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Author(s): Kathryn Eilene Lasch, Patrick Marquis, Marc Vigneux, Linda Abetz, Benoit Arnould,
Martha Bayliss, Bruce Crawford and Kathleen Rosa
Source: Quality of Life Research, Vol. 19, No. 8 (October 2010), pp. 1087-1096
Published by: Springer
Stable URL: http://www.jstor.org/stable/40927744
Accessed: 27-04-2015 18:44 UTC
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Qualitativeresearch
Abstract Recentlypublishedarticleshavedescribedcri- Keywords PRO development
teriato assess qualitativeresearchin the healthfieldin Groundedtheorymethods
general,butveryfewarticleshave delineatedqualitative
methods
tobe usedinthedevelopment
ofPatient-Reported
Outcomes(PROs). In fact,how PROs are developedwith Qualitativeresearchin PRO development
focusgroupsand interviews
has been
subjectinputthrough
when Patient-reported
outcomes(PROs) in clinicaltrials,effecgiven relativelyshortshriftin the PRO literature
articleson the tivenessstudies,and public health researchhave been
comparedto the plethoraof quantitative
of PROs. If documentedat all, denned as "any reportcoming directlyfromsubjects
psychometric
properties
mostPRO validationarticlesgive littleforthe readerto without
of thephysicianor othersabouthow
interpretation
evaluatethecontentvalidityof themeasuresand thecred- theyfunction
overallor feelin relationto a conditionand
of themethodsused to develop itstherapy"[1, p. 125J.The valueofqualitativeresearchin
ibilityand trustworthiness
them.Increasingly,
scientists
andauthorities
want thedevelopment
of PRO measureshas beenrecognizedfor
however,
to be assuredthatPRO itemsand scales havemeaningand many years. Witnessthe growingacceptanceof such
relevanceto subjects.This articlewas developedby an
researchby a new editionof a book thatdevoteda brief
international,
interdisciplinary
group of psychologists, chapterto qualitativeresearchin an otherwisecomprehensivevolumeon quantitative
methodsthatare used to
psychometricians,
regulatory
experts,a physician,and a
It
and
measure
of
life
in
clinical
trials[2]. A morerecent
sociologist. presents
rigorous appropriate
qualitative
quality
researchmethodsfor developingPROs with content focushas beenplacedon theconceptsbeingmeasuredand
- notin termsof correlation
The approachdescribedcombinesan overarching theirmeaning
coefficients
or
validity.
theoreticalframework
with grounded factorialstructure,
buttheirauthenticity
forsubjects,i.e.,
phenomenological
data collectionand analysismethodsto yieldPRO
theircontentvalidity.
The emergence
ofcontentvalidity
as
theory
itemsand scales thathavecontentvalidity.
a construct
was to guardagainststrictly
numericalevaluationof testsand othermeasuresthatoverlookedserious
threatsto the validityof inferencesderivedfromtheir
scores
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1088
subjectshave been includedto date, however,the systematicanalysisof theirwords and the link fromtheir
words to conceptsunderlyingitems is usually neither
documented
nortransparent.
and systematiTransparency
zation,however,are consideredhallmarksof good qualitativeresearch[5]. Theirabsencein qualitative
researchin
the PRO field makes it difficultto communicateand
compareresults.Otheressentialissues in theconductof
rigorous qualitative research for PRO development
include:whodoes oneinterview,
howdoes one analyzethe
data systematically
and transparently,
how does one
to undergird
a questiondevelopa conceptualframework
nairefromparticipants'
responses,and, above all, what
theoretical
framework
(a guide as to which
overarching
and
which
between
thoseconcepts
concepts
relationships
shouldbe thefocusofa researchstudy),ifany,wouldbest
serve PRO development?A conceptualframework
as
definedby theFood and DrugAdministration
(FDA), one
of the majorconstituents
forPROs, represents
the demonstratedrelationships
betweenand among items on a
and domains(multidimensional
conceptin
questionnaire
whichitemsare groupedtogether)!
1, 6].
in2006
TheFDA issueda PRO draft
guidancedocument
in 2009 that,whenfoland a finalGuidanceto Industry
lowed, makes it criticalfor instrument
developersor
methodsin
to use andunderstand
state-of-the-art
reviewers
qualitativeresearch[6-8]. Adherenceto thisguidelineis
is intendedas an endpointto
requiredif thequestionnaire
benefitassessingclear conceptsthat
evaluatetreatment
claim.Recently,
a labelingand/or
advertising
might
support
membersof the StudyEndpoints& Label Development
atthe45th
(SEALD) divisionintheFDA gavepresentations
Associationin
AnnualMeetingof theDrug Information
of contentvalidity
whichtheyemphasizedtheimportance
and qualitativemeasure.Contentvalidity,
as an important
in general,meansthata measurecaptureswhatit intended
theFDA morespecifito measure.In thesepresentations,
of
a
PRO
as (1) evidencethat
content
defined
validity
cally
theitemsand domainsmeasuretheintendedconcepts,as
anddesiredclaim;(2)
framework
depictedintheconceptual
evidence that the items,domains,and concepts were
compredevelopedwithsubjectinputand are appropriate,
the
and
that
hensive,andinterpretable
(3)
study
bysubjects;
of
the
is
targetpopulation.
sample representative
Boththecollectionof qualitativedata and its analysis
and rigorousin thepast
have becomemoresystematized
have increasingly
30 yearsas healthresearchers
incorporatedthemintotheirwork.The mostinformative
waysto
Even whenprohave been refined.
interview
participants
to conductfocus
videdwithdiscussionguidesand training
groups or in-depthinterviews,however,interviewers
in qualitative
researchmethodsuse theseguides
untrained
interview.
as thoughtheywere conductinga structured
) Springer
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1089
a case study,discourse
phenomenology,
ethnography,
or
content
but
forPRO
analysis,
analysis
important
contentvalidityand in groundedtheorydatacollection
and analysismethods;and
The abilityto developitemsfora PRO measurerather
than produce a narrativeaccount of a subject's
experienceswithina social context.
Phenomenologicaltheoreticalframework
The scope forphenomenological
researchhas beensimply
definedas "researchdesignedto discoverand understand
the meaningof humanlife experiences"[35, p. 114].
seeks "to understand
thelivedexperience
Phenomenology
of individualsand theirintentions
withintheirlifeworld"
[18,p. 24]. It answersthequestion,"Whatis itliketo have
a certainexperience?"[18, p. 24] Althoughphenomenoseveralqualitativeapproaches,
the
logicalinquiryunderlies
beliefis thatthewayto studya phenomenon
is
underlying
to access it through
theeyes of theperson(s)havingthe
thesine qua non
experience.This makesphenomenology
framework
for
PRO
research.
It is the theooverarching
reticalunderpinning
thatcan guideresearchquestionsin a
discussionguideand data collection,forexample.Thus,a
It is neither
constrained
typicalquestionis open-ended.
by
that
preconceivedtheoriesnor takenfroman instrument
may possess sound psychometricpropertiesbut was
developedwithoutsubjectinput.In a conceptelicitation
forexample,on cancer-related
interview,
fatigueone asks,
"Please tell me about some of the symptomsyou have
fromcanceror cancertreatment?"
rather
than
experienced
a
the
word
asking questionusing
fatigue,unlessthesubhave used it first.One probesforclarifijects themselves
cation on the meaningof responseslike "tiredness,"
aregiven
"weary,""weak,"or "low energy."Participants
ampletimeto expressthemselves.
Groundedtheorymethodsapproach
As thegoal is an analysisthatproducesnotonlyconcepts
butalso a framework
of itemsto be used as endpointsin
clinicaltrials,theanalysisand outputof a purephenomenologicalapproachare insufficient.
Usingtheumbrellaof
we
that
phenomenology, suggest
groundedtheorydata
collectionandanalysismethodsbestservethedevelopment
of a PRO structured
thatcan be used as an
questionnaire
in
a
clinical
trial.
endpoint
Groundedtheoryis morea set of methodsthana real
It can be seen as a "logicallyconsistent
setof data
theory.
collection and analytic proceduresaimed to develop
Springer
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1090
Table 1 Comparisonof qualitativeresearchapproaches
Essence
Phenomenology Ethnography
GroundedTheory
Case Study
To understand
the Immersionof
researcherin
meaningof
settingto
participants'
understand
the
experiences
withintheirown ways of lifeof a
"lifeworld"
culturalor social
group
DiscourseAnalysis
ContentAnalysis
Sampling
) Springer
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1091
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1092
and/or
duration
ofsymptoms;
different
frequency,
severity,
treatment
and
treatments
with
different
side
effect
regimens;
Inclusion
and
exclusion
criteria
are
similar
to
profiles.
very
thetargetpopulationthatis to be used in a clinicaltrial.
UsingtheIBS example,one wouldtryto ensurethatthe
and severecases, among
sampleincludedmild,moderate,
otherconsiderations,
so as to understand
theexperienceof
of
Thiswouldallow
different
levels
of
IBS.
having
severity
thedevelopment
of a PRO measurethatcould potentially
andworsening.
capturebothimprovement
Qualitativeinterviewing
uses focusgroupmethodsor inWhethertheresearcher
the developmentof a truly
individual
interviews,
depth
open-endeddiscussionguide is essentialto ensurethat
yielddata thatreflectthe subject's
qualitativeinterviews
or discussionguide
experiencewithoutundueinterviewer
unlikethe
bias. The interviewmustbe semi-structured,
PRO itemsthateventuallyderivefromit. The questions
do not have to be asked verbatimor exactly
themselves
Researchersmightuse
foreveryparticipant.
sequentially
other
instruments,
conceptsfromalready-used
sensitizing
qualitativeliteratureexploringthe same phenomenon,
or interviews
oftheclinicalcondition,
acquiredknowledge
advocatewaitinguntil
withclinicians.Some researchers
datacollectionand analysesare completebeforeconductreviewto avoid bias.
inga literature
focus groups
Four conceptelicitationgender-specific
the sympon
and
focused
wereconducted
understanding
tomsof IBS-C thatsubjectsexperience.Gender-specific
groupswerechosenbecauseofthesensitivenatureofIBS.
conThe interview
guidewas developedusingsensitizing
with
in
discussion
and
on
IBS
in
the
literature
found
cepts
for
much
clinicians.Sensitizingconcepts,a starting
point
a
of qualitative
research,
giveguidancewhenapproaching
what
do
not
but
or
prescribe
phenomenon experience
the researchershould see; rather,they suggestwhere
a researchermightwant to look [40]. The moderator
interview
followeda semi-structured
guide thatincluded
is a good day with
"What
such
as
questions
open-ended
IBS?" followedby "Whatis a bad day withIBS?" We
whatmadea good day or
in reporting
werenotinterested
and dimensionsof
bad dayper se butin whatsymptoms
from
bad days.
differentiated
thosesymptoms
good
Data analysis
Miller and Crabtreelumpedgroundedtheoryand phein an "editing"data analysisstyle
nomenology
together
to
the researcheras a textinterpreter
thatincorporates
determine
units,developcategories,
identify
interpretively
connections
betweensuchcategories,
and verify
theinitial
datafinding
This
iterative
[18,p. 20].
processyieldsa final
and detailsthedata collectionand
reportthatsummarizes
thisapproachby
analysis.Millerand Crabtreesummarize
entersthetextmuch
metaphorically
noting,"theinterpreter
like an editorsearchingformeaningful
segments,
cutting,
untilthereducedsummary
reveals
pasting,andrearranging
theinterpretive
truthin thetext"[18, p. 20]. Whilephenomenologyprovidesa lens with which to view the
experiences of subjects using narrativedescriptions,
groundedtheoryfacilitatesseeks to collect and codify
To
experiencesintoa meaningful,
conceptualframework.
with
PRO
content
developmeaningful
endpoints
validity,
researchers
needto incorporate
bothapproaches.
It is in thedata analysisof qualitativeresearchwhere
for the
groundedtheorymethodsexhibittheirstrength
of conceptualframeworks.
One buildsthese
development
conceptualframeworks
byinduction,
movingfromspecific
to higherlevel conceptsto even moregeneralconcepts
we have reliedon
(domains).In ourresearchexperiences,
The
Straussand Corbin's[37] techniquesand procedures.
researchers
as
collect
data
[37]. Here, the
analyze they
in
an
iterative
researcher
engages
process,withthemodus
operandi coding system,and either manually codes
"chunks"of transcribed
textor "quotations,"or does so
using the increasingpopularsoftwarepackagesthataid
data analysisand theorybuilding.Due to computerized
data analysis,qualitativeresearchhas become morerigwhile
and mostimportantly,
orous,efficient,
transparent,
less
time.
consuming
In theIBS study,following
eachfocusgroup,videotapes
characteristics
verbatim.All identifying
were transcribed
from
wereremovedfromtranscripts.
First,thetranscripts
thefocusgroupswereenteredintoa qualitativesoftware
the
package,ATLAS.ti.ATLAS.tiis designedto facilitate
data
of
and
retrieval
using
qualitative
storage,coding,
Boolean operators[41].
As the coding schemeis developed,some codes are
and someare not.Forexample,
repeatedacrossinterviews
code a researcher
thefirst
mayuse whencodinga transcript
forIBS-D simplymightbe "pain." But
froman interview
upon examinationof quotes that have been coded as
"pain," differentcategoriesthat representa concept
dimensionmay arise, e.g., "pain intensity,""pain fre"As
quency,""pain duration."As Charmazsummarizes,
to
to
a
the
code
raise
categoryyoubegin:(1) explicate
you
its properties;(2) to specifyconditionsunderwhich it
arises, is maintained,and changes; (3) to describeits
consequences;and (4) to showhowthiscategoryrelatesto
othercategories"[21, p. 41].
andinterpretive
Overall,theiterative
processofconstant
comparisonanalysiswas used to develop or supporta
) Springer
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1093
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1094
Concepts
- Spontaneousincompletebowel
movement(SICBM)
-> Completespontaneousbowel
movement(SCBM)
-> Unsuccessfulbowel movement
(BM)
- Straining
- Stool consistency
Otherabdominal - Abdominalpain
symptoms
_ Bloating
- Abdominalfullness
becomesthecentralkeyto understanding
thedata and for
the
model"
Table
3 shows an
[43, p. 148].
developing
saturation.
of
one
to
example
way present
is nota frequency
count[36]. To
Note thatsaturation
displaytheresultsof ourevaluationof saturagraphically
tionwe needto showthatit is nota staticbuta dynamic
natureof
concept.This graphicmustdisplaytheiterative
To
do
thedata
data
collection
and
so,
analysis.
qualitative
and
the
wereorganizedin chronological
order,
progression
withineach focusgroupor interof conceptidentification
Thenconceptselicitedacrosssubviewwas documented.
foreach focusgroupusing
jects werecomparedseparately
a stepwiseapproach:conceptselicitedby the firstset of
subjects(focusgroup1) were comparedto the concepts
elicitedby thenextset of subjects(focusgroup2). The
listof conceptselicitedfromthefirsttwo
comprehensive
setsofsubjectswas comparedto conceptselicitedfromthe
thirdsetof subjects(focusgroup3); thisprocesscontinued
withthe fourthfocusgroup(see Table 3). A domainor
if the
simpleclear conceptwas consideredforsaturation
but
not
the
last
focus
in
at
least
one
was
elicited
concept
was
information
of
interviews
and
or
set
enough
group
of
themeaningand importance
elicitedto fullyunderstand
If theconceptwas elicitedonlyin
theconceptto patients.
was considered
the last focusgroup,thenthe saturation
data collectionthough
further
and therefore,
questionable,
The unit
wouldbe recommended.
focusgroupinterviews
of analysisforthe saturation
gridwas each focusgroup
the
(n = 4) forthe IBS study.For individualinterviews
forexample
setsofinterviews,
unitofanalysisis preferably
wereconducted.
3 setsof fiveif 15 interviews
Questionsof reliabilityand validityof results
When qualitativeresearchers
speak of validity,theyare
and
withcredibility,
concernedprimarily
transferability,
Focus groups
BM consistency(liquid)
BM consistency(solid)
0 vs. 0 0 vs. 0
0 vs. 1
No
1 vs. 1 2 vs. 0
2 vs. 1
Yes
BM evacuation
(incomplete)
BM evacuation(none)
1 vs. 1 2 vs. 1
3 vs. 1
Yes
1 vs. 1 2 vs. 1
3 vs. 0
Yes
BM frequency
BM size
1 vs. 1 2 vs. 1
3 vs. 1
Yes
1 vs. 1 2 vs. 0
2 vs. 0
Yes
Straining
1 vs. 1 2 vs. 1
3 vs. 1
Yes
Saturation
trustworthiness
to validityas
[44]. Sandelowskireferred
where
a
"stable"
interpretive
validity,
categoryis confirmedby data [45]. Rigoroususe of theproceduresand
techniquesdelineatedherein,in conjunctionwithdocumentationof theiruse, will supportthe validityof the
conceptualframework
developedand the itemsthatare
formedfromit.
in qualitativeresearchis conThe issue of reliability
troversial;however,workingiterati
vely with teams to
schemes
and
elaboratingthe data into
develop coding
andconceptualframeworks
adds
categories,
subcategories,
to thenotionthattheresultsare reliable.In this
credibility
sense,if anothergroupwereto collectand analyzethese
data in an identicalmanner,the outcomewouldbe very
or
similarto that in the initial study(reproducibility
the
and
intraWe
that
one
test
interrepeatability). suggest
raterreliabilityof the coding schemeas a measureof
Ifresourcesand/or
timeprohibit
this,one should
reliability.
or use ranhave morethanone coderprocessa transcript
to discussany
domsamplesoftextfromseveraltranscripts
discrepanciespendingconsensuson a codingscheme.In
reviewed
thecase of theIBS study,twoseniorresearchers
betweenthem.
thecodingand discussedanydiscrepancies
thedecisionKirkand Millersuggestedthatdocumenting
team
as
of
the
research
theyworktoward
makingprocess
its conclusionallows thereaderto evaluatethereliability
of theresults[46]. An exampleof a codingdecisionin the
IBS studyfollows:Patientsused the word "urgency"in
bothIBS-C andIBS-D andwerecodedwiththesamecode.
Furtheranalysissuggested,however,thaturgencyof the
conwas a different
immediateneed to use thebathroom
of
In
the
sense
in
two
disorders.
the
IBS-D,
urgency
cept
or
actuallydid meanthephysicalneedto use thebathroom
was associatedwith fear of accidentallymovingone's
} Springer
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1095
KeyAttribute
oftheexperience
Sampling Representative
elicitation
of spontaneous
responses
Open-ended
Interviewing
at leasttwocoders;
Constant
comparison;
Analysis
harmonization
Saturation Iteratively
achieved;nota frequency
count;new
framework
conceptdoesnotaddtoconceptual
coders
and
within
a coder's
between
Reliability Agreement
coding
oftheconstruction
oftheconceptual
Documentation
Transparency
of study
framework
fromthebeginning
anddomains.Saturation
in
developconcepts,sub-concepts,
bothstudieswas evaluated,andtheconsistency
ofconcepts
andsubjects'meaningbetweenthedatasetswas confirmed.
Conclusion
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1096
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