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Journal of Speculative Philosophy
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Pluralistic Conceptualizations of Empathy
Mark Fagiano
emory university
abstract: This paper addresses recent philosophical debates concerning the moral
significance of empathy as well as the problems we face in defining empathy. Noting
the practical inefficiencies of narrow conceptualizations of empathy, I argue that we
ought to adopt broad notions of empathy that are informed by multiple and pluralistic
conceptualizations of this phenomenon as they have been articulated throughout
history and within different academic disciplines. Broad definitions of empathy,
furthermore, offer us a sufficient amount of generality for observing and analyzing the
multidimensionality of empathic experiences within a fundamentally relational world.
keywords: empathy, relational, pluralism, Einfhlung, morality
Imagine you are driving up a long and winding road in the mountains. It is
nighttime; there are no streetlights or traffic lights, no moon illuminating
the sky, and barely shining through a few clouds, the faint, flickering stars
above grant you only a fraction of light to see the path ahead. The quiet,
serene scene of this moonless, cool night coupled with the sweet scent of
pine reminds you of the wonders and beauty of nature.
Then, unexpectedly, as you begin to steer around a sharp turn in the
lane, flashing red and blue lights of emergency vehicles and police cars
temporarily blind you. Once your eyes adjust to this onslaught of light, you
see that rescue workers are quickly descending into the ravine below. You
journal of speculative philosophy, vol. 30, no. 1, 2016
Copyright 2016 The Pennsylvania State University, University Park, PA
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pull your car over and run to the edge of the road. You look down. It is too
dark to see anyone, but you hear faint sounds of people moaning in pain.
You hear another sound, a grunt, and then another, a scream of pain, and
finally, you hear someone whisper with a small puff of breath, Help us ...
please.
Suddenly, flashlights illumine the scene below, and you see some
people struggling near a mangled car. You become mesmerized with the
situation, and everything comes into focus. The rescue workers are trying
to save a man and his daughter, who are unable to make it up to the road
alone. To make matters worse, you see that the force of gravity is taking
these two helpless victims toward another cliff edge, a very steep cliff edge,
and if the emergency responders do not get to them fast, they will fall to
their deaths.
Then, in an instant, your body becomes tense, your heart rate increases,
and you unconsciously mimic the mans expression of fear upon his face.
You can easily read the man and his daughters desperate thoughts as you
imagine what it would be like to be these people in this harrowing situation.
You watch the events unfold as the rescue workers act quickly and ably to
save them. One of the paramedics reaches out for the mans outstretched
hand as she carefully positions herself upon the slope of the mountainside.
The situation is looking terribly hopeless though, as the man is finding
it difficult to hold onto his daughter and to reach for help at the same time.
But then, after the child screams, Daddy, help, he musters everything
within him, and with a grunt and a burst of energy he manages to gain
ground in order to grab the rescuers hand. The paramedic, tapping into
her inner strengths and will, drags the victims up to safety. When they
finally make it to the road, everyone rejoices and celebrates, and the little
girl, tears running down her face, leaps into her fathers arms.
In which part of this story did you experience empathy? According to
many definitions of empathy, throughout the history of being playful with
this word, you experienced empathy within multiple parts of the story. For
instance, when you were appreciating nature while driving your car, you
empathized with the poetic dimensions of naturean activity that Novalis
believed was a remedy for the effects overly scientific interpretations of
nature have upon us.1 And while you did this, you felt into the objects of
your surroundings, and you experienced the type of empathy (Einfhlung)
that Robert Vischer described as a projection of the body and soul . . .
into the form of any object ([1873] 1994, 92). When your body tensed,
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your heart rate increased, and you mimicked the fathers facial expression,
you experienced empathic emotional contagion, empathic distress, and
empathic mimicry (Batson 1991; de Waal 2009, 6569; Lipps 1903; Wisp
1987). You also experienced empathic accuracy and empathy as a type of
mind reading when you had a clear picture of the thought processes of the
victims (Ickes 1993, 1997, 2003, 6570; Rogers 1957; Stueber 2006, 519,
202); and when you imagined what it would be like to be in their situation,
you experienced empathy as perspective taking (Nussbaum 2001, 302;
Ruby and Decety 2001). Last, you experienced empathic concern (Batson
1991; Hoffman 1981) in the story as well, even though you did nothing to
help the victims.
Leaving the first few types of empathy aside for a moment, is this
last type of empathy, that is, empathic concern, itself a moral good?
Some scholars believe that this type of empathy is necessary for moral
development (Eisenberg et al. 1994; Hoffman 2000), but are mere feelings
of care andconcernmorally good? One could feel empathic concern and
care for the thousands of unarmed black men who have been shot dead by
police officers or self-appointed neighborhood watch captains, and one can
also be concerned about the fact that a majority of these armed authorities
do not stand trial for their actions, but are our inner empathic reflections
and sentiments about these events morally good? Is empathy, however
defined, necessary for morality?2 And what ought we to do, if anything,
about all of these different conceptualizations and definitions of empathy?
Are all of these different experiences I have described really empathy? Is
it not the case that a process such as imaginatively simulating another
persons psychological states is quite different from our experiences
of emotional contagion when, for example, we have an immediate and
involuntary emotional sensation from seeing a spider crawl up another
persons arm? Yet these two phenomena and many others are sometimes
called empathy, and this seems to breed confusion.
Recent philosophical works have addressed questions about the moral
status of empathy as well as the apparent confusion that arises from the
multiple definitions of empathy I have described above. Regarding the
former, the philosopher Michael Slote has argued that empathy, as a type
of emotional contagion, is the cement of the moral universe, which
helps us to constitute moral approval and disapproval as well as to make
sense of moral claims, utterances, and judgments. Another philosopher,
Amy Coplan, addresses what she senses is a great deal of confusion
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mark fagiano
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mark fagiano
the tortured aroused within him or her in order to get an adequate sense
of the amount of pain experienced as well as the efficacy of the torturing.
Even when empathy operates as the cement, our acts of empathizing are
biased and partial (Slote notes this but does not elaborate upon it), and we
often have more empathy for the suffering and pain of those similar to us
(Gutsell and Inzlicht 2010; Xu et al. 2009). Empathy-induced acts of altruism, furthermore, within certain contexts are unfair, immoral, and unjust
(Batson et al. 1995). In short, context matters. But Slotes argument for
empathy as moral cement does not take context seriously enough, for by
focusing on agential empathy alone, and excluding the possible significance of the consequences of the agents actions, the full breadth and scope
of our contextualized experiences are not considered.
Taking both context and consequences seriously, is any particular
mode of empathizing itself morally relevant apart from the concrete and
recognizable social actions it either produces or inspires? One could say
thatour empathic thoughts and feelings are themselves moral, but what
follows from such a claim? If thoughts and feelings are good, pleasurable,
or evil, what moral status do they have apart from the relations or
effect(s) they have in social space and whether or not they produce some
sort of recognizable consequences between persons? In the story with
which I began this work, you did nothing to help the victims, but you still
experienced the feelings of others (involuntarily) aroused within you. Could
you say, later, when you retold your version of the events to your friends and
family, that your observation of this event was morally significant?
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mark fagiano
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mark fagiano
scholars to thinking of empathy apart from the flow, process, and context
of experience and, quite often, only according to different neuroanatomical processes within the body. These commitments disregard not only
empathic acts and their unique manifestations in the external world but
also the complex and relational dynamics within the body, complicated
dynamics that Jean Decety has explained quite succinctly: In reality, empathy, like other social cognitive processes, draws on a large array of brain
structures and systems that are not limited to the cortex but also include
subcortical pathways, the brainstem, the regulation of the autonomic nervous system and hypothalamic-pituitary-adrenal axis . . . , as well as endocrine systems that regulate bodily states, emotion, and reactivity (Decety
and Michalska 2012, 169).10
Another disconcerting trend in scholarly discourses is how the notion
empathy is quite commonly described as a relation between a concerned
agent and the pain, distress, and/or psychological disorders of others.11
This dominant trend, as an exercise of discursive power, shapes moral
discourse according to downward psychological movements of empathic
sensing, which (defined as projections of moral concern or care bestowed
upon weaker persons by empowered persons) are also forms of social
power that structure moral discourse. Specifically, these two dynamics of
power form and limit the parameters of moral discourse by clothing positive
interactions between persons, such as prosociality or helping behavior, in
the terms of such dynamics of power (i.e., the pain, distress, or disorders
of others) as well as the relation between a stronger helping agent and a
person in need. Why is it that the study of empathy among psychologists
has focused, to a large degree, on these dynamics of our experiences
rather than on more extraordinary, beautiful, and radiant qualities of our
relationships with others? What would happen in the world if such notions
as allophilia and symhedonia shaped the study of empathy rather, or more
commonly, than the notions of pain, distress, and disorder?
Now, these dynamics of power, which I am referring to as a second
trend in the study of empathy, are linked to the first trend of dividing empathy into affective and cognitive types in that each of these trends is a consequence of the historical rise of the discipline of psychology in the twentieth
century.12 There is nothing intrinsically wrong with these trends outside
of a given context; but by looking for and adopting historically rich conceptualizations of empathy, we may begin to paint a picture of empathy as
a moral sense apart from the therapeutic and pastoral-minded models of
psychology.
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mark fagiano
and the context of your experience. For instance, the projection of your
sensibilities into van Goghs Starry Night involves a complex intermingling
of emotion and reason shaped by the context of the act (among other
things) and your knowledge of art. And you could imagine how both the
context and the complexity of such an act would be further intensified if
you were to feel into this work alongside a friend who, say, has written a
book on van Gogh. For in such a case, a dyadic relationship between you
and the artwork has turned into a triadic one among you, the object, and
your friend, which involves both object-oriented and interpersonal modes
of empathic sensing.
Think of another example. If I am observing a performance of Mozarts
Don Giovanni, I might experience an array of different types of empathy
directed at persons, objects, and their relations. For instance, if I involuntarily catch the emotions of a soprano who was unable to hit a high note,
at the same time I could be experiencing empathy as perspective taking by
imagining the conductors frame of mind when he chose to interpret the
score in one way rather than another. But I might also experience empathy
for objects by feeling into the sounds of the music or the timbre of a performers voice or the relations between the sounds and the voices. Imight
also experience a combination of other modes of empathy, simultaneously
or in succession, as they are directed toward objects, persons, and their
relations. For example, I could be experiencing the following empathic
thoughts, sensations, and interpretations either simultaneously or in succession: What did Mozart intend to convey musically while he was writing
the score for a given scene (perspective taking)? How did the first violinist
interpret Mozarts intention for this scene as she began to play (empathy
for the relation between Mozarts intentions and the creation of sound)?
When the audience felt into the sound of the violin (projective empathy)
and its relation to other instruments (empathy for the relations between
sounds), did they sense that the first violinist captured Mozarts intentions
(an imaginative simulating of the relation between Mozarts intentions, the
relations of sounds, and the performance of the first violinist)? This thick
description of objects, persons, and relations compels me to believe that the
complexity of these experiences cannot be adequately grasped by narrowing what we mean by empathy or by assuming that the moral potency of
our empathic sensibilities is always interpersonal.
In addition to providing insight into the multidimensional and
relational character of experience, adopting historically rich and plural
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mark fagiano
notes
1. See Novalis 1981.
2. Jesse Prinz (2014) gives an interesting and thoughtful answer to this
question.
3. Hume (who used the term sympathy for what Slote here calls empathy)
described this phenomenon as both the experience of another persons feeling(s)
infused into us and a type of contagion between what one person feels and what
another feels.
4. According to Coplan (2011, 55), this distinction is based on empirical studies
that suggest that pseudo-empathy or self-oriented perspective taking is fraught
with difficulties, including but not limited to errors in prediction, misattributions,
and personal distress.
5. This distinction is based on very sound scientific studies and a sensible
understanding of evolutionary history. In one such study, Simone G. ShamayTsoory (2009) and her crew noticed that patients with ventromedial lesions were
impaired in high-level perspective taking, while patients with inferior frontal
gyrus lesions were impaired in low-level empathy (or emotional contagion).
6. Coplan notes, I consider these processes to be distinctive enough to warrant
distinctive labels. In addition, the terms emotional empathy and cognitive
empathy are not used uniformly. Thus, some researchers use emotional empathy
to refer to emotional contagion, while others use emotional empathy to refer to
any empathic process involving an emotion, and still others use the term to refer
to cases of empathizing with someone who is experiencing emotion (as opposed
to someone who is thinking or reasoning) (2011, 51).
7. Many thanks go to Jessica Wahman, whose insights into the work of David
Krasner (2006) led me to consider this relationship between empathy and
pluralism. See Wahman 2014.
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