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Evaluation strategy for the control of the copper removal process based
on oxidationreduction potential
Bin Zhang, Chunhua Yang, Hongqiu Zhu , Yonggang Li, Weihua Gui
School of Information Science and Engineering, Central South University, Changsha, China
h i g h l i g h t s
A mechanistic model to estimate the relations between ORP and copper concentration is established.
A fuzzy process evaluation method based on the mechanistic model is proposed.
A control strategy for copper removal process is established integrated with the process evaluation method.
The effectiveness of the proposed evaluation method and control strategy is confirmed through industrial experiments.
a r t i c l e
i n f o
Article history:
Received 8 March 2015
Received in revised form 19 July 2015
Accepted 31 July 2015
Available online 6 September 2015
Keywords:
Process evaluation
Fuzzy logic
Copper removal
Oxidation reduction potential (ORP)
Control design
a b s t r a c t
The copper removal process purifies copper from leaching solutions with zinc powder in reactors. Due to
the complex reaction mechanism and unavailability of online measurements, zinc powder is usually
added inexactly, which easily leads to unstable production. This paper proposes an online evaluation
method based on oxidationreduction potential (ORP) for the control of the copper removal process. A
kinetic model is designed to translate the production requirements to evaluation indexes of ORP, and
the process is then graded by evaluating the fuzzified ORP and its trends according to these indexes.
By analyzing these evaluation grades, the process condition is divided into several classes, and each condition class corresponds to a control method set. The industrial experiments show that the copper
removal performance is improved by using the proposed evaluation and control strategy.
2015 Elsevier B.V. All rights reserved.
1. Introduction
Zinc hydrometallurgy is the main method of zinc production,
producing more than 80% of the worlds zinc [1]. This process is
divided into five steps: roasting, calcine leaching, solution purification, electrowinning and melting [2]. The leached zinc sulfate solution contains various impurities (e.g. copper, cobalt, nickel, and
cadmium) which lower the current efficiency and reduce the quality of the zinc ingot [3]. Therefore, the impurities need to be purified to an acceptable amount before electrowinning. Copper is
commonly removed by zinc powder in the first stage of purification process because it has a more negative oxidation potential
than the other impurities [4,5]. The purpose of copper removal process is to decrease the amount of copper ions in the leaching solution and reserve a portion of copper ions as activators used in the
cobalt removal stage. Copper removal is usually carried out in a
series of continuous stirred tank reactors (CSTRs), where ionic cop Corresponding author. Tel./fax: +86 731 88836876.
E-mail address: hqcsu@mail.csu.edu.cn (H. Zhu).
http://dx.doi.org/10.1016/j.cej.2015.07.094
1385-8947/ 2015 Elsevier B.V. All rights reserved.
295
296
Table 1
Average influent and effluent specifications of the copper removal process (over
300 days).
Parameter
Unit
Influent
Effluent
m3/h
m3/h
C
g/m3
g/L
180310
2831
6266
1.41.5
3.94.2
0.72.1
0.10.5
where E0ea and E0ec denote the standard activation energies of the
anode and cathode reactions, respectively, emix and eeq are the mixed
potential and the standard equilibrium potential, respectively, n is
the number of electron moles, F is the Faraday constant, and k is
the weight to describe the influence of electrode potential variations on the activation energies of the anode and cathode reactions.
The relationship between mixed potential and ORP was estimated
using a linear approximation method as [19]:
emix peorp q
The purpose of the copper removal process is to reduce the copper concentration to an acceptable amount by adding zinc powder.
Practically, the operators often assess the process and adjust the
amount of zinc powder according to the outlet copper concentration. However, due to the delayed measurements, the operation
is always delayed, making the process under unstable. Thus, ORP,
which timely and effectively describes the states of the reactions
in the process, is used to monitor and adjust the copper removal
process. Therefore, the relationship between ORP and the outlet
copper concentration should be analyzed before evaluating the
process according to ORP.
Copper removal is composed of two major oxidationreduction
reactions: copper cementation and comproportionation. Both of
these removal reactions are thought to follow first order kinetics
[7]. Therefore, the reactions can be described as:
r i ki C
dC
r 1 r 2 k1 k2 C
dt
Ea:i
ki Ai exp
RT
Zn ! Zn2 2e
E0 0:763 V
Cu
2e ! Cu E0 0:337 V
5
E0 0:203 V
ln
Ct
C0
Ee:1 2kFpeorp q eeq:1
t A1 exp
RT
Ee:2 kFpeorp q eeq:2
A2 exp
RT
min
10
297
Meaning
Function
Calculation of parameters
VL
Very low
LL
Little low
a1 gLMIN ; b1 a1 p2 w11
r11 gq1 LMIN 1 q1 LMAX ; w11 p1 r10 a1 ; m 2
r10 gq0 LMIN 1 q0 LMAX ; w10 p0 r11 r11 ; m 2
r11 gq1 LMIN 1 q1 LMAX ; w11 p1 d1 r10 ; m 2
d gLMAX ; c1 d p2 w11
Stable
LH
Little high
u x
l13 x
l10 x
l11 x
VH
Very high
w1 x
inference rules. The evaluation system mainly consists of the following four stages.
The first stage is the preparation of input variables, which provides a real-time trend extraction for ORP by applying a linear
regression method. The trend is extracted as follows:
Step 1: Determine the initial window size of the time series as
W, and set the threshold h.
Step 2: In the time window, build a linear model to approximate
the time series of ORP:
b
x k ak k0 b
11
where k is the time step in the window, k0 is the initial time step,
b
x k is the approximate value, and a and b are the parameters in
the model. The linear model is fitted by minimizing the sum of
least-squares:
W
X
2
b
x ki xki
12
i0
where xki is the real value of ORP at time step ki in the initial
window. The fitted parameter a is then considered as the initial
ORP trend. And singular value decomposition approach is used
to account for the singularity of matrix.
Step 3: Add the new data point to the window.
Step 4: Calculate the sum of least-squares (S) with the fitted
model over the new windows. If S is less than h, return to step
3, and a will be the trend of the new data point; otherwise,
return to step 2, and the new data will be treated as the initial
data of a new window.
Once the input variables including ORP and its trend are prepared, these quantitative variables are transformed into linguistic
variables in stage 2, which is named fuzzification. In this stage,
two types of membership functions are applied: the generalized
bell membership function, and Z-shaped and S-shaped membership functions. The former functions are defined by the following
equation:
lij x
1
2m
1 x rij =wij
13
where rij and wij (i 3; . . . ; 3; j 1; 2) are the center and amplitude of the curve, respectively, and m is a positive constant. The
middle membership functions are represented as Eq. (14):
8
1;
x 6 aj
>
>
>
2
>
j
j
>
aj
>
; a j 6 x 6 a b
< 1 2 bx
j
2
a j
j
u x
j 2
>
a j b j
>
>
2 bxb
;
6 x 6 bj
j
>
2
a j
>
>
:
0;
x P bj
14
where a j and b j are the parameters that determine the slope of the
curve given by the jth functions. The last membership functions are
described as Eq. (15):
8
>
0;
x 6 cj
>
>
2
>
>
j
j
j
>
>
;
c j 6 x 6 c d
< 2 dxc
j
2
c j
j
w x
j 2
j
j
j
>
j
>
1 2 x jd j ; c d
6x6d
>
>
2
d c
>
>
>
:
j
1;
xPd
15
298
Table 3
Parameter calculation and fuzzy language definition for the trend of ORP.
Grade
Meaning
Function
HN
High negative
u x
LN
Low negative
Zero
LP
Low positive
l21 x
l10 x
l11 x
HP
High positive
w2 x
VL
LL
LH
VH
Degree of membership
Degree of membership
1
0.8
0.6
0.4
0.2
0
0
20
Calculation of parameters
a2 a1 d1 =s; b2 a2 r2 w21
2
2
r0 0; w0 r0 r1 r21 ; m 2
40
60
ORP(mV)
80
LN
HP
LP
0.8
0.6
0.4
0.2
0
100
HN
-2
-1
0
dORP(mV/min)
Evaluation Grade
d
1
-1
2
100
0
dORP(mV/min)
50
-2
ORP(mV)
Fig. 2. Fuzzy logic evaluation based on ORP for: (a) and (b) the memberships of ORP and its trend, respectively; (c) the fuzzy interference rules; and (d) the relationships
among the evaluation grade, ORP, and its trend.
y
n
X
n
X
i1
i1
lyi yi =
lyi
16
added to this reactor. The last reactor is an auxiliary reactor for fine
tuning the outlet concentration. The amount added to this reactor
is small and is set manually. Practically, the added amount is
adjusted manually when the measurement impurity concentrations are delivered to the operators every two hours. If the ore
source is altered, or the process condition is not stable, the human
experience and the off-line measurements might not easy satisfy
the requirements of process production. In this section, a control
strategy is developed based on the process evaluation results provided by ORP to promote process stability, as shown in Fig. 3.
The system consists of an evaluation range estimation unit, a
process evaluation unit, an additive adjustment unit, and an additive control unit. The evaluation range estimation unit translates
the production limitation of the outlet concentration to an ORP
range based on the proposed kinetic model. The process evaluation
unit then assesses the process condition using ORP and its trend.
By analyzing the evaluation results, the adjustment mode selector
produces adjustment mode signal. And then the corresponding
adjustment mode is activated by the signal. If the model retraining
mode, which could also be chosen by judge whether pH and temperature exceed set ranges, is chosen, a new set of parameters
would be trained according with the resent industrial data from
database for the existed additive model. When the independent
adjustment mode is chosen, the adjustment amount of zinc powder added in the second reactor would be calculated based on
expert system. Similarly, if the associative adjustment mode is
selected, zinc amounts added in all the reactors would be adjusted.
In the additive control unit, the additive model set the major
299
Fig. 3. Evaluation and control system for the copper removal process: (a) the evaluation range estimation unit; (b) the process evaluation unit; (c) the additive adjustment
unit; and (d) the additive control unit.
amounts for the process; and the final amount of zinc powder
added in each reactor is set by summing the major and adjustment
amounts.
To determine the adjustment mode, it is necessary to observe
the process evaluation grade during a set time interval. Statistically, the distribution of these evaluation grades during the interval reveals the effect of the additive model on the removal
process. When most of the grade is unacceptable, the model is so
poor that it does not fit the process. Therefore, the quartiles of
the grade distribution are introduced as a statistical index to determine whether the additive model should be retrained to reset the
additive. The method of additive adjustment is determined according to the current grade when the model remains the same. The
specific procedure of this process is illustrated in Fig. 4.
Based on material balance of CSTR and the first kinetic model of
copper removal reactions, the additive model could be built to set
the major amounts of zinc powder added in the reactors [5,7]:
where f model denotes the additive model afforded by Eq. (17), pM are
the measurable industrial parameters, pE are the parameters that
need to be estimated. pE is usually unchanged, but if the model
retraining mode is activated, pE would be retrained with new industrial data from the database to fit the process accurately.
To amend the amounts of zinc powder, two sets of expert rules
are extracted and stored in the rule base: one is built for the independent adjustment mode; and the other is for the associate
adjustment mode. The evaluation grade (y ), the total amounts of
zinc powder (g Zn g Zn:1 g Zn:2 ), the total amount of the inlet copper ions (M F C 0Cu2 ) and its change amount during the control
interval (DM) are selected as the influenced factors of the independent adjustment amounts. The general expression of the rules for
independent adjustment is illustrated as follow:
h
i
h
i
h
i
R1i : y 2 Y Ti ; Y Ti1 and M 2 MTi ; M Ti1 and DM 2 DM Ti ; DM Ti1
h
i
8
VC Cu2 FC 0Cu2 t 1 qtFC Cu2 t Vr Cu2
>
>
>
<
h
i
2
6K D g O
g O
g Znunder sZn
Zn:1
Zn:2
S
r Cu2
4pR2S k1G g1R
gk V 1 C Cu2
q
v
D
e
Zn
Zn
>
>
>
: O
g Zn:2 sg OZn:1
17
(R2i ) are similar to R1i , but more influenced factors are introduced
C 0Cu2 ;i ;
reactor; F and q are the flow rates of the zinc sulfate solution and
the returned underflow; r Cu2 is the rate of the change of the copper
concentration; K D , kG , De , and k are the kinetic parameters that need
to be estimated; g OZn:1 , g OZn:1 and g Znunder denote the major amounts of
zinc powder added in the first and second rector and that taken
from the under flow, respectively; C Cu2 and V are the copper concentrations in the reactor and volume of the reactor, respectively;
q, sZn , and v Zn are the density, surface area, and volume of zinc powder, respectively, which can be measured and calculated in the process; and g and RS are the coefficient and particle radius of cuprous
oxide, respectively; s is the ratio of the amount added in the second
reactor to that added in the first reactor. Accordingly, the major
amounts set by the additive model can be simplified as Eq. (18):
g OZn:1
g OZn:2
f model pM ; pE
sg OZn:1
18
in R2i :
h
i
h
i
h
i
R2i : y 2 Y Ti ; Y Ti1 and M 2 MTi ; M Ti1 and DM 2 DM Ti ; DM Ti1
h
i
h
i
A
and g Zn:1 2 Z Ti ; Z Ti1 and g Zn:2 2 J Ti ; J Ti1 then g Zn:1
2
A
ji y x2i DMg Zn:1 =Z Ti1 ; g Zn:2
j3i y x3i DMg Zn:2 =J Ti1
where g Zn:1 , c denote the amounts of zinc powder added in the first
and second reactors, respectively, Z Ti and JTi denote the thresholds of
g Zn:1 and g Zn:1 , respectively; j2i , j3i , x2i and x3i are he parameters for
calculating the associative adjustments of zinc powder.
The total amounts of zinc powder added in each reactor are calculated by Eq. (19).
gZn g Zn:1
8
O
O
I
Smode 1
>
<
g Zn:1 g Zn:2 g Zn:2
A
A
g Zn:2
Smode 2
g OZn:2 g Zn:2
g OZn:1 g Zn:1
>
:
O
Smode 3
g Zn:1 g O
Zn:2
19
300
Begin
YES
NO
Dose M exceed [M 1, M 2] ?
YES
NO
Is the model retrained during TO?
NO
YES
YES
Is |g i| larger than g T?
NO
Produce aadjustment model signal to choose
independent adjustment
End
Fig. 4. Flow chart of adjustment mode selection: Q1, M, and Q2 denote the first, second, and third quartile of the grade distribution during TO, respectively, and QT1, M1, M2,
QT2, and gT are the evaluation thresholds.
where gZn denotes the vector of total amounts of zinc powder, Smode
denotes the adjustment mode signal, Smode = 1, 2, 3 represent the
independent adjustment, associative adjustment and mode retrainO
ing mode, respectively; g O
Zn:1 and g Zn:2 denote the amounts of zinc
powder, calculated by the new additive model, added in the first
and second reactors, respectively.
practical process (Fig. 6). Fig. 6(a) shows the evaluation grade
under a considerably stable situation. Most the inlet copper concentration was not change sharply during most of the measurement intervals, and the flow rate was mostly constant. It is easy
to determine the amounts of zinc powder based on human experience. Correspondingly, ORP varies in a narrow range close to a
proper value, and the evaluation grades are thus mostly acceptable.
Fig. 6(b) illustrates the evaluation grade under the situation with
some fluctuations. In this case, ORP is kept at a higher level so that
the evaluation grade is mostly above 0.5. However, when the ORP
drops to the lower limitation (at the 38th hour), the evaluation
grade predicts the decline before ORP reaches a lower level.
Similarly, the evaluation grade also forecasts the ascent of ORP
after two hours. The evaluation results of the third case are
similar to that of the second one. Due to the fluctuation of the
flow rate and inlet copper concentration, human operators could
not set enough amounts of zinc powder and adjust them timely.
ORP mostly exceed the acceptable range, and the grade is thus
mostly high, as shown in Fig. 6(c). It is observed that the grade
can reveal the outlook of the removal state before it occurs,
especially in the fluctuant situation (e.g. the second and third
cases).
Table 4
The range of inlet parameters in the three cases.
Case
pH value
Temperature (C)
1
2
3
0.911.43
0.91.24
1.051.37
202289
182283
176308
2931
2830
2930
1.41.5
1.41.5
1.41.5
3.94.2
3.94.2
3.94.2
6266
6266
6266
301
1.5
200
100
0
0
16
24
Time (hour)
32
40
2
300
1.5
200
100
0
0
16
24
Time (hour)
c
Flow Rate (m3/h)
0.5
48
32
40
0.5
48
2
300
1.5
200
100
0
0
16
24
Time (hour)
32
40
0.5
48
Cu concentration (g/L)
2
300
Cu concentration (g/L)
Cu concentration (g/L)
85
1
0.5
65
0
45
-0.5
25
0
16
24
Time (hour)
32
40
120
1
0.5
90
0
55
-0.5
20
0
ORP(mV)
-1
48
16
24
Time (hour)
32
40
150
-1
48
Condition Grade
ORP(mV)
1
0.5
100
0
50
-0.5
0
0
16
24
Time (hour)
ORP
32
40
-1
48
Condition Grade
ORP(mV)
Condition Grade
Fig. 5. Inlet flow rate and copper concentration for the first (a), second (b), and third (c) cases.
Evaluation results
Fig. 6. ORP values and the evaluation grades for the first (a), second (b), and third (c) cases.
For comparison, we also use the controller used in current practice and a conventional control strategy. In current practice, the
amounts of zinc powder are set manually based on the inlet and
outlet copper concentrations and the flow rate. The conventional
control strategy is similar to the proposed control strategy; however, the amount of zinc added is adjusted according to the current
ORP value rather than the evaluation grades. Fig. 7 shows the
amounts of additive set by three different control strategies. The
adjustment modes, in the proposed approach, differ from each
other in these different cases. In the first case, mostly, only the
302
200
150
100
50
0
16
32
40
16
24
Time (hour)
32
40
f
Zinc amount (kg/h)
200
16
24
Time (hour)
16
24
Time (hour)
32
40
48
16
24
Time (hour)
32
40
48
32
16
24
Time (hour)
32
40
48
100
50
48
400
20
100
40
48
200
e
Zinc amount (kg/h)
24
Time (hour)
60
40
150
100
48
Conventional control
50
0
Manual control
b
0.4
20
Number
Cu concentration (g/L)
Fig. 7. Zinc amounts setting by different control strategies for three cases: (a) and (b) are the additive amounts added in the first and second reactors in the first case,
respectively; similarly, (c) and (d) for the second case, respectively; and (e) and (f) for the third case, respectively.
0.3
10
0.2
0
16
24
32
40
0
0.1
48
0.15
0.2
0.35
0.4
0.45
0.5
0.4
0.45
0.5
0.4
0.45
0.5
20
0.3
10
0.2
0
16
24
32
40
0
0.1
48
0.15
0.2
0.25
0.3
0.35
Cu concentration (g/L)
f
0.4
20
Number
Cu concentration (g/L)
0.3
d
0.4
Time (hour)
0.25
Cu concentration (g/L)
Number
Cu concentration (g/L)
Time (hour)
0.3
10
0.2
0
16
24
32
40
48
0
0.1
Time (hour)
Manual control
0.15
0.2
0.25
0.3
0.35
Cu concentration (g/L)
ORP based control
Fig. 8. Comparison of the running results for three cases: (a) and (b) for the outlet copper concentration and the corresponding concentration distribution in the first case,
respectively; similarly, (c) and (d) for t the second case, respectively; and (e) and (f) for the third case, respectively.
ORP is out of the optimal range. This operation not only saves
energy but also avoids a sudden change in the outlet copper concentration, which might lead continuous oscillations in production.
The running results of these three control strategies are illustrated in Fig. 8. From Fig. 8, it is observed that a portion of the outlet copper concentrations obtained in the practical and
303
Median (g/L)
Manual control
Conventional control
Evaluation based control
0.298
0.274
0.306
100
100
100
[0.200,0.390]
[0.200,0.350]
[0.260,0.340]
0.310
0.270
0.300
112.3
119.8
105.2
Manual control
Conventional control
Evaluation based control
0.332
0.268
0.304
92
96
100
[0.260,0.410]
[0.190,0.390]
[0.250,0.380]
0.320
0.250
0.300
141.0
169.5
149.7
Manual control
Conventional control
Evaluation based control
0.361
0.330
0.337
84
92
96
[0.230,0.410]
[0.190,0.410]
[0.220,0.405]
0.380
0.340
0.340
267.7
297.9
281.7
conventional control strategies either too high to reduce the production efficiency of next processes, or too low to afford enough
activators for the cobalt removal stage. However, by applying the
proposed approach, the oscillation ranges of the outlet copper concentrations become narrow; and most of the concentrations locate
in the center of the production limitation (0.20.4 g/L).
To accurately assess the running results of the control strategies, five indexes are introduced in this paper: qualification ratio,
median, mean concentration, oscillation range, and average additive amount (Table 5). From the mean concentration and minimum
values, it is observe that the outlet copper concentrations in the
practical process are usually too low to afford enough activator
for the cobalt removal stage, and fluctuate in a large range. Both
of the other control strategies could improve this situation. By
applying the proposed control strategy, nearly all of the running
results are qualified and the outlet concentrations are high enough
to afford an appropriate amount of the activator for the next
removal stage, whereas the results obtained by the other method
occasionally exceed the production limitation. From the simulation
results, it is observed that the stability of the copper removal process under the evaluation-based control is superior to those under
the conventional and the practical controls regardless of the situation. Therefore, the proposed approach thus could not only reduce
the outlet copper concentration and zinc consumption, but also
reserve an appropriate amounts of copper ions as activators for
the next removal stage.
4. Conclusions
Based on the kinetic and Arrhenius laws, a mechanistic model is
established to estimate the optimal range of ORP relevant for the
production limitation of the outlet impurity concentration. An
evaluation method is then proposed to grade the copper removal
process. In this method, ORP and its trends are fuzzified according
to the estimated range. It affords quantitative feedback information for process control that represents the current and underlying
states of the removal reactions. Based on the evaluation method, a
control strategy is designed. In this strategy, three types of control
methods are prepared for different situations. The control methods
are chosen by analyzing the statistical characteristics of the evaluation grade. This control system can improve the qualified ratio
and the process stability more than using the conventional control
method. Furthermore, it minimizes energy consumption and guarantees an appropriate activator amounts for the next process.
However, there are still many problems to study, including associative control when more ORP information is afforded in all reactors. Overall, the simulation results show that the proposed control
strategy has promising applications for industrial-scale impurity
removal processes in hydrometallurgy.
Acknowledgments
This work is financially supported by the innovation-driven
plan in Central South University (Grant No. 2015cx007), Science
Fund for Creative Research Groups of the National Natural Science
Foundation of China (Grant No. 61321003), and the National Natural Science Foundation of China (Grant Nos. 61273185 and
61174133).
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