Escolar Documentos
Profissional Documentos
Cultura Documentos
Contents
List of Tables
List of Figures
List of Appendices
List of Abbreviations
Notes on the Contributors
Acknowledgments
vii
ix
x
xi
xii
xvii
Introduction
Joan DeBardeleben and Jon H. Pammett
Part I
1
15
17
41
Part II
61
63
83
Part III
6
106
129
131
PROOF
vi
Contents
151
173
195
197
10
214
11
233
257
12
Bibliography
Index
276
297
PROOF
Part I
Defining the Participation Gap
PROOF
1
Citizen Participation and
Democratic Deficits:
Considerations from the
Perspective of Democratic Theory
Mark E. Warren
PROOF
18 Activating the Citizen
calls for institutional reforms, such as the redesign of electoral systems, parliamentary institutions, and basic constitutional changes, so
that they are more responsive and have greater capacities for information gathering, deliberation, and policy formation. The second kind of
deficit calls for what I shall call the retrofitting of existing institutions:
designing new forms of democracy that supplement and complement
the formal institutions of electoral democracy, primarily in those functional policy areas where electoral institutions now have weak capacities
to generate democratic legitimacy.
PROOF
Mark E. Warren
19
PROOF
20 Activating the Citizen
PROOF
Mark E. Warren
21
PROOF
22 Activating the Citizen
PROOF
Mark E. Warren
23
PROOF
24 Activating the Citizen
PROOF
Mark E. Warren
25
PROOF
26 Activating the Citizen
PROOF
Mark E. Warren
27
PROOF
28 Activating the Citizen
PROOF
Mark E. Warren
29
PROOF
30 Activating the Citizen
PROOF
Mark E. Warren
31
PROOF
32 Activating the Citizen
Parliamentary reforms
Once voters elect their representatives, the bodies within which they
serve should function to form their interests and values into public wills. The design of parliamentary bodies makes a difference. In
the Westminster cases (Canada and the United Kingdom), parliaments
should be strengthened as policy-making bodies in order to balance
the powers of prime ministers offices, increase effective representation,
and develop greater capacities for deliberation. These kinds of capacities can be increased through a number of reforms, including relaxing
party discipline and strengthening parliamentary committees (Special
Committee on Reform of the House of Commons, 1985; Martin, 2002;
Commission on Legislative Democracy 2004). In addition, stronger freedom of information and sunshine legislation would reduce the capacities
of executives to use information for strategic reasons, while increasing
the numbers of informed participants in political processes though
these are likely to be groups and parties rather than individual citizens
(Cain, Egan, and Fabbrini, 2003).
Efforts within the EU to strengthen the role of the European Parliament
would be another example of this type of reform. Since the parliament
was made a popularly elected body in 1979, its role has been gradually
extended. With the adoption of the Reform Treaty (Treaty of Lisbon), the
parliament will take on a further enhanced role in legislation alongside
the council, and the Commission would be made formally responsible
to it. In addition, the parliament would also elect the president of the
Commission based on a recommendation of the Council (Benz, 2008).
These treaty changes, akin to constitutional changes in a national polity,
are also efforts to address the EUs democratic deficit.
Constitutional reforms
From a democratic perspective, there may be new roles for checks and
balances, which can increase the inclusiveness and responsiveness of
political systems by multiplying veto players, as long as mediating institutions exist to avoid conflicting mandates and gridlock, as in the case of
Germany. In Canada and the United Kingdom, changing upper houses
into democratically elected or otherwise democratically legitimate bodies would introduce effective bicameralism, which should also increase
the inclusive and deliberative qualities of policy making (Department for
Constitutional Affairs, 2003; Gibson, 2004). As in the EU, judicial review
should continue to be strengthened and developed, in order to pluralize
and regularize points of access to the political system, while dispersing
PROOF
Mark E. Warren
33
PROOF
34 Activating the Citizen
PROOF
Mark E. Warren
35
more or less costly. Each form performs different kinds of political work,
from co-opting obstruction to bringing informed publics into existence
for future issues. They may generate information; they may produce
more just outcomes; they may produce legitimacy; they may institutionalize new forms of learning. Each kind of process has costs: time
and money. But many may also generate alienation, provide venues for
NIMBYism, and produce outcomes that are substantially more unjust
than professional public servants might produce if sheltered from public
pressure.
Compared to our extensive and increasingly sophisticated knowledge
of formal political institutions, understanding these new forms of citizen engagement is still in its infancy (cf. Fung, 2006b; Parkinson, 2006;
Gastil, 2008; Smith, 2009). We have more questions than answers: What
kinds of processes are appropriate for what kinds of issues? What kinds
of processes are likely to generate better rather than worse outcomes
more legitimacy, justice, or effectiveness, say given the characteristics
of the issues and the constraints of time and money?
We know pieces of the answers. For example, combining experts with
lay citizens over time within a deliberative context can overcome many
of the constraints of technical complexity. We know that processes that
depend on citizen self-selection will bias the process towards organized,
high-resource interests and that random selection can produce a closer
approximation of informed public opinion.
But we dont know how to begin with an issue and a set of goals and
then design a democratic process appropriate for these particular goals
and constraints. We do, however, have discrete pieces of knowledge and
beginnings of middle-level theories that we now need to develop into
broader theories and generalizations (Fung, 2006b; Parkinson, 2006;
Gastil, 2008; Smith, 2009).
That it is possible in principle to narrow democratic deficits through
the careful design of supplementary institutions is suggested by research
on the British Columbia Citizens Assembly, an institution created by the
British Columbia government in 2004 to produce a referendum question
on electoral reform (British Columbia Citizens Assembly, 2004; see also
Warren and Pearse, 2008; Rose, this volume). The citizens assembly
an experiment repeated in Ontario and the Netherlands included two
key innovations. The first, random selection, avoided interest-group
domination of the venue. The second, extensive learning and deliberation over a period of ten months, developed citizen expertise and a
near-consensus recommendation. A survey indicated that the citizens
of British Columbia placed an extraordinarily high level of trust in the
PROOF
36 Activating the Citizen
assembly and its recommendation (Cutler and Johnston, 2007), a consequence of an institutional design that closely matched the purposes and
qualities of the issue.
The case of the British Columbia Citizens Assembly suggests that it
is possible in principle to design supplementary forms of democracy in
ways that directly address and affect democratic deficits. A more general understanding of supplementary democracy is, however, still in
its infancy. But we should get started, since it is likely that the longterm solutions to democratic deficits will not only reform our existing
institutions, but also retrofit them with new and innovative forms of
democracy.
Note
1. I am grateful to Joan DeBardeleben for providing many of the examples from
the European Union as well as paragraphs on pages 235, 27 and 32 and suggested wording elsewhere. I thank Hilary Pearse and Laura Montanaro for their
research assistance.
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PROOF
Mark E. Warren
37
PROOF
38 Activating the Citizen
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PROOF
Mark E. Warren
39
PROOF
40 Activating the Citizen
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Warren, M. E. (2002) What Can Democratic Participation Mean Today?, Political
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Warren, M. E. (2008) Citizen Representatives in M. Warren and H. Pearse
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British Columbia Citizens Assembly (Cambridge: Cambridge University Press).
PROOF
Index
advocacy groups, see pressure groups
Africa, 65
Amsterdam Treaty, see Treaty of
Amsterdam
assemblies, citizens
consultation of public, 2258
definition, 215
and democracy, 356, 230
education of members, 21925
qualities, 21617
resources, critical, 22830
see also Canada; the Netherlands
Australia, 174, 233, 245
voter turnout, see voter turnout
Austria
citizenship, extra-national, 20910
demographics, 46
parties, political: competitiveness,
47; membership levels, 53;
Socialist Party, 55
socioeconomic factors, 46
voter turnout, see voter turnout
Bulgaria, 46, 47
voter turnout, see voter turnout
Bush, George, 271
Canada
assemblies, citizens, 356, 215,
21730
citizenship, concepts and duties
of, 1989, 2013, 204, 20810,
211
demographics, 46
education, civic, 259, 262, 264, 265
electoral system, 234, 256, 31, 48,
163
media, 163, 266, 268, 270
parties, political: activity, 163,
1656, 168; Bloc Qubcois, 165,
176, 248; Canadian Alliance, 177,
183; competitiveness, 47;
Conservative Party, 23, 1756,
177, 1823; identification with,
24; leadership power, 1734;
leadership selection, 168, 1748,
185, 1878, 1912; Liberal Party
(federal), 1756, 1778, 1813,
184, 185; Liberal Party (Quebec),
243, 248; and media, 163;
member activity, 168;
membership levels, 133, 145;
New Democratic Party (NDP),
177, 182, 1834; Parti Qubcois,
236, 242, 243; Progressive
Conservative Party, 168, 176, 177,
1857, 188; Reform Party, 165,
243
party system, 3, 5, 234, 42, 47,
151, 163, 1656, 173, 174
political system, 23, 4, 57, 267,
30, 32, 49, 1656, 168, 192, 234,
253
pressure groups, 163, 166
referendums, 22, 233: on the
citizens assemblies
Belgium
education, civic, 262
electoral system, 48, 51, 107
parties, political: leadership
selection, 174; and media, 162;
membership levels, 53
party system, 46
political system, 49
socioeconomic factors, 46
union density, 54
voter turnout, see voter turnout
Bennett, R.B., 175
Blair, Tony, 55, 180, 183, 234
Bloc Qubcois (Canada), see Canada:
parties, political
Bouchard, Lucien, 248
Bourassa, Robert, 243, 244
Brazil, 226
Britain, see United Kingdom
Brown, Gordon, 183
297
PROOF
298 Index
Canada continued
recommendations, 215; on the
Charlottetown Accord in 1992,
2346, 2425, 250, 251, 252; on
Quebec sovereignty in 1980, 248;
on Quebec sovereignty in 1995,
236, 246, 2489
socioeconomic factors, 46
voter turnout, see voter turnout
youth, 7, 262, 266, 268, 270
Canadian Alliance, see Canada:
parties, political
Charlottetown Accord, 2345, 2425
Chirac, Jacques, 234, 23940
citizens
behaviours and characteristics of, 7,
202, 26, 33, 56, 133, 13240,
1456, 167, 2047, 221, 2367,
249
generations of, 7, 45, 66, 73, 8990,
114, 124, 207
and trust, 12, 203, 19, 28, 33,
356, 50, 56, 57, 88, 956, 1001,
11516, 120, 124, 143, 145, 163,
198
citizenship
and duty, 1367, 13940, 146, 197,
199204, 21011, 21920, 230,
2578, 2601, 2634
education, see education, civic
extra-national, 1979, 204, 20911,
260, 265
models of, 25961
and participation, 17, 20, 131,
13940, 146, 173, 197, 2047,
21011, 21416, 230, 233, 2513,
2578, 259, 261, 2646
see also participation deficit
Clark, Joe, 188
Clarke, Kenneth, 181
cognitive engagement model, 142, 145
Communist Party (France), see France:
parties, political
compulsory voting, see electoral
system
Conservative Party (Canada), see
Canada: parties, political
PROOF
Index
Democratic Party (Italy), see Italy:
parties, political
Denmark
citizens: and civic duty, 95, 99100;
and political interest, 93; and
refugee and immigration issue,
94; and trust, 956, 99100
citizenship, extra-national,
20910
demographics, 46
electoral system, 87, 91
media, 162
parties, political: Danish Peoples
Party, 945; and media, 162;
membership levels, 923;
polarization of, 55, 934
party system, 46, 165
political system, 30, 49, 91
referendums, 233: on the euro in
2000, 236, 2468, 250; on
European Union constitutional
change in 2005, 234, 241; on the
Maastricht Treaty in 1992, 18,
238, 245
socioeconomic factors, 46
union density, 54
voter turnout, see voter turnout
disproportionality, see electoral
systems
Douglas-Home, Alec, 179
Duncan Smith, Iain, 181
Eastern Europe, 72
education, civic
goals of, 25961
and media, 26673
and schools, 2616, 272
elections
civic duty and, 95, 115,
competitiveness, 545, 101, 120,
124
decisiveness of, 4950, 63, 689,
701, 72, 112
to European Parliament, 45, 9,
1512, 163; campaigning in,
478; and citizenship,
extra-national, 21011; timing of,
111; voting procedures, 967,
299
PROOF
300 Index
Europarties
detachment from citizens, 156,
15960
development, 1514
as a distinctive party model, 1556,
170
functions, 1634, 166, 1689,
1701
participation in, 1689
summary of, 16971
European Coal and Steel Community,
152
European Commission, 18, 24, 25, 32,
50, 97, 166, 170
European Community, 1512, 170
European Convention on the Future
of Europe, 235
European Council, 25, 32, 97, 153,
169, 197
European Economic Community, 6,
197
European Parliament (EP)
and citizenship, extra-national,
21011
democratic deficit, 18, 32
elections, to, see elections
Labour Party (United Kingdom)
leadership selection and members
of, 180
power of, 32, 50, 97, 115, 153, 159,
166
promotion of, 1634
trust in, 1001, 116
European Union (EU)
citizenship: extra-national, 1978,
21011; and duty, 2034, 21011
democratic deficit, 1820, 24, 25,
27, 32, 1524, 198
electoral system, 11314
member states, new, 1089, 11625,
152, 153, 201, 2034, 209, 211,
240; see also post-communist
countries
party system, 478, 51, 1524; see
also Europarties
permissive consensus, 18, 152
political system, 46, 27, 50
referendums: on accession in 2003,
1203; on European Union
PROOF
Index
301
Japan, 31
Junker, Jean-Claude, 242
Iceland
parties, political: membership
levels, 53
political system, 49
socioeconomic factors, 46, 53
voter turnout, see voter turnout
interest groups, see pressure groups
PROOF
302 Index
Latvia
citizenship, extra-national,
20910
demographics, 46
parties, political: membership
levels, 133
party system, 46, 47
voter turnout, see voter turnout
Liberal Democrats (United Kingdom),
see United Kingdom: parties,
political
Liberal Party (Canada), see Canada:
parties, political
Liberal Party (United Kingdom),
see United Kingdom: parties,
political
Lithuania, 46, 47, 1201, 124
voter turnout, see voter turnout
Luxembourg
citizens and trust, 96, 107
electoral system, 48
media, 162
referendum on European Union
constitutional change in 2005,
234, 2412, 250
socioeconomic factors, 46
voter turnout, see voter turnout
Maastricht Treaty, 18, 152, 163, 166,
238, 240, 245, 251
Mali, 65
Malta
party system, 47, 51
parties, political: membership
levels, 53
political system, 49, 51
socioeconomic factors, 46, 51, 53
voter turnout, see voter turnout
Manning, Preston, 243, 244
McDonnell, Michael, 183
Meciar, Vladimr, 121
media
mass, 87, 93, 99, 101
and mobilization, political, 10, 11,
93, 99, 101, 138, 142, 145
new, 10, 11, 140, 142, 162, 205,
207, 229, 26872
news, 87, 99, 101, 207, 2668
PROOF
Index
Oceania, 656
Orchard, David, 188
Parti Qubcois, see Canada: parties,
political
participation deficits
description of, 1
explanations for, 47, 78, 223, 45,
536, 1456, 167, 2513
impact of, 12, 78, 412, 146
measures to address, 3, 811, 22,
289, 346, 567, 18891, 211,
233, 258, 273
and youth, 257, 2667
see also parties, political and
membership, explanations
for; voter turnout and
explanations for
parties, political, 68
citizen views on, 12, 22, 33
and the European Union, see
Europarties
functions: policy influence,
138, 154; citizen integration, 154;
citizen participation, 68, 138, 140,
1456, 1679; citizen and political
elite linkage, 1378, 146; civil
society maintenance, 131; interest
articulation and aggregation,
34, 1646; organizational
survival, 1545; personnel
recruitment, 138, 146, 173;
vote structuring, 545, 99, 1604
leadership selection, 1678, 17392
membership: characteristics, 41,
13240, 1456, 188, 191;
definition, 132; explanations for,
1, 536, 1434, 1678, 173, 187,
21415; levels, 1, 24, 41, 53, 923,
131, 145, 146, 167
and mobilization, 49, 517, 68,
925, 99, 123, 167
models of, 15460: cartel party, 155,
156, 1589, 162, 165, 169, 170;
catch-all party, 155, 158, 1601,
165; mass party, 154, 1568, 1601
presidentialization of, 1734
reform of, 334, 57, 1312, 146,
1678, 1734, 1847
303
Lech, 116
parties, political: membership
levels, 133
party system, 46, 47
referendum on accession in 2003,
1201
and the referendums on European
Union constitutional change in
2005, 234
socioeconomic factors, 46
voter turnout, see voter turnout
Portugal
education, civic, 262
history, democratic, 50
party system, 47
and the referendums on European
Union constitutional change in
2005, 234
voter turnout, see voter turnout
post-communist countries, 44, 467,
50, 51, 109, 11623, 1245, 133,
152, 2034, 262
see also under individual countries; see
also European Union and member
states, new
pressure groups, 24, 25, 29, 33, 34,
155, 158, 162, 163, 1645, 173
Progressive Conservative Party
(Canada), see Canada: parties,
political
proportional representation, see
electoral systems
public interest groups, see pressure
groups
referendums, 1011, 29, 2338,
24953
see also under individual countries; see
also European Union
PROOF
304 Index
Reform Party (Canada), see Canada:
parties, political
Reform Treaty, see Treaty of Lisbon
representation, see electoral systems
Romania, 46, 123
Rosebery, Lord, 178
Russia, 133
Scandanavia
see Denmark; Norway; Sweden
Scotland, 246
second-order elections, see elections
Second Republic (Italy), see Italy
Single European Act, 152
single-member plurality (SMP), see
electoral systems
Slovakia
citizen interest in the European
Union, 123
citizenship, extra-national, 20910
demographics, 46
referendum on accession in 2003,
121
voter turnout, see voter turnout
Slovenia
education, civic, 263
party system, 46
referendum on accession in 2003,
120
voter turnout, see voter turnout
social capital model, 1423, 145, 197,
266
Social Democratic Party (Germany),
see Germany: parties, political
Social Democratic Party (United
Kingdom), see United Kingdom:
parties, political
Socialist Party (Austria), see Austria:
parties, political
Socialist Party (France), see France:
parties, political
socioeconomic factors, 456, 53, 63,
668, 70, 72, 901, 99, 101, 133,
135, 145, 204
South America, 66
Spain
citizens and trust, 56
demographics, 46
PROOF
Index
Treaty Establishing the European
Community, 153
Treaty of European Union, see
Maastricht Treaty
Treaty of Lisbon, 32, 166, 251, 252,
253
Treaty of Nice, 245, 250, 251, 252
Treaty of Rome, 151, 153
Trudeau, Pierre, 242, 244
trust, see citizens
Turkey, 240
Union for a Popular Movement
(France), see France: parties,
political
Unione (Italy), see Italy: parties,
political
unions, see labour activity
United Kingdom
citizens: and electoral reform, 165;
and trust, 56, 96, 165
demographics, 46
education, civic, 258, 259, 2634,
265
electoral system, 48
media, 162, 266, 267, 268, 270, 271
parties, political: Conservative
Party, 55, 1789, 1801, 183, 185;
identification with, 24; Labour
Party, 55, 165, 178, 180, 182,
1834, 185, 187; leadership
selection, 167, 1745, 17881,
1878, 1912; Liberal Democrats,
17980, 183, 185; Liberal Party,
179, 184; membership levels, 133;
polarization of, 545; Social
Democratic Party, 179
party system, 47, 545, 165
political system, 32, 49
referendums, 233, 234, 241
socioeconomic factors, 46
youth, 7, 266
voter turnout, see voter turnout
United States
citizens: characteristics, 20
citizenship, concepts of, 200
education, civic, 262
electoral system, 34, 334, 85, 132
305
PROOF
306 Index
voter turnout continued
Iceland, 44, 46, 49
Ireland, 44, 250
Italy, 44, 46, 48, 114
Latvia, 44, 46, 47, 116, 120
Lithuania, 44, 46, 47, 116, 1201,
124
Luxembourg, 44, 46, 48, 107
Mali, 65
Malta, 44, 46, 47, 49, 51, 65
the Netherlands, 44, 114, 124, 241,
250
Norway, 44, 46, 49, 83, 86, 88, 89,
90, 91, 93, 94, 95
Poland, 44, 46, 47, 48, 11618,
1201, 124
Portugal, 44, 47, 50, 107
post-communist countries, 44,
467, 50, 51, 109, 11623, 1245
referendum on accession in 2003,
1203
referendum on European Union
constitutional change in 2005,
239, 240, 241, 250
Romania, 46, 123
youth
and citizenship, 78, 28, 204,
2578, 25961, 273
and education, civic, see education,
civic
and media, 26672
political party membership, 945,
133, 173
voter turnout, see voter turnout