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25
NUMBER
24
AUGUST
20
2007
O R I G I N A L
R E P O R T
Purpose
Our aim was to evaluate the prognostic significance of human papillomavirus (HPV) genotype
in early-stage cervical carcinoma primarily treated with surgery in a large tertiary referral
medical center.
Patients and Methods
Consecutive patients who underwent primary surgery for invasive cervical carcinoma of International Federation of Gynecology and Obstetrics (FIGO) stage I to IIA between 1993 and 2000 were
retrospectively reviewed. Polymerase chain reaction (PCR) using a general primer set followed by
reverse-blot detection of 38 types of HPV DNA in a single reaction was performed for genotyping.
E6 type-specific PCR was performed to validate multiple types.
Results
A total of 1,067 eligible patients were analyzed. HPV DNA sequences were detected in 95.1%
of the specimens, among which 9.6% contained multiple types. HPV 16 was detected in 63.8%
of the samples, and HPV 18 was detected in 16.5% of the samples. The median follow-up time of
surviving patients was 77 months. By multivariate analysis, FIGO stage, lymph node metastasis,
depth of cervical stromal invasion, grade of differentiation, and HPV 18 positivity were significantly
related to cancer relapse. FIGO stage II, deep stromal invasion, parametrial extension, HPV 18
positivity, and age older than 45 years were significant predictors for death. Using the seven
selected variables from either recurrence-free or overall survival analysis, death-predicting
(P .0001) and relapse-predicting (P .0001) models classifying three risk groups (low,
intermediate, and high risk) were constructed and endorsed by internal validation.
Conclusion
The independent prognostic value of HPV genotype is confirmed in this study. The prognostic
models could be useful in counseling patients and stratifying patients in future clinical trials.
J Clin Oncol 25:3628-3634. 2007 by American Society of Clinical Oncology
DOI: 10.1200/JCO.2007.11.2995
INTRODUCTION
case of GAPDH positivity and HPV negativity by both type-specific PCR of the
leading eight types (determined by the preliminary data) and a repeat of HPV
Blot, the final result was designated as HPV negative.24
E6 type-specific PCRs (25 types) were performed to validate multiple
types on HPV Blot. In case of discordance between the type-specific PCR
and HPV Blot results, a repeat of HPV Blot was performed to resolve
the discordance.24
Postoperative Adjuvant Therapy
Our policy of selecting patients for adjuvant therapy after primary surgery has evolved with time according to ongoing clinical trials. In general,
patients with positive vaginal margin, parametrial extension, and full thickness
of cervical stromal invasion would be offered adjuvant RT. For pelvic lymph
nodepositive patients, adjuvant chemotherapy, RT, or concurrent chemoradiotherapy (CCRT) was prescribed within or out of a clinical trial.27 The
regimen of chemotherapy and method of adjuvant RT have been described
previously.27,28 HPV genotype was not available for the decision of adjuvant
therapy during the study period.
Post-Therapy Surveillance
Our protocol of post-therapy surveillance consisted of follow-up visits
every 3 months for 2 years, every 4 months for the third year, every 6 months
between years 3 and 5, and yearly after 5 years. Clinical history, physical and
pelvic examination, Pap smear, and serum tumor markers were checked on
every visit. Yearly chest x-ray studies were advised in asymptomatic patients,
whereas computed tomography or magnetic resonance imaging scans were
performed yearly for the first 3 consecutive years for high-risk groups or when
clinically indicated.29
Statistical Analysis
The data were analyzed using the SPSS version 11.0 statistical package
(SPSS Inc, Chicago, IL). Pearsons 2 test was used to evaluate the association between covariates. Survival curves were generated using the KaplanMeier method. Multivariate analysis by Cox stepwise forward regression
was used for those covariates selected in univariate analyses of survival by
log-rank test with a P .05. Their hazard ratios (HRs) and 95% CIs were
calculated using the Wald test. Using the selected independent prognostic
variables, outcome-predicting models were formulated. Continuous variables (such as age) were determined by the recursive partitioning method
for optimal cut point analysis. Bootstrap resampling using R software
(http://www.r-project.org) was performed randomly to construct new
data sets (events per variable 10, n 1,067) followed by Cox regression
analysis, which was repeated 1,000 times, and the counts of selection as
significant were recorded for each variable.30 All tests were two sided, and
P .05 was considered statistically significant.
RESULTS
Lai et al
No.
50
26-80
85
499
483
8
47
45
60
880
127
6
82
12
886
131
48
2
1,047
307
400
340
1,049
504
497
48
1,061
95
966
1,047
425
281
140
201
83
12
5
767
34
225
41
72
3
21
4
29
38
33
48
47
5
9
91
41
27
13
19
54. HPV 16 or 18 comprised 77% of specimens (822 of 1,067 specimens), and HPV 58, 33, or 52 was detected in 16.5% of specimens (176
of 1,067 specimens). Of the 1,015 HPV-positive specimens, 78 (7.7%)
contained double types, 18 (1.8%) contained triple types, and one
(0.1%) contained quadruple types.
Associations of HPV Parameters With Various
Clinicopathologic Characteristics
Associations of HPV parameters with various clinicopathologic characteristics are listed in Appendix Table A1 (online only).
By Pearsons 2 analysis, age, tumor size, FIGO stage, depth of
cervical stromal invasion, lymph node metastasis, and parametrial
extension were unrelated to HPV 18 positivity. HPV 18 positivity
was significantly more common in adeno-adenosquamous (43%)
than squamous carcinoma (11%; P .001) and presence of lymphatic permeation was also significantly associated with HPV 18
positivity (P .04). No variable was significantly related to HPV
status (positive or negative). HPV 58, 33, or 52 positivity was
significantly associated with age ( 35 v 35 years: 7% v 17%,
P .01; 45 v 45 years: 10% v 21%, P .001; 50 v 50 years:
11% v 23%, P .001) and histologic type (squamous v adenoadenosquamous: 18% v 7%, P .001).
Univariate and Multivariate Analyses of
Prognostic Factors
The median follow-up time of surviving patients was 77 months
(range, 0.1 to 161 months). Up to the date of analysis (December 30,
2006), there were 137 cancer recurrences and 152 deaths. Of the 137
patients who experienced a relapse, 94 died of disease, whereas the
remaining 43 were alive either without disease after salvage treatment
or alive with cancer. Of the 152 deaths, four patients who died of
intercurrent disease unrelated to cancer were censored at the date of
death for the calculation of cancer-specific overall survival (OS). The
other 40 patients whose cause of death on death certificates was cervical cancer without a definite recurrence record were counted as having
cancer-specific events. The remaining 14 patients with unknown
cause of death were censored.
Univariate analyses were performed using the log-rank test. Age,
stage, tumor size, grade, depth of cervical stromal invasion, lymphatic
permeation, lymph node metastasis, and HPV 18 positivity were significantly associated with both recurrence-free survival (RFS) and OS
rates, whereas histologic type, HPV status (positive or negative), and
HPV pattern (single type or multiple type) were unrelated to survival
(Table 2). Using an age cut point of 50 years, only FIGO stage II, deep
cervical stromal invasion, parametrial extension, and HPV 18 positivity were significant by multivariate analysis (Appendix Table A2, online only), whereas age was selected in addition to the former four
variables as independent predictors for OS using an age cut point of 45
years (Table 3). By multivariate analysis, FIGO stage, lymph node
metastasis, depth of cervical stromal invasion, grade of differentiation,
and HPV 18 positivity (P .009) were significantly related to RFS,
despite using different age cut points (Appendix Table A2 and Table 3).
Outcome-Predicting Models
Outcome-predicting models were constructed using the seven
significant covariates for either OS or RFS. The prognostic score
was 0 for FIGO stage of stage I and 1 for stage II; 0 for depth of
stromal invasion less than one third and 1 for stromal invasion
one third; 0 for no lymph node metastasis and 1 for lymph node
metastasis; 0 for no parametrial extension and 1 for presence of
JOURNAL OF CLINICAL ONCOLOGY
Table 2. Univariate Analyses of Clinicopathologic Covariates and HPV Parameters on Overall and Recurrence-Free Survival
Overall Survival
Variable
Age, years
45
45
50
50
FIGO stage
IA-IB
IIA
Tumor size, cm
2
2-4
4
Histology
Squamous
Adeno-adenosquamous
Grade of differentiation
1
2
3
Depth of cervical invasion
One third
One third to two thirds
Two thirds
Lymphatic permeation
No
Yes
LN metastasis
No
Yes
Parametrial extension
No
Yes
HPV status
Positive
Negative
HPV pattern
Single
Multiple
HPV 18
Positive
Negative
HPV 58, 33, or 52
Positive
Negative
No. of
Patients
1,067
411
656
584
483
1,067
940
127
1,049
504
497
48
1,065
886
179
1,047
307
400
340
1,047
425
281
341
1,055
805
250
1,061
966
95
1,067
1,007
47
1,067
1,015
52
1,015
918
97
1,067
176
891
1,067
176
891
5-Year Rate
(%)
93
90
92
90
Recurrence-Free Survival
P
.0001
.0001
5-Year Rate
(%)
92
87
90
88
.0001
92
83
.0008
.03
.0001
91
74
.0001
97
87
72
.0001
95
85
67
.16
92
86
.25
90
86
.0001
97
90
86
.0001
97
87
84
.0001
97
90
84
.0001
95
88
83
.0001
93
85
.0001
91
82
.0001
92
78
.0001
91
72
.0001
92
70
.0001
90
68
.61
91
88
.49
89
90
.91
91
92
.52
89
90
.01
85
92
.03
84
90
.53
94
91
.07
93
88
Abbreviations: HPV, human papillomavirus; FIGO, International Federation of Gynecology and Obstetrics; LN, lymph node.
Lai et al
Table 3. Multivariate Analysis of Clinicopathologic Covariates and HPV Parameters on Overall and Recurrence-Free Survival
Overall Survival
Variable
Age: 45 v 45 years
FIGO stage: II v I
Tumor size: 4 v 2-4 v 2 cm
LN metastasis: yes v no
Grade
2v1
3v1
Depth of cervical stromal invasion
One third to two thirds v one
third
Two thirds v one third
Parametrial extension: yes v no
HPV 18: positive v negative
Recurrence-Free Survival
HR
95% CI
HR
95% CI
1.7
1.8
1.1 to 2.6
1.2 to 2.8
2.6
2.2
1.8 to 3.9
1.4 to 3.4
2.1
2.1
1.1 to 3.9
1.1 to 4.0
2.4
1.4 to 4.3
.02
.003
.15
.11
.42
.96
.41
.001
.002
2.0
1.1 to 3.5
.14
.001
.17
.001
.05
.02
.02
.03
.02
3.2
2.6
1.7
1.9 to 5.5
1.5 to 4.4
1.1 to 2.6
.001
.001
.01
2.0
1.8
1.2 to 3.5
1.8 to 2.7
.01
.17
.009
Abbreviations: HPV, human papillomavirus; HR, hazard ratio; FIGO, International Federation of Gynecology and Obstetrics; LN, lymph node.
Risk Group
Prognostic
Score
No. of
Patients
5-Year
OS (%)
HR
95% CI
Low
Intermediate
High
0-2
3
4-7
565
319
183
97.4
87.6
77.9
1
5.0
7.8
Reference
3.1 to 8.1
4.8 to 12.7
Relapse
5-Year
RFS (%)
HR
95% CI
.0001
.0001
95.9
86.7
72.7
1
3.4
6.5
Reference
2.1 to 5.2
4.1 to 10.1
.0001
.0001
Abbreviations: HR, hazard ratio; OS, overall survival; RFS, recurrence-free survival.
3632
1.0
0.9
Overall Survival
0.8
0.7
0.6
0.5
0.4
Low risk
Intermediate risk
High risk
0.3
0.2
0.1
0
P < .0001
10 11 12 13 14
Time (years)
B
Recurrence-Free Survival
1.0
0.9
0.8
0.7
0.6
was weakened despite bootstrap resampling to reduce bias. In addition, we gave equal weight to each predictor that had a different HR
(1.7 to 3.2) to facilitate clinical use. We attempted to use a sample of
patients (n 274) treated between 2001 and 2003 for external validation; however, the number of events was small (20 recurrences and 14
deaths), and the median follow-up time was relatively short, which
made it invalid.
Among the seven selected risk factors, only grade, FIGO stage,
HPV genotype, and age can be accurately assessed at preoperative
period, whereas clinical occult lymph node and/or parametrial metastasis or depth of cervical stromal invasion cannot be reliably determined by imaging technology.34,35 In this series, for patients who have
three risk factors (n 80), additional HPV genotyping can help to
exclude HPV 18 positive patients from primary radical surgery because four risk factors would predict a high probability of postoperative RT/CCRT. We should avoid using both modalities in early-stage
cervical cancer. Moreover, for patients who have three risk factors
other than HPV genotype after primary surgery (n 318), adjuvant
therapy can be offered to patients with HPV 18 positive tumors.
In conclusion, HPV genotyping is worthwhile to perform because of its independent prognostic value in early-stage cervical cancer, and the predicting models for death and relapse could be useful for
counseling the individual patient and stratifying study patients in
future clinical trials.
0.5
0.4
Low risk
Intermediate risk
High risk
0.3
0.2
0.1
0
Time (years)
Fig 1. (A) Kaplan-Meier overall survival curves according to risk groups in
early-stage cervical cancer patients undergoing primary surgery (n 1,067). (B)
Kaplan-Meier recurrence-free survival curves according to risk groups in earlystage cervical cancer patients undergoing primary surgery (n 1,067).
AUTHOR CONTRIBUTIONS
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Appendix
The Appendix is included in the full-text version of this article, available online at www.jco.org. It is not included in the PDF version
(via Adobe Reader).
3634