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FernandBraudeV
is a general crisis in the human sciences. They are all
There
overwhelmedby theirsuccesses,if only because of the accumulationof new knowledge.But it is also because theynow need
such collecand how to organize intelligently
to workcollectively,
it or not,
wish
tiveworkhas yetto be determined.Whetherthey
by the progressof the
theyare all affected,directlyor indirectly,
nonethelessin the
remain
But
them.
mostquick-witted
they
among
gripof a humanismthatis retrogradeand insidious,one thatcan
forscholarship.All of them,with
no longerserveas a framework
are concernedabout theirplace in the
varyingdegreesof lucidity,
monstrousarrayof old and new modes of research,whose necessaryconvergenceseems to be in process.
will the human sciences tryto
Faced with these difficulties,
to define themselvesor by
effort
additional
an
resolvethem by
becomingstill more cranky?Perhaps theyhave the illusion that
suchan additionaleffortcan succeed. For theyare morethanever
preoccupied with definingtheir particulargoals, methods,and
merits-runningthe risk of churningup old formulasand false
problems.They are engaged in bickeringendlesslyabout the borders thatseparate them,fullyor partially,fromneighboringdisciplines.For each of them seems in factto dream of remaining
whereit is or to returnto where it was. A fewisolated scholars
tryto suggestlinkages. Claude Lvi-Strauss1pushes "structural"
anthropologyin the directionof the techniquesof linguistics,the
horizons of "unconscious"history,and the juvenile imperialism
of "qualitative"mathematics.He is tryingto establisha science
thatwould bring togetheranthropology,political economy,and
*Translated ImmanuelWallerstein.
by
1
Paris: Pion, 1958,passim,and especiallypage 329.
structurale.
Anthropologie
review,xxxii,2, 2009,171-203
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171
172
FernandBraudel
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173
ofwhichhistoryis the faithfulservant,ifnotalwaysa skilledadvocate. These are the social continuities,the multipleand contradictorytemporalitiesof human lives,whichconstitutenot only the
social life.This
substanceof the past but the stuffof present-day
amidstthe debate that
is one morereason to underlinevigorously,
is going on among all the human sciences,how important,how
usefulhistoryis. Or ratherhowimportantand usefulitis to underwhichemergefromthe workof
standthe dialecticof continuities,
the historian'srepeatedobservations.Nothingis more important,
in our opinion, than this living,intimate,infinitely
repeated oppositionbetweenthe instantaneousand the timethatflowsslowly.
Whetherwe are dealing with the past or the present,an awareness of thepluralityof temporalitiesis indispensableto a common
methodologyof the humansciences.
I shall dwell on history,on the temporalitiesof history.I do
thisless forthereadersofAnnales,who knowtheseworks,thanfor
eththosein neighboringdisciplines-economists,ethnographers,
linguists,
sociologists,psychologists,
nologists(or anthropologists),
or statiseven
social
mathematicians
demographers,geographers,
and
research
we
whose
are
all
ticians.They
experiments
neighbors
havefollowedformanyyearsbecause itseemed to us (stillseems to
us) that,in theirwakeor bycontactwiththem,historyis furnished
a new vision.Perhapswe have somethingto offerthemin return.
The recentresearchesof historianshave offeredus- consciously
or not,willinglyor not-an evermorepreciseidea of the multiplicityof temporalitiesand of the exceptionalimportanceof the long
term.This last concept,more than historyitself-historywitha
hundredfaces-is sure to be ofinterestto our neighbors,the social
sciences.
I. HISTORY AND CONTINUITIES
All historicalwritingperiodizes the past, and makes choices
among chronologicalrealities,based on positiveor negativeprefwhich
erencesthatare moreor less conscious.Traditionalhistory,
is orientedto brieftimespans, to the individual,to the event,has
longaccustomedus to an accountthatis precipitate,dramatic,and
breathless.
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174
FernandBraudel
has madecyclicalshifts
The neweconomicand socialhistory
abouttheirduration.
centralto itsanalysisand arguesprimarily
It has been fascinatedby the mirageand by the realitiesof the
cyclicalriseand fallof prices.It has placedbesidethe narrative
of thecyclicalphase that
a recitative
(or traditional
"recitative")
dividesthepastintolargeslicesof 10,20,or 50 years.Wellbeyond
ofevenmoresustainedbreadth,
thissecondrecitative
liesa history
thistimeofsecularlength:thehistory
oflong,evenverylong,duration(longuedure).This formula,
forgood or ill,has becomea
standardtermforme,to designatetheoppositeofwhatFranois
Simiand,one of theearliestto followtheusageof Paul Lacombe,
calledepisodichistory
No matter
thedesig(histoire
vnementielle).
on
we
shall
center
our
discussion
these
two
nations,
polesoftime,
theinstantaneous
and thelong-term.
Notthatthesetermshavea definitive
meaning.Taketheword
I
like
to
"event."would
limitit,toimprison
itin theshortterm.An
eventis an explosion,something
thathas "thesoundof newness"
as
in
thesixteenth
Amidits
said
(nouvelle
sonnante) they
century.
deceptivesmoke,it fillstheconsciousdomainof today'speople,
butitdoesn'tlastlong,disappearing
almostas soonas one sees its
flame.
The philosophers
the
probablywouldsaythatI am emptying
word"event"of a good partof itscontent.An event,at thevery
Someleast,mayincludea seriesof meaningsand relationships.
timesit mayprovidetheevidenceofverymajorchanges.And by
theperhapscontrived
dear to hisgameof "causes"and "effects"
toriansin thepast,itcan includea periodfarlongerthanitsown
occurrence.
theeventbecomeslinked,bydestretchable,
Infinitely
or
to
a
whole
chain
ofevents,
ofunderlying
realities
sign bychance,
thatthenbecomeimpossible,
it seems,to disentangle,
one from
theother.Bysuchan arithmetical
Benedetto
Croce
is able
game,
to claimthatwithineveryeventall ofhistory,
all ofhumankind
is
at will.On condition,
to
contained,and thuscan be rediscovered
be sure,thatwe add to thisfragment
whatis notin itat firstsight
and therefore
to discernwhatis or is notadmissibleto includein
it.It is thiscleverand dangerousgamethatwe findin therecent
articlesofJean-Paul
Sartre.2
2
Les Temps
nos. 139 & 140,
Sartre,"Questionsde mthode,"
Modernes,
Jean-Paul
1957.
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175
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176
FernandBraudel
in
in themaking,"
culminated
at theendofthenineteenth
century
for
ambition
of
ones
whose
chronicles a newstyle,
preciproducing
as
seen
sionled to recording
stepbystep
through
episodichistory
ofambassadorsor theparliamentary
readingthecorrespondence
debates.
in theeighteenth
and early
forhistorians
It wasquitedifferent
to theperspectives
centurieswhohad been attentive
nineteenth
of the longuedure,on the basis of whichthe greathistoriansFustel-could piece together
Michelet,Ranke,JacobBurckhardt,
thelargerpicture.Ifone believesthatsuchgoingbeyondtheshort
of the
termwas themostprecious,albeittherarest,achievement
roleofthe
lasthundredyears,one willappreciatetheoutstanding
of
and
of
of
historiography institutions, religions, civilizations,
deals withvasttimepethanksto archaeology
(whichnecessarily
of classical
of
the
role
of
the
riods),
historiography
avant-garde
Thesehistorians
werethesalvationofourcraft.
Antiquity.
The recentbreakwithtraditional
formsof nineteenth-centuhas
not
been
a
total
breakwiththeshortterm.
ryhistoriography
Therehas been a movement,
as we know,towardeconomicand
This upheaval
social historyat the expenseof politicalhistory.
methhas broughtabouta veritablerenewal,inevitably
involving
of thecentersofinterest,
along
odologicalchanges,displacement
all
of
has
which
withan increaseofquantitative
certainly
history,
notexhausteditsimpact.
histoBut,mostof all, therehas been a shiftof traditional
A
a
seem
appropriate
temporality. day, yearmight
riographical
the
ofdays.
of
time
for
a
historian.
Time
was
sum
lengths
political
Butifone wantedto measurea pricecurve,a demographic
proin interest
variations
rates,thestudyofprogression,
wagetrends,
duction(morehopedforthanachieved),a closeanalysisoftrade,
itrequiredmuchlongermeasuresoftime.
A newmode of historical
is emerging.
Let us call it
narrative
the"recitative"
of thecyclicalphase {conjoncture),
thecycle,even
the"intercycle,"
whichoffered
us timelengthsofa dozenyears,a
of
a
of theclasand
the
quarter century,
longest,thehalf-century
sical Kondratieff
cycle.For example,leavingaside briefups and
downs,pricesrose in Europefrom1791to 1817,and wentdown
from1817to 1852.This slowtwofold
riseand fallwas a complete
intercycle
throughout
Europeandjustabouttheentireworld.
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177
Dalloz,1933.
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FernandBraudel
178
twenty-five
years,thesameErnestLabroussegavein to a need to
in orderto locatein the
returnto a lessburdensome
temporality
verydepthsof the 1774-1791depressionone of themajorcauses
indeedits launching-pad.
Evenso, he
of the FrenchRevolution,
In
And thenhe wentfurther.
was stillutilizinga demi-intercycle.
in
in
"Comment
Paris
hispaperat theinternational
1948,
congress
naissent
les rvolutions?"
he soughtthistimeto linka short-term
economicdrama (new style)to short-term
politicalpathos(very
old style),
thatoftherevolutionary
days.Herewearebackintothe
was
shortterm,and up to our necksin it.To be sure,theattempt
it
was!
The
historian
and
useful.
But
how
symptomatic
permissible
the
director.
How could he evergiveup the
enjoysbeing
stage
dramaoftheshortterm,thebesttricksofa veryold trade?
thereis whateconomists
Longerthancyclesand intercycles,
call, withoutalwaysstudying
them,seculartrends.But veryfew
in them.Theirviewson structural
economists
areinterested
crises,
whichhavenotbeen subjectto thetestof historical
verification,
based on at most
taketheformof roughsketchesor hypotheses,
the recentpast,sayto 1929,at mostto 1870.7Nonetheless,
they
to thestoryofthelonguedure.
providea usefulintroduction
They
are a first
key.
The secondkey,farmoreuseful,is the term"structure."
For
goodorill,itpervadesthediscussionofthelonguedure.
By"strucsocial
an
a
observers
ture,"
imply organization, degreeof coherand socialmasses.For
betweenrealities
ence,ratherfixedrelations
an architecus historians,
a structure
is certainly
an assemblage,
ture,butevenmoreitis a realitythattimecan onlyslowlyerode,
one thatgoes on fora longtime.Certainstructures,
in theirlong
of
become
the
stable
elements
of
an
life,
infinity generations.
They
encumber
and
restrict
and
hence
its
Other
control
flow.
it,
history
structures
crumblemorequickly.
Butall structures
are simultaneouslypillarsand obstacles.As obstacles,theyprovidelimitations
call envelopes)fromwhichmanand hisex(whatmathematicians
Thinkofhowdifficult
itis to
periencescannotliberatethemselves.
breakthrough
certaingeographical
certainbiological
frameworks,
certain
limits
or anotherspirito
even
one
realities,
productivity,
7
de la structure
cod'une thorie
Explained in detail by Ren Clemens,Prolgomnes
Paris,Domat-Montchrestien,
1952;see alsoJohannAkerman,
nomique,
"Cycleet strucno. 1, 1952.
ture,"Revueconomique,
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179
dure.
Mittelalter,
Berne, 1948; French translation:
EuropischeLiteraturund lateinisches
etle MoyenAgelatin,Paris,P.U.F., 1956.
La littrature
europenne
9Paris,AlbinMichel,1943;3rded., 1969.
10Le
de Croisade.Essai de sociologiereligieuse,thse dactylographie,Sormythe
bonne.
11Peinture
d'uneespaceplastique,de la Renaissanceau
etSocit.Naissanceetdestruction
1951.
cubisme,
Lyon,Audin,
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FernandBraudel
180
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181
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182
FernandBraudel
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183
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FernandBraudel
184
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185
17Les
Paris,Plon, 1954, esp. p. 298 ff.
Tempsde Vhistoire,
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FernandBraudel
186
20PierreClment& Natalie
Xydias,Vienne-sur-l-Rhne.
Sociologied'unevillefranaise.
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187
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188
FernandBraudel
the
onlyconceivable
thingis tomakea seriesofdescents,
following
and
innumerable
rivers
of
time.
multiple
Thesefewreminders
and warnings
forthemoment.
willsuffice
But we need to be moreexplicitabout the conceptsof "unconscioushistory,"
These neces"models,"and "socialmathematics."
remarks
are
in
or
rather
will
be
a
linked,
linked,
sary
problematic
commonto all thesocialsciences.
"Unconscious
of theunconis, of course,thehistory
history"
sciouspartsof social reality."Men maketheirhistory,
but they
do notmakeitas theywish."22
ThisformulaofMarxclarifies,
but
doesnotexplain,theproblem.
In fact,undera newname,itis once
oftheepisodagaintheproblemoftheshortterm,of"microtime,"
ic thatis beingposed here.Men havealwayshad theimpression,
in livingtheirlives,thattheyunderstand
whatis happeningdayby
as so many
day.Is thisconsciousand clearaccountbadlymistaken,
historians
havefora longtimeasserted?Linguistics
once thought
itcouldderiveeverything
fromwords.History
itcoulddethought
riveitall fromevents.Morethanone contemporary
commentator
has beenreadyto believethatall is explainedbytheYaltaor Potsdamagreements,
or Sakiet-SidibytheaccidentsofDien-Bien-Phu
or
the
of
the
another
kindofevent,
Youssef, by launching
sputnik,
in itsway.Let us thusadmitthatthereexistsat
equallyimportant
a certaindistancea social unconscious.Let us furthermore
concede forthetimebeingthatthisunconscious
be consideredscienricher
than
the
surface
to
whichour eyesare
tifically
shimmering
used. Scientifically
richermeanssimpler,
withwiderimplications,
ifharderto uncover.
Butthedistinction
betweenclearsurfaceand
obscuredepths,betweennoiseand silence,is difficult
to drawand
uncertain.Let us add that"unconscious"
which
halfthe
historytimeconcernscyclicalphasesbutis parexcellence
aboutstructural
time-is clearlyperceivedmorefrequently
thanone is readyto admit.Each ofus has thesensethat,beyondhis ownlife,therelies
a massivehistoricalpastwhosepowerand thrustshe recognizes
itmustbe said,thanitslawsand direction.
Andthishistory
better,
didnotstart
economic
for
(in
justyesterday
history example),even
ifwhatis happeningtodayis morevividto us. The revolution,
for
itis a revolution
ofthemind,hasconsisted
inconfronting
thishalf22Cited Claude Lvi-Strauss,
structurelle,
by
Anthropologie
op. cit.,pp. 30-31.'
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189
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FernandBraudel
190
abovecommercial
We mentioned
betweenthefourcapitalism
teenthandeighteenth
centuries.
Thisis one ofthemodelsthatone
findsin Marx'swritings.
It'sreallyonlycompletely
validfora given
of
over
a
time
family societies,
particular
period,evenifit opens
thedoorto all sortsofextrapolations.
A somewhatdifferent
modelis sketchedin mybook,24about
a cycleof economicdevelopment
in Italiancitiesbetweenthesixteenthand eighteenth
whichweresuccessively
centersof
centuries,
of
and thenspecializedin banking.This
commerce, "industries,"
lastactivity
was theslowestto comeintofullbloomand theslowest to disappear.This modelwas morelimitedin scope thanthe
one dealingwithall ofcommercial
butitwastherefore
capitalism,
easier
to
extend
it
to
other
moments
of
timeand space.It
perhaps
notesa phenomenon
but
(somemightcall ita dynamicstructure,
all historical
structures
are to somedegreedynamic)thatcan recurin manydifferent
and is easyto recognize.Perhaps
situations,
thisis also trueofthemodelsuggested
byFrankSpoonerand me25
the
cen(before,
concerning history
during,andafterthesixteenth
tury)of thepreciousmetals-gold,silver,and copper-and credit,
thatflexiblesubstitute
forthemetals.Theyare all playersin the
of one affecting
the "strategy"
of each of
market,the "strategy"
theothers.Itwouldnotbe difficult
toapplythismodelbeyondthe
and exceptionally
turbulent
sixteenth
privileged
centurythatwe
Have
not
some
economists
tried
aftera fashion
analyzed.
already
to verify
theold quantitative
of
for
theory money contemporary
countries?26
underdeveloped
Butthepossibilities
ofextension
in timeofall thesemodelsare
smallindeedcomparedto theone conceivedbytheyoungAmerican historical
He was struckby
sociologist,
SigmundDiamond.27
thedoublelanguageof thedominantclass of greatAmericanfinanciersin theepochofPierpont
Morgan.Therewasonelanguage
usedwithintheclassand anotheroutsideit.Thislatterwasin fact
an apologiavis--vis
thesuccessofthefipublicopinion,
justifying
nancieras thetypicaltriumph
oftheself-made
man,thenecessary
24La Mditerrane
et le mondemditerranen
Vpoquede PhilippeII, Paris,Armand
bLes Mtauxmontaires
etl conomie
du XVIesicle.Rapportsau Congrsinternational
deRome,1955,IV,233-264.
26AlexandreChabert,Structure
etthorie
montaire,
Paris,ArmandColin,
conomique
Pubi,du Centred'tudesconomiques,1956.
27The
RegulationoftheAmericanBusinessman,
Cambridge,MA, 1955.
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191
conditionof the country'sprosperity.He saw in this double language thehabitualreactionofanydominantclass thatsees assaults
on its prestigeand threatsto its privileges.To defendthemselves,
theyseek to identifytheirfatewiththatof the societyor the nation,theirprivateinterestwiththepublicinterest.Diamond would
similarlyexplain the evolutionof the idea of dynastyor empire,of
the Britishdynastyor the Roman Empire.This kind of model is
clearlyapplicableacross the centuries.It presumescertainspecific
social conditions,but historyis fullof them.It is trueovera much
longertime-periodthan the othermodels I have discussed,but at
the same timeit deals withmoreprecise,more specificrealities.
At the limit,as the mathematicianswould put it, this kind of
modelis close to thatof thosepopular models,thealmosttimeless
To say theyare almosttimeless
ones of the social mathematicians.
means in factthattheymovealong the darkand unexploredpathwaysof theverylonguedure.
The various accounts we have given are a quite inadequate
introductionto the science and theoryof models. In this field,
historiansare not at all in the avant-garde.Their models are at
best bundles of explanations.Our colleagues are much more ambitiousand advanced in theirresearch,tryingto make use of the
communication,and qualitativemathelanguage of information,
matics.Theirmerit-whichis considerable-is to welcomeintotheir
a language howeverthat,
fieldthesubtlelanguage of mathematics,
can escape our controland run
givenevena moment'sinattention,
where!
God
knows
with
Information,communication,
itself,
away
and qualitativemathematicsall can be placed under the rather
So itis therethat
wide umbrellaof the term,"social mathematics."
we mustshineour lantern,to the degree thatwe can.
is at least threedifferent
Social mathematics28
languageswhich
have
be
others.
Mathematicians
maybe combined,and theremay
not yetexhaustedtheirimagination.In any case, theredoes not
exista singlemathematics,or at least thisis the claim. "One canbutan algebra,a geometry"(Th.
notspeak ofalgebraor geometry,
does
not
which
Guilbaud),
simplifyour task,or theirs.Three lanthat
of
then:
necessaryfacts(somethingis given,something
guages
28 See
theentirehighly
issue,titled:"MathUNESCO,VI, 4, and moregenerally
interesting
ematicsand theSocialSciences."
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192
FernandBraudel
else followsfromit), which is the domain of traditionalmathematics; that of random facts(since Pascal), whichis the domain
of probabilities;and finallythat of conditionalfacts,neitherdeterminednor random,but subjectto certainconstraints,to rules
of the game, such as the game "strategy"of Von Neumann and
thiswinningstrategywhichhas developed beyond
Morgenstern,29
the bold initialprinciplesof its founders.Game strategy,
by utilof
calculations
the
sets,
izing
groups,
probabilities,opens
way to
mathematics.
It
becomes
to
"qualitative"
possible proceed fromobservationsto mathematicalformulaswithouthavingto go via the
difficultpath of measurementsand long statisticalcalculations.
One can proceed directlyfromsocial analysisto mathematicalformulas,shall we sayto a calculatingmachine.
Of course,we have to prepare the task of our machine which
cannot accept or manipulateeverythingthat may be fed into it.
It is indeed because of real machines,of the rules by whichthey
functionto permitcommunications
in the most materialsense of
the word,that a science of informationwas inventedand developed. The authorof thisarticleis by no means a specialistin this
difficultdomain. The search going on to constructa translation
machine,whichhe has followedwithinterest,if distantly,throws
him,as it does others,into the depths of reflection.Nonetheless,
two factsseem clear: (1) such machines,such mathematicalpossibilities,do exist; and (2) we have to prepare the social part of
social mathematics,
whichare no longeronlyour older traditional
mathematics-curvesof prices,wages,and birthrates.
So, if the new mathematicaloperationsare oftentoo difficult
forus, the preparationof social realityforthisuse- how partsare
linkedtogether,
howtheyare separated-is somethingthatrequires
our close attention.The priortreatmentheretoforehas almostalwaysbeen the same: choose a restrictedunit of observation,such
as a "primitive"
tribeor a singledemographiccase, so thatwe can
examine almosteverything
at firsthand. Then we proceed to find
thecorrelationsbetweentheelementswe havesingledout,all their
possible interactions.Such rigorouslydeterminedrelationsoffer
us the veryequations fromwhichthe mathematiciansthen draw
theirconclusionsand possible extensioninto a modelthatsummarizes everything,
or rathertakesaccountof everything.
29The
reviewbyJeanFourasti,
No. 51, Oct. 1951.
Critique,
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193
op. cit.
31Ibid., 326.
p.
Ibid., p. 39.
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FernandBraudel
194
turale,
pp. 47-62.
34
structurale,
Anthropologie
op. cit.,pp. 42-43.
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195
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196
FernandBraudel
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FernandBraudel
198
1944,Introduction.
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199
de ScienceEconomiqueAppliqu,SrieM,No. 1,41-42.
l'Institut
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200
FernandBraudel
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202
FernandBraudel
els,based on thehistorical
longuedure.These modelshavebeen
frozenin theirsimpleform,bytreating
themas immutable
laws,
as a prioriautomatic
to
all
situexplanations,
universally
applicable
ationsand all societies.Whereasifone allowedthemto enterthe
wouldbe seen to be obchangingriversof time,theirframework
for
it
is
a
well-knit
model.
It
wouldbe constantly
vious,
solid,
apblurredor rekindled
plicable,butin nuancedforms,successively
also subjectto rules,different
bythepresenceofotherstructures,
and
hence
to
other
models.How one has shackledthecreones,
ativepowerofthemostpowerful
socialanalysisofthelastcentury.
Itwillonlyfinditsforceand itsyouthonceagainbyturning
to the
Marxismseemsto me
longuedure.MightI add thatpresent-day
to be theveryportrait
of thedangersin anysocialsciencethatis
too enamoredofthepuremodel,ofthemodelforthesakeofthe
model.
In conclusion,
whatI wouldliketo underline
as wellis thatthe
of commonlanguage
longuedureis onlyone of thepossibilities
withthesocialsciences.I havepointedouttheplusesand minuses
oftheattempts
ofthenewsocialmathematics.
Thereare stillothers. The new mathematics
are veryseductive,
but the old kind,
whosesuccessis so obviousin economics-themostadvancedof
thehumansciences-does notdeservethecynicalremarkssometimesmade.Hugemeasurements
maystillbe expectedin thisclassical domain,but thereare teamsof calculatorsand calculating
machinesconstantly
I believein theutility
oflong
beingperfected.
statistical
sequences,and in theneed to pushthesemeasurements
and theresearcheverfurther
backin time.Manyteamsarealready
buttheyare also beginningto
doingitfortheeighteenth
century,
do it nowfortheseventeenth
and evenmorethesixteenth
centuries.Statistical
measurements
ofunexpectedhistorical
lengthare
nowopeningforus the depthsof the Chinesepast.44No doubt
statistics
thembetter.But
simplify
thingsin orderto understand
all scienceproceedsfromthecomplexto thesimple.
letus notforget
one lastlanguage,one lastfamily
of
However,
so
to
the
reduction
of
all
social
models,
speak- necessary
reality
to thespace it occupies.We are speakingof geography
and ecolon thesedifferences
in vocabulary.
ogy,without
tarrying
Geogra44Otto Berkelbach,
Van der Sprenkel,"PopulationStatisticsof Ming China,"
"ZurFinanz-undAgrargeschichte
derMingDynasB.S.O.A.S.,1951;MarianneZinger,
tie,1368-1643,"Sinica,1932.
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203
45Revuede
1903, p. 239.
historique,
synthse
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