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HEPATOLOGY
Copyright C by the American Association for the Study of Liver Diseases
SDecial Article
Peripheral Arterial Vasodilation Hypothesis: A Proposal for
the Initiation of Renal Sodium and Water Retention in
Cirrhosis
ROBERTW. SCHRIER,VICENTEARROYO,MAUROBERNARDI,MURRAY
EPSTEIN,JENSH. HENRIKSEN
AND
JOAN
RODES
University of Colorado School of Medicine, Denver, Colorado 80262; Liver Unit, Hospital Clinic i Provincial, University of
Barcelona, Barcelona, Spain; Istituto di Patologia Speciale Medica e Metodologia Clinica, University of Bologna, Bologna, Italy;
Nephrology Section, Veterans Administration Medical Center and Division of Nephrology, University of Miami School of
Medicine, Miami, Florida 33125; Departments of Clinical Physiology and Hepatology, Hvidovre Hospital, and Department of
Internal Medicine and Endocrinology, Herlev Hospital, University of Copenhagen, Copenhagen, Denmark
ascites formation (1,2). This sodium and water transudation into the abdominal cavity then decreases
intravascular volume and secondarily results in the wellestablished hypovolemia-induced increase in renal sodium and water retention (3, 4). This classical underfilling theory was first challenged by Lieberman et al. (5)
when they found increased, not decreased, total blood
volumes in cirrhotic patients with ascites and these total
blood volumes were not higher when some of the cirrhotic
patients underwent a spontaneous diuresis. These authors, therefore, proposed the overflow hypothesis of
sodium and water retention and ascites formation in
cirrhosis (6). They proposed that ascites formation was
a secondary phenomenon which resulted from primary
renal sodium and water retention, primary in the sense
that the renal response was not produced by a decrease
in intravascular volume. The cause of the primary sodium retention was not delineated but presumably was
due to some hepatorenal reflex which predominated over
the normal volume regulatory mechanism (7). The sodium and water retention then leads to overflow ascites
formation secondary to the hypervolemia and the increased pressure in the portal system. Support of this
overflow hypothesis has emerged from careful studies of
experimental models of cirrhosis in the rat and dog in
which blood volume expansion and renal sodium and
water retention were clearly demonstrated to precede
ascites formation (8-12).
In this article we propose yet a third hypothesis to
account for renal sodium and water retention and ascites
formation in cirrhosis. This hypothesis has characteristics of both the classical underfilling and overflow hypotheses, but neither ascites formation and hypovolemiainduced renal sodium and water retention nor primary
renal sodium and water retention, blood volume expansion and overflow ascites are considered to be the initiation or primary mechanism of the renal sodium and
water retention in cirrhosis. We would like to term our
hypothesis the Peripheral Arterial Vasodilation Theory of renal sodium and water retention in cirrhosis.
This hypothesis (Figure 2) proposes that peripheral ar-
1151
1152
SCHRIER ET AL.
CLASSICAL UNDERFILLING
VERSUS
OVERFLOW HYPOTHESES
Undertilhg*
Hypothesis
Ovanow
Hypothesis
Portal Hypertension
I
Primary R e d Sodium
md water Retention+
Ascites Formation
IntnvAulu
Hypervolemu
lntravasculu
Hypovolemia
P0rt.I
Bypertdon
\ /
Asfites Formation
Secondary R e n d Sodium
and Water Retention
F I G . 1. (*)Since renal sodium retention has been shown to occur
prior to ascites formation in experimental cirrhosis in both the rat and
dog and plasma volume has been shown to be increased, not decreased,
in patients with cirrhosis, the classical underfilling hypothesis does not
seem to explain adequately the renal sodium retention of cirrhosis.
(+)Primaryrefers to renal sodium and water retention which occurs
in the absence of intravascular hypovolemia. While the observation
that renal sodium retention and plasma volume expansion precede
ascites formation in cirrhosis supports the classical overflow hypothesis, the stimulation of plasma hormones which normally accompany
intravascular hypovolemia including plasma renin, norepinephrine,
aldosterone and vasopressin is not adequately explained by the overtlow
hypothesis.
HEPATOLOGY
1153
PERIPHERAL VASODlLATION B Y P O T H E d
Cotuperrrated Cirrhosis+
Moderate Peripheral
Vasodilation (e.g. Splanchnie)
udaterme. Norepinephrine
and Vasopressin Concentration
t o Normal Values
Hepatorerul s y n b e +
l)eCommted Cirrhais+*
P b m a Volume Expansion
may be modified by
hyponlbuminenia
Inadequate td N o r m d m
Renal Hemodymoies.
Plasma Renin. Aldataone,
Norepinephrine and
V u o p r a i n Coneantration
ASeitar Formation
Extreme Peripheral
Vasodilation
Severe Decrease
EABV
Severe Peripheral
Vasodilation
Extreme &crease
in EABV with Bypotension
hypollbuninemia
FIG.2. (#)The Peripheral Arterial Vasodilation Hypothesis can explain virtually all of the manifestations of the spectrum of systemic and
renal hemodynamics, plasma hormones and effects on sodium and water excretion observed in the cirrhotic patient. (+)In many cirrhotic patients
the peripheral vasodilation decreases cardiac pre-load and is associated with an increase in cardiac output. (*)Somepatients (approximately onethird) with decompensated cirrhosis, as defined by the presence of ascites, may have normal renal hemodynamics because of increasing synthesis
of renal vasodilatory prostaglandins. These patients demonstrate a severe diminution in renal function with administration of nonsteroidal
antiinflammatory drugs in contrast to no effect observed in the compensated (i.e. no ascites) cirrhotic patient.
underfilling of the arterial circulation may prevent increased distal delivery and thus mineralocorticoid escape
in some patients with compensated cirrhosis. An impaired response to an acute salt load has also been
demonstrated in compensated cirrhotic patients (38). In
general, compensated cirrhotic patients excrete an acute
water load normally (39, 40). Other subtle abnormalities
may, however, be present in compensated cirrhosis which
provide further evidence of vasodilation-induced underfilling and enhanced sodium and water retention prior to
ascites formation. Abnormal diurnal variations of plasma
renin, urinary catecholamines and perhaps plasma aldosterone have been shown to occur in compensated
cirrhotics (41). On the other hand, as compared to normal
subjects on the same sodium intake, on assuming and
maintaining the supine position these patients may exhibit a greater negative sodium balance, suggesting a
greater increment in EABV in compensated cirrhotics
than normal subjects when changing from the upright to
supine position (42). This may be because of peripheral
vasodilation and distal pooling of fluid in the upright
position; this fluid is then translocated to the central
blood volume on assuming the supine position. This
translocation of fluid may also explain the low supine
plasma renin activity in some patients with compensated
or decompensated cirrhosis (31, 43). Thus, cirrhotic patients should probably always be studied in the upright
and supine positions (44,45).
DECOMPENSATED CIRRHOSIS
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SCHRIER ET AL.
HEPATOLOGY
Evidence for the Peripheral Arterial Vasodilation Theory is also derived from studies in hyponatremic ascitic
patients with cirrhosis. Normalization of sodium and
water excretion in these patients required not only central blood volume expansion with head-out water immersion (HWI) but also increasing peripheral vascular re-
1155
In conclusion, we propose the Peripheral Arterial Vasodilation Theory rather than either ascites formation
(classical underfilling hypothesis) or primary renal sodium retention (overflow hypothesis) as the initiating
event of renal sodium and water retention in cirrhosis.
This hypothesis is compatible with the renal sodium and
water retention and plasma hormone elevations found in
association with arteriovenous fistulae and high output
cardiac failure (86). Levy and Allotey (11) have attempted to examine the time course in which sodium and
water retention and peripheral vasodilation occur in
early cirrhosis. In their studies of nitrosamine-induced
cirrhosis in the dog, a small positive sodium balance (20
mEq per day) occurred prior to the early detection of
peripheral vasodilation. A fall in blood pressure was,
however, present at the time of the earliest detection of
sodium retention, thus suggesting that the method for
measuring cardiac output and thus calculating peripheral
vascular resistance may not have been sensitive enough
to detect the earliest occurrence of peripheral arterial
vasodilation in this experimental model of cirrhosis. A
recent study in rats with carbon tetrachloride-induced
cirrhosis, showing that stimulation of the renin-angiotensin system occurs in close chronological relationship
with the onset of renal sodium retention and before
ascites formation (87), is compatible with the Peripheral
Arterial Vasodilation Hypothesis. Additional studies
will, however, be necessary to assess the temporal relation between the occurrence of the decrease in peripheral
vascular resistance and renal sodium retention in cirrhosis to test further the Peripheral Arterial Vasodilation
Hypothesis.
Lastly, it is worth emphasizing that several indicators
of poor prognosis in cirrhosis are those which may occur
in association with extreme peripheral arterial vasodilation, namely, a low mean arterial pressure which correlates with the degree of peripheral vasodilation (88, 89),
portal hypertension (90) which may be the trigger of the
splanchnic arteriolar vasodilation and elevations of
plasma concentrations of renin, norepinephrine and vasopressin which accompany peripheral vasodilation (8892). Considered in this light, we propose that a substantial number of cirrhotic patients may not die primarily
because of their hepatic dysfunction but rather because
of the consequences of the circulatory and humoral abnormalities which accompany and are secondary to the
liver disease. Thus, further study of these circulatory and
humoral abnormalities may lead to approaches which
could decrease morbidity and prolong the life of the
cirrhotic patient.
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SCHRIER E T AL.
HEPATOLOGY
1157
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