Escolar Documentos
Profissional Documentos
Cultura Documentos
SAGE Publications
London Thousand Oaks New Deihi
www.sagepub.co.uk
9 7807
4827
301.159
M5926
E. l.?
SAGE Publications
London Thousand Oaks N ew Delhi
_-.
1 ()
1- J
1'}
CONTENTS
Acknowledgements
VJ
Inrroduction
1
2
3
4
PART 2
5
6
7
8
9
10
11
12
13
14
Content Analysis
Grounded Theor)'
Erhnographic Merhods
Two Ethnomethodologically Oriented Methods of Text Analysis:
Mem bership Categoriza tion Device Analysis and Conversation
Analysis
Narrative Semiorics (Smantique Structurale)
SYMLOG as a Method of Text Analysis
Two Approaches to Critica! Discourse Analysis
Functional Pragmatics
Distincrion T heory Text Analysis
O bjective Hermeneurics
PA RT 3
15
16
OVERVIEW AN D COMPARISON
5
20
31
50
53
55
74
90
104
125
136
144
171
185
198
2 13
23 7
247
Bibliography
253
Index
273
OBJECT VE
CHAPTER 14
OBJECTIVE HERMENEUTICSI
HER M E~~EUTIC S
199
The concepr of rhc subconscious was borrowed from freudian psychoanalysis and extended inw the social subconscious. Thi s applies ro rhose parts
of meaning strucrurcs rhar are nor rea li.-cd by participanrs, even rhough rhey
exerr in fluen ce as unrecogn ized conditions or uninrended conseq uences of an
acrion. T he reference ro Freud, however, should only be understood as a srructural analogy ro illusrrare the model and nor as a transfer of the concept of drive
into rhe rea lm of inreracrions (Oevermann eral. 1979: 368).
Like rhe critica! rheory of Horkheimer and Adorno, objecrive hermeneurics
rejecrs all rhose models rhar seek to undersrand rexrs using a preordained
sysrem of caregori es. Ir also adoprs rhc claim of rhe enlighrenmenr which would
show, in this case on a linguistic leve!, how acrion is constrained by dogmas,
myrhs and ideologics .
200
M~
strucwres, in the v1ew of obective hermeneu tics, are not defined as psycho logica l str uctures bu t as 'manifestations of soc1a l structures' a nd sh ou ld be
inrerpreted accordingly (1-lcinze 1987: 76).
By means of che cenrralnotion of latency, account is taken of che fact thar
socia l subjects a re cied inro accion conrexts and pa rricipate in acci ons whose
meaning-srruccure they can only parrially inrerprer. l e is no accidenc cha c che
scarcing poinr for che method comes from research inco socializacion . Thi s is
concerned, among ocher chings, w ich explain ing ho w ch ildren participare
accively in meaning-c reating acrions even chough they lack che comperence co
understand che meaning rhac is created. An ana logous s1tuario n arises when we
consider che objecrive hermeneucic1st who analyses using che counrer-facrua l
construcr chat assumes a comperen t speaker. The compccenc speaker is cha racterized by a total understanding of creaccd sense-strucrures. This appeal ro a
compecenr speaker in che gencric sense- che human as a genus, nocas an individual - forms che basis in o bjeccive hermenem ics for che use o f incuirive
assessmcnrs of appropriarcness in cransmitting che !arene sense-scrucrures of
inreractions. On che basis of linguisric comperence and compcrence in normgoverned behaviour rhac resulc from belonging ro a social community, che
inrerprccer justificd che action s of che subjeccs. In cerms of episremology chcre
is no difference berween che analysc and che subject involved in che case under
in vescigacion. Thc a na lysr has only che advancage of an objeccive view unencumbered b y sicuaciona l conscraincs .
O BJECTIVE HE R11EHEUTIC5
20 1
chis brings wnh ir a requiremenr fo r a general re-oricmation in ch e social sclenccs rhat has so fa r not led to any adequate inrcllig i ble methods of data
collecrion. This helps ro explain why statemenrs on che concrete goal of rhc
mcthod are nmmally embedded in rhe broader comexr of discussion of che rcaliry of rhe above-menrioned o bjecrive mcaning-strucrures:
However we may ulrimately solve rhe problem rhat materialtzes herc of allocaring
objcc.rive meanings to psychic causes, ir 1s in the f1rst instance a matter o proving
rhe existcnce o rwo fun damcnrally d1fferent levels o reailty. On rhe one hand,
rhere IS rhe reality of che l.nenr meanmg structures of a rexr rhat can be reconstruct.:d mespective of rbe1r mental represenration on rhe pare of che rexr produccr
and rext recipient, and rhat muse consmure che sra rring pomt fo r soc1al research,
at wha rcvcr leve! of realiry. And on rhe orher hand therc IS rhe realiry of subjccrively and inrentionally represenred meanings in a texr on thc part of che acring
subjecrs. (Oevermann eral. 1979: 367)
Objecrive hermcneucics, as a merhod of texr analysis an d as a merhodology,
may be summarized chus: 'ir is exclusively a matter of rhe careful exrens1ve
analysis of che objeccive meaning of inreracrional cexts and o f rhe larem meaning of inreracrions, and chis procedure of reconstructive textual understanding
has norhmg to do with ... rhe underscanding of processes wirhin the psyche'
(Oevermann eral. 1979: 381).
With che concepr of rhe !arene meaning srructures objewve possihiliries of meaning are incroduced as reJI, irrespecu ve of whether or not rhey are mtenuonally
rcalized by rhe pamcipams to che mrcraction. Objewvc Hermeneutics means
rhar imerpretanvc proccdurc rhar is needed to unlock this realiry. (Oevermann et
al. 1979: 381)
The goal of chis mech od, rhereforc, is to render visible o bjecrive srrucrures of
mteracrions. The srrucru res a re characterized as objective hecause rhey operare
indepcndend y of rhe subjecrive inrenrions of the parricipan rs . This mo tivares rhe
need ro extend rhe field of analyrically accessible social reality b y a lacenr bm
acrion-decermining level.
'Oevermann's goa l is rruly ambit ious. He is look ing for a practica! researchoriented basis ro a social science theory and merhod ology rhat, ar rhe same
time, exrends over rhe enrire field of whar humans are able to experience' (Garz
& Kraimer 1994: 7). In che words of Oevermann eral. (1979: 353) rhemselves:
'The claimed genera l significance of rhis position for sociological analysis over<111 is reflecced in the s rrong claim rha r meaning-analysis procedures rhar follow
rhis mode l demonstrate che funda men tal operarion o f measurcmem or of che
production of rheorerical ly relevant data in che socia l sciences.' If like
Oevermann et al. ( 1979: 367) we consider latent meaning-scrucrures ro be real,
The method of objecrive bermeneurics is based on two modes of proceduresequenrial analysis and derailed analysis - rhat are dercrmined by four principies, of which three ma y subsumed under che head ing of context variation. The
fou nh principie, however- che principie of che sequential mode of procedurc w ill be discussed under rhe head ing procedures.
14.4.1./ Basic concepts
Context variation
( 1996: 100) msists that 'a k nowledge of rhe actual conrexr of rhe utterance
may only he used if all the readings compatible with the rexr to be interpreted
have really been explicated as fully as possible'. ' Interna! comext', on rhe
orher hand, refers to the cumularive information that is derived from the
sequentlal analysis . This type of conrext may well be, and indeed should be,
invoked for the exclusion of sorne of the resulrant readings. This means that
only rhe fi rst place in a sequence is a nalysed independenrly o f interna! and
externa! context.
Readings 'We consider the relationship between utterance anda contextua!
condition that pragmatically realizes the urterance to be a rcading' (Oevermann
et al. 1979: 415). That is ro say, a reading includes a textual segmenr and the
possible pragmatic framework rhat relates ro ir. The producrion of readings is
the central operat ion conducred by objectivc hermeneurics in its sequenrial
analysis procedure, based on th e model of latcnt mean ing-structures (see
Oevermann 1996: 93).
The principie of extensive tnterpretation In this respect extensiveness of
analysis plays an essenrial role. Oevermann et a l. characterize rhis as follows:
Ths mean> going against che everyday pracricc of understanding motives m rhat
che mrenrion of an action partner >hould not be revealed as accurarely and quickly
as possible, but on che conrrary as fully as posstble. This in vol ves rhat all prcsuppoSttions m che rext should be included as explicirly as posstble, tncluding the
mosr 'improbable' readings or rhose rhat- in che lighr of prior knowledge of che
case- may be rorally excluded. (1979: 393)
lt is therefore crucial rhac at the beginning of an inrerpretation as many readings
of a texr as possible are made explicir and rhen invesrigaced in rhe course of rhe
detailed analysis (ar level 6 of rhe framework of caregories designed by
Oevermann er aL 1979: 395ff., sce also secrion 14.4.3.), m arder ro establish
which may be excluded on grounds o f the actual inreraction a nd which may be
upheld. In general even the most improbable readings should be preserved
unril the appearance of an explicir conrradicrion.
The principie of complete interpretattOII This principie is rooted in rhe
assumption thar everyching that is said has more sense than is acrively perceived. Therefore everyrhing that can in sorne way be determined should be
incorporated into the analysis. This implies t hat 'every parricle, every legi.ble,
audible, visi ble, ta ngible (ultimacely even rastable or s mellahle) elemenr n o
marter how small and inconspicuous musr be explicitly inrerpreted for its
motivaran and musr be firted imo che conrext of the whole' (Oevermann
1996: 112). For pragmaric reasons, however, audiovisual material is norm a lly dispcnsed w irh in favo ur of rra nscribed mater ial, although duc
consideraran is given ro striking inronation patterns, speech rhythms and
similar events.
The principie of economical use of individual hypotheses (economy rttle)
This rule rneans rhat, in rhe sense of the grearest possible contextua! variaran,
everyrhing rhat could rescricr the mulriplicity of readings is omirred. This particularly affecrs the externa! context (see abovc, a nd Oevermann 1996: 99), bur
OBJECTIVE HERMENf:UTICS
203
also so-ca lled individual hyporhcses, since one of the hasic assumptions of this
method is rhat psychology a nd orher features specifi c to an individual are rhe
conscquence of social phenomena (H einzc 1987: 79) .
14.4.1 .2 Procedures
Sequential anal)'StS The sequential-analytical mode of procedurc is of fundamental importance in the methodology of ohjective hermeneutics. lt consists of
breaking clown rhe rexr or material selected for analysis into sma lle r units and
then inrerprering them in sequence. The meanmg possibilities which are thereby
achieved are progressivcly more resrricred during the progress of the analysis
unril rhe srrucrure of a particular case is clear. 'In rhis rhe indi\idualiry of a case
becomes apparent. Ir appears during rhe sequent ial analysis as a successively
construcred interna ! context' (Oevermann eral. 1979: 426). Oevermann et a l.
explain furrhcr:
In the course of sequencial analysis, what we refer toas rhe imernal comext of an
tnteracrive rcxt is constirured with successively mcreasmg concisene>s. In contrasr to che externa! contextua! condirions thar may be funher subdivided imo
rhose which remain unalrered, and rhose which modify themselves for thc course
of che entire scene, thc interna! contexr is a resulr of che inrerpretation of rhe
scene's rexr, and is traceable only through chis text. (1979: 422)
Detailed analysis Breaking down the cexr inro separare sequences is a precondition for rhe decailed analysis, in rhe course of which chere is an excensive
inrerprcrarive pwcedure, beginn ing wirh rhe smallest meaning unirs. H ere, as
many meaning-bearing conrexts as possible are conscrucred for each of rhesc
smallest units. Through the sequence of unics, rhe number of possiblc conrexcs
(or readings) reduces itself during the course of che analysis; in an tdeal case, rhe
number of possibles will be reduced toa single conrexr and in chis way rhe case
ro be analysed may be clearly outlined. Characrcrisrically, a nd in accordance
wirh the underlying principie of che greatest possible contextua! va riaran, for
rhis purpose no advance knowledge of the case rhat would preclude particular
readings is considered in the ana lysis.
Through the analysis a real process of selectiviry and exclusions of oprions
is reconstrucced. This procedure is different from che everyday mode of inrerpreta rion in rhat the a nalysrs dedicare more rime to ir and attempt to take
cognisance o f the options rhat are really possible.
For objective hermcneurics, interaction sequences, such as fami ly conve rsarions or public speeches, come into play as primary sources of data.
The true object of che procedures of Objcctive Hermcneutics are records of real,
symbolically rransmitted social actions or inreracrions, be rhey written, acoustic,
visua l, combined in a variety of media or recordable in other ways. The precise
204
MET HODS
or
TEX~
material form of thc record 1s, for the inrcrpretative procedures of Objective
1lermencutics, a purely contingent tcchnical circumsrance, since its interpretability, irrespective of its material form, is bound up in principie with rhe cond1rion of
rhe lmgu,snc rcahzabiiJty or paraphrasabdiry of inreracrive meanings. (OcvermJnn
eral. 1979: 378)
Here it is mostly a quesrion of rranscripts rhat derive from rape-recorded mrcracrions. The procedure has already also been applied ro borh sound and
p1crures of TV broadcasrs, m written passages, and - in contradicrion of rhe
pnnciple of lingmsric reahzarion - ro film posrers and phorographs (Garz &
Kraimer 1994). Wirh such sraric pcrorial marerials ir has, of course, proved
very difficulr ro reahze rhe sequencing.
On rhc basis of rhe rheorerical assumption rhar rhe entire case strucrure is
reproduced in each tndividualunir of interacrion, iris nor necessary ro analyse
rhe complete case-record hut only an extraer (or 'scene') from ir; rhis musr
lead, however, ro a consisrenr case-hypothesis. The developmenr of such a
hyporhesis imposes a mnimum length requirement on rhe extraer. For t he
opening phase of an extraer iris rrue ro say rhar in inreracrion sysrems involving a hisrory (for example familics) rhis is of no panicular sgnificance.Ir is only
in newly emerging sysrems (such as therapeuric 'first conracrs') thar inirial
sequences are imporranr, since the beginning has a particular impact on rhe subsequenr developmenr. '\Y/e are aware, therefore, rhar in a trivial sense in rhc
analysis of inreracrions wirh no previous hisrory, rhe true beginning- rhe opening sequence in Schegloff's rcrms - musr also form rhe beginning of rhe
inreracrion scene ro be analysed' (Oevermann eral. 1979: 434). Orherwise, the
extraer is selecred purely at random. The resulrs from rhis firsr extraer may rhen
be compared wirh rhe analysi~ of furrher exrracrs thar should ideally be in
sorne reconsrrucrable relanonship wirh rhe first one, ro compensare for matrers
of simation-spectfic chance. The procedure does not, however, prescribe a mnimum number of exrracrs ro be analysed.
The principie of sequenrial analysis requires rhat rhe extraer be broken
clown inro individual meaning unirs, in order ro creare rhe precondition for
analysis of rhe interna! conrcxt thar must be considered in rhe producrion of
readings. The size of such sequences is not laid clown in the procedure. In
pracrice ir is decided in such a way as ro give rhe interprerers rhe impression
that they are gaining new informaran about the srructure through rhis new
sequence. But since- on rhc basis of the principie of complete interpretationnorhing happens by chance for objecrive hermeneutics and everyrhing is seen
as srructurally morivared, rhese meaning unirs are normally very shorr, particularly in an inirial phase: sometimes, indeed, rhey consisr merely of
'throat-clearing'. Here is an example of rhe development of such boundaries:
/up to lnow lnobody has ltold me, /Mr. Ambassadorl, ... those /categorized
/under DI and who of course are qualified academic translators/. As already
indicared, rhe unirs- parricularly ar rhe beginning- are very shorr and ofren
only conform ro a grammattcal patternmg into (partial) sentences rowards rhe
end of an extraer.
205
1 The subdivision of poinr 3 in our concrete realization entails that the italicized secrions of rhe lefr-hand column can only be undersrood in a
condicional way as counters ro the levels given in rhe right-hand column.
2 The quesrion of summari,:ing lines of interpretarion and evaluating alrernative readings against each other (which occurs undcr level 7 in
Oevermann eral.) is not treared separately ar any poinr in our reformulation. We ha ve considered this aspecr of inrerprerative work as a single entity
which is inherent in the sequential analytical procedure and rherefore permanenrly present. Accordingly rhere is lirrle or no correspondence in rhe
case of leve! 6 of rhe righr-hand column.
On the matter of rhe comparihiliry of levels O and 5, ir must be borne in mind
rhar rhe numbering in borh rhe lcfr-hand and right-hand columns represenrs a
non-obligarory but parrially required ordering of rhe ind1vidual srages in an
invesrigarion. The identificarion of a new meaning unir, rherefore, marks rhe
bc:ginning of an inrerprerarive cycle. The primary imporrance of rhis step in rhe
sequemial analytical mode les in irs experimental aspecr. In rhe flfth srage of
OBJECTIVl H(Rr-<ENEUTICS
Table 14. 1
Eight levels of
Level 1
Paraphrasing of all meanings of a unit
according to the wording of the
accompanying verbalization.
Level2
Explication of the intention of the
interacting subject.
Level 3
Explication of the objective motives of
the unit and of the objective
consequences: i.e. objective changes in
the systemic conditions within the
framework of the interactiva process.
Level 5
Characterization of the linguistic
fea tu res of the unit: identification of
distinctive features at the syntactic,
semantic and pragmatic levels.
Level 7
Expl ication of general relations and
structures, particularly to do with
socia lization t heory.
Leve14
4 What role distribution arises from the unit?
What relations and attributions to persons are given Explication of the function of the unit in
the distribution of interactiva roles.
(even when not directly named) or could be
involved in the text? What can be said (in
interviews) about the relationship between
interviewer and interviewee?
5 What options are available for the next meaning
unit?
How will it go on? What arguments can be
expected? What are importan! connection points in
the text?
207
Level O
Explication of the context imrnediately
preceding an interactiva unit and the
systemic condition of the unit in
question.
Level6
Extrapolation of the interpretation of the
unit on to recurrent communicative
figures: relational aspects or personality
fe atures that transcend the situation.
lo relation ro the producrion of read tngs, the cr iterion of comparibiliry is decisive. This rcquires nothing more than rhat the in vestigated u trerances a r e
surroundcd by con rexts in the forrn of stor ies that creare sorne rneaning. In
objecrive hermeneutics the invesrigaror proceeds on the general assumption
rh ar the question o f rhe compatibiliry of a reading can be clarified
unambiguously.
Within the compatible readings che following distincrion is made: 'H ere
there are a) those that are forced by a marking that is readable, visible, perceptible or audible within a texr, and b) those that are optionally added by an
interprerer a nd of w hich it may be said that their assertion m ay, but does not
have ro, ind icare sorne fact' (Ocvcrmann 1996: 103). Read ings of che second
category presenta nurnber of unresolvable pres umptions about alrernative possibilities. Whar cannot be resolved, however, is unproducrive in rhis form of
ana lysis. Such readings, moreover, ha ve a suggescive potential that distracts rhe
analysis from the more pressing possible meanings of a texr and should therefore be avoided.
The producriveness of objective herrncneutic interpretarion is crucia lly
dependenr on che appropriate use of contextua! knowledge. T he rnethod (as a
Kunstlehre ) in dicares ro rhe analysts how rhey should use the conrexrual knowledge tha r is availa ble ro thern. In rh is respect a d istinccion mus t be made
berween the process of 'd iscovery' and justifying the 'validi ry' of a reading. The
use, cherefore, 'of theorecical approaches that are as explicit as possible' (see
Oevermann et al. 1979: 392) is seen as highly desirable so long as such theories
do not run counrer ro general everyday knowledge. This applies ro che discovery procedure, whereas c hecking rhe validity of a reading is dererm ined
exclusivcly by t~e so-ca lled meaning-generating rules. This means thar concrete
examplcs of com exrs derived fro m the readings are used ro decide o n the possibi lity of rhe occu rrence o f suc h conrexrs . If we reduce it ro a formu la,
Oeverrna nn 's req uiremen t runs as foll ows: 'Use everyching thar is useful or
helpful in the discovery of readings that are compatible with a textual extraer,
and beware of using informarion about the externa! conrexr of a recorded
evem ro decide on the validiry of readings cha r are compatible wirh the text'
(Oevermann 1996: 101).
The knowledge we have a lluded to about the acn1al conrext can only be
taken into accounr after the fullest possible inrerpretarion of a textual sequence.
Otherwise access to la rent mea ning-srructures would be rendered impossible by
the limiratio n of compatible readings to those that are in accorda nce wi rh this
conrexrual knowlcdge. Any conrravenrion of this would mean, as a conscquence, that noth1ng ncw could be discovcrcd and rhat interpretaran would
become circular.
209
1
1
1
21 1
Oevermann, Ulrich (1983), 'Zur Sache. Ote Bedeutung von Adorno~ methodologischem Sclbst,crsrandnis fr die Begrundung cincr marerialen soziologtschen
Strukturanalyse', in Ludwig von Friedeburg & jrgen Habermas (eds), Adorno
Konferem: 198]. Frankfurt: Suhrkamp, 234-89.
14.8 LITERATURE
'~ETHODS
212
PARTTHREE
"..bo
Ir
NOTES
108-11).