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Abstract
The complexity, entropy and other non-linear measures of the electroencephalogram (EEG),
such as Higuchi fractal dimension (FD), have been recently proposed as the measures of anesthesia depth and sedation. We hypothesized that during unconciousness in rats induced by the
general anesthetics with opposite mechanism of action, behaviorally and poligraphically controlled as appropriately achieved stable anesthesia, we can detect distinct inter-structure brain
dynamic using mean FDs. We used the surrogate data test for nonlinearity in order to establish
the existence of nonlinear dynamics, and to justify the use of FD as a nonlinear measure in the
,
Corresponding authors.
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time series analysis. The surrogate data of predened probability distribution and autocorrelation properties have been generated using the algorithm of statically transformed autoregressive
process (STAP). FD then is applied to quantify EEG signal complexity at the cortical, hippocampal and pontine level during stable general anesthesia (ketamine/xylazine or nembutal
anesthesia).
Our study showed for the rst time that global neuronal inhibition caused by dierent
mechanisms of anesthetic action induced distinct brain inter-structure complexity gradient in
Sprague Dawley rats. EEG signal complexities were higher at cortical and hippocampal level in
ketamine/xylazine vs. nembutal anesthesia, with the dominance of hippocampal complexity. In
nembutal anesthesia the complexity dominance moved to pontine level, and ponto-hippocampocortical decreasing complexity gradient was established. This study has proved the Higuchi
fractal dimension as a valuable tool for measuring the anesthesia induced inter-structure EEG
complexity.
Keywords: Higuchi Fractal Dimension;
Ketamine/Xylazine; Nembutal; Anesthesia.
1. INTRODUCTION
During last decade, several nonlinear measures
such as nonlinear correlation index, Higuchi fractal dimension (FD), Shannon entropy, approximate
entropy and Lempel-Ziv complexity, have been successfully introduced in EEG analysis to investigate neuronal dynamic behavior.14 Investigation
of the brain dynamics by nonlinear analysis of the
EEG signals is used to dene the depth of sedation under anesthesia,5,6 to compare the proprieties
of the specic spontaneous or anesthesia induced
EEG waveforms,7 and to discriminate ictal (seizure)
from pre-ictal (before seizure) brain activity or critical brain site for seizure.8 The nonlinear measures
also dened the insomnia subtypes on the bases of
characterized daytime cortical activation in normal
sleepers versus chronic insomniacs.9 Since actual
living biological systems are not stable, and the
system complexity varies with time, it is possible
to distinguish dierent states of the system by the
fractal dimension, or to dene dierent complexity
between the structures within the same biological
system such as the brain.8,10,11
In this study, by using Higuchi fractal dimension, as a measure of the EEG signal complexity,
we compared the brain complexity at the distinct
brain levels (sensorimotor cortex, hippocampus and
pons), during stable anesthesia induced by different anesthetics (ketamine/xylazine or nembutal
anesthesia), and appropriately achieved for operative and experimental procedure in rat. Stability of anesthesia were estimated on the bases of
the observed loss of consciousness, muscle atonia,
Nonlinearity
in
EEG;
Surrogate
Data;
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x(m + k),
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int[ Nm ]
1 k
|x(m + ik)
Lm (k) =
k
i=1
x(m + (i 1)k)|
N 1
,
int N m
k
k
where FD0 (i) stands for the statistic on the original time series, FDs (i) stands for the average of the
statistic on the surrogate time series, and FD (i)
is the standard deviation of the statistic on the
surrogate time series, for each original signal i =
1, 2, . . . , 85. For = 0.05, the critical value of S
is 1.96. Therefore, the null hypothesis was rejected
when S > 1.96, at the 0.05 signicance level and
the original signal was considered as nonlinear.
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3. RESULTS
We have calculated Higuchi fractal dimension of
the sensorimotor cortical, hippocampal and pontine EEG signals in dierent experimental conditions: in ketamine/xylazine or nembutal anesthesia.
Higuchi fractal dimension values were calculated for
all (40 + 45) signals in (8 + 9) rats, during stable
control anesthetized condition.
117
(a)
(b)
(c)
Fig. 2 Dierent brain inter-structure complexity gradient under ketamine/xylazine anesthesia ((b) left brain;
(a) right brain) in Sprague-Dawley rats, and the mean
value and standard deviation of the Higuchi fractal dimensions (mean FD and sd FD) of each brain structure in
ketamine/xylazine anesthesia (c) Cx cortex; Hipp hippocampus, PPT pedunculopontine nucleus within the pons.
Solid arrow statistically signicant order of complexity;
dashed arrow tendency of complexity order.
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Cx Right
Hipp Left
Hipp Right
Pons
Cx left
Cx right
Hip left
Hip right
0.40
0.03
0.03
0.12
0.05
0.07
0.48
0.33
0.02
0.07
(a)
(b)
(c)
(d)
Fig. 3 Averaged normalized amplitude spectra of 180 s of EEG under ketamine ((a) left side, (b) right side; N = 8), and
nembutal ((c) left side, (d) right side; N = 9) anesthesia including pontine (dotted line), hippocampal (dashed line), and
cortical (black-solid line) EEG spectra that we analyzed using nonlinear measure of complexity Higuchi fractal dimension.
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that we analyzed using nonlinear measure of complexity Higuchi fractal dimension. The characteristic 510 Hz frequency activity could be noticed
on both brain sides in each structure.
(a)
(b)
119
Cx Right
Hipp Left
Hipp Right
Pons
Cx left
Cx right
Hip left
Hip right
0.11
0.01
0.01
0.44
0.04
0.02
0.01
0.01
0.03
0.05
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Table 3 Mean FD Values and Corresponding
Standard Deviations (sd FD) of Each Brain Structure in Ketamine/Xylazine and Nembutal Anesthesia.
Mean FD sd FD
Brain Structure
Ketamine/Xylazine
(a)
(b)
Cx left
Cx right
Hipp left
Hipp right
Pons
1.39
1.38
1.52
1.45
1.40
0.05
0.05
0.10
0.04
0.06
Nembutal
1.32
1.31
1.43
1.35
1.38
0.03
0.05
0.09
0.08
0.06
4. DISCUSSION
(c)
Fig. 5 Comparison of the inter-structure brain complexity in ketamine vs. nembutal anesthesia ((a) left brain;
(b) right brain) in Sprague-Dawley rats, and the mean value
the Higuchi fractal dimensions (mean FD) of each brain structure (c) Cx cortex; Hipp hippocampus, PPT pedunculopontine nucleus within the pons. ** p 0.01.
brain structures in ketamine/xylazine versus nembutal anesthetized rats (H(9, N = 85) = 44.43; p <
105 ). Mann-Whitney U Test showed (Fig. 5(c))
that cortical complexity of the left (Fig. 5(a); z =
3.08; p < 9 104 ) as well as of the right side
(Fig. 5(b); z = 2.60; p < 7 103 ) was significantly higher in ketamine vs. nembutal anesthesia. Right hippocampal complexity was signicantly
higher (z = 2.60; p < 7103 ) in ketamine anesthesia. However, there is no statistically signicant differences between the left hipocampal complexities
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has proved the Higuchi fractal dimension as a valuable tool for measuring the anesthesia induced
inter-structure EEG complexity.
ACKNOWLEDGMENTS
The authors thank Prof. Dimitris Kugiumtzis for
MATLAB software package for surrogate data generation. This work was supported by Serbian Ministry of Science and Technological Development
[Project No. 173022] and by NIH [grant AG16303].
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