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~ Amacaque monkey of Imo's tribe on Koshima Island in Japan washes a sweet potato while her baby looks on. Other macaque tribes have
developed new cultural practices in recent times, including taking baths in hot springs--a practice otherwise confined to humans-and play
ing games with stones. Many non-human creatures are now known to be cultural, including all the great apes, and even capuchin monkeys
in northern Brazil, who have had no common ancestors with other primates for 30 million years. Dolphins, whales, elephants, and rats are
among other candidates for whom culture has been proposed but not proved.
In this Chapter
So Yuu
Human Evolution
Art
Culture and Society
Peopling the New World
Our of Africa
Peopling the Old World
Migration, Population, and Social Change
!ou're Human
The Last
Ice~Age
Ci,~a~
Ice~Age
Ice~Age
!ceAge
Hunters
was less than two years old. But she displayed amazingly precocious talents as an
innova~
and teacher. Her tribe loved to eat freshly cleaned sweet potatoes, scraping the dirt off with
their hands. But Imo figured out how to wash the vegetables clean and passed the
knowledge on, first to her mother and then, gradually, to other relatives who in turn
taught others, until most of the tribe had mastered the idea. Imo later found a new
way to separate wheat grains from the sand that clung to them: she dropped
them in water. The sand was heavier than the cereal, so that it sank while Imo
scooped up the wheat. Again, she taught the practice to the tribe.
The most surprising thing about Imo's achievement, when scientists in Japan
observed it in 1953, was that she was a monkey. Her tribe was a community of
macaques or "snow monkeys", also most famous for their habits of bathing in a hot water
spring. She excited the scientific world because she helped to prove that humans are not the
only species with culture-that is, with behaviors transmitted by learning, not just sprung from
instinct, which become routines or rites, practiced not necessarily because they are useful but
because they are traditional or conventional. To this day, the monkeys of Imo's tribe wash their
sweet potatoes before eating them and teach their youngsters to do the same, even if you give
them
ready~washed
Meanwhile, examples of culture in nonhuman species have multiplied. Human culture is still
special in curious ways: it changes much faster than that of other species, and it diverges much
more widely, but we are now beginning to realize that to understand human peculiarities we have
to take other cultural animals into account. Some of the most challenging recent discoveries have
brought animal politics to light. Typically, "alpha males", who rule by force, with subordinate
helpers or sometimes in gangs, dominate chimpanzee societies. But a few years ago, a clever, rel~
atively weak male seized temporary control of a community of fellow~chimps in Tanzania by strew~
ing boxes across the pathways used by the leaders: he bamboozled them into surrendering power.
Even baboons can change their political systems. In Kenya in 1986, the aggressive elite that ruled
a group of about 90 baboons all died suddenly after raiding a contaminated garbage dump for
food. After that, the group adopted a much looser power structure, and taught male "immigrants"
from other tribes to adopt collaborative approaches to power. Mutual grooming replaced force as
the main way to gain authority and attract mates. New research is focusing on even more surpris~
ing examples of what looks like cultural behavior in dolphins, elephants, and rats.
So we are not alone.The assumption that humans are easily separable from the rest
of creation now looks shaky. We all think we know what it means to be human, but
if anyone asks us to define humankind, we cannot do it. Or at least we cannot do it
satisfactorily.
CHAPTER 1
Human Evolution
Paleoanthropologists-the specialists responsible for answer
ing or, at least, asking the question about which species are
human-give conflicting responses. The usual place to look is
among creatures sufficiently like us to be classified, according
to the present consensus, in the same genus as ourselves: the
genus called "Homo" from the Latin word that means
"human." A creature known as Homo habilis ("handy"), about 2.5 million years
ago, chipped hand axes from stones. In calling this species the first humans, schol
ars defined humans as toolmakers~a now discredited concept. Habilis also had a
larger brain than earlier predecessors and therefore demanded more nourishment,
as brains use disproportionately more energy than other parts of the body. But
ours is not the biggest-brained species in the evolutionary record. At one time,
anthropologists backed a slightly later species, Homo erectus ("standing upright"),
of about 1.5 million years ago, as the first human, largely because they admired the
symmetrical flints for tools and weapons that erectus carved. From finds over
800,000 years ago, variant (or, perhaps, different) species called Homo ergaster
("workman") and antecesor ("predecessor") appeared, who later~at one site at
least~stacked the bones of the dead. But reverence for the dead is not a uniquely
human trait either. All these creatures, and others like them, have had champions
who have claimed them as the first humans. Clearly, these instances of backing one
set of ancestors over another reflect subjective criteria: supposed resemblances to
ourselves. We are like the bereaved of some horrible disaster, scanning the remains
of the dead for signs that we can recognize.
Species that occurred earlier than those we class under the heading "Homo," or
who resembled us less, have tended to get labeled with less human-sounding
names. Anthropologists used to call them "pithecanthropoi"~literally, ape-men.
Current terminology favors "australopithecines" ("southern apelike creatures"),
or "paranthropoi" ("next to humans"), as if they were identifiably nonhuman or
prehuman. But in 1974, the archaeologist Dan Johansen made a discovery that
blew away all notion of a clear dividing line. He spotted the bones of an australop
ithecine sticking out of the mud in Hadar in Ethiopia in East Africa. He dug her up
and called her "Lucy" after the title of a song on a Beatles record he played that
night in camp. Lucy had died over 3 million years ago. She was only about 3 feet
tall, but she and her kind had characteristics that were thought to belong exclu
sively to later species of Homo. They walked on two legs and lived in family groups.
Johansen discovered tools 2.5 million years old near the site the following year and,
in 1977, he found footprints, dating back 3.7 million years, of creatures who stood
and walked on two legs. Finds with similar characteristics may date as far back as 6
million years ago.
As evolution slowly grinds out species, the question that arises is who's
human? Who's to say? It is tempting to try to settle the issue by reserving the term
human for ourselves~members of the species we call Homo sapiens. Literally, the
term sapiens means "wise," a grandiose name that betrays the foolishness of self
ascribed wisdom. For other species also have embarrassingly strong claims. One
example is Homo neanderthalensis, who vanished only 30,000 years ago. The name
means "of the Neander Valley"-the spot in northern German where remains of
this s ecies were found in 1856. We can e alrly certain that no one living today
has a Neanderthal ancestor because there are no known cases of interbreeding
betw
Neanderthals and our own ancestors. ut Homo neandertha ensxs and
Homo sapiens coexisted for something like 100,000 years. Neanderthals had dis
tinctive vocal tracts, so it is unlikely that they and our ancestors could speak each
others' languages. They could have used nonverbal communication, however, just
as we do today to talk with apes and even with humans whose spoken language we
do not understand.
In most other respects, the two species of Homo were alike. Neanderthals were
as big as sapiens and had a similar appearance; the brains were also similar, but, on
average, the Neanderthal brain was slightly larger. They followed the same hunting,
I7
CHAPTER
foraging ways of life in overlapping habitats. They made the same kinds of tools
our ancestors made, lived in the same types of society, ate the same foods, and
had many of the same customs and rites. They cared for their old and sick, and
they buried their dead with signs of honor that suggest a sense of religion. They
also seem to have expected an afterlife, burying bears' jaws with their dead, as if
to protect them and perhaps-though the evidence is uncertain-strewing fra
grant flowers on some graves as if to help, honor, or adorn the deceased. Yet some
paleoanthropologists seem determined to deny Neanderthals the name of
humans-using arguments startlingly, frighteningly reminiscent of those that
nineteenth-century scientific racism employed to deny full humanity to black peo
ple: claiming, for instance, that they were inferior and doomed to extinction in
competition for "the survival of the fittest." Typical anti-Neanderthal arguments
are that their physiques were poorly adapted, that their efforts to articulate must
have sounded like grunts, and that they had no art that we can recognize. Mean
while, the evidence of their accomplishments is explained away. The ritual objects
found at their graves, detractors say, must be "tricks of evidence;' deposited acci
dentally by streams, winds, or animals.
Paleoanthropologists continue to dig up specimens that challenge believers in
human uniqueness. In October 2004, excavators published news of a stunning find
in Southeast Asia on the island of Flores in Indonesia, which included the remains
of a female whose teeth, when they found her, were mashed to pulp, her bones rot
ted and soggy. She died 18,000 years ago. She was dwarfishly tiny. Her brain was
barely as big as a chimpanzee's. But she had the power to subvert anthropological
orthodoxy. Homo floresiensis, as her finders called her and her relatives whose
bones lay alongside hers, proved that big brains do not make their possessors supe
rior to other creatures. To judge from adjoining finds, these "hobbits;' as the press
dubbed them, had tools typical of early Homo sapiens, despite chimp-sized brains
in imp-sized bodies. Floresiensis almost certainly made those tools. In known cases
where nonhuman creatures lie alongside sapiens-made tools, sapiens ate them. But
the remains of floresiensis showed no signs of having been butchered.
I9
OUT OF AFRICA
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Stone tools.
10
CHAPTER 1
..
III
'"
The Rift Valley is an almost continuous system of faults that stretches for nearly
3,000 miles across East Africa, from the northern coasts of what are now Eritrea
and Somalia, across Ethiopia and south through Kenya and Tanzania to central
Mozambique. Erosion of the surrounding highlands has helped to deposit and pre
serve extraordinary concentrations of prehistoric remains. including some of the
most spectacular discoveries paleoanthropologists have made in the last 50 years.
I I I 1/ I I ~
II
120,000 y..
II
N 0 I A N
C E A N
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I I I I II
90,000 y..
II
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60,000 y.
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in Austral ia
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30,OOOy.
sapiens in Europe
12
CHAPTER
big, perplexing problems because most species stay in the environments where
they are best adapted. Even human populations rarely, if ever, seek new environ
ments willingly, or adjust easily. When migrants move, they try to re-create the feel
of home in their adopted country, carrying with them what the twentieth -century
French historian Fernand Braudel called the "heavy baggage" of their culture. They
transport familiar animals and transplant familiar crops, which usually means
finding a new area similar to the one they left. Many of the early English settlers in
America, for instance, were pioneers and refugees, but they called the place they
chose New England and tried to re-create the landscapes and streetscapes, diet,
houses, and ways of life of the land they had left.
Yet when groups of Homo sapiens migrated out of Mrica to people the world,
about 100,000 years ago, they often relocated in challengingly different environ
ments: deep forests, where grassland habits were of limited use; cold climates, to
which they were physically ill suited; deserts and seas, which demanded technolo
gies they had not yet developed. These new habitats bred unfamiliar diseases. Yet
people kept on moving through them and into them. We are still struggling to
understand how it happened.
Such migration had happened before~or something like it had. Between
about 1.75 and 1.25 million years ago, before Homo sapiens set out, Homo erectus
migrated from a similar region in East Africa and spread over most of what are
now Africa and Eurasia. But this was a much slower and more selective peopling of
the Earth, and its circumstances are too obscure to cast much light on how and
why sapiens became so widely dispersed. We can, however, look at other species
that have crossed environments slowly and selectively. For example, the mountain
gorillas of Rwanda in Central Africa moved into their present high, relatively cold
habitat to escape the competitive environment of the tropical forest lowlands.
Now, probably because food sources are relatively scarce in their new homeland,
these exclusively vegetarian creatures are smaller and weaker than other gorillas.
Nonetheless, they have forged a viable way of life.
We can reconstruct where and when Homo sapiens traveled while peopling the
Earth, even though the archaeological evidence is patchy. One way is to measure
differences in blood type, genetic makeup, and language among populations in dif
ferent parts of the world (see Figure 1.1). The greater the differences, the longer the
ancestors of the people concerned are likely to have been out of touch with the rest
of humankind. This is inexact science, because people are rarely isolated for long.
Over most of Eurasia and Mrica, populations have moved about tremendously in
recorded history. Groups of people have frequently been mixed and restirred.
There are, moreover, no agreed ways to measure the differ
ences among languages. Still, for what it is worth, the best
informed research puts Homo sapiens in the Middle East by
about 100,000 years ago. The colony failed, but new migrants
reestablished it about 60,000 years ago. Settlement then pro
saJ;'/snSfflIJgf(HeS outofAfrtca to
ceeded along the coasts of Africa and Asia, probably by sea.
The earliest agreed-upon archaeological evidence of Homo
H. sapiens inCh i 1:11~
sapiens in China is about 67,000 years old (although some
H; sapiens reestabl ishestolahy
sites have yielded puzzlingly earlier dates for remains that
in Middle East .
.
seem like those of Homo sapiens).
H. sapien!,! in Australia
It may seem surprising that humans developed nautical
Jf. sapiens in turope
technology
so early. Yet the first colonizers of Australia
H. sapiens iri the Americas
arrived over 50,000 years ago and must have used boats,
because water already separated what are now Australia and
re
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FIGURE 1.1 GENETIC DIVERSITY. Since genetic markers are inherited and are passed down from one gen
eration to the next, they can be traced backward in time. Even through with each successive generation,
new combinations of genetic markers are created, they all descend from one ancestor. The exact shape of
this evolutionary tree is affected by other evolutionary forces, such as natural selection and migration.
National Geographic Genographic Project/Paula Willard. Reprinted by permission of National Geo
graphic Image Collection.
New Guinea from Asia. Homo sapiens reached Europe only a little later. Northern
Asia and America-isolated by impenetrable screens of cold climate-were proba
bly colonized much later. The most generally accepted archaeological evidence
indicates the New World was settled no earlier than about 15,000 years ago.
If these dates are correct, the expansion of Homo sapiens implies an astonish
ing rate of population growth. Though, we have no idea-beyond guesswork-of
the actual numbers iliat migrated, we can estimate a figure in millions by the end
of the process. A handful of Eve's children had multiplied to the point where they
could colonize most of the habitable Old World in less than 100,000 years. But was
the increase in population cause or effect of the migrations? And how did it relate
to the other changes migration brought? Migrating groups were doubly dynamic:
not just mobile, but also subject to huge social changes-divisive and violent, but
with constructive ways of organizing their lives.
14
CHAPTER
and fight each other 100,000 years ago? Rising population again? Or are we driven
Chimp
15
16
CHAPTER
Makirlg Connections
As far as we know, in the earliest kind of economic specialization by sex, men did
most of the hunting, while women did most of the gathering. Women's work seems
to have been more productive in terms of calorific value per unit of energy expended.
But we do not know when this specialization started or how rigid or widespread it
was. In any case, the balance between hunted and gathered foods in the diets of the
migrants varied according to the environment. In known cases, hunters supplied
about a third of the nutrition. The migrations, and the accompanying demographic
changes, would not have been possible without both hunting and gathering.
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