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International Journal of Rheumatic Diseases 2016

ORIGINAL ARTICLE

Antineutrophil cytoplasmic antibody (ANCA) testing: Audit


from a clinical immunology laboratory
Sanat PHATAK, Amita AGGARWAL, Vikas AGARWAL, Able LAWRENCE and Ramnath MISRA
Department of Clinical Immunology, Sanjay Gandhi Postgraduate Institute of Medical Sciences, Lucknow, India

Abstract
Aim: Anti-neutrophil cytoplasmic antibodies (ANCA) are associated with small vessel vasculitis now termed
ANCA associated vasculitis (AAV). ANCAs are reported in diverse diseases where they have no clinical utility.
We carried out an audit in a clinical immunology laboratory and assessed if use of ordering practices could have
improved utility of ANCA.
Methods: All samples received for ANCA testing during 2014 were tested by indirect immunofluorescence (IIF)
and automated enzyme-linked immunosorbent assay (ELISA). Clinical records of all samples positive by one or
more assays were retrieved. We assessed the effect of applying proposed test ordering guidelines on performance
of the tests.
Results: Of 1590 samples, 108 (6.8%) had a positive result by at least one method. IIF showed perinuclear pattern in 72 (21 were antinuclear antibody positive), cytoplasmic in 22, six had atypical pattern and eight were
negative. By ELISA anti-myeloperoxidase antibodies were present in 33 samples, anti-proteinase 3 in 24, while
five sera had both antibodies. ELISA and IIF were concordant in 45 samples. Twenty-seven patients had AAV of
which 23 were both ELISA and IIF positive. Among these 27 with AAV all had at least one ordering criteria, while
in 81 patients without AAV but with positive test, 38 had no ordering criteria.
Conclusion: Reduction in false positive can be achieved by considering only those samples as ANCA positive
that test positive both on IIF and ELISA and by following ordering guidelines before requesting ANCA testing,
and by use of ordering criteria by clinicians.
Key words: anti-neutrophil cytoplasmic antibodies, ordering practices, vasculitis.

INTRODUCTION
Antineutrophil cytoplasmic antibodies (ANCA), following their description in 1982, have come into clinical use
widely, mainly in the diagnosis of a group of vasculitides
encompassing granulomatosis with polyangiitis (GPA),
microscopic polyangiitis (MPA), eosinophilic granulomatosis with polyangiitis (EGPA) and renal limited
pauci-immune necrotizing glomerulonephritis.1 Owing

Correspondence: Professor Amita Aggarwal, Department of


Clinical Immunology, Sanjay Gandhi Postgraduate Institute of
Medical Sciences, Raebareilly road, Lucknow 226014, India.
Email: aa.amita@gmail.com

to the similarities in clinical features, histopathology and


the presence of ANCA, this group of diseases have been
duly named ANCA associated vasculitis (AAV) and this
was upheld by the 2012 Chapel Hill Consensus Criteria
Guidelines.2 ANCA has been shown to have a high sensitivity and specificity for AAV.3 Inflammatory bowel
disease (especially ulcerative colitis) and autoimmune
liver diseases are known to have ANCA due to antigens
apart from proteinase 3 (PR3) and myeloperoxidase
(MPO).4,5 Numerous other conditions, including
rheumatoid arthritis (RA), tuberculosis and leprosy, can
also have ANCA positivity. In these diseases, the test
does not have diagnostic utility and is frequently a
source of confusion rather than clarity.

2016 Asia Pacific League of Associations for Rheumatology and John Wiley & Sons Australia, Ltd

S. Phatak et al.

Two methods of performing ANCA form the backbone of ANCA testing: indirect immunofluorescence
(IIF) on ethanol-fixed human neutrophils, and assays
to demonstrate binding specificities to relevant neutrophil antigens, namely the neutrophil serine protease
PR3 and MPO. Assays for the latter include enzymelinked immunosorbent assay (ELISA), lateral flow
assays (LFA), chemiluminescent assays (CLA) and
microbead assays. The International Consensus Statement Guidelines (1999) and a further addendum recommend a two -step approach: IIF as initial screening
with confirmation using a solid phase assay like
ELISA.6,7 The combination of both methods provides a
high specificity of 99% for AAV without compromising
on sensitivity.8
In a resource-limited setting such as India, many laboratories do not have the availability of both tests. Subsequently, patients are frequently brought to clinical
attention when only one of the tests is positive. Some
authors have even suggested doing away with IIF.9 To
parallel this testing practice, we considered the presence
of either IIF or ELISA to mean a positive result in our
analysis.
The diagnostic usefulness of a test depends not only
on the performance characteristic of the test but also
the patient population being studied. The application
of test ordering guidelines is an exercise in increasing
the pre-test probability of the disease by selection of
those who are clinically more likely to have the disease,
thus improving the positive predictive value (PPV). This
was the rationale behind the development of test ordering guidelines for ANCA.8 We retrospectively analyzed
the fulfillment of these guidelines in our population.

PATIENTS AND METHODS


We reviewed laboratory records for all blood samples
testing positive for ANCA, by immunofluorescence,
ELISA or both in the span of 1 year, from 1 January to
31 December 2014. Clinical records of these patients
were later retrieved from the hospital information system, and outpatient notes, discharge summaries and
other investigation parameters were viewed. The diagnoses of the patients were taken as per the treating diagnoses of the managing clinicians who were contacted in
circumstances of doubt. To find patients apart from
these who were diagnosed as AAV, a search of the hospital information system was carried out using the
terms ANCA-associated vasculitis, GPA (or Wegeners
granulomatosis), EGPA (or Churg-Strauss syndrome),
MPA, renal limited vasculitis and pauci-immune

glomerulonephritis. Patients who carried a diagnosis of


ANCA-associated vasculitis were labeled as AAV only if
they fulfilled classification criteria (American College of
Rheumatology criteria for GPA and EGPA; Chapel Hill
consensus criteria for MPA). Patients with disease limited to the kidney, proven to have pauci-immune or crescentic glomerulonephritis were classified as renal limited
vasculitis. If more than one ANCA test were ordered during the year for a single patient, the initial test was considered. Patients with rapidly progressive nephritis who
had both ANCA and anti-glomerular basement membrane (anti-GBM) antibodies positive were considered
to have anti-GBM disease and had been treated as such.
All samples for ANCA testing were only from patients
treated at a single hospital in various departments,
either hospitalized or on an outpatient basis. ANCA
testing was performed both by immunofluorescence
and ELISA for anti-PR3 and anti-MPO. Immunofluorescence patterns were reported by one of four faculty
members in clinical immunology. In the event of a
doubt, the results were seen independently by two other
faculty members and reported only if a consensus was
reached. Anti-PR3 and anti-MPO antibodies were done
by automated ELISA system (Cobas, Germany). A cutoff of 30 Arbitrary units (AU) was considered as a positive test. Patients records were checked to determine
whether they fulfilled test-ordering guidelines as given
by Hagen et al.8

RESULTS
During the span of 1 year, the laboratory received 1590
blood samples for ANCA testing. One hundred and eight
samples (6.79%) tested positive by at least one method.
IIF was positive in 100 samples (6.28%). A perinuclear pattern was seen in 72, cytoplasmic pattern in 22
and six had an atypical pattern. ELISA was positive in
53 patients. Anti-MPO antibodies were present in 34
samples, anti-PR3 antibodies were present in 24 samples, whereas five samples tested positive for both antibodies. Forty-five samples showed concordance
between the IIF and ELISA results, eight samples were
positive only by ELISA, while 55 were positive only by
IIF. Reviewing hospital records of the patients with positive test results on their samples revealed that 27
patients (1.6%) had AAV. All patients fulfilled the criteria for diagnosis of AAV. No patient had AAV among
those testing negative for ANCA.
Taking ANCA positivity as positivity by either IIF or
ELISA, the sensitivity of the test was 100%, the specificity was 96% while the positive predictive value (PPV)

International Journal of Rheumatic Diseases 2016

Audit of ANCA testing

Table 1 Salient diagnoses among 87 patients with positive ANCA, not having ANCA vasculitis
Diagnosis

No.

ANCA-IIF

ELISA

Renal failure, other causes

22

p-ANCA: 12
c-ANCA: 5
a-ANCA: 4
p-ANCA: 5
c-ANCA: 4
p-ANCA: 5
c-ANCA: 1
p-ANCA: 10
p-ANCA: 6
c-ANCA: 2
a-ANCA: 1
p-ANCA: 3
p-ANCA: 2
c-ANCA: 1

PR3: 4
MPO: 4

Rheumatoid arthritis

IBD (UC)

SLE
ILD

Malignancy
Tuberculosis

10
10

5
5

MPO: 2
PR3: 1

Observations
Most had CKD, no cause found
3 had anti-GBM disease
2 had IgA nephropathy
3 had vasculitis (2 skin ulcers, 1 neuropathy)
2 had liver cirrhosis

MPO: 3
MPO: 4
PR3: 1

All had homogenous ANA. 5 had lupus nephritis


3 had multiple autoantibodies

MPO: 1
MPO: 1
PR3: 1

Ovary, breast, prostate


2 had arthritis, 1 had renal failure

a, atypical; anti-GBM, anti-glomerular basement membrane; ANCA, antineutrophil cytoplasmic antibodies; c, cytoplasmic; CKD, chronic kidney
disease; ELISA, enzyme-linked immunosorbent assay; IIF, indirect immunofluorescence; MPO, myeloperoxidase; p, perinuclear; PR3, proteinase 3.

was 33.3% for a diagnosis of AAV. If ANCA positivity


was defined as positivity on both IIF and ELISA, the
sensitivity dropped to 85.18%, while specificity and
PPV increased to 98.5 and 51.1%, respectively.
In the AAV group, renal involvement was the most
common presentation in 18 patients (66%). Breathlessness was the most common symptom (16 patients,
59.2%), while hypertension was the most common sign
(20 patients, 74%). Lower respiratory involvement was
present in 13 (48%) while six (22%) had upper respiratory tract involvement. Fever, peripheral neuropathy
and arthritis were present in 11 (40%), four (14%) and
four (14%), respectively. Other presenting complaints
included digital gangrene, scleritis and retinal vasculitis.
Seventeen patients had multisystem involvement and
fit in the classic vasculitides: nine patients with GPA,
seven patients with MPA and one with EGPA. Thirteen
of these were newly diagnosed during the period of the
study while four were known patients tested due to suspected relapse (three patients) and for response to treatment (one patient). Diagnostic biopsies were done in
eight of these patients, including five kidney biopsies,
two nerve biopsies and one skin biopsy. Ten patients
had renal limited disease; all of them presented with
rapidly progressive renal failure and all had evidence of
nephritic sediment at the time of diagnosis. Renal
biopsy demonstrated pauci-immune crescentic glomerulonephritis in six, and diffuse glomerulosclerosis in one
among seven patients in whom it was performed.
Eighty-one patients had positive ANCA results by at
least one method but did not have AAV. Twenty-two
samples (27.1%) showed concordance by both tests.

International Journal of Rheumatic Diseases 2016

Salient diagnoses among these included renal failure of


other causes, systemic lupus erythematosus, interstitial
lung disease and inflammatory bowel disease (Table 1).
Analyzing if the patients who had a positive result had
any of the features suggestive of ANCA-associated disease
as suggested by Hagen et al.8, 70 patients with positive
ANCA (64%) had at least one feature. The most common feature was rapidly progressive glomerulonephritis,
while no patient had upper airway erosive disease, subglottic or tracheal stenosis or retro-orbital mass.
Among 27 AAV patients, all fulfilled at least one criteria, nine fulfilled two, two patients fulfilled three, while
one fulfilled four criteria. Out of the 81 patients without AAV, 38 (46%) did not fulfill even a single criterion, 37 fulfilled one and six fulfilled two ordering
criteria. Had criteria been followed strictly, the false
positive rate would have been reduced from 75% to
62%. No case of AAV would have been missed.

DISCUSSION
ANCA has achieved widespread use among clinicians
across specialties, due to heterogeneous presentations
of the AAVs. However, clinicians need to realize that
rational ordering is needed to avoid red herrings. Our
data suggest that despite good sensitivity of ANCA for
diagnosis of AAV, the PPV of a positive test is low and it
improves to about 50% if the sample is positive by both
ELISA and IIF. Use of ordering guidelines led to reduction in false positive rates by 25%.
Sensitivity of ANCA in a European multicenter
study was 8185%.8 Our sensitivity was much higher,

S. Phatak et al.

probably due to referral bias to a tertiary care hospital


where patients having generalized disease get referred,
also supported by lack of isolated upper airway disease
in any patient in this group. Segelmark et al. have suggested that with a high sensitivity, ANCA is an attractive
candidate for a screening test; however, other studies
have questioned its utility as such.10,11
The overall positivity for ANCA of 6.7% among more
than 1500 samples tested in this study is similar to data
from other clinical immunology laboratories: 13% at a
hospital in Southampton, UK had a positive ANCA by
IIF. Stone et al.12 studied 856 ANCA samples at Johns
Hopkins University and found that 8% had AAV. Positivity rate of ANCA may vary by the department ordering the test.13
PPV of 33% with one test and 51% with two tests
compares well with previous studies. Two other studies
have found PPVs of 45% (IIF alone) and 54%, respectively.12,14 Various factors have been shown to influence PPV. PPV increased from 59% to 79% using IIF
and ELISA compared to IIF alone.15 Due to consistently
low PPV values, tissue demonstration of vasculitis on
biopsy specimens still remains the gold standard in the
diagnosis of AAV.
The current strategy of only taking tests positive by
both assays avoids misdiagnoses and increases specificity.7,15 In a resource-limited setting like India, many
clinicians order only one, commonly IIF, to reduce
patient costs. Stone et al.12 demonstrated that specificity
improved from 93% to 99% and PPV from 45% to
88% using a combined IIF/ELISA approach as compared to IIF alone. A meta-analysis of combined ANCA
testing shows an overall sensitivity of 82% and an overall specificity of 99%.16 Thus we recommend combined
testing, even in a resource-limited setting, as false positives are more likely to lead on to further investigations
which in turn will also increase costs.
Similar to our data, ANCA positivity has been
reported in conditions apart from AAV. Nearly onethird of RA patients had ANCA by IIF,17 and a few also
had anti-MPO antibodies.18 In contrast, most of the
SLE sera showed perinuclear ANCA (p-ANCA) staining
due to antinuclear antibodies (ANA) on ethanol-fixed
smears and only one had low-titer anti-PR3 antibodies.
ANA and p-ANCA resemble each other closely, and are
difficult to differentiate. It is likely that the positive
ANCA on IIF was in fact ANA and underscores the
importance of performing ANA in patients in relevant
clinical situations.
ANCA occurs in chronic infections such as tuberculosis and leprosy.19,20 Studies have shown prevalence in

tuberculosis of 3044% on IIF.21,22 However, other


studies have documented a complete absence of ANCA
by both methods.23 This discrepancy may be due to differences in ethnic backgrounds, strains of Mycobacterium
tuberculosis or lack of laboratory standardization.24 All
the tuberculosis cases in our study were microbiologically proven and thus it is an important cause of false
positive ANCA, especially in endemic areas such as
India, due to a similar presentation with cavitating pulmonary nodules and divergent treatments.
If the test is ordered indiscriminately in patients with
low pre-test probability, a large number of false
positive results are expected. This leads to diagnostic
confusion, and unnecessary invasive testing and
immunosuppression, increasing patient morbidity and
healthcare costs. The effect of application of a gating
policy of clinical indications prior to ANCA reduced
the ANCA false positive rate by 27.14 Utilizing slightly
different ordering criteria, Arnold et al.25 studied the
effects of enforcing a gating policy to ordering ANCA
over sequential years, and found a 12% rise in positivity rate. While no cases of AAV were missed in these
two studies, in an earlier study the application of a gating strategy led to missing one case of AAV.26 Our
study demonstrated a drop in the false positive rate by
13%. This underscores the importance of a prior clinical examination and testing only in the right circumstances.
To our knowledge this is the first clinical audit of a
single immunology laboratory from India, where disease profile, especially of infectious disease, is different
as compared to populations previously studied. Our
study has a few limitations: a tertiary care hospital setting where patients with severe disease are likely to
come, lack of samples from departments of ophthalmology, otorhinolaryngology, which are potential sources
of patients of AAV, and assessment of clinical details in
only the positive test samples. It is possible that we may
have missed patients of renal limited vasculitis in whom
biopsy was not performed, a possible reason why no
AAV patients without ANCA positivity were found.
Thus in conclusion testing of sera by both IIF and
specific ELISA and use of a clinical filter prior to testing
can reduce false positive rates and bring down healthcare costs.

AUTHOR CONTRIBUTIONS
SP and AA contributed in planning the work, data
retrieval, analysis and preparation of the manuscript.
AA, VA, AL, RM were involved in reporting of ANCA.

International Journal of Rheumatic Diseases 2016

Audit of ANCA testing

CONFLICT OF INTEREST
The authors do not have any disclosures.

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