Escolar Documentos
Profissional Documentos
Cultura Documentos
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10.1057/9780230246973preview - Realism and the Audiovisual Media, Edited by Lcia Nagib and Ceclia Mello
and
Ceclia Mello
10.1057/9780230246973preview - Realism and the Audiovisual Media, Edited by Lcia Nagib and Ceclia Mello
Lcia Nagib
Introduction, selection and editorial matter Lcia Nagib and Ceclia Mello 2009
Individual chapters contributors 2009
All rights reserved. No reproduction, copy or transmission of this
publication may be made without written permission.
Any person who does any unauthorized act in relation to this publication
may be liable to criminal prosecution and civil claims for damages.
The authors have asserted their rights to be identified
as the authors of this work in accordance with the Copyright, Designs
and Patents Act 1988.
First published 2009 by
PALGRAVE MACMILLAN
Palgrave Macmillan in the UK is an imprint of Macmillan Publishers Limited,
registered in England, company number 785998, of Houndmills, Basingstoke,
Hampshire RG21 6XS.
Palgrave Macmillan in the US is a division of St Martins Press LLC,
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Palgrave Macmillan is the global academic imprint of the above companies
and has companies and representatives throughout the world.
Palgrave and Macmillan are registered trademarks in the United States,
the United Kingdom, Europe and other countries
ISBN-13: 978-0-230-57722-0
hardback
This book is printed on paper suitable for recycling and made from fully
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List of Illustrations
vii
Notes on Contributors
ix
Acknowledgements
xiii
Introduction
xiv
Part I
Theorizing Realism
20
31
47
63
85
96
108
119
135
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Contents
Contents
152
164
175
193
210
224
235
Index
248
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vi
1.1
14
1.2
15
1.3
17
2.1
23
2.2
24
3.1
40
3.2
42
3.3
44
4.1
58
4.2
58
4.3
59
5.1
66
5.2
68
5.3
78
5.4
78
5.5
79
6.1
89
90
6.2
8.1
109
113
9.1
Russian Ark
121
9.2
Russian Ark
124
9.3
Russian Ark
125
8.2
141
vii
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List of Illustrations
List of Illustrations
146
148
158
158
158
182
184
186
188
by Shisso Production
196
by Shisso
by Shisso Production
198
201
206
214
216
by Globo Comunicao e
219
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viii
Notes on Contributors
Mary Ann Doane is George Hazard Crooker Professor of Modern Culture and
Media at Brown University. She is the author of The Emergence of Cinematic
Time: Modernity, Contingency, the Archive (Harvard University Press, 2002),
Femmes Fatales: Feminism, Film Theory, Psychoanalysis (Routledge, 1991) and
The Desire to Desire: The Womans Film of the 1940s (Indiana University Press,
1987). She has published a wide range of articles on feminist film theory,
sound in the cinema, psychoanalytic theory, television, and sexual and
racial difference in film. Currently, she is researching the use of the close-up
in film practice and theory.
Thomas Elsaesser is Professor of Film and Visual Culture at the University
of Amsterdam. His book publications include, among others, New German
Cinema: A History (1989), Early Cinema: Space Frame Narrative (1990), Fassbinders
Germany (1996), A Second Life: German Cinemas First Decades (1996), Cinema
Futures (1998, with Kay Hoffmann), Weimar Cinema and After (2000), Metropolis
(2001), Filmgeschichte und frhes Kino (2002), Kino der Kaiserzeit (2002, with
Michael Wedel), Studying Contemporary Film (2003, with Warren Buckland),
Harun Farocki Working on the Sightlines (2004), European Cinema: Face to Face
with Hollywood (2005), Terror und Trauma: die Gewalt des Vergangen in der BRD
(2007) and Filmtheorie: zur Einfhrung (2007, with Malte Hagener).
Armida de la Garza joined the Department of Hispanic and Latin American
Studies at the University of Nottingham, UK, in 2004. Since 2005 she has
been teaching in the Nottingham Ningbo Campus, China. Her research interests centre on film and its relation to cultural identity, especially national
identity, as well as on the links between documentary and diaspora. She is
the author of the book Mexico on Film (2006) and is currently working on
a collaborative research project entitled Transnational Cinema in Globalising
Societies: Asia and Latin America.
Leighton Grist is a senior lecturer in Media and Film Studies at the
University of Winchester, where he is Programme Director for the MA in
Film Studies. The writer of numerous articles published in edited collections
and journals, his output has included work on classical and post-classical
Hollywood, genre and matters pertaining to film theory, psychoanalysis and
gender. He is the author of The Films of Martin Scorsese, 196377: Authorship
ix
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Notes on Contributors
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xi
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Notes on Contributors
xii
Notes on Contributors
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in 1999. In 2000 he directed The Valley and Santa Cruz: Holy Cross, both made
in collaboration with journalist Marcos S Corra. In 2002, he directed Nelson
Freire, his first documentary for cinema. In 2004, he launched Intermissions,
a behind-the-scenes look at the election of Luiz Incio Lula da Silva, the
President of Brazil. In 2007 he directed Santiago.
The editors would like to thank, in the first place, the British Academy, for
having contributed substantial funds to the conference Realism and the
Audiovisual Media, held by the Centre for World Cinemas at the University
of Leeds, in December 2007. Many of the chapters included in this book
originated at this conference. Thanks are also due to the Leeds School of
Modern Languages and Cultures (SMLC) and its director, Mark Williams, as
well as the Louis le Prince Centre for Cinema, Photography and Television
and its previous and current directors, Graham Roberts and Simon Popple,
whose financial, intellectual and practical support were instrumental to the
success of the conference. We are also thankful to the SMLC for extending
its funding to this book. The Centre for World Cinemas staff and students,
and Paddy Power in particular, gave us invaluable help and organisational
backing. We are greatly indebted to those who granted us free use of pictures
in this book: Kim Ki-duk; Kramsie Productions Ltd; Praesens-Film, Zurich;
HBO; Andrew Repasky McElhinney; Trust Films; Emily Watson; BBC; Ken
Loach; Kazuo Hara, Sachiko Kobayashi and Shisso Production; VideoFilmes;
and Producciones Anhelo, S.A. de C.V. Thanks to Sarah Metcalf, Soh-youn
Kim and Dudley Andrew, we were able to resolve some thorny copyright
issues. Christopher White contributed excellent copy-editing work. Our
appreciation also goes to Christabel Scaife, our brilliant editor at Palgrave
Macmillan. Finally, our love goes to Stephen Shennan and Joo Lemos, our
unfailing companions.
xiii
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Acknowledgements
At the origin of this book are two recent phenomena: on the one hand, the
return of realist tendencies and practices in world cinema and television;
on the other, the rehabilitation of realism in film and media theory. This
book undertakes an in-depth though by no means exhaustive investigation of these phenomena, querying their origins, relations, divergences and
intersections from a variety of perspectives.
The trend widely perceived as world cinemas realist revival finds its
beginning in a post-postmodern era, kick-started in the mid-1990s by
movements such as Dogma 95 in Denmark, whose uncompromising realist project was famously expressed in a manifesto in the form of a Vow of
Chastity. Such movements, as pointed out by Anne Jerslev (2002, pp. 78),
signalled the end of irony and intertextuality, and the re-establishment of
moving images ties with objective reality. Just a few years earlier, Godard
had launched a typical postmodern take on realism with Germany Year 90
Nine Zero (Allemagne 90 neuf zro, 1991), bringing history and cinema back
to a new zero in reunified Germany by evoking, through a humorous pun,
Rossellinis neorealist milestone Germany Year Zero (Germania anno zero,
1947). Postmodern cinema was thereafter consecrated through the pastiche
style of the likes of Quentin Tarantino and David Lynch, and replicated
across the globe. The early 1990s postmodern style has, however, long
ceased to inflect the ways in which art cinema evolves Lynch himself has
been exploring the borderline between realism and fantasy in his digital
experiments, such as Inland Empire (2006). Instead it has been appropriated
by, and confined to, commercial productions, stretching from Hollywood to
Korea and Hong Kong, which, in lieu of narrative, rely almost exclusively on
the multiplication of attractions and special effects.
On the other hand, if the new cinemas that popped up across the world
from the mid-1990s, in Denmark, Brazil, Argentina, Mexico, Lithuania,
Russia and many other countries, are clear evidence of a return to the Real
to resort to Zizeks Lacanian vocabulary it is no less true that the historical
chain of realist film cycles has never really been disrupted (Elsaesser, in this
volume, actually defines world cinema of all times by its higher degree of
realism, as opposed to Hollywood). Since Italian neorealism, new waves,
partly or entirely committed to revelatory realism, have emerged in France,
Japan, Britain and India from the late 1950s, in Eastern Europe and Latin
America in the 1960s, and in Germany in the 1960s70s. When from the
mid-1980s storytelling, together with history and reality itself, were brought
under suspicion with the collapse of the socialist utopia, realism continued
xiv
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xv
to thrive, in minimalist form in Iran (Kiarostami, Makhmalbaf), as observational realism (Rawnsley, in this volume) in Taiwan (Hou Hsiao-hsien,
Edward Yang, Tsai Ming-liang), then in epic dimensions with Zhang Yimou
and Chen Kaiges early historical films, in China.
What seems to be the real novelty about the current world cinema trend
is its obstinate adherence to realism when all odds would point to its succumbing to the virtual lures of the digital. Instead, digital technology has
been more often than not resorted to as a facilitator of the recording of real
locations and characters, as well as a means to expand the application of
techniques traditionally identified with realism, such as the long take so
cherished by Bazin. The most notable example here is Sokurovs Russian Ark
(Russkiy kovcheg, 2002), a feature film shot entirely in a single take straight
onto hard-disk (see Strukovs chapter). Sokurovs tour de force, at least as
a premise, would fulfil Bazins most extravagant dreams of spatial continuity, which, as we know, was for him an indispensable realist requirement.
There is, of course, the question of whether digital manipulation inevitably
effaces the indexical trace from the moving image and its accompanying
sound, and we will return to this later. Let us for the moment retain the fact
that, be it on digital, super-16mm or 35mm, the long take, combined with
real locations and characters, has become a recurrent feature in the works of
contemporary world cinemas most creative directors, including names such
as Tsai Ming-liang (Taiwan/Malaysia), Carlos Reygadas (Mexico), Bla Tarr
(Hungary), Apichatpong Weerasethakul (Thailand), Jia Zhang-ke (China)
and Manoel de Oliveira (Portugal). Despite the often specialized audiences
this production attracts, it nonetheless signals a much wider reception trend
as reflected in the documentary boom in recent years, which has allowed
the genre to break away from its restricted distribution niche and go on to
win festivals such as Cannes and become box-office hits across the globe, as
Michael Moores case well illustrates. The same applies to television, whose
programming profile has radically changed in the past decade, to respond to
the huge and often baffling popularity of reality shows.
Realism rehabilitated
The question of realism permeates audiovisual media at all levels. In the
first place, as recording media, they entertain an unmediated (or ontological or indexical) relation with objective reality, as opposed to other
mimetic or representational arts (Kracauer, 1997; Bazin, 1967; Wollen, 1998;
Cavell, 1979). On the perceptual level, they also benefit from a surplus of
resemblance with the phenomenological world because of their unique
combination of movement and time, something that has been referred to
as an impression of reality (Metz, 1974; Baudry, 1986). On the other hand,
and regardless of their recording prerogatives, audiovisual media can affect
spectators through a reality effect by means of graphic representations able
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Introduction
Introduction
to cause physical and emotional impact even when resulting from animation or computer-generated images and sound (Black, 2002). Film practices
are often deemed realist when they operate on the confluence between
cinema and news media in general, and television in particular, so as to
share their immediacy and direct access to reality (see Mellos and Xaviers
chapters). Film currents and movements, in their turn, have often resorted
to realism as style, in order to reveal concealed or unknown political, social,
psychological or mystical dimensions of reality, such as French poetic realism in the 1930s, Italian neorealism in the 1940s and the various cycles of
new waves and new cinemas we have listed above. Finally, in the realm of
genre, disputable though the category of generic realism may be in fiction
film (see Baymans chapter on melodrama and realism), it is certainly the
issue at stake when it comes to documentary-making both for cinema and
television, including the ethical implications of dealing with, manipulating
and representing reality (see Salless and Myerss chapters). By surveying the
current state of the realist issue in theory and practice, this book intends to
address as many of these layers as possible, including hitherto little-explored
perspectives, such as the ways in which cinematic scale effects a sense of the
real and the unreal (Doane) and film as the production of reality (Nagib).
Identified as it is with the very nature of cinema, realism has underpinned
film theory from its inception, from Bla Balzs and Jean Epstein in the
1920s to Umberto Barbaro in the 1930s40s, and in particular after World
War II with Siegfried Kracauers and most notably Andr Bazins realist
theories. Based on a study dating back to 1945, Bazin published in 1958 his
foundational essay The Ontology of the Photographic Image, according
to which film, more than any other plastic arts, is destined to realism from
birth owing to its photographic basis, which enables a transfer of the reality
from the thing to its reproduction (Bazin, 1967, p. 14). In 1960, and unaware of Bazins work, Kracauer, in his book Theory of Film The Redemption
of Physical Reality, embraced the same principle by asserting that film, as
a photographic medium, is not only uniquely equipped to record and
reveal physical reality, but depends on and gravitates around it (Kracauer,
1997, p. 28). Films ontology has since become the focus of a number of
approaches (Cavell, 1979, Perez, 1998 and many others, as comprehensively
reviewed in Leighs chapter, apropos of Rohmer). The most influential of
these has no doubt been Wollens 1969 essay The Semiology of Cinema,
in which Bazins ontology is identified with the indexical sign, in Peirces
terms, for stressing the existential bond between sign and object (Wollen,
[1969] 1998, p. 86). Wollens point was certainly not to defend realism as
style, as Bazin had done, but to celebrate Godards self-reflexive cinema
as an expression of Peirces perfect sign, given that it allegedly presented
an equal amalgam of the symbolic, the iconic and the indexical, that
is to say conceptual meaning, pictorial beauty and documentary truth
(Wollen, 1998, p. 106). However, it was Wollens concept of indexicality that
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Introduction
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century realist novel on the basis of a narrative discourse that allows reality
to appear and denies its own status as articulation (MacCabe, 1974, p. 9).
His next move was to place neorealism on an equal footing to Hollywood
so as to reject both:
Introduction
xix
Along the same lines, would it not make sense to question the opposition
between Bazin and Brecht, as representatives respectively of realism and
anti-realism? For one thing, Brechts epic theatre was nothing but a realist
method, one concerned with the reality of the medium, rather than that of
the fable, as explained by Silberman in his chapter. And so was Bazins, with
his emphasis on showing rather than representing, on actors rather than
characters, on the contingent rather than narrative, and even on cinemas
impure nature which included the theatrical as one of its realist constituents. Bazins stress on ambiguity and openness, as opposed to an idea
of totality often attributed to him, has been the subject of re-evaluations
within the framework of a modernist project (see Trotter, 2006; and Grists
chapter) which is perfectly applicable to recent phenomena.
As we write this introduction, conferences and events worldwide are
marking the 50th anniversary of Bazins precocious death at a mere 40 years
of age. This volume is no less a tribute to the worlds most important thinker
of cinematic realism, as he is referred to in 8 out of 17 chapters, one of them
entirely devoted to him.
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Beyond the university, the broader culture that bubbles into journals and
now into websites has been awash with fresh feeling for Bazins value and
values. Is this due to the popularity of Roland Barthes beautiful and final
dirge, the 1980 La Chambre claire, a book that replays (without, however,
citing) so many of Bazins ideas and metaphors?
(Andrew, 2005, p. xxiii)
Introduction
Once the ban on realism was lifted, the index became so identified with
cinema itself that the emergence of the digital suddenly seemed to pose
a death threat to it. Miriam Hansen was quick to raise the alarm in her introduction to a 1997 edition of Theory of Film, Kracauers much battered (see
Andrew, 1976) and nearly forgotten defence of cinemas redemptive realism.
What Theory of Film can offer us today, she wrote, is not a theory of film in
general, but a theory of a particular type of film experience, and of cinema
as the aesthetic matrix of a particular historical experience (Hansen, 1997,
p. x). The reason for framing cinema within a limited historical period was
that, in Hansens view, current cinematic practices had ceased to function
exclusively on the basis of photographic traces and indexical contingency:
Digital technologies such as computer enhancement, imaging, and editing have shifted the balance increasingly toward the postproduction
phase. Not only can mistakes made during shooting be corrected and
recorded effects be maximized, but on the very level of production liveaction images and sounds can be generated independently of any referent in the outside world.
(Hansen, 1997, p. viii)
Commenting on Hansens assessment of Kracauer on the basis of the index, as
well as on Willemens notion of cinephilia, Mary Ann Doane then suggested:
[a] certain nostalgia for cinema precedes its death. One doesnt and
cant love the televisual or the digital in quite the same way. It is as
though the object of theory were to delineate more precisely the contours
of an object at the moment of its historical demise.
(Doane, 2002, p. 85)
David Rodowick, in his turn, saw the introduction of the digital technology
and its challenge to cinemas photographic basis as an ideal opportunity
to relaunch Bazins question: What is cinema? (2007, p. 9). For Rodowick,
a film such as Russian Ark cannot be characterized as an uninterrupted
sequence and not even as a film, given that it was subjected to extensive
postproduction manipulation (Rodowick, 2007, pp. 1649).
But we are now turning away from the debate on realism, which is by no
means restricted to the question of indexicality. Bazin himself had always
welcomed technological innovations in the realm of the audiovisual media,
as in his view they all pointed towards a single direction: the enhancement
of realism. Bazin is also behind current film theorys most influential figure,
Gilles Deleuze, whose monumental work on cinema, LImage movement
and LImage temps, published as early as 1983 and 1985 respectively, is still
triggering innovative approaches to the audiovisual media. Deleuze pays
allegiance to Bazin, in the first place, by adopting his view of neorealism
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xxiv
Introduction
xxv
Andrew, Dudley (1976), The Major Film Theories: An Introduction. New York: Oxford
University Press.
Andrew, Dudley (2005), Foreword to the 2004 Edition, in Andr Bazin, What Is
Cinema?, vol 2, pp. xixxvi.
Barthes, Roland (1982), Camera Lucida. London: Vintage.
Bazin, Andr (1967), What Is Cinema?, vol 1, ed. and trans. by Hugh Gray. Berkeley/
Los Angeles/London: University of California Press.
Bazin, Andr (2005), What Is Cinema?, vol 2, ed. and trans. by Hugh Gray. Berkeley/
Los Angeles/London: University of California Press.
Baudry, Jean-Louis (1986), Ideological Effects of the Basic Cinematographic Apparatus;
The Apparatus: Metapsychological Approaches to the Impression of Reality in
Cinema, in Philip Rosen (ed.), Narrative, Apparatus, Ideology: A Film Theory Reader.
New York: Columbia University Press, pp. 286318.
Bazin, Andr (1997), Bazin at Work: Major Essays & Reviews from the Forties & Fifties, ed.
by Bert Cardullo, trans. by Alain Piette and Bert Cardullo. New York: Routledge.
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Carroll, Nol (1996), Prospects for Film Theory: A Personal Assessment, in David
Bordwell and Nol Carroll (eds), Post-Theory: Reconstructing Film Studies. Madison:
The University of Wisconsin Press.
Cavell, Stanley (1979), The World Viewed: Reflections on the Ontology of Film. Cambridge,
MA/London: Harvard University Press.
Deleuze, Gilles (1986), Cinema 1: The Movement-Image. London/New York: Continuum.
Deleuze, Gilles (1989), Cinema 2: The Time-Image. London: Athlone.
Doane, Mary Ann (2002), The Object of Theory, in Ivone Margulies (ed.), Rites
of Realism: Essays on Corporeal Cinema. Durham/London: Duke University Press,
pp. 809.
Hansen, Miriam (1997), Introduction, in Siegfried Kracauer, pp. viixlv.
Jerslev, Anne (2002), Introduction, in A. Jerslev (ed.), Realism and Reality in Film and
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Philip Rosen (ed.), Narrative, Apparatus, Ideology: A Film Theory Reader. New York:
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