Escolar Documentos
Profissional Documentos
Cultura Documentos
DOI 10.1007/s10551-009-0144-7
Springer 2009
Cam
Caldwell
Cheating in higher education is rampant and students of business are among the most dishonest,
declared Levy and Rakovski (2006, p. 736) in an article summarizing the state of academic dishonesty in
business schools. Within a business environment described as a dynamic, turbulent, even chaotic world,
(Cameron, 2003, p. 190), business schools are struggling to train their graduates to be both ethical (Boyle,
2004) and competent (Mintzberg, 2005). The problem of academic dishonesty is a worldwide problem with
Callahan (2004) calling American society the cheating culture and with high percentages of students
admitting to cheating in countries other than the United States as well (Baty, 2007; DeLambert et al., 2005;
Lin and Wen, 2007; Rawwas et al., 2007). Business faculty are seeking to inculcate a moral perspective into
their students (Brady and Hart, 2007) in a society which has seen ethical debacles at Enron, Arthur
Andersen, and WorldCom as well as more recent examples involving morally questionable decisions in
both the banking and insurance industries. Emphasizing moral conduct seems incredibly important at
business schools where McCabe et al. (2006, p. 299) report that in a recent study 56% of graduate students
and 47% of undergraduates admitted to engaging in some form of cheating or questionable
behavior.
The Academy of Management has revised its
Code of Ethics and created an Ethics Ombudsperson (Henderson, 2007); the accrediting body for business
schools, the AACSB has updated its ethics standards for business schools (Kennedy and Horn, 2007); and
business scholars have advocated the importance of giving increased emphasis to moral standards for their
students a way out of the morass (Locke, 2006, p. 324). Nonetheless, the public continues to view
business leaders with distrust (Harwood, 2002). Research by numerous scholars has demonstrated that
adopting honor codes can be effective in reducing cheating within some academic settings (Trevino et al.,
1998), but even highly regarded business schools have found that adopting an honor code is not enough to
eliminate academic dishonesty (Damast, 2008; Rawe, 2007) with some schools adopting a dont ask, dont
tell policy in acknowledging that a cheating problem may actually exist within their university walls
(Damast, 2007).
The purpose of this article is to describe the efforts being made to improve academic integrity at some
universities and to provide a ten-step model to guide business schools that wish to implement an improved
academic integrity program. We begin this article by reviewing the scholarly research related to academic
dishonesty. Gleaning insights from this literature, we propose ten factors that we suggest can help business
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schools to develop a practical and integrated academic integrity program. We conclude by identifying how
our article contributes to the academic and practitioner literature.
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Cam Caldwell
the duties that they owe to others with whom they hold a unique relationship, to self, to a higher power, or to
society (Caldwell and Hayes, 2007).
The teaching of business ethics has been addressed by a variety of studies (Bean and Bernardi, 2007;
Beauvais et al., 2007; Gonin, 2007; Poff, 2007), with scholars (Boyle, 2007) and practitioners (Krehmeyer,
2007) debating the most effective approach to influencing behaviors about moral conduct. Penn and Collier
(1985) advocated the teaching of moral reasoning more than 20 years ago and recommended that this
teaching utilized Kohlbergs moral reasoning model. Trevino and McCabe (1994, pp. 406, 408) argued that
academic training should include guidance concerning the norms of appropriate conduct in a business
management context (italics in the original) suggesting that an ethics curriculum required extensive
discussion of moral dilemmas that lasted from four to twelve weeks. This ethics training would
incorporate wrestling with problems that lead a student to question his or her own reasoning, and consider
the next higher reasoning stage thereby restructuring cognitive patterns and moral development (Trevino
and McCabe, 1994, p. 407). Trevino and McCabes (1994) model attempts to integrate moral reasoning with
an in-depth application of the impact of decisions, rather than a purely cognitive approach that viewed ethical
decisions as the application of a conceptual theoretical model. Badaracco (1997) and Hosmer (2007) have
also framed moral decision making in context with complex ethical dilemmas that required an
acknowledgement that the impact of choices and their consequences are neither simple nor universally
beneficial. Although a variety of models for teaching ethics have been utilized, a critical factor in assessing
each of those models needs to include the degree to which the models require students to thoughtfully assess
the ultimate consequences of their choices.
Ashworty and Bannister (1997) confirm the importance of creating an integrated educational experience
that communicates to students that they are part of a larger academic community and that emphasizes the
obligations owed to society. Chapman et al. (2004) noted that creating cultural norms was achieved by a
multi-faceted approach to academic integrity. Eastman et al. (2006) emphasized the importance of creating
personal relationships between faculty and students at the departmental level while combining a wellreasoned approach to both educating students about the importance of ethical conduct and enforcing
academic honesty standards. Caldwell and Jean (2007) suggested that business schools must clearly focus on
their mission and purpose and integrate best practices of other successful programs if they are to change the
culture of dishonesty that exists at many business schools.
Creating a new model
Although the problem of academic dishonesty has been addressed in hundreds of articles (CAI, 2007), the
incidence of academic cheating persists, even at some of the best universities, despite concerted efforts to
emphasize academic integrity (Embleton and Helfer, 2007; Rawe, 2007). Incorporating the gleanings from
the extensive research about academic dishonesty with anecdotal evidence of successful elements of
programs that have brought fruitful results, we sought to develop a clear and relatively simple model that
could be helpful in assisting administrators and business faculties to create a new model for improving
academic integrity within their own schools. The process of researching the literature to develop this model
is eminently practical and consistent with the expectations of academic scholars, although the diversity of
thinking in academia allows for the critiquing of whatever model might be developed.
From a simply practical perspective, we have developed a framework that is intended to allow other
academicians and administrators to select the elements of this model, which they think apply best to their
circumstances cautioning those who modify key elements to remember that an incremental approach to
implementing change is often less effective than a systemic and holistic effort (cf. Pfeffer, 1998). In deciding
to implement this model, university faculty and administrators may wish to benchmark the current attitudes
of their own colleagues and students about the factors identified in this article. A comparison of perceptions
prior to and after the implementation of this ten-step model may be helpful in assessing the value of this
model and in identifying where additional improvements can be made.
We propose a ten-step model to integrate the best insights of scholars and practitioners. As Schein (2003, pp.
2528) has noted, organizations are most effective in achieving results when their cultures reflect alignment
between the actions, espoused beliefs, and core assumptions of leaders. Dufresne (2004) had emphasized that
creating an integrated and aligned culture requires the dynamic involvement of all the participants in an
action-learning process. The model that we propose reflects Dufresnes thinking and includes a significant
role for students, faculty, and administrators.
(1) Articulation of a clear purpose and mission. Establishing clear objectives for an academic integrity
program is consistent with the best practices of management, and can help build shared ownership so
critical to the success of a change in organizational culture (Schein, 2003). Clear direction and
commitment to an academic integrity program ultimately begins with the top administrators of a
university and a business school (Gallant and Drinan, 2006b). Procario-Foley and Bean (2002)
suggested that the values and mission statement of a university are the foundation of a successful
ethics initiative. Derby (2006) noted that a clear statement of purpose and the creation of support
systems to address inappropriate conduct has been a key factor for the success of the academic
integrity program at the Air Force Academy. After surveying academic institutions about academic
integrity programs, Gallant and Drinan (2006b, p. 66) concluded that in order for academic integrity
to stick in the fabric of an organization, there must be structures, procedures, and symbols that all
support the enactment of academic integrity.
(2) Orientation and training of faculty. The effective orientation and training of faculty as to the desired
outcomes of an academic integrity program can be facilitated by sharing information contained in the
academic literature. Since business faculty are very familiar with the academic research literature,
much of the preparation for that orientation can take place most effectively by providing copies of
articles, power point summaries, and well-crafted written materials prior to a formal faculty meeting
to prepare faculty for a discussion of the elements contained in a proposed program. This material
should include the rationale for adopting a comprehensive systemic program rather than incremental
pieces. Faculty attitudes toward cheating, the enforcement of university policies related to cheating,
and the efforts that faculty members make to create a personal connection with students are
significant factors that affect the likelihood of students cheating (Simon et al., 2003). Academic
integrity encompasses five fundamental values: honesty, trust, fairness, respect, and responsibility
(CAI, 2007). Incorporating those five values into the creation of a successful program to create a
culture that discourages academic dishonesty requires the commitment of an entire faculty who
believe that their efforts will be supported by their administrators. Simon et al. (2004) reported that
students are more likely to report cheating when they believe that faculty genuinely cared about them
as learners and when they believed that faculty members were not likely to ignore the occurrence of
cheating. The effective direction of organizational leaders is a critical element in establishing and
following up on an ethics initiative, and administrator support of faculty enforcement efforts helps
build faculty commitment and trust in the academic integrity program (Weber, 2006).
(3) Explanation and clarification of current policies. Widespread communication of all elements
of an ethics program at every opportunity available is an important part of establishing
understanding and commitment about an ethics program, especially at its outset (Weber, 2006, p.
35). Students are often confused as to what constitutes appropriate and inappropriate academic
conduct. Because many students are not well prepared for the rigors of university-level academic
assignments, Sileo and Sileo (2008) have suggested that faculty need to help students to (1) learn
how to properly conduct research, (2) identify what constitutes appropriate and inappropriate use of
the words and ideas of others, and (3) understand where to go for assistance in writing at the
university level. Aluede et al. (2006) have noted the important role of faculty in academic advising in
explaining academic integrity policies, particularly to international students. Kennedy et al. (2008)
noted that student views about academic conduct, ranging from making up references in an article to
attempting to put pressure on professors about a grade, influenced their decision to cheat. Kennedy et
al. (2008) also confirmed the importance of (1) being clear with students about what constitutes
inappropriate conduct; and (2) establishing control systems in the classroom that demonstrated that
Cam Caldwell
inappropriate conduct would be discovered and penalized. Faculty and administration leaders need to
clearly explain the many types of academic dishonesty and communicate to students how they will
ensure that conduct will be monitored.
(4) Implementation of a realistic process for addressing violations. Sharkey and Culp (2005, p. 104)
explained that [m]any educators are neither sure nor comfortable with how to deal with plagiarism
and other forms of academic dishonesty. An academic honesty policy and an enforcement process that
is realistic and fair to all parties is a critical element for business schools seeking to prevent academic
dishonesty or to confront it when it occurs. A fair policy clearly articulates the consequences of
cheating
and the due process provided to students (Edgren and Walters, 2006). Bell (2005) found that a
facilitated discussion process that provided a timely and responsive approach to dealing with incidents
of student dishonesty improved the willingness of faculty members to report student misconduct and
provided students with reasonable due process while de-escalating the legalistic nature of the process.
Morrow (2008) described the effectiveness of a student-run honor court at the University of North
Carolina that hears all charges of academic misconduct. Because many university faculty members are
also from countries other than the United States and may have differing cultural backgrounds about
cheating and academic dishonesty (Caldwell et al., 2007), efforts must also be made to ensure that all the
faculty members understand the academic integrity program and are committed to its enforcement. Both
Bell (2005) and Morrow (2008) implicitly emphasize that the approach to enforcement contains complex
legal issues and due process concerns that require administrative buy-in to emphasize that the goal of
academic integrity is to teach compliance with ethical standards rather than to emphasize the punishment
of offenders.
(5) Attainment of student ownership. Bolin (2004) found that attitudes toward academic dishonesty
mediated the relationship between perceived opportunity and the decision to cheat. Research by Klein
et al. (2007) found that the definition of cheating held by business students is more lax than the
definition of cheating held by other professional students. Asking students to affirmatively pledge to
support an honor code and to refrain from unethical conduct is perceived by many universities to
personalize the individual responsibility of each student and to thereby increase compliance.
Duquesne University is just one of many universities that asks students to sign a statement affirming
that they have read, understand, and will abide by its honor code (Weber, 2006). Involving students in
the adjudication of complaints about ethical misconduct is also an approach that has worked
effectively at major institutions (Morrow, 2008). Many undergraduate and graduate business
programs include students from cultures other than the United States who have differing attitudes
about cheating (Flynn, 2003). American universities need to not only articulate the specific
expectations that they have about academic integrity, but also clearly communicate what they require
of international students with regard to plagiarism, testing behaviors, and other performance factors
and ask those students to make the commitment to honor the universitys academic integrity policy
(Magnus et al., 2002).
(6) Empowerment of students in education and enforcement. Clearly explaining university policies about
plagiarism and carefully articulating the many types of inappropriate academic conduct are critical
tasks in educating students and enforcing academic integrity policies (Sharkey and Culp, 2005) and
tasks are made easier when student peers participate in and support this communication effort (Crown
and Spiller, 1997). McCabe et al. (2003, p. 369) reported that 81% of faculty in universities with
honor codes believe that students should be involved in handling cheating incidents. Research
suggests that students who identify strongly with a university are less likely to cheat than those who
have a lower sense of personal identification. Kohlberg (1985) had suggested that moral communities
provide conditions that encourage moral behavior and encouraged universities to involve students in
playing an active role in the development of policies and rules to create a just environment. Crown
and Spiller (1997) noted that student involvement in policy development is an important factor in
successfully implementing a program to increase academic honesty.
(7) Maintenance of dialogue with stakeholders. Several scholars have suggested that an effective
academic integrity program requires the shared commitment of faculty, administrators, the business
community, and students working together (Alschuler and Blingling, 1995; Havnes, 2004; Leonard
Cam Caldwell
sustainable culture. Duquesne University noted that a commitment to constant review, reflection,
and modification as part of an ongoing continuous improvement process was one of six key lessons
learned in implementing a change in its ethics culture (Weber, 2006). Gambescia (2007) has also
advocated an ongoing annual review of the process used for monitoring programs to promote
academic honesty. Wood and Warnken (2004) have emphasized the importance of an integrated
approach that monitors outcomes, continually evaluates results, and develops a community
partnership for continuous improvement. Granitz and Loewy (2007) have suggested that an effective
academic integrity program will clearly communicate results to faculty, students, and administrators
involved and use that information to refine efforts to reduce dishonesty.
Although this ten-step model is comprehensive, the nature of the academic dishonesty problem that exists at
universities seems to merit a comprehensive effort if a business school is going to seriously address this
growing problem (McCabe et al., 2006). Incremental or ad hoc efforts that send an unclear message to
students about the universitys commitment are unlikely to change a culture (Schein, 2003).
In contemplating the challenges associated with implementing this ten-step model, many universities and
business schools may see the creation of an academic integrity program to be a daunting task that requires
additional faculty time, the commitment of scarce resources, and the involvement of students and community
leaders. The creation of an academic integrity program, admittedly, has its costs, but those costs should be
weighed against the duties owed by business schools to their students, to society, to the business profession,
and to their own universitys reputation if former students are found to violate the moral standards of society
as future business leaders.
Conclusion
Taylor-Bianco and Deeter-Schmelz (2007, p. 82) have written, If academics are to influence student values
positively and create a new class of ethical corporate citizens, we must understand how to instill in our
students a strong sense of ethics. Creating that sense of ethics demands that faculty and administrators
clearly understand the root causes of academic dishonesty (Strom and Strom, 2007), the cultural elements
that communicate the values of the organization (Marnburg, 2000; McCabe et al., 2006), the reinforcing
systems that demonstrate the organizations commitment to creating a culture of integrity (Weber, 2006), and
the mechanisms that deter and detect academic dishonesty (McCabe et al., 2002).
In writing about the moral duties of leaders in the modern organization, Lennick and Kiel ( 2008, p. 209)
suggest that the obligations owed to stakeholders encompass three levels of responsibility: (1) the
responsibility to do no harm, (2) the responsibility to add current value, and (3) the responsibility to add
future value. Business schools that clearly communicate to their students the value of personal integrity and
the folly of academic dishonesty begin to honor these three moral obligations. Faculty members that
overlook academic cheating to avoid the work required to follow through on academic discipline are
violating a broad variety of stakeholder duties (Caldwell et al., 2007) including duties owed to their schools
(Caldwell et al., 2005), to their students (Granitz and Loewy, 2007), to students future employers (Brubaker,
2003; Nonis and Swift, 2001; Sims, 1993), and to the community at large (Boyle, 2004; Caldwell and Boyle,
2007; Swift and Nonis, 1998). It is important to note that university faculty and administrators who fail to
instill principles of academic integrity in their students implicitly contribute to the cheating culture.
Creating an academic culture that incorporates the above ten steps requires a visionary administration that
understands the importance of system reinforcing cultural factors (Schein, 2003) that are essential to aligning
practices with principles and actions with ideals. The failure of business leaders to understand and to follow
moral principles typified by Enron, WorldCom, and a host of other notable examples affirms the need to
address the importance of moral conduct in instructing future business leaders how to make ethical decisions
in honoring duties to stakeholders. The evidence from studies by highlyregarded scholars (Etter et al., 2006;
McCabe and Trevino, 1993) and commentaries from news analysts (Merritt, 2003; McLean and Elkind,
2003) confirm the importance of practitioners and business students understanding and applying ethical
concepts, and the correlation between moral conduct and understanding moral principles. As academic
administrators and business school faculty contemplate the problems implicit in the dishonesty prevalent in
todays business schools, the ten-step model identified herein can become a useful tool in creating a culture
of academic integrity and in influencing the future behavior of tomorrows business executives.
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