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Vol. 96, pp. 7604–7609, June 1999
Anthropology
CIDÁLIA DUARTE*†, JOÃO MAURÍCIO‡, PAUL B. PETTITT§, PEDRO SOUTO‡, ERIK TRINKAUS¶i**,
HANS VAN DER PLICHT††, AND JOÃO ZILHÃO‡‡
*Instituto Português do Património Arquitectónico, Divisão de Conservação e Restauro, Palácio da Ajuda, 1400-206 Lisbon, Portugal; †Department of
Anthropology, 13-15 Henry Marshall Tory Building, University of Alberta, Edmonton T6G 2H4, AB, Canada; ‡Sociedade Torrejana de Espeleologia e
Arqueologia, Quinta da Lezı́ria, 2350 Torres Novas, Portugal; §Radiocarbon Accelerator Unit, Research Laboratory for Archaeology and the History of Art,
University of Oxford, 6 Keble Road, Oxford OX1 3QJ, England; ¶Department of Anthropology, Campus Box 1114, Washington University, St. Louis, MO 63130;
i
Unité Mixte de Recherche 5809 du Centre National de la Recherche Scientifique, Laboratoire d’Anthropologie, Université de Bordeaux I, 33405 Talence, France;
††Centrum voor Isotopen Onderzoek, Faculteit der Wiskunde en Natuurwetenschappen, Rijksuniversiteit Groningen, Nijenborgh 4, 9747 AG Groningen, The
Netherlands; and ‡‡Instituto Português de Arqueologia, Avenida da India 136, 1300 Lisbon, Portugal
ABSTRACT The discovery of an early Upper Paleolithic Even though both the late Middle Paleolithic and early
human burial at the Abrigo do Lagar Velho, Portugal, has Upper Paleolithic are increasingly well known and chronolog-
provided evidence of early modern humans from southern ically situated south of the ‘‘Ebro Frontier’’ (4, 6, 9), diagnostic
Iberia. The remains, the largely complete skeleton of a '4- human remains associated with early Upper Paleolithic indus-
year-old child buried with pierced shell and red ochre, is dated tries in this region have been elusive. The discovery of a largely
to ca. 24,500 years B.P. The cranium, mandible, dentition, and intact early Upper Paleolithic child’s burial at the Abrigo do
postcrania present a mosaic of European early modern human Lagar Velho in Portugal therefore adds significantly to our
and Neandertal features. The temporal bone has an interme- knowledge of the biology and burial practices of the earliest
diate-sized juxtamastoid eminence. The mandibular mentum Iberian modern humans and sheds light on the nature of the
osseum and the dental size and proportions, supported by transition from Neandertals to their successors in one of the
mandibular ramal features, radial tuberosity orientation, and last archaic human frontiers.
diaphyseal curvature, as well as the pubic proportions align
the skeleton with early modern humans. Body proportions,
ref lected in femorotibial lengths and diaphyseal robusticity THE ABRIGO DO LAGAR VELHO
plus tibial condylar displacement, as well as mandibular The archeological site consists of deposits within horizontal
symphyseal retreat and thoracohumeral muscle insertions, fissures and along the current base of a limestone cliff on the
align the skeleton with the Neandertals. This morphological south side of the Lapedo Valley near Leiria, central western
mosaic indicates admixture between regional Neandertals and Portugal (lat 39° 459 250 N, long 8° 439 580 W). The site was
early modern humans dispersing into southern Iberia. It damaged by earth removal in 1992, exposing an Upper Paleo-
establishes the complexities of the Late Pleistocene emergence lithic sequence and coming within a few centimeters of the
of modern humans and refutes strict replacement models of burial along the base of the cliff. On November 28, 1998, the
modern human origins. site was discovered by J.M. and P.S., who also found the left
hand and forearm bones of the child in a burrow. The following
During the past decade it has become apparent that the human week C.D. and J.Z. confirmed the presence of Paleolithic
biological and cultural evolutionary transitions between late deposits and a human burial. A salvage excavation directed by
archaic (Neandertal) and early modern humans and between J.Z. ensued from December 12 to January 7, 1999, in the
the Middle and Upper Paleolithic occurred relatively late framework of which the burial was excavated by C.D. Paleon-
throughout most of Iberia (1–4). It is now certain that the tological analysis by C.D. and E.T. commenced on January 4,
Middle Paleolithic of most of Iberia south of the Pyrenees 1999.
lasted until about 30,000 years B.P., perhaps as late as 28,000 The child’s skeleton, Lagar Velho 1 (Fig. 1), was on its back
years B.P., and that the initial stages of the Upper Paleolithic parallel to the cliff base, with the head to the east and left side
known to have occurred further north (the Châtelperronian against the cliff. The cranium and mandible were damaged by
and the early Aurignacian) were never present in this region. earth removal, but the preservation of the left temporal bone
Moreover, human paleontological evidence from Zafarraya in and mandible indicates that the head had tilted toward the cliff
southeastern Spain indicates that late Middle Paleolithic tech- face. The collapse and folding in situ of the right ribs suggest
nology from this region was the product of Neandertal pop- that the thorax was similarly tilted. The pelvis was horizontal,
ulations (5). This evidence has led to hypotheses as to why
and the feet were plantar-flexed and crossed. The skeleton and
Middle Paleolithic Neandertals endured in the cul-de-sac of
the containing sediment are heavily stained with red ochre, but
Iberia between 5,000 and 10,000 years after they had been
the alteration of the sediment stopped at the outer border of
replaced (by whatever historical processes) elsewhere in Eu-
the skeleton, suggesting a wrap around the body. Vertically
rope (4, 6, 7). The ‘‘Ebro Frontier’’ model (3, 6–8) suggests
oriented animal bones and stones outlined the ochre-stained
that the basin of the Ebro river of northern Spain represented
a biogeographical and ecological barrier to the diffusion of the sediments; radiocarbon dating of one such bone yielded a
Upper Paleolithic innovations developed by late Neandertal result that is consistent with the hypothesis that these represent
populations to the north (the Châtelperronian) and, subse- intentional burial features and not a natural disposition of
quently, to the dispersal of the first modern human groups in deposit components caused by digging a burial pit.
western Europe.
A Commentary on this article begins on page 7117.
**To whom reprint requests should be addressed. e-mail: trinkaus@
PNAS is available online at www.pnas.org. artsci.wustl.edu.
7604
Anthropology: Duarte et al. Proc. Natl. Acad. Sci. USA 96 (1999) 7605
MORPHOLOGICAL CONSIDERATIONS
FIG. 1. Lagar Velho 1 in situ, with damaged skull and left forearm
elements already removed. Materials and Methods. This preliminary assessment of
Lagar Velho 1 is concerned with its morphological affinities to
The only diagnostic archeological item in the burial was a northwestern Old World late archaic humans (Neandertals)
pierced Littorina obtusata shell found near the cervical verte- versus early modern humans. The latter sample consists pre-
brae; it is identical to those from Level Jb of the nearby site of dominantly of Aurignacian and Gravettian remains between
Gruta do Caldeirão (Tomar) dated to 26,020 6 320 years B.P. 20,000 and 30,000 years B.P. Given the dearth of earlier Upper
(OxA-5542; ref. 6). Similar burials with pierced shells andyor Paleolithic juvenile human remains, the comparisons also
teeth and a covering of ochre are known particularly from the involve Near Eastern Middle Paleolithic (Qafzeh-Skhul) early
Gravettian of Europe, especially from Britain (Paviland), Italy modern humans. Recent human comparative data are in-
(Arene Candide, Barma Grande, Caviglione, Ostuni), and the cluded as appropriate, the samples deriving from temperate
Czech Republic (Brno, Dolnı́ Věstonice; refs. 10–12). European and North American samples (17–19). The relative
The uppermost 2–3 m of the shelter’s fill were largely positions of the fossil specimens in the postcranial propor-
removed and current ground level represents the surface of an tional assessments are based on distributions of raw residuals
estimated 3- to 4-m sequence of early Upper and possibly from the reduced major axis lines for the recent human
Middle Paleolithic strata. A '60-cm thick hanging remnant is samples and are expressed as z scores.
preserved within a fissure running along the back wall of the
shelter and contains a Proto-Solutrean (level 6) through
Middle Solutrean (level 9) sequence. In Portugal, assemblages
with diagnostic laurel-leaf point fragments date to ca. 20,000–
20,500 years B.P., and the Proto-Solutrean dates to ca. 21,500
years B.P. (6, 13). Radiocarbon dating of charcoal from level
9 yielded a date of 20,200 6 180 years B.P. (OxA-8419), and
samples of charcoal from level 6 yielded results of 21,180 6 240
years B.P. (OxA-8420) and 21,380 6 810 years B.P. (Sac-1561);
a stratigraphically less reliable level 6 sample yielded 22,180 6
180 years B.P. (OxA-8418).
The position of the burial, '2.5 m below the Proto-
Solutrean remnant, as well as its archeological resemblances to
Gravettian burials elsewhere, suggests an age several millennia
earlier. This inference is supported by accelerator mass spec-
trometry radiocarbon dating of charcoal [24,860 6 200 years
B.P. (GrA-13310)] and Cervus elaphus remains [24,660 6 260 FIG. 2. Lingual view of the mandible and dentition, showing the
years B.P. (OxA-8421) and 24,520 6 240 years B.P. (OxA- degrees of dental development, the symphyseal retreat, and the
8423)] directly associated with the burial and of a vertebra prominent right tuberculum laterale. (Black bar and white bar 5 1 cm
from a semiarticulated section of a Oryctolagus cuniculus each.)
7606 Anthropology: Duarte et al. Proc. Natl. Acad. Sci. USA 96 (1999)
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