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A Global Survey of Urban Sustainability Rating Tools

November 2014

CRITERION
PLANNERS

CR I
TER
I ON

Contents
Definition

The World of Rating Tools

Tool Families

Family Heritage

Primary Topics

Providers

Launch Timeline

7
8

Tool Dimensions

Continuum of Use Cases


User Orientation of Select North American Tools

10

Tools Survey

11

International Standards

20

Bibliography

21

A Global Survey of Urban Sustainability Rating Tools

Definition

urban sustainability rating tool

The built environment beyond


individual buildings, from
neighborhood increments
up to entire cities, and their
principal components.

Delivering wholistic or
incremental well-being within
the biospheres capacity to
sustain it for generations.

An assessment that includes a


quantitative element.

A Global Survey of Urban Sustainability Rating Tools

A stand-alone procedure
offered publicly to national or
international markets, now or
by 2015.

The World of Rating Tools


22 countries and 59 tools
United States

Austria, The Netherlands, Norway,


Spain, Sweden

United Kingdom

Comp Plans for Sustaining Places

BREEAM Communities

STAR Community

One Planet Communities

Sustainable Communities

CEEQUAL

MEP Eco-City
Germany

Climate Positive Development


Enterprise Communities

France

Green Land Development

2030 Districts

MOHURD Eco-Garden City

BREEAM Communities

NDRC Low-Carbon City

DGNB for Business Districts

BEAM Plus Neighborhood Dev. (HK)

DGNB for Industrial Locations

HQE for Urban Planning & Dev

Japan

DGNB for Urban Districts

LEED for Neighborhood Dev


Signature

China

BREEAM Communities

Canada

CASBEE for Cities

Qatar

LEED for Neighborhood Dev

CASBEE for Urban Area + Bldgs

GSAS for Districts

Livability Index

GSAS for Parks

Living Community Challenge

GSAS for Railways

Cooperative Sanctuary

CASBEE for Urban Development


CASBEE for Heat Islands
Philippines
United Arab Emirates

SITES

BERDE for Clustered Development

Pearl Community for Estidama

BE 2 ST in Highways

India

BRT Standard

Malaysia

Green Townships

GBI Townships

Density-VMT Calculator
Envision

Singapore

Brazil

Greenroads

Green Mark for Districts

Aqua for Neighborhoods

INVEST

Green Mark for Parks

PEER

Green Mark for Infrastructure

TOD Standard

Australia

South Africa

WalkScore

EnviroDevelopment

Green Star Communities

Coastal Resilience Index

Green Star Communities

H+T Affordability Index


Local Energy Scoring Tool
SEED

IS Rating Tool
International
New Zealand

GRI Const & Real Estate

Tool Families

STARS - AASHED
TBL Tool

Cities

Planned Neighborhoods

Landscapes & Parks

Existing Neighborhoods

Transportation & Infrastructure

Neighborhood Sustainability Framework


All Neighborhoods
Special Purposes

A Global Survey of Urban Sustainability Rating Tools

Tool Families
Based on geographic scale and topical focus

Cities
Planned Neighborhoods
Existing Neighborhoods
All Neighborhoods
Landscapes & Parks
Transportation & Infrastructure
Special Purposes
0

10

15

20

25

Tools

A Global Survey of Urban Sustainability Rating Tools

Family Heritage

Green
Building
Rating
Systems

Urban
Sustainability
Rating Tools
Sustainability
Appraisal

Urban
Indicators

A Global Survey of Urban Sustainability Rating Tools

Primary Topics

Frequency of rating category titles in 59 surveyed tools.

A Global Survey of Urban Sustainability Rating Tools

Providers

Educational Institutions

4%
Housing/Environmental Groups 12%

Green Building Organizations

26%
Urban Planning Groups

Organizations Dedicated
to Specific Tools
Government Agencies

24%
Civil Engineering Groups

A Global Survey of Urban Sustainability Rating Tools

8%

10%

16%

Launch Timeline

2004

2005

2006

2007

2008

CEEQUAL

CASBEE

LEED-ND

WalkScore

China EcoCity

EnviroDev

2009

2010

2011

2012

2013

2014

2015

AARP L.I.

BREEAM

AASHE STARS

DGNB

2030 Dist

Aqua

APA-CPSP

China LC

Envision

GBI Twnshp

BRT Std

BERDE

LCC

China EcoGarden

EcoDist.

Green Twnshp

GLD

GRI-G4

Enterprise

GSAS

Greenroads

GreenStar

TOD Std

H+T

STAR Comm

Green Neigh.

HQE
N.Z. NSF
Pearl
SITES

Also: Cooperative Sanctuary, 1991; Signature, 1993

A Global Survey of Urban Sustainability Rating Tools

Tool Dimensions
Scope & Scale
Topical scope
Physical scale
Minimum elements

Maturity & Impact







Years operating
Ratings performed
Tool versions
National or intl. market
Market uptake
Empirical results

Rating Procedure




Responsible party
Transparency
Verification
Local adaptability
Monitoring/re-certification

Usefulness
Value proposition
Efficiency: effort vs. benefit

Costs to Use



Time
Fees
Documentation
Process

Rating Criteria






Creation process
Technical rigor
Scoring & weighting
Trade-off reconciliation
Mandatory vs. optional
Prescriptive vs. performance
Criteria maintenance

A Global Survey of Urban Sustainability Rating Tools

Standards Conformity
Tool development
Rating criteria
Tool maintenance

Tool Administration




Business model
Tool delivery method
Staffing/support infrastructure
Languages
Ancillary services (training,
credential)

Users






Households
Businesses
Neighborhood organizations
Designers
Developers
Local government
Disadvantaged groups

Continuum of Use Cases

e.g.

Online, simple
score, no record,
no cost

Downloadable
framework for
local adaptation,
self-assessment,
no cost

Single transaction
plans review,
simple rating
system with fee

Single transaction
plans review,
complex rating
system with fee

Multiple
transaction
plans review and
periodic re-exam
with fees

Multi-year
immersion,
complex rating
system, ongoing
costs

Walk Score

EcoDistricts

Green Townships

LEED-ND

Green Star

One Planet

A Global Survey of Urban Sustainability Rating Tools

User Orientation of Select North American Tools

EcoDistricts
Enterprise
AARP Livability Index
H+T Affordability
Index
LEED-ND
SITES
Envision
Living Community
Challenge

10

A Global Survey of Urban Sustainability Rating Tools

Local
Government

Developers

Designers

Neighborhood
Organizations

EDA TBL Tool

Disadvantaged
Groups

Walk Score

Households

Tools

Businesses

Users

Tools Survey
Tools

Providers

Websites

Rating Categories

Tools for Cities


CASBEE for Cities

Institute for Bldg


Environment & Energy
Conservation, Japan

Comprehensive Plans
for Sustaining Places

American Planning Assn, US https://www.planning.


org/sustainingplaces/
compplanstandards/

Livable built environment, harmony with


nature, resilient economy, interwoven equity,
healthy community, responsible regionalism

Eco-City

Ministry of Environmental
Protection, China

N/A

Construction plan, independent


environmental agencies, energy savings,
environmental quality, ecological construction

Eco-Garden City

Ministry of Housing &


Urban-Rural Development,
China

N/A

Comprehensiveness, green space, cultural


and natural landscapes, urban living
environment, community participation,
exemplary policy implementation

Low-Carbon City

National Development &


Reform Commission, China

N/A

Integration of climate protection, green


development, industrial GHG emissions,
GHG emission database, low-carbon
lifestyles

STAR Community

STAR Communities, US

http://www.
starcommunities.org/

Built environment, climate & energy, economy


& jobs, education arts & community, equity
& empowerment, health & safety, natural
systems, innovation & process

Sustainable
Communities

Audubon International, US
(available internationally,
and for Existing
Neighborhoods)

http://www.
auduboninternational.org/
sustainable-communitiesprogram

Agriculture, economic development &


tourism, education, environment, governance,
housing, open space & land-use, planning
zoning building & development, population,
public safety & emergency management,
recreation, resource use, volunteerism & civic
engagement, transportation

http://www.ibec.or.jp/
CASBEE/english/

Nature conservation, local environmental


quality, resource recycling, carbon dioxide
absorption, living environment, social
services, social vitality, industrial vitality,
financial vitality, carbon dioxide trading

A Global Survey of Urban Sustainability Rating Tools

11

Tools Survey
Tools

Providers

Websites

Rating Categories

Tools for Planned Neighborhoods


Aqua for Neighborhoods Vanzolini Foundation, Brazil
(with Certivea/France HQE)

http://vanzolini.org.br/
Territory and local context, density, mobility
conteudo-aqua.asp?cod_ and accessibility, heritage, landscape
site=104&id_menu=760
and identity, adaptability and evolutionary
potential, water, energy and climate, supplies
and equipment urban, residues, ecosystems
and biodiversity, natural and technological
risks, health, economy, functions and plurality,
environments and public spaces, insertion
and training, attractiveness, economic
dynamics and structures of local training

BEAM Plus
Neighborhood

Hong Kong Green Building


Council (China)
(tentative launch 2015)

https://www.hkgbc.
org.hk/upload/9.
BEAMPlus/BEAM-PlusNeighbourhood_InfoSheet.pdf

Community, site, material, energy aspects,


water, outdoor environmental quality,
innovations

BERDE for Clustered


Residential
Development

Philippine Green Bldg


Council

http://philgbc.net/berde/
berde-nc/1.1.0/BERDENC-CRD-v110.pdf

Management, land-use and ecology, water,


energy, transportation, indoor environmental
quality, materials, emissions, waste, heritage
conservation, innovation

BREEAM Communities

BRE Trust, Austria,


Germany, The Netherlands,
Norway, Spain, Sweden,
United Kingdom

http://www.breeam.org/
page.jsp?id=372

Governance, social & economic, well-being,


resources & energy, land-use & ecology,
transport & movement, innovation

CASBEE for Urban Area


+ Bldgs

Institute for Bldg


Environment & Energy
Conservation, Japan

http://www.ibec.or.jp/
CASBEE/english/

Natural environment, area service


functions, contribution to community,
microclimate impact, social infrastructure,
environmental management

CASBEE for Urban


Development

Institute for Bldg


Environment & Energy
Conservation, Japan

http://www.ibec.or.jp/
CASBEE/english/

Natural environment, area service


functions, contribution to community,
microclimate impact, social infrastructure,
environmental management

12

A Global Survey of Urban Sustainability Rating Tools

Tools

Providers

Websites

Rating Categories

Tools for Planned Neighborhoods


Climate Positive
Development

C40 Cities, US

http://www.c40.org/
networks/climate_
positive_development

Thermal & electrical energy use, waste,


transportation

DGNB for Business


Districts

German Sustainable
Building Council

http://www.dgnb-system.
de/en/schemes/schemeoverview

Only available in German

DGNB for Industrial


Locations

German Sustainable
Building Council

http://www.dgnb-system.
de/en/schemes/schemeoverview

Only available in German

DGNB for Urban


Districts

German Sustainable
Building Council

http://www.dgnb-system.
de/en/schemes/schemeoverview/neubau_
stadtquartiere.php

Land-use, life-cycle-costs, social &


commercial infrastructure, quality of publictransport infrastructure, participation

Enterprise Green
Communities

Enterprise Green
Communities

http://www.
enterprisecommunity.
com/solutions-andinnovation/enterprisegreen-communities

Integrative design, location & neighborhood


fabric, site improvements, water conservation,
energy efficiency, materials beneficial to the
environment, healthy living environment,
operations & maintenance

EnviroDevelopment

Urban Development
Institute of Australia

http://www.
envirodevelopment.com/
default.asp

Ecosystems, waste, energy, materials, water,


community

A Global Survey of Urban Sustainability Rating Tools

13

Tools Survey
Tools

Providers

Websites

Rating Categories

Tools for Planned Neighborhoods


HQE for Urban Planning
& Development

HQE Association, France


(Cerway outside France)

http://assohqe.org.hqe/
spip.php?rubrique11
http://www.certivea.
fr/nos-certifications/
certifications-pourterritoires-durables

Territory and local context, density, mobility


and accessibility, heritage landscape and
identity, adaptability and evolutionary
potential, water, energy and climate, supplies
and equipment urban, residues, ecosystems
and biodiversity, natural and technological
risks, health, economy, funtions and plurality,
environments and public spaces, insertion
and training, attractiveness, economic
dynamics and structures of local training

GBI Township Tool

Green Bldg Index, Malaysia

http://.
greenbuildingindex.org/
Resources/GBI%20Tools/
GBI%20Township%20
Tool%20V1.0%20
Pilot%20Final.pdf

Climate, energy, water, environment &


ecology, community planning & development,
transportation & development, buildings &
resources, business & innovation

Global Sustainability
Assessment System for
Districts

Gulf Organization for


Research & Dev, Qatar

Districts criteria are


proprietary; general
guidance at http://www.
gord.qa/uploads/pdf/
GSAS%20Technical%20
Guide%20V2.1.pdf

Urban connectivity, site, energy, water,


materials, outdoor environment, cultural and
economic value, management and operations

Green Land
Development

Home Innovation Research


Labs, US

http://www.
Site design and development, lot selection,
homeinnovation.com/
project team and mission, innovative
services/certification/
practices
green_homes/land_
development_certification

14

A Global Survey of Urban Sustainability Rating Tools

Tools

Providers

Websites

Rating Categories

Tools for Planned Neighborhoods


Green Mark for
Districts

Bldg & Construction


Authority, Singapore

http://www.bca.gov.sg/
GreenMark/others/GM_
District_V2.pdf

Energy efficiency, water management,


materials & waste management,
environmental planning, green buildings &
transport, community & innovation

Green Star Communities Green Bldg Council of


Australia (also South Africa
GBC)

http://www.gbca.org.au/
green-star/green-starcommunities/

Livability, economic prosperity, environment,


design, governance, innovation

Green Townships

Indian GBC, India

http://igbc.in/site/
igbc/testigbc.
jsp?desc=267002
&event=267001

Site selection & planning, land-use planning,


transportation planning, infrastructure
resource management, innovation in design &
technology

LEED for Neighborhood


Development

US Green Bldg Council, US


(available internationally)

http://www.usgbc.
org/resources/
leed-neighborhooddevelopment-v2009current-version

Smart location & linkage, neighborhood


pattern & design, green infrastructure &
buildings, innovation & design process

LEED for Neighborhood


Development - Canada

Canada Green Bldg Council

http://www.cagbc.org/
AM/Template.cfm?
Section=Home&template
=/CM/HTMLDisplay.
cfm&ContentID=8789

Smart location & linkage, neighborhood


pattern & design, green infrastructure &
buildings, innovation & design process

A Global Survey of Urban Sustainability Rating Tools

15

Tools Survey
Tools

Providers

Websites

Rating Categories

Tools for Planned Neighborhoods


One Planet Communities BioRegional, UK (also
Canada)

http://www.
oneplanetcommunities.
org/

Zero carbon, zero waste, sustainable


transport, sustainable materials, local &
sustainable food, sustainable water, land-use
& wildlife, culture & heritage, equity & local
economy, health & happiness

Pearl Community for


Estidama

Abu Dhabi Urban Planning


Council, United Arab
Emirates

http://estidama.upc.
gov.ae/pearl-ratingsystem-v10/pearlcommunity-ratingsystem.aspx?lang=en-US

Integrated design process, natural systems,


livable communities, precious water,
resourceful energy, stewarding materials,
innovating practice

Signature

Audubon International, US
(available internationally)

http://www.
Siting, planning & design, construction, longauduboninternational.org/ term management
signature

Tools for Existing Neighborhoods


2030 Districts

Architecture 2030, US

http://www.2030districts.
org/

Energy, water, transportation, emissions

Livability Index

American Assn of Retired


Persons, US

http://www.aarp.org/
content/dam/aarp/
research/public_policy_
institute/liv_com/2014/
livability-index-projectAARP-ppi-liv-com.pdf

Housing, environment, neighborhood,


transportation, health, civic engagement,
equity & opportunity, recreation & culture

16

A Global Survey of Urban Sustainability Rating Tools

Tools

Providers

Websites

Rating Categories

Tools for All Neighborhoods


Neighborhood
Sustainability
Framework

Beacon Pathway, NZ

http://www.
beaconpathway.co.nz/
neighbourhoods/article/
the_neighbourhood_
sustainability_framework

Neighborhood satisfaction, minimized costs,


maximized biophysical health, appropriate
resource use & climate protection, effective
governance & civic life, functional flexibility

Living Community
Challenge

International Living Future


Institute, US

http://living-future.org/lcc

Limits to growth, urban agriculture, habitat


exchange, human powered living, net
positive water, net positive energy, civilized
environment, healthy neighborhood design,
biophilic environment, resilient community
connections, living materials plan, embodied
carbon footprint, net positive waste, human
scale + humane places, universal access
to nature & place, universal access to
community services, equitable investment,
just organizations, beauty + spirit, inspiration
+ education

Tools for Landscapes & Parks


Cooperative Sanctuary

Audubon International, US
(available internationally)

http://www.
Outreach & education, resource management,
auduboninternational.org/ water quality and conservation, wildlife &
acsp
habitat management

Global Sustainability
Assessment System for
Parks

Gulf Organization for


Research & Dev, Qatar

http://www.gord.qa/
uploads/pdf/GSAS%20
Technical%20Guide%20
V2.1.pdf (general guidance)

Unavailable

A Global Survey of Urban Sustainability Rating Tools

17

Tools Survey
Tools

Providers

Websites

Rating Categories

Tools for Landscapes & Parks


Green Mark for Existing
Parks; for New Parks

Bldg & Construction


Authority, Singapore

http://www.bca.gov.
sg/GreenMark/others/
GM_NewParks_v1.pdf ;
http://www.bca.gov.sg/
GreenMark/others/GM_
ExistingParks_v1.pdf

Waste & material minimization, water


efficiency, energy efficiency, park
management, conservation & heritage,
innovation

SITES (Sustainable SITES


Initiative)

Univ of Texas at Austin/US


Botanic Garden/ASLA, US

http://www.
sustainablesites.org/

Site selection, pre-design assessment &


planning, site design - water, site design - soil
& vegetation, site design - materials selection,
site design - human health & well-being,
construction, operations & maintenance,

Tools for Transportation & Infrastructure


BE2ST-in-Highways

University of Wisconsin, US

BRT Standard

Institute for Transportation & https://go.itdp.


Development Policy, US
org/display/live/
The+BRT+Standard

Service planning, infrastructure, stations,


communications, access and integration

CEEQUAL

Institution of Civil Engineers, http://www.ceequal.com/


UK (available internationally) methodology.html

Contract strategy & management, people &


communities, land-use & landscape, historic
environment, ecology & biodiversity, water,
physical resource use & management,
transportation, effects on neighbors, relations
with local community & stakeholders

Density-VMT Calculator

ICLEI Local Governments


for Sustainability, US

18

http://rmrc.wisc.edu/
be2st-in-highways/

Life cycle cost, energy, recycling, hazardous


waste, water, noise, social carbon cost

http://www.icleiusa.org/
Building density, vehicle miles traveled
library/documents/8Density-VMT%20
Calculator%20(2).xls/view

A Global Survey of Urban Sustainability Rating Tools

Tools

Providers

Websites

Rating Categories

Tools for Transportation & Infrastructure


Envision

Institute for Sustainable


Infrastructure, US

http://www.
sustainableinfrastructure.
org/rating/index.cfm

Project pathway contribution, project


strategy and management, communities
and efficiencies, land-use and restoration,
landscapes, ecology and biodiversity, water
resources and environment, energy and
carbon, resource management, transportation

Global Sustainability
Assessment System for
Railways

Gulf Organization for


Research & Dev, Qatar

http://www.gord.qa/
uploads/pdf/GSAS%20
Technical%20Guide%20
V2.1.pdf (general guidance)

Unavailable

Green Mark for


Infrastructure

Bldg & Construction


Authority, Singapore

http://www.bca.gov.sg/
GreenMark/others/GM_
Infra_V1.pdf

Landscape ecology & land efficiency,


energy, renewable energy, water, project
management, waste management &
environmental protection, innovation

Greenroads

Greenroads Foundation, US

https://www.greenroads.
org/

Project requirements, environment & water,


access & equity, construction activities,
materials & resources, pavement technologies

INVEST

U.S. Dept of Transportation, https://www.


Federal Hwy Administration, sustainablehighways.org/
US

Integrated planning, economic development


and land-use, linking asset management
and planning, stormwater, recycle materials,
construction waste management, pavement
management system, road weather
management program

IS Rating Tool

Infrastructure Sustainability
Council of Australia

http://www.isca.org.
au/is-rating-scheme/isoverview/is-rating-tool

Transport, water, communications, energy

PEER

Perfect Power Institute, US

http://
Enabling customer action; operational
perfectpowerinstitute.org/ efficiency; reliability, power quality, and
apply-peer
safety; energy efficiency & environment

A Global Survey of Urban Sustainability Rating Tools

19

Tools Survey
Tools

Providers

Websites

Rating Categories

Tools for Transportation & Infrastructure


TOD Standard

Institute for Transportation & https://go.itdp.org/


Development Policy, US
display/live/ About+
the+TOD+Standard

Walk, cycle, connect, transit, mix, densify,


compact, shift

Walk Score

Walk Score, US

Walk, bike, transit

http://www.walkscore.
com/
Tools for Special Purposes

CASBEE for Heat


Islands

http://www.ibec.or.jp/
CASBEE/english/

Only available in Japanese

Coastal Resilience Index Southern Climate Impacts


Planning Program, NOAA,
and Sea Grant, US

http://www.
southernclimate.org/
documents/resources/
Coastal_Resilience_
Index_Sea_Grant.pdf

Critical infrastructure & facilities,


transportation, community plans, mitigations,
business plans, social systems

Global Reporting
Initiative - Construction
& Real Estate Sector

Global Reporting Initiative,


international (The
Netherlands)

https://www.
globalreporting.org/
resourcelibrary/GRIG4-Construction-andReal-Estate-SectorDisclosures.pdf

Economy, environment, labor practices,


human rights, society, product responsibility

H+T Affordability Index

Center for Neighborhood


Technology, US

http://htaindex.cnt.org/

Housing costs, transportation costs

20

Institute for Bldg


Environment & Energy
Conservation, Japan

A Global Survey of Urban Sustainability Rating Tools

Tools

Providers

Websites

Rating Categories

Tools for Special Purposes


Local Energy Efficiency
Self-Scoring Tool

American Council for an


Energy Efficient Economy,
US

http://www.aceee.org/
local-policy/scoring-tool

SEED

Design Corps, US

http:///www.seednetwork. Social, economic, environmental


org/certification

STARS - Sustainability
Tracking Assessment &
Rating System

Assn for Advancement of


Sustainability in Higher
Education, US

https://stars.aashe.org/

Academics, engagement, operations,


planning and administration, innovation

Triple Bottom Line Tool

US Economic Development
Administration

http://www.tbltool.org/

Quality jobs, sound investment, industry ecoefficiency, green design & construction, green
operations, place-making & accessibility,
environmental health, governance

Local government operations, communitywide initiatives, building policies, energy &


water utilities, transportation

A Global Survey of Urban Sustainability Rating Tools

21

International Standards
International standards relevant to the rating of urban sustainability
Standards

Administrators

Websites

Scope

Humanitarian Charter and


Minimum Standards in
Humanitarian Response

The Sphere Project

http://www.sphereproject.org/

Water supply, sanitation and


hygiene promotion, food
security, nutrition and aid,
shelter, settlement and nonfood items, health services

International Standard 17065


- Requirements for Bodies
Certifying Products, Processes
& Services

International Standards
Organization

http://www.iso.orgobp/
ui/#iso:std:46568:en

General, structural, resource,


process, management

International Standard
37120 - Sustainable Dev of
Communities - Indicators for
City Services & Quality of Life
(also see 37101, 37150)

International Standards
Organization

http://www.iso.org/iso/37120_
briefing_note.pdf

Economy, education, energy,


environment recreation,
safety, shelter, solid waste,
telecommunications,
innovation, finance, fire,
emergency response,
governance, health,
transportation, urban planning,
wastewater, water, sanitation

Sustainability Assessment
& Measurement Principles
(Bellagio STAMP)

International Institute for


Sustainable Development,
Organization for Economic
Cooperation & Development

http://www.iisd.org/pdf/2009/
brochure_bellagiostamp.pdf

Guiding vision, essential


considerations, adequate
scope, framework and
indicators, transparency,
effective communication, broad
participation, continuity and
capacity

22

A Global Survey of Urban Sustainability Rating Tools

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