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The Bobath concept is a problem-solving approach to the assessment and treatment of individuals
following a lesion of the central nervous system that offers therapists a framework for their clinical
practice. The aim of this study was to facilitate a group of experts in determining the current theoretical
assumptions underpinning the Bobath concept.A four-round Delphi study was used. The expert sample
included all 15 members of the British Bobath Tutors Association. Initial statements were identified
from the literature with respondents generating additional statements. Level of agreement was determined by using a five-point Likert scale. Level of consensus was set at 80%. Eighty-five statements were
rated from the literature along with 115 generated by the group. Ninety-three statements were identified
as representing the theoretical underpinning of the Bobath concept. The Bobath experts agreed that
therapists need to be aware of the principles of motor learning such as active participation, opportunities for practice and meaningful goals. They emphasized that therapy is an interactive process between
individual, therapist, and the environment and aims to promote efficiency of movement to the individuals maximum potential rather than normal movement. Treatment was identified by the experts as
having change of functional outcome at its center.
Introduction
The Bobath concept is a problem-solving
approach to the assessment and treatment of
individuals with disturbances of function, movement, and tone due to a lesion of the central nervous system (Raine, 2006). Based on the systems
approach to motor control, the concept offers
therapists working in neurology a framework
for their clinical practice (Raine, 2006). The
Bobath concept is the most commonly used
approach in the United Kingdom for the management of people with neurological problems
(Davison and Walters, 2000; Lennon, 2001).
Berta Bobath (1970) initiated the concept, and
her therapeutic developments revolutionized the
assessment and treatment of patients worldwide.
137
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138
postgraduate courses and not through the publication of literature, contributes to problems in
evaluating the theoretical framework of the
Bobath concept and encourages the misconception that the approach has not developed since
1990. Pomeroy and Tallis (2002) believe that to
improve the evidence base, there is a need to
define the current theoretical framework and
therapeutic interventions in enough detail for
their effectiveness to be evaluated. Both surveys
and focus groups have used experienced physiotherapists to identify the theoretical assumptions of the Bobath concept (Lennon, Baxter,
and Ashburn, 2001; Lennon and Ashburn,
2000). The information collected in these studies
was based almost entirely on individual therapists interpretations of information delivered
in postgraduate courses over different time periods. The aim of this study was to facilitate a
group of experts in determining the current
theoretical assumptions underpinning the
Bobath concept. An opportunity was also provided for the experts to identify statements that
were not representative of the Bobath concept.
Methodology
A four-round Delphi study was used to establish the level of consensus for a number of statements taken from the literature relating to the
theoretical assumptions of the Bobath concept
and to provide an opportunity for respondents
to generate additional statements (Raine,
2006). The Delphi is a method for structuring
group communication (Linstone and Turoff,
1975) that entails the distribution of a series of
questionnaires interspersed with controlled opinion feedback (Ziglio, 1996). On the basis that
they are responsible for disseminating the current understanding and practice of the Bobath
concept in postgraduate courses, the total membership of the British Bobath Tutors Association
(BBTA) was chosen as the experts in this study.
The experts were all physiotherapists who had
undergone extensive training in the Bobath concept and were qualified as International Bobath
Instructors to lead the teaching at either basic or
advanced course levels (IBITA, 2003). They
each retained a high level of patient contact
(minimum of 300 hours annually), in addition
to their teaching commitments. Their experience
Analysis
Content analysis was used to identify major
themes and descriptive statistics (percentage
and average and dispersion) to identify the level
of consensus and rank the statements in order of
preference. To achieve consensus, a level of 80%
of the respondents votes within either the
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Results
Statement generation
Eighty-five statements relating to the theoretical assumptions of the Bobath concept were
included in the first round. An additional 115
statements were generated in subsequent rounds;
102 of these were reworded versions of the original statements, and 13 were completely new.
Response rate
There was an 85.7% (12=14) response rate
achieved in the first round, with 93.3% (14=15)
in the second and third, and 92.9% (13=14) in
the fourth. There was one consistent nonresponder throughout the study.
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Discussion
Previous studies have collected the views of
neurological physiotherapists in an attempt to
identify the theoretical assumptions of the
141
Table 1. Statements representing the current theoretical assumptions of the Bobath concept.
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Abnormal coordination of movement patterns, poor balance, sensory deficits, and abnormal
tone are the main physical problems of people with hemiplegia.
Recovery of movement following brain injury occurs both proximally and distally.
Therapy aims to promote efficiency of movement to the individuals maximum potential rather
than normal movement.
Therapists need to be skilled in the analysis of normal movement.
In therapy there is a need to address the problem of an individuals specific ability to create tone
against gravity for the necessary postural stability on which selective movement is based.
Treatment aims to optimize postural and movement strategies to improve efficiency.
Therapists handling techniques give patients control over aspects of their stability and alignment
and guide them to achieve more efficient movement patterns.
Within therapy there is an emphasis on the patient learning to generate movements as efficiently
as possible.
If the CNS is damaged; it has to compensate; it is the therapists job to guide patients recovery
so that they can achieve their maximal functional potential within the constraints of the
damaged CNS.
A primary concern of the Bobath concept is the activation of the patient to overcome postural
hypotonia.
Therapists need to be skilled in movement analysis.
Selective movement of the trunk and limbs, both concentric and eccentric, are interdependent
and interactive with a postural control mechanism. Therefore, the recovery of selective
movement is a prerequisite for efficient postural control, alignment, and function.
Rehabilitation is a process of learning to regain motor control and should not be the promotion
of compensation that can occur naturally as a result of a lesion and also as a result of therapy.
Movements must be owned by the patient and be experienced both with and ultimately without
the handling of the therapist.
The Bobath concept directs treatment to overcome weakness of neural drive after an upper
motor neurons lesion, through selective activation of cutaneous and muscle receptors.
The therapist can only decrease compensation if patients are given control over their posture and
balance that is causing the compensation. Obviously, there may be many reasons interfering
with this such as sensory and perceptual problems.
Therapists both teach movements and make movement possible by using the environment and
the task appropriately.
Balance in individuals is achieved through improving their orientation and stability in relation to
postural control.
Movements may have to be cognitive (e.g., corticospinal system and the hand and during
initiation of goal-directed movements).
Patients should not be stopped from moving in a certain way unless they have been provided
with an alternate strategy, that achieves the same goal.
Table 1b. Normalizing tone
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Aim of treatment is to create the appropriate alignment of soft tissues and joints and to access
optimal muscle activation to achieve the functional task.
Hypertonicity is a combination of disinhibition, plastic reorganization, and mechanical changes.
Spasticity is difficult to quantify and is not universally understood to be the same by everyone.
(Continued)
142
Table 1. Continued.
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Bobath therapists seek to find the causal effect of associated reactions rather than merely
changing the pattern produced by the associated reaction.
Therapists emphasize the reduction of increased tone and facilitation of movement by cutaneous,
proprioceptive, and other handling techniques.
Therapists work on tone to improve movement not to normalize tone for its own sake.
Therapy addresses abnormal=inefficient stereotypical movement patterns that interfere with
function.
There may be an element of conscious control over muscle tone, but the aim is for patients to
develop control of their balance and movement on an automatic basis to initiate and control
functional movements.
Weight bearing can help normalize tone but only if the patient is able to adapt and change
muscular alignment actively.
A major treatment goal is to prevent the establishment of spasticity and maximize residual
function.
Patients may use associated reactions as a pathologic form of postural fixation when stability
cannot be accessed.
Aim is to control rather than inhibit associated reactions.
The significance of hypertonia varies considerably from individual to individual and so its
impact also varies.
Therapists do not normalize tone, but they can influence hypertonia at a nonneural level by
influencing muscle length and range.
Associated reactions are abnormal, stereotyped movement patterns of the affected side that are
involuntary and triggered in many ways.
Associated reactions are phasic contractions lacking a background of postural control.
Associated reactions interfere with the recovery of function and the ability to perform efficient
and effective movement.
Table 1c Function
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The therapist must address both the specific movement components of the task and the
functional activity to achieve goals.
A role of the therapist is to facilitate balance and selective movement as a basis for functional
activity and successful goal acquisition. Successful goal acquisition in a given task must then
be practiced to improve efficiency and promote generalization.
Therapy is aimed at giving the patient movement choices.
Therapy is based on the assessment of the patients potential.
The therapist should not stop the patient from walking; however where walking may be
detrimental to recovery, the patient may be advised to walk only with the appropriate
facilitation or walking aid.
Preparation is of no value in itself; it must be incorporated into functional activity.
In therapy normal movement is facilitated and must be put into a functionally relevant task to be
meaningful to the patient and promote carryover.
The therapists handling is modified as the individual achieves independence.
Treatment has change of functional outcome at its center.
Goals need to be realistic according to the clients potential and appropriate to the environment
encountered during daily life.
(Continued)
143
Table 1. Continued.
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If efficiency in the motor skill is inadequate, the individual may look at movement components
to improve skill (e.g., a tennis coach may encourage practice of a component to perfect the
tennis stroke).
Therapy is an interactive process between individual, therapist, and the environment.
As soon as patients are able to practice aspects of appropriate activity, this is encouraged as part
of their rehabilitation program.
The emphasis in treatment is on active participation of the patient on either an automatic or a
volitional basis or a combination of both.
Repetition is important in the consolidation of motor control, but it does not mean moving in
exactly the same way.
As part of the rehabilitation process, the therapist must consider the 24-hour management of the
patient and his=her way of life.
Patients should be given advice on how to move in between therapy sessions to achieve
carryover.
Preventative and promotive aspects of therapy need to be addressed.
The Bobath concept is goal oriented and task specific and seeks to alter and construct both the
internal (proprioceptive) and external (exteroceptive) environment in which the central
nervous system and therefore the person can function efficiently and effectively.
Therapists need to be aware of the principles of motor learning: active participation,
opportunities for practice, and meaningful goals.
For learning . . . relearning to occur, there needs to be the opportunity to practice.
Table 1f. Musculoskeletal system
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Altered muscle tone, changes in muscle length and alignment, muscle weakness and
incoordination may all limit functional recovery in patients following stroke.
Influencing muscle length and range enables improved alignment for more efficient muscle
activation and effective movement.
Body weight and gravity can be used to strengthen muscles as well as appropriate resisted
exercises.
Altered muscle tone, weakness, and altered viscoelastic properties may all impact the patients
ability to recover efficient movement.
Optimizing muscle length must incorporate the complex relationship of stabilizing and mobility
components.
(Continued)
144
Table 1. Continued.
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Selective and specific strength training may be part of treatment within the Bobath concept.
Muscles need sufficient activity to generate force for action.
Although strength of individual muscle groups is less important than their coordination in
patterns of activity, strength may still be an issue for efficient movement in some patients.
If weakness is seen as a lack of or reduced specificity of neuromuscular innervation, this is as
much a problem as muscle tone.
Table 1g. Sensory systems
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Specific stimulation may be necessary to promote localization of movement (e.g., fingers), but
sensory stimulation on its own is not the whole picture; it has to be combined with active
movement.
Ultimately, the therapist is aiming to reeducate the patients own internal referencing system to
provide accurate afferent input to give the patient the best opportunity to be efficient, specific,
and have movement choices.
At some stages of skill acquisition, somatosensory referencing may be emphasized over verbal or
visual feedback.
Table 1h. Neuroplasticity
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The CNS and neuromuscular system can adapt and change their structural organization in
response to intrinsic and extrinsic information (i.e., they are plastic).
Changes within the structure of the CNS can be organized or disorganized producing adaptive or
maladaptive sensorimotor behavior.
Plasticity underlies all skill learning and is a part of CNS function.
The cellular mechanisms that take place during the development, refinement, and relearning of
motor control can result in long- or short-term learning (i.e., carryover or no carryover).
The manipulation of information can directly affect a change in the structural organization of
the CNS through spatial and temporal summation and the facilitation of pre- and post-synaptic
inhibition.
Motor skill is based on reciprocal innervation and sequential activation of motor units giving
selectivity of movement control.
Therapy addresses the neuromuscular system, spinal cord, and higher centers to change motor
performance.
Therapy takes into account neuroplasticity, an interactive CNS, and our individual expression of
movement.
Neuroplasticity is a primary rational for treatment intervention.
Each individual patient is assessed in terms of their lesion, individual movement expression, and
potential to maximize his or her movement efficiency.
Table 1i. Additional therapies
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The Bobath approach can be complemented with other modalities and adjuncts such as
structured practice, use of orthotics and muscle strengthening.
Splinting and orthoses may be indicated to gain alignment or a good weight-bearing base for
improved proximal and truncal activity.
The Bobath therapist may use motor mental imagery as part of a patients home programme.
The Bobath concept utilises selective constraint through posturing a limb and=or through an
environmental support.
(Continued)
145
Table 1. Continued.
Therapists may use a treadmill and this could include facilitation to enable the most efficient
pattern.
Using other techniques in parallel, such as Maitland mobilisations, is compatible with the
Bobath Concept.
Restraint of the less affected body parts manually during a therapy session may be used to and
assist activation of the affected parts.
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Lightface statements indicate greater than 80% group consensus; those in bold indicate total consensus.
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Table 2. Statements taken from the literature, which the experts agree are NOT representative of the theoretical assumptions
of the Bobath concept.
Normal movement
. Therapy is aimed at the reeducation of normal movement.
Normal tone
. Patients needs to learn to consciously exert control over their muscle tone during activities of
daily living mainly by using reflex-inhibiting patterns or positions.
. Therapy focuses on the normalization of tone before active movement is facilitated.
. Reflex inhibitory and facilitatory strategies are used in the treatment of hemiplegic patients.
Function
. Patients are not encouraged to walk independently until they can walk with normal patterns
without increased spasticity.
Motor learning
. Unsupervised patient practice is strongly discouraged because the adoption of an incorrect
pattern of movement is deemed detrimental to rehabilitation.
Musculoskeletal system
. Body weight and gravity are used to facilitate normal movement but not to increase muscle
strength.
. Muscle tone is seen as a greater problem than weakness in patients following stroke.
. Therapists discourage resistive exercises in patients with hemiplegia.
. It is muscle coordination that is disturbed in stroke patients, not muscle strength.
Neuroplasticity
. Therapy does not take into account neuroplasticity, an interactive CNS, or our individual
expression of movement.
Additional therapies
. Therapists are unlikely to prescribe walking aids or orthotics to enable a patient to walk
independently more quickly because this may reinforce abnormal tone and movement,
thereby proving detrimental to recovery.
Lightface statements indicate greater than 80% group consensus; those in bold indicate total consensus.
The group concurred that associated reactions are abnormal, stereotypical movement
patterns of the affected side that are involuntary and triggered in many ways (Lennon,
1996). They are phasic contractions lacking a
background of postural control that interfere
with the recovery of function and the ability
to perform efficient and effective movement
(Lynch-Ellerington, 2000). The experts also
agreed that patients may use associated reactions as a pathologic form of postural fixation
when stability cannot be accessed. The aim in
therapy is to control rather than inhibit associated reactions.
A major treatment goal is not to reduce spasticity but to prevent its establishment and to
maximize residual function (Cornall, 1991).
Therapists address abnormal or inefficient
stereotypical movement patterns that interfere
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statements emphasized that the CNS is a complex organization of systems and subsystems
and the importance of the continuous interaction between the individual, environment and
the task (Shumway-Cook and Woollacott,
2001). The concept involves the whole patient,
their sensory, perceptual, and adaptive behavior
as well as their motor problems. The intervention process is individualized to the patients
bio-psycho-social needs. Unlike results of previous studies (Lennon, Baxter, and Ashburn
2001), the experts reported the importance of
an integrated neurological and muscular system
in movement control.
Motor learning (Tables 1e and 2)
Bobath proponents have been criticized in the
past for not integrating principles of motor
learning theories into their theoretical framework (Goodgold-Edwards, 1993; Lennon, 1996).
The experts strongly agreed that therapists need
to be aware of the principles of motor learning,
which include active participation, meaningful
goals, and opportunities for practice (BBTA,
2003). They believed that therapy is an interactive process not only between the individual
and the task (IBITA, 1999) but also the environment (Shumway-Cook and Woollacott, 2001).
Lennon (1996) stated that active participation
of the patient is on either an automatic or volitional basis in the Bobath concept. However,
the experts stated that it could also be a combination of both. Although the experts agreed
with IBITA (1999) that the individual focuses
on the goal rather than the specific movement
components of the task in the acquisition of
functional motor skill, they considered that,
more importantly, the therapist might identify
the movement components to improve ability
when the motor skill is inefficient.
The experts concurred with Lennon and
Ashburn (2000), who state that patients should
be given advice on how to move in between therapy sessions to achieve carryover and that
repetition is important in consolidation of motor
control, but this does not mean moving in
exactly the same way. They also agreed that
for learning or relearning to occur, there needs
to be the opportunity to practice (Mayston,
2001) and that preventative and promotive
aspects of therapy need to be addressed (IBITA,
1999). The experts disagreed with the suggestion
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148
149
Systems approach
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Motor learning
The Bobath concept is goal oriented and task
specific and seeks to alter and construct both
the internal (proprioceptive) and external
(exteroceptive) environment in which the
central nervous system and therefore the
person can function efficiently and effectively.
Therapists need to be aware of the principles
of motor learning: active participation,
opportunities for practice, and meaningful
goals.
Therapy is an interactive process between
individual, therapist, and the environment.
Plasticity underlies all skill learning and is a
part of CNS function.
As part of the rehabilitation process, the
therapist must consider the 24-hour
management of the patient and his=her
way of life.
Function
Treatment has change of functional
outcome at its center.
The therapist must address both the specific
movement components of the task and the
functional activity to achieve goals.
Goals need to be realistic according to the
clients potential and appropriate to the
environment encountered during daily life.
A role of the therapist is to facilitate balance
and selective movement as a basis for
functional activity and successful goal
acquisition. Successful goal acquisition in
a given task must then be practiced to
improve efficiency and promote
generalisation.
Movement analysis
Therapists need to be skilled in the analysis
of normal movement.
Altered muscle tone, changes in muscle
length and alignment, muscle weakness,
and incoordination may all limit
functional recovery in patients
following stroke
Selective movement of the trunk and limbs,
both concentric and eccentric, are
interdependent and interactive with a
postural control mechanism. Therefore,
the recovery of selective movement is a
prerequisite for efficient postural control,
alignment, and function.
In therapy there is a need to address the
problem of an individuals specific ability
to create tone against gravity for the
necessary postural stability on which
selective movement is based.
Therapy aims to promote efficiency of
movement to the individuals maximum
potential rather than normal movement.
(Continued)
150
Table 3. Continued.
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Adjuncts to treatment
The Bobath approach can be complemented with other modalities and adjuncts such as structured
practice, use of orthotics, and muscle strengthening.
Selective and specific strength training may be part of treatment within the Bobath concept.
Using other techniques in parallel, such as Maitland mobilizations, is compatible with the Bobath
concept.
Therapists may use a treadmill, and this could include facilitation to enable the most efficient
pattern.
Splinting and orthoses may be indicated to gain alignment or a good weight-bearing base for
improved proximal and truncal activity.
Restraint of the less affected body parts manually during a therapy session may be used to try to
assist activation of the affected parts.
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Conclusion
By using a four-round Delphi method and
expert panel, a number of theoretical assumptions
underpinning the Bobath concept were determined. Statements that the experts disagreed with
were also highlighted. Two specific features that
were consistently in contrast with statements in
the literature included the use of efficient movement compared to normal movement, and
the emphasis placed on the patient being in control
of their own movement, rather than dependent on
the therapist. It was evident from this study that
Bobath therapists need to be aware of principles
of motor learning, such as active participation,
opportunities for practice, and meaningful goals.
Therapy is an interactive process between the individual, therapist, and the environment. In therapy,
there is a need to address the problem of an individuals specific ability to create tone against gravity
for the necessary postural stability on which selective movement is based. The aim of therapy is to
promote efficiency of movement to the individuals maximum potential and has change of functional outcome at its center. The Bobath concept
can be complemented with other modalities and
adjuncts such as structured practice, use of orthotics, treadmill, restraint, and muscle strengthening.
This study provides a long-awaited snapshot
of the current theoretical assumptions, as identified by the members of BBTA. It is expected that
with advances in knowledge and research, the
Bobath concept and its underpinning theory will
continue to change. It is important that this basis
for therapeutic intervention is described and
updated to enable both clinicians and researchers
to evaluate advances in their clinical practice.
Acknowledgments
The author thanks British Bobath Tutors
Association and Ms. S. V. Smith, Principal
Lecturer, School of Allied Health Professions,
Leeds Metropolitan University.
151
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