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MEMS, Scaling, Isometric Scaling, Scaling Physical Laws, Behavior at


Large and Small Scales, MST, Micro, Nano Technology
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The Scaling of
Micromechanical Devices
by
William Trimmer

This material is adapted from the article Microrobots and


Micromechanical Systems by W. S. N. Trimmer, Sensors and
Actuators, Volume 19, Number 3, September 1989, pages 267 287, and other sources. The book "Micromechanics and MEMS"
has this and other interesting articles on small mechanical
systems; published by the IEEE Press, number PC4390, ISBN 07803-1085-3. A more detailed analysis of the scaling of
electromagnetic forces is given in the Appendix to Microrobots
and Micromechanical Systems.
A nice description of scaling is given in Trimmers Vertical
Bracket Notation in the book Fundamentals of
Microfabrication by Marc Madou, ISBN 0-8493-9451-1, CRC
Press 1997.

To design micromechanical actuators, it is helpful to understand how forces


scale. A simple notation for understanding multiple force laws and
equations is described below. This notation is used to describe how
different forces scale into the small (and large) domain.
This paper uses a matrix formalism to describe the scaling laws. This
nomenclature shows a number of different force laws in a single equation.
In this notation, the size of the system is represented by a single scale
variable, S, which represents the linear scale of the system. The choice of S
for a system is a bit arbitrary. The S could be the separation between the
plates of a capacitor, or it could be the length of one edge of the capacitor.
Once chosen, however, it is assumed that all dimensions of the system are

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equally scaled down in size as S is decreased (isometric scaling). For


example, nominally S = 1; if S is then changed to 0.1, all the dimensions of
the system are decreased by a factor of ten. A number of different cases are
shown in one equation. For example,

shows four cases for the force law. The top force law scales as S, next
scales as S squared or S2 (I hope this appears as S superscript 2 on your
screen, one never knows with the web), the next as S3, and the bottom as
S4. The scaling of the time required to move an object using these forces
is given as

The top element in equation 2 is S1.5. This is how the time scales when the
force scales as S1. The second element shows that t scales as S1 when the
force scales as S2. The third and forth element show how the time scales
when the force scales as S3 and S4 respectively. This notation is used
consistently throughout this paper. A dash [] means that this case does
not apply.

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This vertical bracket notation can be used for other scaling laws. For
example, if one had a desire the top element could refer to the case where
the force scales as S6. Or the top element could represent to the case where
the acceleration scales as S1, and the second element represent the case
where the acceleration scales as S2 , ... . These vertical brackets can be
defined for the convenience of the problem at hand. All that is needed is
the initial definition of what each element represents. (Equation 1 is this
definition in our present case.)
Magnetic Forces
This Section examines the scaling of magnetic forces caused by the
interactions of electrical currents. Three cases are examined: A) constant
temperature rise from the center to the exterior of the coil windings, B)
constant heat flow per unit surface area of the coil windings, and C)
constant electrical current density in the coil windings. Assumption A)
leads to forces that scale as S2, assumption B) leads to forces that scale as
S3, and assumption C) leads to forces that scale as S4. These three cases
are depicted in equation 2.5. The derivation of this force scaling requires a
bit of math and will not be given here. This derivation is given in the
appendix of Microrobots and Micromechanical Systems.

(I have no idea why my equation editor gives rounded brackets in the


equation above, instead of the square brackets I wish. Oh, well.)
The above force scaling is for the case of two electrical currents
interacting. As S decreases, these forces decrease because it is difficult to
generate large magnetic fields with small coils of wire (electromagnets).
However permanent magnets maintain their strength as they are scaled

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down in size, and it is often advantageous to design magnetic systems that


use the interaction between an electromagnet and a permanent magnet. In
the discussion below the scaling between two electromagnets will be given
in square brackets [ Sn ], and the scaling between a permanent magnet and
an electromagnet will be given in curly brackets { Sn }.
Case C) Here the current density J is assumed to be constant or J = S0, and
hence a wire with one tenth the area carries one tenth the current. The heat
generated per volume of windings is constant for this case. The force
generated for this constant current case scales as [ S4 ] { S3 }, i e., when the
system decreases by a factor of ten in size, the force generated by two
interacting electromagnets decreases by (1 / 10)4, or a factor of ten
thousand. Clearly this is not a strong micro force. (However, on the
galactic scale, magnetic forces become truly impressive. Looking at the
spiral arms of the S and SB galaxies, I wonder how these large magnetic
fields effect the complex twisting of galactic matter.)
Case B) Since heat can be more easily conducted out of a small volume, it
is possible to run isolated small motors with higher current densities than
assumed above. However, increasing the current density makes the motors
much less efficient. (Note, electronics is usually much more wasteful of
power than the micromechanical components, and the power used by the
motor is often insignificant.) If the heat flow per unit surface area of the
windings is constant, the current density in the wires scales as J = S-0.5
This increase in current density for small systems increases the force
generated, and the force scales as [ S3 ] { S2.5 } .
Case A) A third possible constraint on the magnetic system as it is scaled
down is the maximum temperature the wire and insulation can withstand.
If the system parameters are scaled so that there is a constant temperature
difference between the windings and surrounding environment, then the
current density scales as J = ( S-1 ) and the force scales as [ S2 ] { S2 } As
will be discussed later, forces that scale as ( S2 ) are useful in small
systems. Hence in many micro designs, it may be advantageous to use the
aggressive increase in current density assumed in case A.
In summary, the currents required for the different force laws scale as:

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These current scaling are the result of the assumptions in Case A, Case B,
and Case C) and generate the forces:

In designing micro electromagnets, one must also consider


electromigration. At high current densities, tiny wires are deformed by the
current and the wire can break. For example thin aluminum interconnects
at current densities higher than 5 x 105 A/ cm2 show the development of
voids and hillocks which can lead to coil failure. The temperature,
composition and length of time the conductor is used have a large effect on
the electromigration. (References: [1] A.Scorzoni et al., "Non-Linear
Resistance Behavior in the Early Stages and After Electromigration in AlSi lines", J. Appl. Phys., 80 (1), p.143 (1996). and [2] A.Scorzoni, I.De
Munari and H. Stulens, "Non-Destructive Electrical Techniques as Means
for Understanding the Basic Mechanisms of Electromigration", MRS
Symposia Proceedings, Vol.337, pp.515--526 (1994).)
Electrostatic forces
Electrostatic actuators have a distinguished history, but are not in general
use for motors. (If you can, get a copy of the delightful book by O. D.
Jefimenko, "Electrostatic Motors," Published by Electret Science Company,

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Star city, 1973. It is difficult to find, but contains beautiful illustrations of


early electrostatic motors.) Electrostatic forces, however, become
significant in the micro domain and have numerous potential applications.
The exact form of the scaling of electrostatic forces depends upon how the
E field changes with size. Generally, the breakdown E field of insulators
increases as the system becomes smaller. Two cases will be examined here:
(1) constant E field ( E= S0 ); and (2) an E field that increases slightly as
the system becomes smaller (E = S-0.5 ). This second case exemplifies the
increasing E fields one can use as the system is scaled down. (An early
paper by Paschen discusses the increase in the breakdown E field as a gap
becomes smaller. F. Paschen, Uber die zum Funkenubergang in Luft,
Wasserstoff and Kohlensaure bei verschiedenen Drucken erforderliche
Potentialdifferenz. Annalen der Physick, 37:69-96, 1889. Also Marc
Madou's book "Fundamentals of Microfabrication" has a description and
plot of Paschen's curve on page 59.)
For the constant electric field ( E = S0 ) the force scales as S2 When E
scales as S-0.5 , then the force has the even better scaling of F = S1 . When
the size of the system is decreased, both of these force laws give increasing
accelerations and smaller transit times.

Other forces
There are several other interesting forces. Biological forces from muscle
are proportional to the cross section of the muscle, and scale as S2
Pneumatic and hydraulic forces are caused by pressures (P) and also scale
as S2. Large forces can be generated in the micro domain using pressure
related forces. Surface tension has an absolutely delightful scaling of S1 ,
because it depends upon the length of the interface.
The unit cube
Below is a discussion of how the above force laws affect the acceleration,
transit time, power generation and power dissipation as one scales to
smaller domains. In going from here to there as quickly as possible with a
certain force, one wants to accelerate for half the distance, and then

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decelerate. The mass of the object scales as S3 (density is assumed to be


intensive, or to not change with scale). Now the acceleration is given by
equations of dynamics as:

and the transit time is:

where SF represents the scaling of the force F. Here only the time to
accelerate has been calculated, but an equal time is needed to decelerate,
and both these times scale in the same way. For the forces given in equation
(1), the accelerations and transit times can be expressed as

and

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Even in the worst case, where F = S4 (the bottom element), the time
required to perform a task remains constant, t = S0 , when the system is
scaled down. Under more favorable force scaling, for example, the F = S2
scaling case, the time required decreases as t = S1 with the scale. A system
ten times smaller can perform an operation ten times faster. This is an
observation that we know intuitively: small things tend to be quick.
Inertial forces tend to become insignificant in the small domain, and in
many cases kinematics may replace dynamics. This will probably lead to
interesting new control strategies.
Power generated and dissipated
As the scale of a system is changed, one wants to know how the power
produced depends upon the force laws. For example, consider the unit cube
above, which is first accelerated and then decelerated. The power, P, or the
work done on the object per unit time is

The scaling of each of the terms on the right is known.

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The power that can be produced per unit volume ( V= S3 ) is

When the force scales as S2 then the power per unit volume scales as S-1 .
For example, when the scale decreases by a factor of ten, the power that
can be generated per unit volume increases by a factor of ten. For force
laws with a higher power than S2 , the power generated per volume
degrades as the scale size decreases. There are several attractive force laws
that behave as S2, and one should try to use these forces when designing
small systems. (Please remember, these force laws depend upon general
assumptions, there is always room to be clever.)

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For the magnetic case, one may be concerned about the power dissipated by
the resistive loss of the wires. The power due to this resistive loss, PR, is

where A is the cross section of the wire, (rho) is the resistivity of the wire,
and L is the length of the wire. This gives

where (A L) is the volume. The resistivity scales as S0 and the volume


scales as S3 and from equation (3) above,

Hence the power dissipated scales as:

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and the power per unit volume is:

For the magnetic case A) where force scales as S2, the power that must be
dissipated per unit volume scales as S-2 , or, when the scale is decreased by
a factor of ten, a hundred times as much power must be dissipated within a
set volume. This magnetic case is bad if one is concerned about power
density or the amount of cooling needed. If power dissipation or cooling
are not a critical concern, then this scaling case produces more substantial
forces. In the future, superconductors may give us stronger micro
electromagnets.
Summary of the scaling results
The force has been found to scale in one of four different ways: [ S1 ] ,
[ S2 ] , [ S3 ] , and [ S4 ] . If the scale size is decreased by a factor of ten,
the forces for these different laws decrease by ten, one hundred, one
thousand, and ten thousand respectively. In most cases, one wants to work
with force laws that behave as [ S1 ] or [ S2 ] . The different cases that
lead to these force laws, the accelerations, the transit times, and the power
generated per unit volume are given below.

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and

For the force laws that behave as [ S1 ] or [ S2 ] , the acceleration increases


as one scales down the system. The power that can be produced per unit

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volume also increases for these two laws. The surface tension scales
advantageously, [ S1 ] , however, it is not clear how to use this force in
most applications. Biological forces also scale well, [ S2 ] but may be
difficult to implement. Electrostatic and pressure related forces appear to be
quite useful forces in the small domain.

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