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BHOPAL
In partial fulfilment of the requirement of the project on the subject of Constitutional Law-III
of B.A., L.L.B (Hons.), Fifth Trimester
Submitted to:
Ms. Kuldeep Kaur
Barrister-at-Law,
Lincoln's Inn, London.
Submitted by:
Udyan Arya Shrivastava
(2014 BALLB 98)
ACKNOWLEDGEMENTS
On completion of this Project it is my present privilege to acknowledge my profound gratitude
and indebtedness towards my teachers for their valuable suggestions and constructive criticism.
Their precious guidance and unrelenting support kept me on the right track throughout the
project. I gratefully acknowledge my deepest sense of gratitude to:
Prof. (Dr.) S.S. Singh, Director, National Law Institute University, Bhopal for providing us with
the infrastructure and the means to make this project;
Our Constitutional Law teacher, Ms. Kuldeep Kaur, who provided me this wonderful
opportunity and guided me throughout the project work;
Im also thankful to the library and computer staffs of the University for helping me find and
select books from the University library.
Finally, Im thankful to my family members and friends for the affection and encouragement
with which doing this project became a pleasure.
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TABLE OF CONTENTS
U.S.A. .............................................................................................................................................. 9
CANADA ........................................................................................................................................ 11
AUSTRALIA.................................................................................................................................... 12
SWITZERLAND .............................................................................................................................. 13
5) CONCLUSION ............................................................................................................ 14
6) BIBLIOGRAPHY ......................................................................................................... 15
a) BOOKS ........................................................................................................................................... 15
b) WEBSITES ...................................................................................................................................... 15
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INTRODUCTION
The Constitution of India, enacted in 1950, is of relatively recent origin and artificial
construction when compared with the constitutions of other leading federations of the world.
Most of the provisions of the Constitution, especially those dealing with the federal structure and
distribution of legislative powers, are based not on shared experiences in the working of a
republic but were drafted by the Constituent Assembly after studying the constitutions of other
leading federations of the world.
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1
2
Re. C.P. Motor Spirit Taxation, AIR 1939 FC 1(5); Prafulla v. Bank of Commerce, (1947) 51 CWN 599 (610) (PC).
Governor- General v. Province of Madras, AIR 1945 PC 98: 1945 FCR 179.
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of the residuary power of the legislation under the Government of India Act, 1935 was as
regards the power to provide for acquisition of a commercial or industrial undertaking.3
Borrowing the pattern of treble enumeration from the Government of India Act, 1935, the
Constitution of India makes a three-fold division of powers namely;
a) List I or the Union List It contains subjects over which the Union shall have exclusive
powers of legislation, including 97 items. These include defence, foreign affairs,
banking, currency and coinage; union duties and taxes and the like.
b) List II or the State List It comprises of 66 items or entries over which the State
Legislature shall have exclusive power of legislation, such as public order and police,
local Government, public health and sanitation, agriculture, forests and fisheries,
education, State taxes and duties, and the like.
c) List III or the Concurrent List It gives concurrent powers to the Union and the State
Legislatures over 47 items, such as Criminal Law and procedure, Civil Procedure,
marriage, contracts, torts, trusts, welfare of labour, social insurance, economic and
social planning.
Thus the framers of the Indian Constitution attempted to exhaust the whole field of legislation
as they could comprehend, into numerous items, narrowing down the scope for filling up the
details by the judicial process of amplifying the given items. Besides, wherever any conflict could
be anticipated, the Constitution has given predominance to the Union jurisdiction, so as to give
the federal system a strong central bias. Similarly, in all the cases which have come up to the
Supreme Court, the Court has upheld the jurisdiction of the Union Parliament. Thus, in case of
overlapping, the power of the State Legislature to legislate with respect to matters enumerated in
the State List has been made subject to the power of the Union Parliament to legislate in respect
of matters enumerated in the Union and Concurrent Lists, and the entries in the State List have
to be interpreted accordingly.4 Similarly, in the concurrent sphere, in case of repugnancy between
a Union and a State law relating to the same subject, the former prevails. If, however, the State
law was reserved for the assent of the President and has received such assent, the State law may
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prevail notwithstanding such repugnancy, but it would still be competent for Parliament to
override such State law by subsequent legislation {Article 254(2)}.5
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which were exhaustive as to leave little or nothing for the residual field was said for the
Government of India Act, 1935 is even more pertinent to the present Constitution as it contains
97 as against 59 entries in the List I, 66 entries as against 54 in list II and even List III is larger in
the present Constitution. Hence, the resort to the residual power should be the last refuge was
held for Government of India Act, 1935 still prevails with the present Constitution.
In a case where two constructions are possible, one of which will avoid resort to the residuary
power and the other which will necessitate such resort, the former must be preferred. This does
not mean, however, that in order to avoid falling back upon the residual power, the Court would
be justified in straining the language of any of the Entries or to render the residuary entry
altogether meaningless. This article, i.e., Art. 248(1) applies to the Union vis a vis the States. So
far as the Union Territories are concerned, Parliament has unlimited power under the article 246
(4). Nonetheless great care with which the various Entries in the three lists given under the
seventh schedule of our Constitution have been framed, there may be some legislative or taxing
power which does not come under any of these Entries. In such a case, it is the Union
Parliament which shall have the power to legislate with regard to such matter of taxation, by
virtue of Art. 248(2). Art 248(2) has reference to the distribution of legislative powers between
the centre and the states as it provides that in respect of matters not enumerated in the Lists
including taxation. It is the Parliament that has power to enact laws for which provision is given
under Art. 248(2) read with Art. 246(4) of the Indian Constitution. This Residuary Power of
legislation has also been explained in Entry 97 of the Union List (List I) as follows:
Any other matter not enumerated in List II or List III including any tax
not mentioned in either of those Lists.
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Woodrow Wilson, Constitutional Government, quoted in New York v. United States, (1946) 326 US 572 (592).
(1824) 9 Wh (195).
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Regulation of Commerce or Revenue to the Ports of one State over those of another, nor shall
Vessels bound to or from, one State, be obliged to enter, clear or pay Duties in another by
Clauses. (5) and (6) of Article I, Section 9 respectively.
4. Limitation on States Powers Though all powers not expressly given to the Union were
reserved to the States (10th Amendment), the Constitution at the same time imposed certain
limitations upon the exercise of those reserved powers so that their exercise might not interfere
with the exercise of the powers conferred upon the National Government. These limitations are:
a. Taxation No State may, without the consent of Congress, lay any tax on tonnage or on
imports and exports beyond what may be necessary for enforcing its inspection laws
under Article I, Section 10(3) and Section 10(2) respectively.
b. Monetary Under Article 1 Section 10(1), no State shall coin money, emit bills of credit;
make anything but gold and silver coin a tender in payment of debts. Thus, the power
over currency and coin given to the National Government is exclusive.10 Actually, it is
essential in the commercial and economic interests of the Union to have a uniform
monetary system.
c. Foreign and Inter-State Agreements As per Article I, Section 10 no State shall enter
into any treaty or confederation..No State shall, without the consent of Congress, enter
into any agreement or compact with another State or with a foreign power. The
prohibition against foreign agreements supplements the provisions regarding treaties
{Article II, Section 2(2)} in favour of the National Government. The power is made
exclusive by prohibiting the States to enter into that field11 and the prohibition against the
inter-State compacts without the consent of Congress is, obviously, meant to prevent the
growth of political combinations which may encroach upon the supremacy of the United
States.12 In practice, however, the Clause has made possible inter-state co-operation on
common problems with the approval of the National Government.
Subject to the above limitations, the States have full sovereign powers over all persons and things
within their respective territorial limits with respect to all matters which are not delegated to
Congress by the Constitution, expressly or by necessary implication.13
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Thus, there is no Concurrent List in the American Constitution. However, a concurrent sphere
has resulted from the judicial interpretation that there is a sphere, where a State can legislate so
long as Congress does not occupy the field or the State legislation does not conflict with a
federal legislation.14 Nevertheless, it seems that each government, national and State, is supreme
within their own sphere. In other words neither Government can exercise its powers in such
manner as to obstruct the free exercise of power by another.
The position on paper today is that Congress itself cannot under any device; exercise any power
which is not granted to it expressly or by necessary implication. But the area of concern is
implied power founded inter alia, upon the necessary and proper clause clause in Article I,
Section 8(18) which signifies that the Courts have helped in the expansion of the federal power
to an extent undreamt of by the fathers of the Constitution and hence the Congress may legislate
on matters under the pretext of necessary and proper which though not comes under their
domain.
Canada
In Canada, the residuary powers were allocated to the federal government. The Fathers of
Confederation wanted to avoid the "weaknesses" of the American constitution which had left all
residual powers in the hands of the constituting states. The conditions prevalent in British North
America, at the time of Confederation seemed to dictate the creation of a strong federal
government endowed with sufficiently large powers to withstand American pressures and create
a strong national economy. Residuary powers would assure, in the future, the continued strength
of the Dominion government.
In a strict sense the whole of s.91 of the Constitution Act, 1867 is the residuary clause since the
federal government was granted the power to legislate "for the Peace, Order and good
Government of Canada, in relation to all Matters not coming within the classes of Subjects by
this Act assigned exclusively to the Legislature of the Provinces." (my emphasis) In other words,
the Provinces were given a list of specified fields of jurisdiction and the federal government was
given the rest. The list of powers (ss. 1-29) given in s. 91 was only an "illustrative list" of the
types of powers granted to the federal government and was included "for greater Certainty, but
not so as to restrict the generality of the foregoing Terms of this Section."
14
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On the face of it, there were then only two types of powers granted in the Constitution Act,
1867: 1) the specified list of the provincial governments; 2) the rest that went to the federal
government.
However, matters are not as simple as they first appear: the provincial list contained two clauses
which were not easily defined unless reference was made to the 29 categories of s. 91; these two
clauses were 92-13 ("Property and Civil Rights") and 92-16 ("Generally all Matters of a merely
local or private Nature in the Province"). Thus, instead of two, three compartments of powers
eventually appeared in the Constitution Act: 1) s.92; 2) the illustrative list of s .91 and 3) the
residuary clause which came into play only if powers could not be allocated through No. 1 or
No.2.
Thus, part of the residuary clause came to rest in s. 92-13 and in 92-16 since the definition of
Property and Civil Rights could only be gathered by removing from it the 29 classes found under
s.91; matters were to fall under the federal residuary clause if it was proven that the disputed
powers were undoubtedly of a general rather than a local nature and could not be linked to one
of the listed powers under s. 91 or s. 92.
Australia
When the six Australian colonies joined together in Federation in 1901, they became the original
States and ceded some of their powers to the new Commonwealth Parliament. Before
Federation, each colony had its own set of powers. At Federation some of these powers were
handed over to the Commonwealth (s 51). The remaining powers stayed with the states (s 108);
they are called the residual powers and only the states can make laws based on these powers.
Section 51 of the Constitution of Australia grants legislative powers to the Australian
(Commonwealth) Parliament only when subject to the constitution. There are 39 subsections to
section 51, each of which describes a "head of power" under which the Parliament has the power
to make laws.
The Commonwealth legislative power is limited to that granted in the Constitution. Powers not
included in section 51 are considered "residual powers", and remain the domain of the states,
unless there is another grant of constitutional power (e.g. Section 52 and Section 90 prescribe
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additional powers). Matters covered in section 51 may be legislated on by the states, but the
legislation will be ineffective if inconsistent with or in a field 'covered by' Commonwealth
legislation (by virtue of s109 inconsistency provision).
Switzerland
Switzerlands federal constitution, adopted in 1848 after a civil war, was a compromise that
sought to accommodate both the liberals (mainly Protestants) promoting a unitary state and the
conservatives (mainly Roman Catholics) defending the former Confederation. Based on a highly
decentralized federalism, the Cantons (the constituent units of the federation) maintained their
far-reaching original autonomy, now as self-rule within a federation, and continued to share their
sovereignty with the federation.
The constitutional concept of Switzerlands distribution of powers reflects a bottom-up
construction of the federation and depends, finally, on the residual powers of the Cantons and,
in some instances, even municipalities. As a logical consequence the Swiss Constitution does not
distribute the powers between the Confederation and the Cantons in a final list, and it does not
provide powers for the Cantons. In principle it determines exclusively the powers delegated to
the Confederation. Where new powers are delegated to the federal government, they are
formulated carefully so that, even within a delegated power, the Cantons still retain some part of
their sovereignty.
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CONCLUSION
Federalism leads to the setting up of a composite institution where there is a separate and
distinct union government, and state governments. The pattern of relationship is never rigidly
defined in the Indian Constitution. The fact that the relationship is based on an elastic set of
norms has always gone to the advantage of successive powerful union governments.
The concept of federalism in India is built upon the substructure of power sharing in a setup of
parliamentary democracy. In speaking about the concept of federalism-in-practice, we should be
sharply aware of the fact that from the moment the Constitution started to be drafted, the
concept of unity rather than diversity had a marked influence on the process of federalism. The
drive to create an indestructible union was also accompanied by the urge to foster and foist on
the nation, a driving supremacy of the Union over the State, in matters that concerned the
nations interests. Residuary Power of the Legislation is one such concept introduced in the
Indian Constitution by the framers of the Constitution who were able to perceive the future
legislative needs which would arise in future through there far sightedness has proved to be a
boon in keeping the federal character of our Constitution intact with a stronger Centre.
Unlike India, in the U.S.A. and in Australia, residuary powers are vested in the competent States,
while in Canada they belong to the Centre as the framers of the Canadian Constitution supposed
that the American system of vesting residuary powers in the state resulted in weakness of the
Federal Government and so they reversed the process, by leaving the residue to the Dominion
Parliament and conferring only those powers on the Provincial Legislatures which are required
for local purposes.
The comparison with other federal constitutions should provide some context to the residuary
powers clause in the Indian Constitution and help in better understanding it.
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BIBLIOGRAPHY
Books
Mehdi, Ali. Residuary Legislative Powers in India Retrospect & Prospects. Deep & Deep
Publications. 1990.
Shukla, V.N. Constitution of India. Revised by Mahendra P. Singh; 10th Edition, Eastern
Book Company.
Websites
www.legalservicesindia.com
www.indiankanoon.com
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