163824

of the global anthropogenic GHG emissions (Intergovernmental Panel on Climate Change, 2006). Methane emission from MSW management is estimated to be 1.873.37 Mt in China in 2004 (Gao
et al., 2007). Compared to the option of landlling, WTE can curb
the contribution of MSW on GHG emissions through avoiding the
release of methane from landlls and offsetting emissions from
fossil fuel power plants. Comparative studies of WTE and landlling have shown that WTE can reduce up to 1.3 tonnes of carbon
equivalent per ton of MSW through avoiding the release of methane from landlls and offsetting emissions from fossil fuel power
plants (American Society of Mechanical Engineers, 2008). U.S. data
indicate a net emission reduction of 0.15 ton of carbon equivalent
was achieved for every ton of MSW managed by WTE instead of
being landlled (with the national average methane recovery) in
2003 (U.S. Environmental Protection Agency, 2006b). By most estimates, China is now, or soon will be, the largest emitter of GHGs
globally. In the past few years, China has instituted policies to slow
its GHG emissions growth. Even though the contribution of GHG
emissions from MSW management is low (1%) (Gao et al.,
2007), WTE can be a small step towards reducing Chinas total
GHG emissions. In addition, WTE can reduce the transport of
MSW to distant landlls and the associated emissions and fuel consumption (Kaplan et al., 2009; Weitz et al., 2002).
4. Characteristics of Chinese MSW and development of WTE
MSW is a heterogeneous material and its physical composition
is dependent on socio-economic level and climatic conditions
(Qdais et al., 1997). In China the physical components of MSW typically include food waste, paper, textile, rubber, plastic, glass, metals, wood, and miscellaneous inorganic wastes (e.g., stones,
ceramics, and ashes). Systematic MSW sorting and recycling is
not implemented, although materials with resale values, such as
metals, paper, and plastics, are highly recycled by the informal
recycling sector (Cheng et al., 2007). MSW in China shows some
distinct compositional characteristics compared to those in developed countries: food waste, instead of paper, makes up the largest
fraction (50%) of MSW in China, and the moisture levels are much
higher (typically around 50% vs. 2030% in the U.S. and European
countries) (Cheng et al., 2007; Li et al., 2001; Zhang et al., 2008).
The caloric values (30006700 kJ/kg) of Chinese MSW are typically less than half of those (840017,000 kJ/kg) of the developed
countries, which are mainly composed of sorted organic wastes
(Patumsawad and Cliffe, 2002; Thipse et al., 2001). As a result,
incineration of Chinese MSW encounters a range of problems,
including difculty in ignition, unsteady and unstable combustion
ame, incomplete combustion of the waste, and increased formation of air pollutants. Supplementary fuel, which would signicantly increase the operating cost, is often necessary for
incineration of such high moisture, low energy content wastes
(Cheng et al., 2007; Cheng and Hu, 2009; Nie, 2008).
The experience from the rst modernized WTE plant (Shenzhen,
Guangdong) in China is a good example of the technology development in incinerating the unsorted MSW with high moisture levels
and low heat contents. Two 150 t/d incinerators were imported
from Japan in the late 1980s. They were operated with prolonged
drying and incineration times to adequately incinerate the local

waste, and suffered from problems, including grate blockage and

signicant uctuations in combustion chamber temperature. Supplementary fuel was also required to support combustion, which
substantially increased the operating cost. Overall, the incinerator
performance was unstable and the power output was limited
(500 kW). A third incinerator with over 80% of parts domestically
manufactured was built in 1996, together with the modication
of the imported incinerators and the installation of a 3 MW generator unit. After this major upgrade, unsorted MSW with caloric
values of >3300 kJ/kg and moisture contents of <55% is adequately
incinerated at the facility, with each ton of MSW generating
approximately 200 kWh electricity.
As urban expansion (rate of urbanization: 2.7% annual rate of
change in 20052010) continues, WTE has been increasingly
adopted as an alternative to landlling in China, particularly in
the relatively more developed cities (Xu and Liu, 2007; Yuan
et al., 2008). As indicated in Fig. 1b, only 2.9% of MSW treated
was incinerated in 2001, while this fraction increased to 13.2% in
2006. Table 2 summarizes the number and types of MSW incinerators and their power generation capacities in 2006. Stoke grate
and uidized bed are the major MSW incineration technologies
currently being used in China, and their performances are compared in Table 3. Stoke grate systems represent slightly more than
half of Chinas MSW incineration capacity. Most of them have medium (500 t/d) or large (1000 t/d) incineration capacities, and rely
predominantly on imported equipments. Because of their high
costs and the heat content requirement for the MSW (>6000
6500 kJ/kg, or supplementary fuel is necessary), the stoker systems
are typically used in the economically more developed cities (Nie,
2008; Xu and Liu, 2007). Fluidized bed incinerators, in contrast, are
almost based entirely on domestic technologies. They have much
lower capital and operating costs compared to the stoker systems,
and easily allow co-ring of MSW with coal (which is abundant in
China and costs much less than petroleum fuels). As a result, WTE
incineration facilities based on domestic uidized bed technologies
are being increasingly adopted in small and mid-sized cities, and
the large cities in the middle and western parts of China as well
(Nie, 2008; Xu and Liu, 2007). Although the development of uidized bed technology of co-ring MSW with coal in China is promising, the treatment capacities of such incinerators until now are
limited to the range of 100500 t/d.
Most of the MSW power plants in China operate equipments
imported from North American and Western Europe, which are
expensive relative to the local economy. Some do not perform well
because of the high moisture contents and the low caloric values
of the Chinese MSW (Cheng et al., 2007; Liu and Liu, 2005). The
facility costs for imported incineration systems range from 0.6 to
0.8 million Yuan Ren Min Bi (RMB)/daily ton of treatment capacity.
In comparison, WTE facilities based on domestic technologies and
equipments cost only 0.20.3 million Yuan RMB/daily ton of treatment capacity (Cheng et al., 2007; Liu and Liu, 2005). The operation
and maintenance (personnel training, fuel, parts repair and
replacement) of imported incineration systems are also costly,
varying between 280 and 350 Yuan RMB/ton MSW treated (Cheng
et al., 2007; Liu and Liu, 2005). For incineration facilities designed
and constructed in China (which use coal instead of natural gas or
diesel as the supplementary fuel), the costs of operating and main-

Table 2
Summary of the types and capacities of MSW incinerators in China in 2006 (Nie, 2008; Xu and Liu, 2007).
Incinerator type

No. of plants

No. of incinerators

No. of turbine generators

Total incineration capacity (t/d)

Total power generation capacity (MW)

Stoke grate
Fluidized bed
Rotary kiln + pyrolysis
Total

25
24
14
63

69
50
32
151

46
39
5
90

20,400
16,080
3540
40,020

355
420
25
800

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H. Cheng, Y. Hu / Bioresource Technology 101 (2010) 38163824

Table 3
Comparison of the performances of stoke grate and uidized bed MSW incinerators.
Incineration
technology

Stoke grate

Fluidized bed

Pre-treatment

No pretreatment is needed.

Auxiliary fuel

Liquid fuel is only needed during incinerator startup.

Mixing during
incineration

Mechanical movement of grate agitates and mixes the waste

completely, and introduction of secondary combustion air
through nozzles over the grate also introduces turbulence and
mixing.
The amount of y ash produced is small. The waste is burned
completely, and the slags loss of ignition is very low.

It is better to homogenize the waste feed, and waste separation

and crushing are often necessary.
Coal is often mixed with the waste to achieve complete
combustion; liquid fuel is also needed during incinerator startup.
Fluidization by strong airow forced through a sand bed promotes
mixing and turbulence, causing full circulation of the waste, fuel
and sand throughout the furnace.

Slag and y ash

production
Startup and shutdown

Maintenance

The incinerator needs to be operated continuously; incinerator

startup and shutdown signicantly increase the emissions of
pollutants.
The equipment is robust and annual operating time is typically
above 8000 h.

tenance are both much lower as compared to the imported ones.

The total cost for operating and maintenance for such facilities
(7080 Yuan RMB/ton) is approximately 1/4 of the imported ones
(Cheng et al., 2007; Liu and Liu, 2005).
Over one hundred companies, research institutes and universities are working on the research and development of WTE incineration technologies and its integrated equipments in China (Cheng
et al., 2007). In the last few years, there have been signicant advances in development of novel incineration technologies in China
(Cheng et al., 2007; Liu and Liu, 2005; Luo et al., 2004). More than
20 WTE facilities have been built based on domestic incineration
technologies (Xu and Liu, 2007). Fig. 3a shows the schematic for
a grate-circulating uidized bed combined combustion system,
which is well-suited for disposal of non-sorted high moisture content and low energy content MSW (Cheng et al., 2007). Fig. 3b illustrates a novel MSW incineration technology, in which MSW drying,
pyrolysis, gasication, incineration, and ash vitrication are
achieved as a spectrum of combustion by the same primary chamber in one step (Liu and Liu, 2005). Incinerators based on domestically developed technologies, especially for circulating uidized

Fly ash production is 34 times of that of grate incinerators. Waste

is not completely combusted, and the slags loss of ignition is
relatively high (12%).
Incinerator startup and shutdown are convenient.

The equipment requires periodic maintenance and repair, and the

annual operating time is typically 60008000 h.

bed, have been gradually received in China (Cheng et al., 2007;

Nie, 2008). It is expected that future accumulation of operational
and managerial experiences including residue disposal and utilization and co-ring efciency enhancement will bring domestic WTE
technologies even more competitive (Cheng et al., 2007).
5. Problems and prospects of WTE incineration in China
Along with the rapid economic growth, China faces pressing
needs for environmentally sound waste management technology
and clean energy. WTE is playing, and will continue to play, an
increasingly important role in MSW management in the near future. Nonetheless, development of WTE incineration industry in
China faces several major challenges.
5.1. Capital and operating costs
Compared to other MSW treatment technologies and power
generation from other renewable resources, WTE requires high

Fig. 3. Examples of domestically developed MSW incineration technologies in China: (a) schematic of a grate-circulating uidized bed combustion system (Cheng et al., 2007)
and (b) illustrative diagram for the primary chamber of a novel incineration technology integrated with drying, pyrolysis, gasication, and combustion of MSW and ashes
vitrication (Liu and Liu, 2005).

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H. Cheng, Y. Hu / Bioresource Technology 101 (2010) 38163824

WTE plant heat recovery boilers at higher temperatures, the rate

of high temperature corrosion will also increase. Largely because
of cost considerations, carbon steel and 310 stainless steel
instead of highly resistant materials (e.g., Ni-base alloys) are typically used to make the boiler tubes in MSW incinerators, requiring
frequent superheater repairs and replacements. To reduce the acid
gas corrosion attack, the boilers are typically operate at rather low
steam conditions (400 C, 4 MPa), resulting in relatively low overall
thermal cycle efciencies (20%). On the other hand, although the
capital cost for boiler tubes made of highly resistant materials is
higher, the superheater can be operated at higher temperature
and their lifespan can be signicantly extended. The increased energy recovery efciency and reduced superheater maintenance
may lead to greater long-term economic benets than the system
built with less corrosion resistance. To combat the corrosion problem and to improve the power generation efciency of WTE plants,
more efforts are to be spent on improving the process conditions in
the boiler and on developing less expensive corrosion-resistant
alloys.

capital investments and operational costs. Imported incineration

equipments are expensive and have high operating and maintenance costs; equipments based on domestic technologies cost
much less but are generally limited to relatively low capacities.
Most of the WTE facilities in China have been built in the economically more developed cities, funded by the municipal governments
and some time with assistance from foreign loans, although participation of the private sector is increasing. They are predominantly
supported and operated by municipal governments. However, for
WTE facilities to become truly self-sufcient, the tipping fee and
the government subsidy need to be signicantly raised to make
up for the higher cost of electricity generation (0.5 Yuan/kWh
vs. 0.2 Yuan/kWh of coal-red power and 0.030.05 Yuan/kWh of
hydropower). The costs of capital, operating, and maintenance for
domestically developed WTE facilities are only 1/3 to 1/2 of those
of imported ones (Cheng et al., 2007; Cheng and Hu, 2009; Liu and
Liu, 2005). China should invest in the research and development of
domestic technologies and incineration equipment, especially the
large capacity incinerators, to help make WTE incineration more
affordable by municipalities across the country.

5.3. Air pollutant emissions

5.2. Equipment corrosion
A range of air pollutants, particularly dioxins, are produced in
MSW incineration and can be released into the atmosphere in signicant quantities if the incinerator and the ue gas cleaning system are not properly designed and operated. The national emission
standards of MSW incineration was established in 2001 (State
Environmental Protection Administration of China, 2001a), which

Due to the lack of waste sorting and material separation, MSW

in China contains relatively high levels of chlorine and sulfur
(Zhang et al., 2008), which form acid gases (HCl and SO2) during
combustion and can cause serious corrosion of the steam boilers.
Even though higher efciencies can be achieved by operating

Table 4
Emission limits of air pollutants from MSW incineration in China, European Union, and United States.
Pollutant

Emission standard
Chinaa

Particulate matters, mg/m3

80 (hourly ave.)

Smoke opacity
CO, mg/m3

20% (hourly ave.)

150 (hourly ave.)

SO2, mg/m3

260 (hourly ave.)

NOX, mg/m

400 (hourly ave.)

HCl, mg/m3

75 (hourly ave.)

Hg, mg/m3
Cd, mg/m3
Pb, mg/m3

0.2
0.1
1.6

Dioxins/furans, ng TEQ/m3

European Unionb

10 (daily ave.); 30
(half-hourly ave.)

50 (daily ave.); 100

(half-hourly ave.)
50 (daily ave.); 200
(half-hourly ave.)
200 or 400 (daily ave.)c;
400 (half-hourly ave.)
10 (daily ave.); 60
(half-hourly ave.)
0.05 (measured ave.)
0.05 (sum of Cd and Tl)
0.5 (sum of Sb, As, Pb, Cr, Co,
Cu, Mn, Ni, and V)
0.1

United States
Small municipal waste
combustord

Large municipal waste combustorh

24 (3-run ave.)

25 (existing unit); 20 (new unit)

10% (hourly ave.)

50-150 (ppm by volume)e

50250 (ppm by volume)i

30 (ppm by volume, daily block

geometric ave.)
150 or 500 (ppm by volume, daily
block arithmetic ave.)f
25 (ppm by volume, 3-run ave.)

29 (ppm by volume, existing unit); 30 (ppm by

volume, new unit)
165250 (ppm by volume, existing unit);
180 or 150 (ppm by volume, new unit)j
29 (ppm by volume, existing unit); 25
(ppm by volume, new unit)
0.05
0.035 (existing unit); 0.01 (new unit)
0.4 (existing unit); 0.14 (new unit)

0.08
0.02
0.2
13 (total mass basis)g

30 or 35 (existing unit, total mass basis)k;

13 (new unit, total mass basis)

Notes:
a all emission limits except opacity are measured at 11% oxygen, dry basis at standard conditions (State Environmental Protection Administration of China, 2001a);
b all emission limits are measured at 10% oxygen, dry basis at standard conditions (European Union, 2000);
c the daily average limit is 200 mg/m3 for new and existing plants with more than 6 tonnes per hour capacity, and 400 mg/m3 for existing plants with no more than 6 tonnes
per hour capacity;
d for unit with an individual municipal waste combustion capacity of 250 tonnes per day or less, all emission limits except opacity are measured at 7% oxygen, dry basis at
standard conditions (U.S. Environmental Protection Agency, 2000);
e the limit varies by combustor technology;
f the limit is 150 ppm by volume for Class I units (located at municipal waste combustion plants with an aggregate plant combustion capacity more than 250 tonnes per day
of MSW) or 500 ppm by volume for Class II units (located at municipal waste combustion plants with an aggregate plant combustion capacity no more than 250 tons per day
of MSW);
g dioxins/furans on total mass basis measured as tetra- through octachlorinated dibenzo-p-dioxins and dibenzofurans. Not toxic equivalent (TEQ) value;
h for unit with an individual municipal waste combustion capacity of greater than 250 tonnes per day, all emission limits except opacity are measured at 7% oxygen, dry
basis at standard conditions (U.S. Environmental Protection Agency, 2006c);
i the limit varies by combustor technology;
j the limit varies by combustor type for existing unit, while for new unit it is 180 ppm by volume in the rst year of operation and 150 ppm by volume after rst year of
operation;
k the limit is 30 ng/m3 for non-electrostatic precipitator (ESP) equipped unit or 35 ng/m3 for ESP-equipped unit.

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H. Cheng, Y. Hu / Bioresource Technology 101 (2010) 38163824

are generally less stringent than those in Europe and the U.S. (Table 4). Concentrations of dioxins emitted from MSW incinerators
under operation in China are generally in compliance with the national standard of 1.0 ng-TEQ/Nm3, and can even meet the Eurofor
large-scale
MSW
pean
standard
(0.1 ng-TEQ/Nm3)
incinerators adopting the best available air pollution control technologies (Nie, 2008; Xu et al., 2009). Nonetheless, it is necessary for
WTE facilities to continue improve the incinerators and ue gas
treatment systems to further reduce their air pollutant emissions.
For better protection of public health, China should impose tighter
limits on emissions of dioxins and other air pollutants from incineration facilities (towards the European and U.S. standards), which
is expected to lead to a wave of development and implementation
of new air pollution control technologies.
5.4. Fly ash management
Management of y ash from MSW incineration has not received
adequate attention in China, while improper disposal can potentially cause secondary environmental pollution from the y ash.
Despite the signicant waste volume reduction, considerable
amount of solid residues (i.e., bottom ash, y ash, and air pollution
control residue) are generated at different points in the process of
MSW incineration. After appropriate stabilization treatment, the
bottom ash is often used as a construction material. In contrast,
y ash is a hazardous waste due to the enrichment of dioxins
and heavy metals, and must be disposed accordingly (Li et al.,
2004; Yan et al., 2006). Although y ash is required to be disposed
of in hazardous waste landlls (State Environmental Protection
Administration of China, 2001a), only a few cities in China have
such special landlls in service or under construction with most
of them rejecting y ash due to its large volume (Nie, 2008).
MSW incineration currently produces approximately 200,000 tonnes of y ash each year, most of which is dumped in open pits or

sold to private parties (Nie, 2008). Meanwhile, similar to bottom

ash, y ash can also be reused in construction applications after
decontamination/stabilization treatment (Shi and Kan, 2009;
Zhang et al., 2007). Signicant efforts should be spent on developing appropriate dioxin destruction and heavy metal stabilization
technologies (e.g., vitrication, sintering, thermocatalyic and
hydrothermal treatments) and strengthening the regulations on
y ash management and reuse.
The recent rapid development of WTE in China has been driven
by two factors: the mounting pressure on MSW disposal and the
new government regulations and policies promoting environmentally sound technologies for MSW management and renewable energy. Despite the signicant capital and operating costs, a growing
number of cities have built or are planning to build WTE incineration facilities. Fig. 4 shows the distribution of MSW incineration
facilities under construction and to be built during the 11th veyear plan period (20062010) in China. Challenged by the massive
domestic energy demand, China actively seeks the development of
renewable energy resources and recognizes WTE as one of the
alternatives (National Peoples Congress of China, 2005). Besides
the preferential treatments it receives under the category of
renewable energy resources, WTE also benets from a series of regulations from the national and local governments, including tax
incentives, electricity buyback scheme, and higher tipping fees
(Cheng et al., 2007; Nie, 2008). The Renewable Energy Law of China
provides loan program, guaranteed tariff for renewable electricity
fed into the public grid, and support measures for research and
development of renewable electricity generation (National Peoples Congress of China, 2005). Two subsequent regulations specied that the electricity from MSW power plants should be
purchased at the prevailing price of electricity generated from
coal-ring power plants plus an additional government subsidy
of 0.25 Yuan/kWh, and that power companies should actively invest in renewable energy development while the private sector is

Fig. 4. Distribution and the status (data of 2007) of MSW incineration facilities outlined in the 11th ve-year plan period (20062010) in China.

H. Cheng, Y. Hu / Bioresource Technology 101 (2010) 38163824

allowed to invest in small-scale renewable energy projects (State

Development and Reform Commission, 2006a,b). WTE incineration
facilities are also exempted from corporate income tax for the rst
5 years of operation, and are eligible for immediate refund of value-added tax (State Environmental Protection Administration of
China, 2001b). In addition, some municipal governments also set
preferential tipping fee structures for WTE incineration to support
the industry (Cheng et al., 2007; Nie, 2008; Xu and Liu, 2007). The
basic framework for the growth of WTE industry has been established, and incineration is playing an increasingly important role
in MSW management in China (Shi and Zhang, 2005).
Governmental nancial incentives have played a crucial role in
stimulating the development of WTE incineration and strengthening its position in the renewable energy market. For example, the
total capital investment for the Changchun MSW Power Plant
(two 260 t/d incinerators with a 6 MW electric generator), which
was based on domestically developed coal co-ring technology,
was 160 million Yuan RMB (Cheng et al., 2007). The facility received 30 Yuan RMB for each ton of MSW treated from the municipal government and 0.94 Yuan RMB for each kilowatt-hour of
electricity supplied to the public grid. It incinerated a total of
137,325 tons MSW and generated 46.2 million kWh electricity
(79.3% was supplied to public grid) in 2006, resulting in a gross
revenue (free from taxes during the rst 5 years of operation) of
38.6 million Yuan RMB (Cheng et al., 2007). Its net prot in 2006
was 20.3 million Yuan RMB (assuming a straight line depreciation
rate of 5%), or 12.7% of the total capital investment. The stable and
high rate of return on investment has driven the rapid development of WTE incineration in many parts of China over the last several years.
Annual generation of MSW in China is expected to reach 180
and 210 million tonnes by 2010 and 2015, respectively. The composition of MSW is also changing with the contents of organic
and recyclable wastes continue to increase. As the major source
of household fuel shifts from coal to natural gas, food waste already replaces coal ash as the largest component in MSW (Cheng
et al., 2007; Nie, 2008; Xu and Liu, 2007). The total content of organic materials in MSW from major cities is approaching 70%,
and waste sorting is being gradually introduced in China, making
combustion of MSW without supplementary fuel feasible (Cheng
et al., 2007; Nie, 2008; Xu and Liu, 2007). Under the assumptions
that the MSW then has a mean heat content of 5000 kJ/kg and half
of the MSW can be incinerated in WTE facilities, a total of 25 and
29 TWh of electricity may be generated in 2010 and 2015, respectively. Obviously, there is a signicant market demand for WTE
facilities and technologies over the next decade in China. If 30%
of the MSW generated is to be treated in WTE incineration facilities
by 2015, it would require a total capacity of 172,600 t/d, or 346
incinerators with 500 t/d capacity.

6. Conclusion
WTE solves the problem of MSW disposal while recovering the
energy from the waste materials, and the pollutant emissions can
be controlled to low levels. With the signicant benets of environmental quality and reduction of GHG emissions, MSW is
increasingly accepted as a clean source of energy. Government polices and regulations, nancial incentives, new technologies, and
improved operations will strengthen the position of WTE in the
renewable energy market in China. Research and technology development focusing on corrosion phenomena, ue gas control, y ash
management and benecial reuse of residues will further drive the
growth of WTE industry. WTE incineration is expected to make
increasingly greater contribution to supplying renewable energy
in China, while helping solving the countrys MSW management

3823

problem in the coming decade. The challenge of MSW disposal

and the demand for alternative energy resources are common in
many developing countries. It is expected that the experience on
the development of WTE in China can offer some helpful lessons
to other developing counties.
Acknowledgements
This work was partially supported by the State Key Laboratory
of Organic Geochemistry (Grant No. SKLOG2009A04) and the
One Hundred Talents program of the Chinese Academy of Sciences. The authors are grateful to anonymous reviewers for helpful
comments. This is contribution No. IS-1158 from GIGCAS.
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