Escolar Documentos
Profissional Documentos
Cultura Documentos
ABSTRACT
The purpose here is to examine the nature and extent of the metaphysical element in normative
political theory, the central contention being that all such theory is a kind of metaphysics. It will be
suggested first of all that, despite appearances, the crucial metaphysical element underpinning both
theological and rationalist theories is in fact the same. Secondly it will be argued that the normally
assumed distinction between metaphysical foundations and the non-metaphysical theory that rests
upon it is unsustainable, and that the metaphysical element pervades the whole of such theories. The
main thinkers discussed are Marx and Rawls. Thirdly it will be argued that the distinction between
'ideological' and 'philosophical' theories is a largely spurious one and that a unifying notion of
political metaphysics could replace both. Finally, it will be argued that since normative thought is
inescapable in modern politics, then so too is political metaphysics.
Throughout the history of western political thought, metaphysics has had a recognised role in
providing foundations upon which a great many normative or ideological theories rest. What will be
argued here, however, is that metaphysics is not merely a foundational element in many normative
theories but an essential and pervasive element of all such theories: indeed, to such an extent that
normative theory as such can be properly understood as a form of metaphysics. It will be further
argued that, since politics necessarily involves a normative or ideological dimension, political
metaphysics must be a necessary part of political life.
confers ethical significance on objective reality by theoretically fusing together the realms of fact
and value. These realms of fact and value can be united and joined, and one made to entail the other,
at a metaphysical level where the fusion can be sustained by faith. Thus, in Judaism, Christianity
and Islam, God just does not happen to be good, God literally is goodness; God and goodness are
defined in terms of each other. For the believer, 'God is good' is not a simple evaluative statement,
but is a factual statement that describes God's essence. It is a statement of necessary truth against
which other statements about God and the world may be tested.
The process of fusing fact and value is a very simple one. It boils down to no more than a question
of definition. The world of fact is defined in terms of the world of value: at its simplest God, or
some equivalent, is defined as good, the Devil is defined as evil. This fusion of fact and value is
perhaps most explicit in the semi-religious vision of Plato, where ultimate reality is constituted by
the world of the Forms. These are arranged in a great hierarchy that culminates in the Form of the
Good, which, we are told, causes, infuses and animates all the rest. And just as all empirically
observable dogs, as part of their substance, partake in the Form of the Dog, so all good things
partake of the Form of the Good. In The Republic this is not argued for, but merely asserted by the
character of Socrates.(n2) Nevertheless, merely by this process of describing reality in a certain
way, values are embodied in the world and made part of the constitution of reality.
Because no scientific procedure can establish what is ethically good or bad we very properly
exclude values from science. Any theory that makes the morally good and bad, right and wrong,
superior and inferior, part of its conception of objective reality in a systematic way is necessarily a
metaphysics. What is being suggested here is that this necessarily embraces the whole of normative
political theory.
In considering in more detail the relationship between religion and political thought, it is
particularly appropriate to look at the work of John Locke, since he stands at the head of a number
of intellectual traditions that are of particular significance for the wider question we are examining.
He is the most important founding figure of the liberal tradition, and of natural and human rights
theory. Furthermore, he is the founder of the tradition of modern philosophical empiricism, which
asserts the authority of the evidence of the senses in all epistemological matters, elevating science
as the archetypal form of knowledge. It is a view that is the very antithesis of, and a chief source of
criticism of, all metaphysical thought.(n3)
Despite Locke's stature in respect of these different traditions, they do in fact conflict. It is notorious
that there is a chasm in his thinking between his epistemology on the one hand, and his ethical and
political thought on the other. Locke insists that all knowledge must come from the senses and he is
particularly scornful of any notion of innate ideas. Yet in his Two Treatises of Government he
informs us that the Natural Law is (using Cicero's words) 'plain ... writ in the Hearts of all
Mankind'.(n4) We cannot empirically demonstrate that anyone has God-given rights of any kind. It
is a purely metaphysical notion about the ultimate nature of human nature. Humanity is constituted
in such and such a way and no science, physical or otherwise, can demonstrate or deny this. We thus
have a metaphysical notion of humanity set in a metaphysical notion of Nature. The natural world is
God's creation for mankind, which is a traditional enough Christian view, but the new dimension
Locke introduces is the notion of property, which is central to his political ideas. He makes the right
to property a God-given part of human nature, such that governments who respect that right are
deemed good, and those that do not are deemed tyrannous and lose their right to rule. What is good
and bad and right and wrong, both personally and politically, are thus derived from the very nature
of reality.
Locke's notion of Natural Law is a religious one. The central question here is whether this transition
from fact to value, from description to prescription, remains possible for non-religious conceptions
of politics, within normative theories that are not obviously metaphysical at all. Put another way, is
the process of making values objective, part of the natural order of things, equally characteristic of
normative political theories that have no religious affiliation, and if so how is that possible?
The critical concept is human nature. We have seen how Locke developed a version of Natural Law
where the individual is endowed with natural rights, from which political prescriptions can be
deduced. This is a moralised conception of human nature, and equivalent conceptions can be found
in all normative theories, whether they have religious connections or not. Human beings are seen as
essentially free or equal, or determined by race or nation or sex, or their relation to nature, or some
other ethically significant relation. These values being central to human nature, it is only possible
for human beings to flourish if they live in a society where there is freedom, or equality, or where
the nation is free or the master race dominant, or where there is a true balance with nature, or
otherwise embodies whatever values are central to a given ideology. This moral outlook, that
intimately links values with human nature and the good society, pervades the whole of any
normative theory. Such moralised conceptions of human nature are necessarily metaphysical. No
science could determine that people need freedom in order to flourish or that humanity can only
fulfil its destiny if all are equal or if a certain racial ordering is observed; nor can it establish what
kind of society embodies the good for mankind.
However, the metaphysics does not end at this foundational level, but extends through the whole of
any ideological/normative theory. To illustrate this it is useful to look at Marx, whose theory is at
the opposite pole from Locke's religious one.
Marx was a militant atheist and materialist, and claimed his theory to be thoroughly scientific. He
was adamant that the end of capitalism and the coming of communism was not a moral ideal to be
striven for but an historical necessity, that could be demonstrated by scientific reasoning with no
moral content.(n5) Nonetheless, Marx does have a moralised and therefore metaphysical conception
of human nature that pervades his whole theory.
Marx's materialism and dialectic are both metaphysical ideas, but that does not concern us here.
More importantly, he had a conception of humanity as essentially creative; who through its labour
creates its own world, yet which throughout recorded history has been denied the true
acknowledgement and enjoyment of that world through class division and associated exploitation.
The result is that mankind is alienated. That is, mankind is possessed of a divided and estranged
psyche, such that individuals are alienated from the world, from others and from themselves.(n6)
This is plainly an evil, for to be alienated is to be degraded and dehumanised, and denied full
development as a human being.
Furthermore, this is clearly no psychological theory that could be subject to observation and test.
There are no measurable symptoms, not even unhappiness. A Victorian factory worker could be as
happy as a lark, but for a Marxist he is alienated none-the-less. This worker, employed by a
capitalist, is ipso facto degraded, exploited and dehumanised. Human beings are only free and
fulfilled when master of their own labour, and fulfilling their true nature. This 'true nature' is a
moral concept and mankind is thus defined in such a way that good and bad are built into it. It is,
therefore, a metaphysical conception of humanity, no less than the conception that each individual
has God-given natural rights. It is a conception that claims to refer to a deeper reality, one that lies
behind those mere appearances to which empirical investigation is confined.
Marx thus posits an essential human psyche, which is just as mysterious and empirically
inaccessible as the Christian soul, yet which is also the mainspring of life. Just as in Augustinian
theology the soul is tainted and distorted by sin, so the Marxian psyche is tainted and distorted by
exploitation. And just as there is a pre-ordained fall and redemption, so in Marx there is an
historical drama, to be played out in which the psyche is systematically disassembled and
fragmented, only to be reassembled, reconstructed and restored to wholeness at a higher, and selfunderstanding level of existence, when the historical process has been completed. Goodness lies in
the telos, in humanity's restored and self-conscious wholeness; whatever prevents that outcome
(prevents progress) is an evil, even if a necessary evil. The standard is Nature, just as in Natural
Law, but it is an Aristotelian version of Nature, out of Hegel.(n7) Nature is good and goodness is
being true to one's nature: that is, that which it is in one's nature to become, a fully integrated human
being, living in creative harmony with fellow human beings in the world. Marx deals here in
processes and states of affairs behind empirical reality that cannot be discerned without the aid of
the theory, which is of necessity both metaphysical and ethical.
Thus, in common with other normative theories, Marxism has an ethical/ metaphysical foundation.
But what is being argued for here is the much stronger claim that normative political theory is
systematically and necessarily metaphysical; that indeed normative political theory is a species of
metaphysics. This is so in the sense that its metaphysical element pervades and determines the
whole nature of a normative theory, and that in consequence we can designate any such theory,
whether it be 'philosophical' or 'ideological', as a political metaphysics.
instrument of class oppression.(n9) The Marxist has, therefore, a moralised concept of the state, and
one that has been endowed with attributes and effects that no empirical test could show or measure.
Similarly, ideology is a part of the system, with its mechanisms of oppression, that is alienating and
dehumanising in ways that are necessarily so, whatever the empirical evidence.(n10) They both
have their part to play, like capitalism, in generating alienation, that we have noted earlier is a
metaphysical condition, and because of this achieve metaphysical status themselves. Thus, through
the process of defining non-moral entities--like capitalism, ideology, the state and others--in moral
terms, the particular moral vision that an ideology has is carded in all its characteristic concepts, and
by this process infused into all the elements of an ideology's structure. All the descriptive and
explanatory statements carry the moral-metaphysical charge, creating a picture of the world that
cannot be investigated but only sustained by belief. The whole structure is a metaphysical one, since
all its elements have values built into their nature and all are involved in processes beyond the
means of science to verify or measure or test.
Much the same is true of any normative political theory. In any such theory its conception of human
nature is both the key structural element and the central bearer of values.(n11) Each normative
theory, or version of an ideology within an ideological tradition, has its own moralised conception
of humanity, which is conceived of as being by nature competitive or co-operative, determined by
race or class or nationality, or in need of order and hierarchy, or enlightenment or freedom or
equality or democracy, or whatever it might be. These values, thus embodied in human nature,
become in turn the basis of the ideal society or way of life in which mankind, given its essential
nature, will flourish. This picture of essential humanity and its ideal circumstances then becomes
the basis for evaluating the present world, which usually falls short of the ideal. It helps to explain
how the present world came about and underlies the prescriptions for turning the present into the
ideal.(n12)
At the same time any normative theory generates a vocabulary of words and phrases which carry
the values of the theory, and this too centres on the basic conception of human nature. In the various
shades of Green theory, for example,(n13) there is a common general conception of being 'in
harmony with nature' behind which there is a whole array of metaphysical theories of humanity
about what is our proper relationship with the natural world and how we can be at odds with nature.
This in turn implies a theory of history about how a natural harmony has been lost and can be
restored, which is in turn the basis of an ethics where whatever is 'in harmony with nature' is good
and what is 'out of harmony with nature', is necessarily bad.
In most cases it is necessary merely to point to a notion of human nature in a political theory,
whether implicit or explicit, for its ethical-metaphysical content to be apparent. This is true even of
theories that appear to abjure metaphysics and the whole apparatus of theories of human nature and
history, if they are nonetheless normative. An obvious recent example is postmodern theory, which
purports to condemn metaphysical theories about human nature and the course of history
(metanarratives) as 'totalising' and oppressive. But leading theorists still have a 'world view', with a
conception of human nature and of history clearly implicit. They still picture human beings as in
need of freedom equality and democracy in order to flourish, even if this does require different
versions of these than prevailing normative theory allows.(n14) Indeed, postmodern theory has
many of the characteristics of a classic normative political theory.
There are, however, other theories that are more difficult to analyse in these terms. Undoubtedly the
most difficult of all in this respect is recent theorising by liberal philosophers. The most challenging
of these, as well as the most distinguished, is John Rawls. In the first place, insofar as there is a
distinction to be drawn between 'ideological' and 'philosophical' normative political theory,(n15)
Rawls would be the most obvious exemplification of the pure philosopher. He strives to avoid much
of the kind of reasoning that has so far been characterised as ideological, and aspires to a moral and
political neutrality, or at least open-mindedness, that ideology is not supposed to possess.
Furthermore, he has also, especially in recent writings, set his face most determinedly against the
metaphysical. If any body of theory represents an obstacle to the present thesis that all normative
thought is metaphysical, then it is that of John Rawls.(n16) We need, therefore, to look at his ideas
in some detail.
society, one that embodies liberal values, and which, in traditional liberal manner, is portrayed as
the rational and therefore morally good society.(n18) But as many commentators have suggested,
(n19) this is an election that has been rigged. It is a thought experiment with a guaranteed outcome
(as were notions of the state of nature that it replaced). No doubt if Hobbes had used the device the
people in the original position would have been preoccupied, not with freedom, but with
guaranteeing personal security. A medieval theorist would perhaps have seen access to God's truth
as the overriding priority; while if Edmund Burke could have been persuaded to participate in so
abstract an exercise, his contractees would no doubt have stressed the need for an established social
hierarchy of property and independence.
In each case the people in the original position would be archetypal human beings, indeed
manifestations of the conception of human nature the particular theorist operates with. And so it is
with Rawls. Stripped as they are of all individuality, of time and of place, and of any psychological
or social particularity, they could hardly be otherwise. These contractees are not ordinary people
suffering from amnesia and obliged to play strange games, for they are not real people at all. They
are abstract theoretical constructs, pure unencumbered individuals, only interested in their own
projects. They are selfish, rational and free of all ties of country and community and family and
generation; ties that not only bind us to our fellows, but which, as communitarians and others would
maintain,(n20) make us individual human beings. In a way these contractees are manifestations of
the ideal that liberals have always argued for: liberated individuals, unburdened by tradition or
social pressure or any other kind of social or political authority or power, and so totally free to
choose.
The contractees are classic liberal individuals. They are, in Locke's phrase, 'by Nature, all free,
equal and independent',(n21) and are capable of choosing their own way of life and intent upon
securing the freedom to do so. Their overwhelming priority is to have the freedom to live the kind
of life they want. And as rational, morally autonomous individuals they have an absolute moral
right to personal freedom. Rawls does not speak openly of natural rights, but in a footnote in A
Theory of Justice, he obliquely acknowledges that: 'justice as fairness has the characteristic marks
of a natural rights theory'.(n22)
In having his contractees choose a morally good society while pursuing their own self-interest,
Rawls appears to derive moral conclusions from non-moral premises. But his elegant leap across the
is-ought gap is an illusion, albeit a subtle one. As in all such leaps, the trick lies in operating with a
conception of human nature that has moral values already built into it. Rawls does not own to an
explicit conception of human nature, but it is implicit in his characterisation of the contractees. It is
also clear from his discussion of Kant. He writes:
The original position may be viewed, then, as a procedural interpretation of Kant's conception of
autonomy and the categorical imperative. The principles regulative of the kingdom of ends are
those that would be chosen in this position, and the description of this situation enables us to
explain the sense in which acting from these principles expresses our nature as free and equal
rational persons.(n23)
That we are 'by Nature' all free, equal and rational, are 'troths' that Rawls clearly holds to be selfevident, but they are metaphysical truths. They represent a moralised conception of essential human
nature that can be believed but not tested.
From this conception it follows that unless we live in a society in which we can be free, equal and
rational, then our essential humanity is being denied, and we cannot fully develop as human beings.
Through choosing the good life for themselves individuals express their humanity and can achieve
their full moral stature. But in a coercive society, or one which denies the opportunity to choose,
that development is stunted. A good society that embodies freedom of choice equality and
rationality and one in which individuals can fulfil themselves according to their self-chosen destiny
is, in Aristotelian terms,(n24) a 'natural' society; and the one that denies individuals their choice is
an 'unnatural' one.(n25)
The picture of human beings only fulfilling their essential nature in a liberal society is a fairly
standard piece of liberal political metaphysics. Rawls could be said to be reworking Kant, who was
in turn reworking Rousseau's notion that unless we live according to laws we make ourselves, then
our humanity is denied and we are 'slaves'. There are many versions of it and Rawls develops one
more. However, as it stands (that is, before adding the social doctrine embodied in the 'difference
principle') we may call it Rawls's 'base-line metaphysical position'. Thus far Rawls is close to Kant.
However, Rawls's ideal society is not simply Kant's because since Kant's day we have experienced
the reality of exploitation in a modern industrial economy, where despite nominal freedom people
are not in reality free. Consequently in his most blatant (and arguably contradictory) piece of
election rigging, Rawls insists that his contractees, while deprived of any sense of who or what they
are or where they belong, be nonetheless given a sophisticated knowledge of economics and
psychology. As a result they do not opt for a laissez faire society (as Benthamite, or Nozickean,
contractees would have done), but one in which the free market is moderated by the difference
principle.
The result is not just a liberal society, embodying liberal values, but more specifically, the values of
revised social liberalism (or 'welfare liberalism') of the late nineteenth century. That is, a belief in
individual freedom, but with an awareness of the possibilities of exploitation and disabling
consequences of laissez faire. It is a belief in liberty modified by a belief in the necessity of
equality, or at least a degree of equality for all to have genuine opportunity to fulfil themselves.
Perhaps what distinguishes Rawls original position from a 'traditional' state of nature argument is
that his contractees are not outside time, but are moderns to the extent that Rawls allows them
certain sorts of knowledge about how modern societies work, and from which they might infer the
consequences of laissez faire. Rawls's ideal society is a social liberal utopia of a kind that might
have been thought up by some follower of Leonard Hobhouse or John Dewey.(n26)
We have then in Rawls a classic expression of liberal ideology that has a moralised and therefore
metaphysical view of human nature from which is ultimately deduced a form of social liberal
society in which humanity would flourish. As part of this overall picture is a morally charged
vocabulary with particular notions not only of freedom and justice and equality, but also processes,
entities and qualities, such as rationality, life plans, primary goods, human fights, and others, that all
play a role in the achievement of human flourishing.
Similar analyses are possible for Rawls's philosophical critics, who have different notions of human
nature, giving rise to differing notions of the ideal society. Robert Nozick, for example, has a view
of human nature and the ideal society that is more in line with the laissez faire liberal tradition. He
does not, however, resort to any device like the original position in order to establish his basic
moralised conception of human nature, but proceeds by straightforward assertion. In the opening
words of Anarchy, State and Utopia, human beings are simply declared to have absolute rights prior
to, and independent of, any society, and which no society can have any right to interfere with:
Individuals have rights, and there are things no person or group may do to them (without violating
their rights). So strong and so far reaching are these rights that they raise the question of what, if
anything, the state and its officials may do.(n27)
No attempt is made to justify this assertion, but upon it the whole structure of Nozick's normative
political theory rests.(n28)
Communitarian critics of both Rawls and Nozick in fact share many liberal values with them, but
they come with a very different view of human nature;(n29) one that is much more explicitly
metaphysical and has links with conservative and socialist, as well as liberal ideas. Communitarian
thinkers such as Charles Taylor and Alisdair MacIntyre have an essentially Hegelian notion of the
self that is only fulfilled through participation in the various dimensions of social life to which any
individual naturally belongs. Politics is a necessary area of self-realisation. The terms 'society' and
'the state' have very different moral connotations for the communitarian than they do for the
mainstream liberal.
metaphysical does nothing to alter this. The crucial arguments here are, first of all, that Rawls's
liberalism is political because he has systematically excluded all metaphysical beliefs from it.
Secondly, in the main texts setting out his new position, Rawls insists on confining his arguments
and prescriptions to societies in the western liberal democratic tradition, and is not interested in
discussing other traditions. In these two ways Rawls avoids all universalist claims. It would seem to
follow from this that Rawls's view of persons as free and equal and rational, that is the foundation
of his theory of justice, is not a universalist claim about human beings as such. Justice as fairness,
and more generally the theory of political liberalism, are therefore devoid of metaphysical content.
However, these difficulties are only fatal if we take Rawls's dismissal of metaphysics at face value.
In the first place he identifies metaphysics with ultimate beliefs and values, but there is no necessity
to do this. There may be different levels of metaphysics. Liberals have long accepted that people of
many religions and none may share a metaphysical belief in a natural right to equality and freedom,
while differing in ultimate beliefs and values. Rawls's own conception of an `overlapping
consensus' is precisely a metaphysical consensus in that tradition.
Despite his denials, the conception of human beings embodied in the `overlapping consensus' is a
metaphysical one. It is a conception of human beings as by nature free and equal and rational and
possessed of fundamental rights, and as morally autonomous and capable of choosing how they live
(from which we can infer that what facilitates this choice is good and what hinders it is bad). A
`natural' and therefore morally good society is a liberal democracy in which all citizens are free and
equal; a society of co-operating individuals who recognise each other's fundamental rights, with
each having the opportunity to fulfil themselves. In other words, the overlapping consensus
embodies what we earlier labelled Rawls's `base-line metaphysical position'. All he is prepared to
put to the hazard of debate with others in a `reasonable pluralism' (effectively confined to other
liberals) is his social liberalism summed up in his `difference principle'.
It is his `base-line' conception of human nature with specific moral values built into it that Rawls
finds in the traditions of liberal democracies and American democracy in particular. But that it
derives from a particular tradition does not make it any the less metaphysical. Nevertheless its
metaphysical status would be lessened if it were merely one conception of humanness among other
equally valid ones. In much of Rawls's writings on political liberalism he insists that he is only
concerned with liberal democratic nations and his conception of the citizen is taken entirely from
the traditions of political practice and thought of such democracies. In `Justice as Fairness: Political
not Metaphysical', for example, he insists that he wishes to avoid claims to universal truth.(n39)
While in `Kantian Constructivism' he writes: `we are not trying to find a conception of justice that is
suitable for all societies regardless of their particular social or historical circumstances'.(n40) The
implication would seem to be here that other cultures would have their own, equally valid
conception of human nature embedded in their own traditions, towards which we need to show
tolerance. But this turns out not to be Rawls's view at all.
Rawls may have very little to say about other cultures, but his attitude is clear from his Amnesty
Lecture, `The Law of Peoples',(n41) in which he seeks to show how his own liberal theory of justice
can provide principles to underpin international law (p. 42). In addition, a `further aim is to set out
the bearing of political liberalism once a liberal political conception of justice is extended to the law
of peoples. In particular we ask: What form does the toleration of non-liberal societies take in this
case?' (ibid.) His answer is that non-liberal societies are to be tolerated provided they are `wellordered'. This means that these societies must be peaceful; must endorse and fully observe human
rights; have a representative system such that all sections of society can have their say; accept their
people's right to private property and to emigrate; and must observe religious toleration and allow
political dissent (pp. 43 & 62-3). As with domestic politics, Rawls's liberal toleration only extends
as far as those who are fully committed to liberal principles.
Societies that accept these principles but cannot implement them because of poor resources, must
be given help to bring them up to standard (p. 52-3), but societies who do not accept these
principles are `outlaw regimes' that are beyond the pale and not to be tolerated at all (p. 74). Rawls
believes that liberal societies are morally superior to non-liberal ones (p. 81), and while he does not
advocate forcing non-liberal ones into line (at least not the `well-ordered' ones), he nonetheless
hopes that liberal society will in due course embrace all humanity:
For the ideal conception of the society of peoples that well-ordered societies affirm directs that in
due course all societies must reach, or be assisted to, the condition that makes a well-ordered
society possible. (p. 76)
What is curious, not to say bewildering, about this lecture is Rawls's repeated insistence that what
he calls his `liberal law of peoples' (p. 75) is not specifically liberal or western and that it is
therefore `politically neutral' (pp. 68-9). The point of this strange assertion seems to be to maintain
the same manifest fiction of Political Liberalism, that his ideal society is independent of any
metaphysical view that would prevent everyone accepting it as the basis of society. He wants to
insist that it is not based on any `moral or metaphysical theory' (pp. 68-9). But again this is
manifestly not the case. There lies behind his notion of the law of peoples, just as behind his
political liberalism and his A Theory of Justice, a conception of a society of autonomous individuals
who are, in Locke's words, `by Nature free, equal and independent' and thereby have the fight to
choose how they shall live according to their own rational life-plans. Furthermore, it is clear that for
Rawls the notion of the free, equal and rational citizen, able to pursue his or her own life plans and
believe what they like, is a universal moral absolute. Regimes that deny this to their people are
irrational and morally wrong. That they may have their own very different traditions with their own
conception of human nature is entirely ignored. We must, therefore, conclude that Rawls has a
universal conception of the good society derived from a particular moralised conception of human
nature, and as such is as much a political metaphysics as can be found in any other ideological
theory.
explain, and imperatives are only binding for those who are prepared to have faith. They have no
hold on anybody else.
Today we seem to have little difficulty in accepting that philosophy cannot decide which religion is
true or false, or whether Islamic values are superior to Christian. This is no doubt because religion
is less important to us than it once was. We find it more difficult to accept that philosophy cannot
prove one ideology, or set of ideological values, true and another false, because our political beliefs
touch us closely, possibly because they are bound up with our sense of identity.
Ideology comes within the broader category of ethical metaphysical thought, which embraces other
kinds of theory, such as religion and myth, that have origins far older than anything recognisable as
self-conscious political theory. Thus, whatever the problems it may have as a form of thought, the
impulse to create theories of this kind is a persistent one, which suggests that it does answer to some
enduring human need. As F. H. Bradley, the great Victorian metaphysician, observed:
Metaphysics is the finding of bad reasons for what we believe upon instinct, but to find these
reasons is no less an instinct.(n43)
Whatever the truth of this remark in respect of metaphysics in general, it certainly seems so in
respect of the ethical kind we have been discussing. Here, in addition to the simple impulse to
know, is the impulse to make moral sense of the world and thereby to establish certainty and
direction in our practical lives. It is a response to the need to believe that our values and ideals have
solid foundations, that they are not something that we bring to reality but something that is a
discernible part of that reality, and that they provide an answer to the doubts and problems that beset
us.
What in effect we do is to project our values upon the universe in such a way that the universe
appears to reflect our values back to us as though they were part of its own substance. The obvious
model here is Natural Law, although it is true of any moralised conception of human nature. This
process of projecting our values on the world to produce a moralised world is necessarily a process
of positing a metaphysical reality with properties beyond the power of science to discern. In religion
we look to the supernatural and define our own natures in relation to it. And so, in its own way, does
normative political theory, which also looks to metaphysical realities: moralised versions of human
nature, physical nature, history, reason, the nation, the people, the race, the proletariat, or whichever
are the constructs of any particular political metaphysics.
fabric; and where, as a consequence, facts and values form a continuum. The assumption always is
that if only people would understand their human situation truly, then what they ought to do and
how they ought to live would also become clear to them.
However, rival ideologies are incommensurable and the consequence of this is the clash of
ideologies that is such a striking feature of modern politics. The obvious question then arises as to
whether we need theories of this kind, at least in political life. They clearly have attractions and
uses, but they also have their considerable drawbacks. That being so, how essential are they to
practical politics?
It might be argued that much of practical politics seems to be independent of political doctrines.
There are wars and natural disasters and other tribulations of the body politic, which have little to
do with ideal societies, and where what is to be achieved is the same for politicians of whatever
persuasion. There is, in other words, much with which pragmatic politicians may occupy
themselves without pursuing dreams and fancies conjured up by ideologists. There is some truth in
this. In dealing with a war or natural disaster, the objectives are clear and common to all: it is to win
the victory or limit the death and destruction. On the other hand, in normal, non-crisis politics it is
merely naive to think that all decent honourable politicians will do the same things irrespective of
ideology.
More importantly, government is more than just some kind of 999 emergency service, and what is
best is somewhat more than `what e'er is best administered'. Politicians desire to do what is best, but
determining what is best (even at the lowest level of ordering of priorities) involves values, and it is
only an impoverished notion of politics that is purely pragmatic, in which values are not embraced.
In the present word we cannot simply take political values for granted, since, for good or ill, there is
conflict and competition in this area. Values need to be made clear and to be justified. And this is
the primary role of ideology.
In deliberating, there are two considerations to be taken into account in respect of any policy: will it
work? and is it fight? Ideologies usually offer, at least in broad terms, answers to both of these
questions. For example: let loose the free market and all our problems will be solved and it is
morally right; or alternatively, eliminate capitalism and we will solve all our problems and it is
morally right. But it is undoubtedly the ethical dimension that is the more important. We need
values to live by, and we need ethical-metaphysical beliefs of some kind to provide them and give
them substance. At least, we do in present society, which can no longer survive by relying on doing
things the way they have always been done. We need religious or ideological theories to give them
their necessary certainty by showing how they are part of reality and independent of our will.
A world without ideologies would, in effect, be a world without values; at least without values that
impinge upon politics.(n44) And this means a governing of society where questions of justice and
right do not arise. Such a politics might be logically possible, but not practically so. We need
ideology because we need values, and even though ideological thought is a faulty mode of thinking
and demonstrably so, there is no viable alternative. We must act in a universe that makes moral
sense to us, where some things are right and some wrong. This is not a universe that can change
every day, or one where everyone can have a different morality. There must be some fixity, some
principle and some commonality. We need to act upon the basis of a conception of the world that
has moral force, and it is precisely this that political metaphysics supplies. To that extent, political
metaphysics is not something we can do without, and therefore is indeed an inevitability.
(n14.) See for example Zygmunt Bauman's discussion of the `postmodern world-view' in Intimations
of Postmodernity (London: Routledge, 1992), ch. 2.
(n15.) The relationship between philosophy and ideology is a complex and contested one. See the
brief but inconclusive discussion in Andrew Vincent, Political Theory: Tradition and Diversity
(Cambridge: Cambridge University Press, 1997), pp. 17-20. Until quite recently it was usual to
distinguish between normative political theory of a philosophical kind, thought to be disinterested
and objective, and ideology as partisan and propagandist. For an example of this view see David
Miller and Larry Siedentop (Eds.), The Nature of Political Theory (Oxford: Oxford University
Press, 1983), Introduction. However, there has been a growing usage of the term `ideology' in a
more neutral sense to mean simply political belief, and as a result the distinction seems less
important. Quentin Skinner, for example, simply ignores it. It will be argued later in this paper that
there is indeed no such distinction, but that `ideology' should be the appropriate term to cover all
normative political theory.
(n16.) The other significant figure who seeks to dispense with metaphysics in his political theory is
Richard Rorty. There is not space here to consider both, and Rawls is the more substantial. In texts
such as Contingency, Irony and Solidarity (Cambridge: Cambridge University Press, 1989) and
`The priority of democracy to philosophy', in Alan Malachowski (Ed.), Reading Rorty (Oxford:
Blackwell, 1990), Rorty claims that liberalism simply does not need metaphysical foundations to
sustain it. But then he is making general points about how to think about politics rather than
putting forward a concrete theory of how political life should be conducted in the way that Rawls
is. He seems to be saying that we simply `know' that liberalism is right and anyone who profoundly
disagrees is not worth arguing with. This suggests a kind of intuitionism that, along with the
pragmatism to which his rejection of metaphysics is related, is open to serious objections.
(n17.) John Rawls, A Theory of Justice (Oxford: Oxford University Press, 1971).
(n18.) Rawls equates the rational with the good. See ibid., ch. VII.
(n19.) For example, Alan Brown, Modern Political Philosophy (Harmondsworth: Penguin, 1986),
ch. 3.
(n20.) See, for example, Michael Sandel's criticism of Rawls on this point in his Liberalism and the
Limits of Justice (Cambridge: Cambridge University Press, 1982), pp. 93-5.
(n21.) Locke, op. cit., Ref. 4, p. 374.
(n22.) Rawls, op. cit., Ref. 17, p. 506.
(n23.) Ibid., p. 256.
(n24.) See note 7 above.
(n25.) For a discussion of Rawls's ideal society in relation to his conception of essential human
nature, see Chandran Kukathas and Philip Pettit, Rawls: `A Theory of Justice' and its critics
(Cambridge: Polity Press, 1990), pp. 53-8.
(n26.) Cf. Robert Paul Wolff, Understanding Rawls (Princeton: Princeton University Press., 1977),
p. 195.
(n27.) Robert Nozick, Anarchy, State and Utopia (Oxford: Blackwell, 1974), Preface, p. ix.
(n28.) Nozick is notoriously vague about the foundations of his natural rights and says that to
provide them would be a `task for another time': Nozick, ibid., p. 9.
(n29.) For an account of the relationship between communitarians and liberalism in general, and
with Rawls in particular, see Stephen Mulhall and Adam Swift, Liberals and Communitarians (2nd
edn., Oxford: Blackwell, 1996).
(n30.) John Rawls, `Justice as fairness: political not metaphysical', in Philosophy and Public