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Example 1
Example 1
Q Normal inspection is in use, the batch size is 1000, AQL is 1.5, single inspection and the
inspection level is II. What is the sampling plan?
Q Normal inspection is in use, the batch size is 20, AQL is 1.5, single inspection and the
inspection level is I. What is the sampling plan?
4. Looking under Code Letter B in Normal inspection we find an arrow. Following this
arrow to C we find another arrow and continue to D.
5. Under code letter plan D in Normal Inspection we find a sample size of 8, an
acceptance number of 0 and a rejection number of 1.
6. If the defect count is 0 accept the batch.
7. If the defect count is 1 or more reject the batch.
Q Reduced inspection is in use, AQL is 1.0, the batch size is 125, single inspection and the
inspection level is III. What is the sampling plan?
2. Look next to the Inspection Level III to find the Code Letter of G.
3. Next set the AQL window to 1.0, looking under Code Letter G in Reduced Inspection
we find arrows directing us to Code Letter H then J.
4. Under Code Letter J we find a sample size of 32, an acceptance number of 1 and a
rejection number of 2.
5. If the defect count is 1 or less accept the batch.
6. If the defect count is 2 or more reject the batch and return to the normal inspection
for the next batch.
Q Tightened inspection is in use, AQL is 10, the batch size is 2000, double inspection and the
inspection level is II. What is the double sampling plan?
o ANSI/ASQC Z1.4-1993
o ANSI/ASQ Z1.4-2008 with note
ISO English Version. The ISO version was introduced in August 2002
in response to the 1999 revision of the ISO 2859-1 standard. The
revision changes made this standard diverge for the MIL-STD105E and ANSI/ASQC Z1.4-1993 standards. This version conforms to
standard:
o ISO 2859-1 (1999)
References
The complete ANSI/ASQ Z1.4-2003 standard is available from ASQ, item
T004 or T004E, Customer Service Department, P. O. Box 3066, Milwaukee,
WI 53201-3066. (414) 272-8575 or (800) 248-1946
Applications
The AQL Inspector's Rule can be used in sampling, inspection, measuring,
examination, testing or otherwise comparing the unit of product with specified
requirements of continuous series of lots or batches. AQL sampling plans are
used for, but not limited to, the following:
Components and Raw Materials - These materials are shaped, treated or
assembled to form end items. These materials may be inspected at the source
(vendor's), upon receipt (receiving inspection), at point of assembly or at any
convenient place along the assembly process where end items are formed.
Information tabulated during receiving inspection can be used to establish a
"Vendor Rating System."
End Items - Final inspection of completed products that may be inspected
before or after packaging. Final inspection may be accomplished to
commercial standards or Military Packaging Specification MIL-P-116E.
Operations - Repetitive work performed by machines and operators may be
judged acceptable or not acceptable. These work operations may be
inspected on a sampling basis to determine whether the processing machine,
operator or clerk is performing satisfactorily.
Set the range covering the Batch or Lot Size being inspected in the
window at the top right corner of the AQL Inspector's Rule. Then read
the Sample Size Code Letter, in the box, directly to the left of the
Inspection Level.
Find the Sampling Plan
The Sampling Plan consists of Acceptance Number, Rejection Number
and Sample Size. Normal inspection is used until such time as the
results of inspection dictate the Tightened or Reduced inspection should
be employed as outlined in Switching Procedures on page 10. Single
sampling plans are found on the front of the AQL Inspector's Rule.
Set the required AQL level in the window above the Single Sampling
Plans. Locate the Sample Size Code Letter previously selected in step
1. If an arrow show in the window directly below the Code Letter, follow
the direction of the arrow until a set of acceptance-rejection numbers
are reached. Then read the Acceptance (black) and Rejection (orange)
Numbers in the window and the Sample Size directly below.
The Acceptance and Rejection number pair and the Sample Size
directly below them make up the Sample Plan.
Perform the Inspection
Randomly select a group of "Sample Size" items from the lot and
inspect them. If the sample size equals or exceeds the lot size do 100%
inspection. If the number of defective items is equal to or less than the
Acceptance Number accept the lot. If the number of defective items is
equal to or greater than the Rejection Number reject the lot.
Continue to Notes on Use
Then read the Sample Size Code Letter, in the box, directly to the left of
the Inspection Level.
Find the Sampling Plan
The Double Sampling Plan consists of two sets of Acceptance
Numbers, Rejection Numbers and Sample Sizes. Normal inspection is
used until such time as the results of inspection dictate the Tightened or
Reduced inspection should be employed as outlined in Switching
Procedures on page 10. Double sampling plans are found on the back
of the AQL Inspector's Rule.
Set the required AQL level in the window above the Double Sampling
Plans. Locate the Sample Size Code Letter previously selected in step
1. If an arrow show in the window directly below the Code Letter, follow
the direction of the arrow until a set of acceptance-rejection numbers
are reached. Then read the first Acceptance (in black) and Rejection (in
color) Number in the window on the '"1st" row.
The Acceptance and Rejection number pairs and the Sample Sizes
directly below them make up the Sample Plan.
Perform the First Inspection
Randomly select a group of "Sample Size" items from the lot and
inspect them. If the sample size equals or exceeds the lot size do 100%
inspection. If the number of defective items is equal to or less than the
Acceptance Number accept the lot. If the number of defective items is
equal to or greater than the "Rejection Number" reject the lot.
Perform The Second Inspection
If the lot was the accepted or rejected from the first inspection the
second sample inspection is not required, skip this step.
Read the Acceptance and Rejection Numbers and Sample size from the
"2nd" row under those used for the first inspection.
Randomly select a second group of "Sample Size" items from the lot
and inspection them. Combine the total number of defective items from
the first and second samples. If the total number of defective items is
equal to or less than the Acceptance Number accept the lot. If the total
number of defective items is equal to or greater than the "Rejection
Number" reject the lot.
Notes:
MIL-STD-105E and ISO 2859-1 (1999)
When an asterisk (*) is found in place of the acceptance-rejection levels
either use the corresponding single sampling plan on the front side of
the AQL Inspector's Rule or use the double sampling plan to the right.
ANSI/ASQ Z1.4-2003
When an asterisk (*) is found in place of the acceptance-rejection levels
use the corresponding single sampling plan on the front side of the AQL
Inspector's Rule.
Continue to Notes on Use
Notes
Instructions for using Single Sampling Plan
Instructions for using Double Sampling Plan
a. When using an AQL of 10 and Code Letter A, a solid color arrow will
show in the sample size. For Normal and Reduced inspection use Code
Letter C. For Tightened inspection use Code Letter D.
b. When using Double Sampling Reduced inspection. If a * shows for the
sample size use the corresponding Single inspection Plan on the front
of the AQL Inspector's Rule.
For MIL-STD-105E or ISO 2859-1 you may alternately use the first
doubling sampling plan to the right of the * and arrows. This option was
eliminated in the ANSI/ASQ Z1.4-2003 revision.
c. If the sample size equals or exceeds the lot of batch size do 100%
inspection.
Examples
Example 1
Example 2 - Arrows in the Ac-Re Box
Differences between ANSI and ISO versions
Example 4 - Double Sampling
Example 1
Q Normal inspection is in use, the batch size is 1000, AQL is 1.5, single
inspection and the inspection level is II. What is the sampling plan?
Q Normal inspection is in use, the batch size is 20, AQL is 1.5, single
inspection and the inspection level is I. What is the sampling plan?
Rule covers the range from 0.065 to 15 which includes the vast majority of
sample plans used. Notes are available online for using the AQL Inspector's
Rule for AQL values below 0.065.
For inspection under MIL-STD-105E, ANSI/ASQ Z1.4 or ISO 2859-1, the AQL
will be specified in the contract or specification. Different AQL's may be
designated for groups of defects consider collectively, or for individual defects.
A common practice is to designate different value of AQL for major, minor or
total defects. Due to the difference in the specified AQL values, it is possible
that one sample size be indicated in the sampling procedures for major
defects, and another sample size for minor defects or total defects. Whenever
two or more sample sizes are indicated by Tables (for a given sample size
Code Letter but for different values of AQL), the correct procedure is to select
the largest indicated sample at random from the lot, then select the smaller
sample sizes at random from the larger sample. An AQL for a group of defects
may be designated in addition to AQLs for individual defects, or subgroups,
within that group. AQL values of 10 or less may be expressed either in percent
defective or in defects per hundred units: those over 10 shall be expressed in
defects per hundred units only.
Inspection Levels
Three general and four special inspection levels are provided. The general
inspection levels (I to III) are commonly used for non-destructive inspection.
Level II is considered the norm (except for small sample sizes). Level I is
required only 40 percent of inspection level II and can be used where less
discrimination is needed. Level III equals 160 percent of the amount of
inspection Level II. Level III will give a lower risk of accepting a lot with
excessive number of defects. However, inspection of larger samples is
required. Unless otherwise specified, inspection Level II will be used.
Special Levels S-1, S-2, S-3 and S-4 may be used where relatively small
sample sizes are necessary or large sampling risks can be taken. Examples
of this are inspections involving destructive or costly (time consuming) type
inspection, or where large lots are involved, small sample sizes are desired
and large risks can be tolerated such as repetitive processes (screw machine,
stamping, bolting operations, etc.) performed by a quality supplier. Larger
sample sizes are for inspection levels increasing from S-1 to S-4.
EXAMPLE: Lot of 1500 units, AQL of 2.5, Normal Inspection and Single
Sampling
Level
II
III
S-1
S-2
S-3
S-4
Sample Size
50
125
200
20
32
Aceptance Number
10
Switching Procedures
Normal inspection will be used at the start of inspection unless otherwise
directed by the responsible authority. Once Normal, Tightened or Reduced
inspection has been executed, it shall continue unchanged for each class of
defects or defectives on successive lots or batches except where the
switching procedures given below require a change. The switching procedures
shall be applied to each class of defects or defectives independently.
Normal to Tightened
When normal inspection is in effect, tightened inspection shall be instituted
when 2 out of 5 (or fewer) consecutive lots or batches have been non-
The calculation of the switching score shall be initiated at the start of normal
inspection unless otherwise specified by the responsible authority.
The switching score shall be set at zero at the start and updated following the
inspection of each subsequent lot on original normal inspection.
a. Single sampling plans:
1. when the acceptance number is 2 or more, add 3 to the switching
score if the lot would have been accepted if the AQL had been
one step tighter; otherwise reset the switching score to zero;
2. when the acceptance number is 0 or 1, add 2 to the switching
score if the lot is accepted; otherwise reset the switching score to
zero.
b. Double sampling plans:
1. when a double sampling plan is used, add 3 to the switching
score if the lot is accepted after the first sample; otherwise reset
the switching score to zero;
Reduced to Normal
When reduced inspection is in effect, normal inspection shall be instituted if
any of the following occur on original inspection:
a. A lot or batch is rejected; or
b. (ANSI Version Only) The defect level falls between the Acceptance and
Rejection numbers. The lot or batch will be considered acceptable.
Normal inspection will be reinstated starting with the next lot or batch.
c. Production becomes irregular or delayed; or
d. Other conditions warrant that normal inspection shall be instituted.
Discontinuation of Inspection
ANSI/ASQ Z1.4-2003 and ISO 2859-1
If the cumulative number of lots not accepted in a sequence of consecutive
lots on original tightened inspection reaches 5, the acceptance procedures of
this part of ISO 2859 shall not be resumed until action has been taken by the
supplier to improve the quality of the submitted product or service, and the
responsible authority has agreed that this action is likely to be effective.
Tightened inspection shall then be used.
MIL-STD-105E
In the event that 10 consecutive lots or batches remain on tightened
inspection (or such other number as may be designated by the responsible
authority) inspection under the provisions of this document should be
discontinued pending action to improve the quality of submitted material.
Dictionary
Acceptance Number. The acceptance number is the maximum number of
defects or defective units in the sample that will permit acceptance lot or
batch.
AQL has two different definitions due to standard changes.
MIL-STD-105E, ISO 2859-1 (1999)
Acceptable Quality Level. The acceptable level (AQL) is defined as the
maximum percent defective (or the maximum number of defects per hundred
units) that, for purpose of sampling inspection, can be considered satisfactory
as a process average. The sampling plans most frequently used by the
department of Defense are based on the AQL.
ANSI/ASQ Z1.4-2003/2008
Acceptance Quality Limit. The AQL is the quality level that is the worst
tolerable process average when a continuing series of lots is submitted for
acceptance sampling.
The following note on the meaning of AQL was introduced with the ANSI/ASQ
Z1.4-2003 revision.
The concept of AQL only applies when an acceptance sampling scheme with
rules for switching between normal, tightened and reduced inspection and
discontinuance of sampling inspection is used. These rules are designed to
encourage suppliers to have process averages consistently better than the
AQL. If suppliers fail to do so, there is a high probability of being switched
1.0
1.5
2.5
4.0
6.5
10
15
20-29
30-49
50-79
80-129
130-199
13
200-319
14
22
320-499
14
24
39
500-799
14
25
40
63
800-1249
14
24
42
68
105
1250-1999
13
24
40
69
110 169
2000-3149
14
22
40
68
115 181
3150-4999
14
24
38
67
111 186
5000-7999
14
24
40
63
110 181
8000-12499
14
24
40
68
105 181
12500-19999
13
24
40
69
110 169
20000-31499
14
22
40
687
115
181
14
24
38
67
111
186