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must have a beginning, a middle and an end. While he was not explicit
about how this should be achieved, a three-act form can be found in his
identification of Greek dramas component parts prologue, parados,
episode, stasimon, and exodos. Prologue and parados were where the
story was introduced. Episode and stasimon referred to a dramatic
scene (episode) followed by a choral song (stasimon) that could be
alternated as many times as necessary to fulfill the story. And exodos
was where the story was finally resolved. Thus, we have a beginning, a
middle and an end. Not exactly todays three-act structure but certainly
heading in that direction.
However, then came the Roman theorist Horace (65-8 B.C.) who, in his
text Ars Poetica (or The Art of Poetry), took the development of drama
on a major detour by creating a set of hard-and-fast rules that had an
oppressive influence on playwriting for nearly 2,000 years. Aristotle had
simply catalogued the prevailing practice of prologue, parados, episode,
stasimon, and exodos, but Horace declared five-act structure to be the
only legitimate form of drama, a belief which dominated western
theatrical practice all the way through the neo-classical period of the 16 th
to 18th centuries.
Indeed, in the neo-classical period, the creative evolution of drama
nearly ground to a halt under the weight of restrictions requiring that a
drama must all take place in one location and transpire only in the
course of a single day. First promoted by the Italians in the 16 th century
and legislated into mandatory practice by the French in the early 17 th
century, these practices were misinterpretations of Aristotles work
looked at through the filter of Horaces dictates. The Poetics makes no
mention at all of location and only one mention that tragedy endeavors,
as far as possible, to confine itself to a single revolution of the sun, or
but slightly to exceed this limit.[5] (Through a fluke of history,
Shakespeare remained largely uninfluenced by the neo-classical rules;
although, having had more exposure to Horace than to Aristotle,
Shakespeare did faithfully write his plays in five acts.)
Clearly, these neo-classical dictates limiting time and place are
antithetical to the aesthetic strengths of film. If theater had remained
bound by them into the 20th century, the early screenwriters would have
had a lot more inventing of the wheel to do before arriving at a form of
drama that can fully utilize the benefits of action, visuals and montage.
The earliest elements that later contributed to the development of
screen drama can be found in the theaters late 18 th and early 19th
century process of breaking free of neo-classicism. While the Romantics,
such as Goethe (1749-1832) and Schiller (1759-1805), were challenging
the constraints of neo-classicism on a literary and philosophical level,
popular playwrights such as Rene Pixerecourt (1773-1844), August von
Kotzebue (1761-1819) and Eugene Scribe (1791-1861) were casting off
official dictates of form in favor of a set of practices, arrived at through
trial and error, which best pleased the general audience. Pixerecourt and
Kotzebue are credited with the development of melodrama, which early
silent film utilized to spectacular effect, but it was Scribe who first wowed
audiences with the intensified use of action.
Dubbed the well-made play, Scribes technique actually invents nothing
but instead applies all the earlier conventions of comedy and drama with
greater focus and to greater effect. Typically, his plays involve
complicated, fast-paced plots, full of intrigue and suspense, built on
cause and effect and escalating to a high-pitched climax before resolving
happily for the main character.
The scholar Stephen S. Stanton, in the introduction to his collection,
Camille and Other Plays, outlines seven structural features to the wellmade play. Among them are:
(1) a plot based on a secret known to the audience but withheld from
certain characters . . . until its revelation in the climactic scene serves to
unmask the fraudulent character and restore to good fortune the
suffering hero, with whom the audience has been made to sympathize;
(2) a pattern of increasingly intense action and suspense, prepared by
exposition . . . ; (3) a series of ups and downs in the heros fortunes,
caused by his conflict with an adversary; (4) the counterpunch of
peripeteia [reversal of fortune] and scene a faire [the obligatory scene
in which the secret is revealed], marking, respectively, the lowest and the
highest point in the heros adventures . . . ; (6) a logical and credible
denouement . . . .[6]
Here we start to see a rough outline of screenwritings three-act
structurethe presentation in the first act of the sympathetic character,
background exposition and setting up of the situation (in this case, a
model:
Of these three dramatic moments, or crises, one, which indicates the
beginning of the stirring action, stands between the introduction and the
rise [in other words, roughly where we would place the end of the first
act]; the second, the beginning of the counter-action, between the climax
and the return [or partway down the descending slope, not far from
where we would put the end of the second act]; the third, which must
rise once more before the catastrophe, between the return and the
catastrophe [apparently something like what we would call the third-act
climax].[14]
It is important to keep in mind that Freytag, like Aristotle, is basing his
theories on observations he has made of plays he knows. Therefore, the
pyramidal picture he describes may well be the most accurate reflection
of drama, particularly tragic drama, as it had developed up until that
point (remember, he is writing pre-Ibsen, Strindberg, Chekhov, Shaw and
Wilde).
In 1879, Henrik Ibsen revolutionized modern drama with A Dolls House.
As Scribe had done, he synthesized almost all previous genres and
techniques into a tightly structured work, but, unlike Scribe, he added
layers of thematic significance, social relevance, character psychology,
and visual poetry not previously seen. The first person to champion
Ibsens work to the English-speaking world was the Scottish theorist
William Archer (1856-1924), who had discovered the playwright while
spending time in Norway. It was in Archers 1912 instructional text Playmaking, that the discussion of act divisions in dramatic structure started
to evolve away from Freytags five-part pyramid and towards a three-act
model.
As in Freytag, Archers book discusses many of the same dramatic terms
and techniques that are utilized todaypoint of attack, preparation,
obstacle, crisis, climax and denouement. But he goes beyond Freytag in
a nascent effort to promote a definition of act divisions based on
structure rather than segmentation.
It is a grave error to suppose that the act is a mere division of
convenience, imposed by the limited power of attention of the human
mind, or by the need of the human body for occasional refreshment. A
play with a well-marked, well-balanced act-structure is a higher artistic
really fall into a triple rhythm and might better have been divided into
three.
Unfortunately, though, he then backpedals:
Alexandrian precept, handed on by Horace, gave to the five-act division a
purely arbitrary sanction, which induced playwrights to mask the natural
rhythm of their themes beneath this artificial one. But in truth the threeact division ought no more to be elevated into an absolute rule than the
five-act division.[18]
While Archer wisely provides a cautionary note against absolute rules, he
also seems to be saying that if we now recognize that the five-act division
was arbitrary, then for all we know the three-act division is equally
arbitrary, as if he still doesnt fully trust the notion of a structural model
based on dramatic function as opposed to arbitrary segmentation. As he
elaborates, he backpedals further:
The playwright should not let himself be constrained by custom to force
his theme into the arbitrary mould of a stated number of acts. Three acts
is a good number, four acts is a good number, there is no positive
objection to five acts.[19]
Suddenly, whereas on the previous page the three-act division had been
a triple rhythm of growth, culmination, solution fulfilling Aristotles
dictate that a drama must have a beginning, a middle and an end, now it
has been re-reduced to an arbitrary mould (sic) carrying no more
significance than the five-act form. Such waffling only reveals how
entrenched the Horatian five-act model still was in 1912.
In 1936, John Howard Lawson (1895-1977) wrote Theory and Technique
of Playwriting, which he revised in 1949 as Theory and Technique of
Playwriting and Screenwriting[20], making it the first manual to take
screenwriting seriously as a dramatic form. (Previous screenwriting
manuals, with titles such as How to Write a Photoplay, focused more on
film technique than dramatic technique.) Lawson was a playwright who
worked with the Group Theater in the 1920s and then headed for
Hollywood where he was at the center of the struggle to form a writers
union. He was a committed communist (which may explain why his book
did not appear on the recommended reading list of communist refugee
Frank Daniel) who applied his political philosophy to his theories of
drama by advocating the notion of drama as social conflict in which the