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ADVISORY CIRCULAR

AC 21-45
Airworthiness approval of airborne
automatic dependent surveillance
broadcast equipment

v2.2 June 2015

AIRWORTHINESS APPROVAL OF AIRBORNE AUTOMATIC


DEPENDENT SURVEILLANCE BROADCAST EQUIPMENT

Advisory Circulars are intended to provide advice and guidance to illustrate a means, but not necessarily the only
means, of complying with the Regulations, or to explain certain regulatory requirements by providing informative,
interpretative and explanatory material.
Advisory Circulars should always be read in conjunction with the relevant regulations.

Audience
This AC is applicable to all Australian aircraft and visiting foreign aircraft transmitting ADS-B
information in Australia in accordance with current legislation. Requirements to transmit ADS-B
information are found in either Civil Aviation Order (CAO) 20.18 or 82.1.
This Advisory Circular (AC) applies to:

Subpart 21.M authorised persons


Subpart 21.J approved design organisations

Purpose
This AC is intended to define the airborne component of the 1090 Megahertz Extended Squitter
Automatic Dependent Surveillance Broadcast (ADS-B) data link use in Australia, and provide
guidance and advice for the airworthiness approval for the installation of the aircraft equipment
proposed to support that use.

For further information


For further information on this AC, contact CASAs Airworthiness and Engineering Standards
Branch (telephone 131 757).

Unless specified otherwise, all subregulations, regulations, divisions, subparts and parts
referenced in this AC are references to the Civil Aviation Safety Regulations 1998 (CASR).

AC 21-45 v2.2

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Status
This version of the AC is approved by the Executive Manager, Standards Division.
Version

Date

Details

(0)

April 2007

Initial issue of this AC

(1)

February
2012

This is the second issue of this AC and replaces AC 21-45(0) issued in April
2007.

v2.1

April 2014

The following changes have been made to the document:


Addition of greater range of suitable pressure altitude data source devices
at Section 8.6, Appendix A and C.
Added that Appendix A will not be subject to further update and will be
kept for historical record at Section 9.4 and Appendix A.

v2.2

June 2015

The following changes have been made to the document:


Converted document to new format
Updated Appendix D - Acceptable equipment combinations
Updated reference list
Inserted definition table

AC 21-45 v2.2

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Contents
1

Reference material

1.1

Acronyms

1.2

Definitions

1.3

References

Background

10

Functional Requirement

11

3.1

ADS-B Avionics

11

3.2

ADS-B Transmitter

11

3.3

ADS-B data sources (Essential)

13

3.4

Positional data

13

3.5

Positional integrity data

13

3.6

Pressure altitude

14

3.7

Identity

14

3.8

ADS-B data sources (Desirable)

14

Design, Development and Approval of Aircraft Modifications

16

4.1

Legislative Basis for Acceptable Aircraft Configurations

16

4.2

Compliance

16

4.3

Functional Testing

16

4.4

Acceptable Configurations

17

4.5

Flight Manual

17

4.6

Minimum Equipment List (MEL)

18

4.7

Maintenance

18

Foreign Based Operators

Appendix A
Appendix B
Appendix C

AC 21-45 v2.2

19

ADS-B 'Out' data


Self-evaluation checklist
Acceptable equipment combinations

June 2015

20
22
24

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Reference material

1.1 Acronyms
The acronyms and abbreviations used in this AC are listed in the table below.
Acronym

Description

AC

Advisory Circular

ADS-B

Automatic Dependent Surveillance - Broadcast

AEEC

Airlines Electronic Engineering Committee

AFM

Aircraft Flight Manual

ARINC

Aeronautical Radio, Inc

ATC

Air Traffic Control

ATSO

Australian Technical Standard Order

BARO

Barometric sourced data

CAO

Civil Aviation Order

CAR

Civil Aviation Regulations 1988

CASA

Civil Aviation Safety Authority

CASR

Civil Aviation Safety Regulations 1998

EASA

European Aviation Safety Agency

ETSO

EASA Technical Standard Order

EUROCAE

European Organisation for Civil Aviation Equipment

FAA

Federal Aviation Administration of the United States of America

FDE

Fault Detection and Exclusion

GNSS

Global Navigation Satellite System

GPS

Global Positioning System

HAE

Height Above Ellipsoid

HFOM

Horizontal Figure of Merit

HIL

Horizontal Integrity Limit

HPL

Horizontal Protection Limit

ICAO

International Civil Aviation Organization

JAA

Joint Aviation Authority of Europe

JTSO

JAA Technical Standard Order

MASPS

Minimum Aviation System Performance Standards

MEL

Minimum Equipment List

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Acronym

Description

MMR

Multi Mode Receiver

MODE S

Mode Select (a transponder format to allow discrete interrogation and data link
capability/ selective interrogation mode of SSR

MOPS

Minimum Operational Performance Standards

MSL

Mean Sea Level

NAC

Navigation Accuracy Category

NAC

Navigation Accuracy Category for Position

NIC

Navigation Integrity Category

NUC

Navigation Uncertainty Category

POH

Pilot Operating Handbook

RAAO

Recreational Aviation Administration Organisation that is recognised by CASA

RTCA

RTCA, Inc (formerly Radio Technical Committee for Aeronautics)

SA

Selective Awareness

SIL

Surveillance Integrity Level

SPI

Special Position Identification

SSR

Secondary Surveillance Radar

TSOA

FAA Technical Standard Order Authorisation

TSO

FAA Technical Standard Order

1.2 Definitions
Terms that have specific meaning within this AC are defined in the table below.
Term

Definition

ADS-B Out

A function on an aircraft or vehicle that periodically broadcasts its state vector


(position and velocity) and other information derived from on-board systems
in a format suitable for ADS-B IN capable receivers

ADS-B System

A collection of ADS-B subsystems wherein ADS-B messages are


broadcast and received by appropriately equipped participant subsystems

Aircraft address

The term 'address' is used to indicate the information field in an


ADS-B message that identifies the ADS-B unit that issued the message

Barometric Altitude

Geopotential altitude in the earth's atmosphere above mean standard sea


level pressure datum surface, measured by a pressure (barometric)
altimeter

Mode A

Transponder function that transmits a 4-digit octal identification code for an


aircraft when interrogated by an SSR, the code having been assigned to the
aircraft by ATC for the relevant flight sector

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Term

Definition

Mode C

Transponder function that transmits a 4-digit octal code for an aircrafts


pressure altitude when interrogated by an SSR

Mode S

Monopulse radar interrogation technique that improves the accuracy of the


azimuth and range information of an aircraft, and uses a unique aircraft
address to selectively call individual aircraft

Navigation Uncertainty
Category

Uncertainty categories for the state vector navigation variables are


characterized by a NUC data set provided in the ADS-B sending
system. The NUC includes both position and velocity uncertainties

Position Uncertainty
Category

The position uncertainty category (PUC) is needed for surveillance


applications to determine whether the reported position has an
acceptable level of position uncertainty

Resolution

The smallest increment reported in an ADS-B message field. The


representation of the least significant bit in an ADS-B message field

Surveillance radar

Radar equipment used to determine the position of an aircraft in range and


azimuth

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1.3 References
Regulations
Regulations are available on the ComLaw website http://www.comlaw.gov.au/Home

Document

Title

CASA regulations
CASR Part 21

Certification and airworthiness requirements for aircraft and parts

CASR Subpart 21M

Designs of modifications of, and repairs to, aircraft, aircraft engines,


propellers and appliances

CAO 20.18

Aircraft Equipment Basic Operational Requirements

ATSO-C1004

Airborne Mode A/C Transponder Equipment with Extended Squitter


Automatic Dependent Surveillance Broadcast (ADS-B) Transmit Only
Equipment

ATSO-C1005

Airborne Stand-Alone Extended Squitter Automatic Dependent Surveillance


Broadcast (ADS-B) Transmission Capability

FAA TSOs
TSO-C112

TSO for Mode S Extended Squitter

TSO-C145

Airborne Navigation Sensors using GPS Augmented by Satellite Based


Augmentation System

TSO-C146

Stand Alone Airborne Navigation Equipment using GPS Augmented by


Satellite Based Augmentation System

TSO-C196

Airborne Supplemental Navigation Sensors using GPS Augmented by


Satellite Based Augmentation System

TSO-C166

Extended Squitter Automatic Dependent Surveillance - Broadcast (ADS-B)


and Traffic Information Service - Broadcast (TIS-B) Equipment Operating on
the Radio Frequency of 1090 Megahertz (MHz)

TSO-C10

TSO for Altimeter, Pressure Actuated, Sensitive Type

TSO-C106

TSO for Air Data Computer

TSO-C88

TSO for Automatic Pressure Altitude Reporting CodeGenerating Equipment

EASA TSOs
ETSO-2C112a
formerly
JTSO-2C112a

MOPS for SSR Mode S Transponders (Adopts EUROCAE ED-73A).

ETSO-C10

ETSO for Altimeter, Pressure Actuated, Sensitive Type

ETSO-C106

ETSO for Air Data Computer

ETSO-C88

ETSO for Automatic Pressure Altitude Reporting CodeGenerating


Equipment

AC 21-45 v2.2

Note: This JTSO is being updated to version B based on EUROCAE document


ED-73B.

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Advisory material
Advisory Circulars are available at http://www.casa.gov.au/AC
Civil Aviation Advisory Publications are available at http://www.casa.gov.au/CAAP
FAA advisory circulars are available at http://rgl.faa.gov/
EASA guidance material is available at http://easa.europa.eu/certification-specifications/amc-20-general-acceptablemeans-compliance-airworthiness-products-parts
ICAO publications are available at http://www.icao.int/publications/Pages/default.aspx
RTCA Inc, standards are available at http://www.rtca.org/Files/ListofAvailableDocsMarch2013.pdf
EUROCAE standards are available at https://www.eurocae.net/publications/search/

Document

Title

CASA advisory circulars


AC 21-15

Supplemental Type Certificate - Certification

AC 21-36

Global Navigation Satellite System (GNSS) Equipment: Airworthiness


Guidelines

AC 21-601

Australian Technical Standard Order Authorisation

FAA advisory circulars


AC 20-140B

Guidelines for Design Approval of Aircraft Data communications

AC 20-165A

Airworthiness Approval of Automatic Dependent Surveillance Broadcast


(ADS-B) Out Systems

AC 90-114

Automatic Dependent Surveillance-Broadcast (ADS-B) Operations

EASA guidance material


AMC 20-24

Acceptable Means of Compliance

ICAO publications
ICAO Annex 10
Volume III

Aeronautical Communications (Digital Data Communication Systems)

ICAO Annex 10
Volume IV

Aeronautical Communications (Surveillance Radar and Collision Avoidance


Systems)

ICAO Doc 9924

Aeronautical Surveillance Manual

ICAO Doc 9684

Manual of the Secondary Surveillance Radar System (SSR)

ICAO Doc 4444

Procedures for Air Traffic Services - Air Traffic Management (PANS-ATM)

RTCA Inc, and EUROCAE standards


RTCA/DO-229D

MOPS for Global Positioning System/Wide Area Augmentation System


Airborne Equipment

EUROCAE/ED-78A
RTCA/DO-264

Guidelines for Approval of the Provision and Use of Air Traffic Services
Supported by data communications

EUROCAE/ED-75C
RTCA/DO-236C

MASPS for Required Navigation Performance (RNP) Area Navigation

RTCA/DO-242A

MASPS for ADS-B

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Document

Title

Change 1 to RTCA/DO242A
RTCA/DO-317A
EUROCAE/ED-102A

MOPS for Aircraft Surveillance Applications (ASA) System

EUROCAE/ED-73E

MOPS for Secondary Surveillance Radar Mode S Transponders

RTCA/DO-289
Change 1 to RTCA/DO289

MASPS for Aircraft Surveillance Applications (ASA)

RTCA/DO-181E

MOPS for Air Traffic Control Radar Beacon System/ Mode Select
(ATCRBS/Mode S) Airborne Equipment

RTCA/DO-302

MASPS for Surveillance Transmit Processing (STP)

RTCA/DO-303
EUROCAE/ED-126

Safety, Performance and Inter-operability Requirements Document for the


ADS-B Non-Radar-Airspace (NRA) Applications

RTCA/DO-316

MOPS for Global Positioning System/Aircraft Based Augmentation System


Airborne Equipment

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Background

ADS-B is a surveillance application that periodically transmits aircraft parameters, such as


identification, pressure altitude, position and position integrity, via a broadcast data link that is
available to any receiver, either airborne or ground-based, within range of the transmitter.
ADS-B information is broadcast without any knowledge of which users may be receiving it and
without the expectation of an acknowledgement or reply. As an automatic system, ADS-B
requires no flight crew or controller action for the information to be transmitted. The surveillancetype information broadcast is dependent on the aircrafts navigation system and the broadcast
capability of the source emitter.
An ADS-B 'out' system consists of the following components:

a transmitting subsystem that includes message generation and transmission functions


at the source aircraft
the data link broadcast medium.

The sources of the transmitted information, as well as the user applications, are not considered
to be part of the ADS-B system, but their performance needs to be considered when defining
overall ADS-B system performance.

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Functional requirement

3.1 ADS-B avionics


3.1.1

For an aircraft to be ADS-B capable it requires:

appropriate data sources


an ADS-B transmitter to broadcast the data in a predetermined standard format.

3.2 ADS-B transmitter


3.2.1

The ADS-B transmitter needs to comply with the minimum performance standards
detailed in RTCA/DO-260, DO-260A or DO-260B Paragraph 2.2 as appropriate for the
aircraft type.

3.2.2

For ADS-B data to be universally usable it needs to be transmitted in the formats and
characteristics defined in the following standards:

Annex 10 to Chicago Convention, Volumes III and IV, Amendment 85


RTCA/DO-260 Change 2 (systems compliant with earlier versions may continue to
use HFOM in abnormal situations as described in Paragraph 8.2.10)
RTCA/DO-260A Change 2
RTCA/DO-260B.

3.2.3

Compliance with RTCA/DO-260B is preferred noting that this is the requirement being
implemented in the United States of America (USA) and Europe.

3.2.4

To be useable for Air Traffic Control (ATC) surveillance in a 'radar like' manner, ADS-B
transmitters must transmit the following minimum data set:

3.2.5

Position (in extended squitter surface position message and in extended squitter
airborne position message)
Position Integrity Information (e.g. NUC or NIC value transmitted in the 'TYPE'
code in extended squitter surface position message and in extended squitter
airborne position message)
Pressure Altitude (in extended squitter airborne position message, GNSS height
may also be transmitted in this message when barometric altitude is not available)
Aircraft Identification (in extended squitter identity and category message)
Version Number, SIL and NACP in aircraft operational status message, if the
avionics equipment is RTCA/DO-260A or RTCA/DO-260B compliant.

To provide a more comprehensive data set to other stations, transmission of the


following data is highly desirable, as it is used by the Australian ATC system:

AC 21-45 v2.2

SPI Indication (in Surveillance Status Subfield of ADS-B airborne position


messages)
Emergency Flag (in Surveillance Status Subfield of ADS-B airborne position
messages)

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Emergency Priority Status Information (may be broadcast in Extended Squitter


Aircraft Status Message, RTCA/DO-260 or RTCA/DO-260A, or the Target State
and Status Message RTCA/DO-260A or RTCA/DO-260B)
Velocity Information (Extended Squitter Velocity Message or Surface Position
Message)
GNSS height (GNSS Altitude Difference From Barometric Altitude in Extended
Squitter Velocity Message)
Vertical rate (in Extended Squitter Velocity Message)
Aircraft category (ensure the parameter is correctly set in the extended squitter
and category message).

3.2.6

Additional ADS-B data, defined in ICAO Annex 10, Volumes III and Volume IV,
Amendment 85 or RTCA/DO-260 or RTCA/DO-260A may also be transmitted.

3.2.7

Operators installing systems compliant with RTCA/DO-260B are urged to configure their
systems to transmit all available parameters. Utilisation of the failure annunciation
output is recommended - refer RTCA/DO-260B Paragraph 2.2.11.5.

3.2.8

Equipment marked as compliant with ATSO-C1004(a), ATSO-C1005(a) or TSO-C166,


are considered capable of transmitting data described above in the correct formats.
Later versions of these TSOs are acceptable.

3.2.9

Transponders marked as compliant with the following standards:

AEEC ARINC 718A


TSO-C112
EUROCAE ED-73B
JTSO-2C112a
ETSO-2C112a

may be capable of transmitting this information in the correct formats. Functional testing
of the installation would be required to confirm compliance.
3.2.10

RTCA/DO-260 compliant ADS-B transmitters use the HPL/HIL data from the GNSS
receiver as the highest priority data source for determination of NUC.

3.2.11

ADS-B transmitters compliant with pre RTCA/DO-260 Change 2 may continue to use
HFOM data from the GNSS receiver during periods of HPL non-availability due to
operational reasons (e.g. satellite geometry etc.); however, this is considered to be an
abnormal situation.

3.2.12

For RTCA/DO-260A and RTCA/DO-260B compliant transmitters, HPL is used for


determination of NIC and HFOM is used for determination of NAC.

3.2.13

It is desirable but not essential that the flight crew have the ability to disable the ADS-B
function on instruction from ATC without disabling the operation of the ATC transponder
function.

3.2.14

It is desirable that the flight crew are able to initiate emergency messages and 'ident'
functions.

3.2.15

Transmitter antenna installation, including the need for antenna diversity, needs to
comply with the manufacturers installation instructions for ATC transponders to ensure

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satisfactory functioning. This is particularly relevant to aircraft above 5700 kg, or with a
maximum cruising speed greater than 463 km/h (250 knots).

3.3 ADS-B data sources (essential)


3.3.1

The following section describes the minimum data necessary for ADS-B transmitters to
function in the ATC environment (for more detailed requirements including references
see the Appendices of this AC). Each category is essential to ensure the message
being transmitted has all the relevant data necessary to enable separation to be
calculated. Failure to comply may render the prospective operator unable to obtain the
benefits of ADS-B separation.

3.4 Positional data


3.4.1

Accurate positional data is essential for the ADS-B system to operate in a 'radar like
manner' and be the basis for the allocation of separation between aircraft. Valid GNSS
data input provides an acceptable accuracy and integrity for separation purposes with
the delivery of position information at a periodic but randomised interval of less than or
equal to one second.

3.4.2

GNSS equipment compliant with TSO-C145, TSO-C146, TSO-C196, or an equivalent


standard acceptable to the Civil Aviation Safety Authority (CASA), are suitable for use
with ADS-B. Later versions of these TSOs are acceptable.

3.4.3

Particular navigation packages that do not have a TSOA, but can be demonstrated to
achieve the accuracy and integrity values required, may be acceptable to CASA. In
assessing the suitability of GNSS avionics that do not have a TSO-C145/146/196
authorisation, CASA may consider the system differences to the standards documented
in RTCA/DO-229C or RTCA/DO-316 (or later versions), with particular regard to the
following criteria:

The system is capable of delivering position information with a periodic interval of at


least one second
The system can continuously output the HPL value to the ADS-B transmitter
The system has a FDE capability as described in CAO 20.18 Appendix XI Part B 3
(c)(ii)(A)
The system addresses selective availability (SA) as described in CAO 20.18
Appendix XI Part B 3 (c)(ii)(C).

3.5 Positional integrity data


3.5.1

HPL integrity data needs to be provided to the ADS-B transmitter from the GNSS
receiver on the same interface as the positional data. This data is typically available as
ARINC 429 label 130.

3.5.2

HFOM data will be provided to the transponder on the same interface as the HPL data.
HFOM typically uses ARINC 429 label 247.

3.5.3

A RTCA/DO-260A or RTCA/DO-260B compliant installation will use the HFOM value to


calculate NAC.

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3.5.4

In some cases, such as during rare periods of inadequate satellites, HPL may not be
delivered to the interface. In this case a RTCA/DO-260 compliant installation may use
the HFOM value to generate NUC during the period of HPL non-availability; however,
this is considered an abnormal situation.

3.5.5

In the case of RTCA/DO-260A or RTCA/DO-260B compliant installations the SIL is


intended to reflect the integrity of the navigation source of the position information
broadcast. Where position integrity is based on HPL, and the SIL cannot be
unambiguously determined and set dynamically, CASA recommends that value should
be set to 2 (two) or the value recommended by the equipment manufacturer. During
periods where HPL is not available the NIC should be set to 0 (zero), and the NAC
should reflect the accuracy of the broadcast position.

3.6 Pressure altitude


3.6.1

Pressure altitude provided to transponders is to be in accordance with existing


requirements for ATC transponders. It is preferable that 7.62 metre (25 feet) altitude
encoding is used. This data is typically available on ARINC 429 label 203.

3.6.2

Suitable pressure altitude data source may be provided by:

a barometric encoder (FAA TSO-C88 or later version)


a barometric altimeter (FAA TSO-C10 or later version)
an air data computer (FAA TSO-C106 or later version)
EASA equivalent versions of above TSO standards.

3.7 Identity
3.7.1

Identity information, that is the aircraft flight identification (Flight ID) or aircraft
registration mark, is to be provided to the transponder so that the information is identical
to the filed flight plan. This information is normally entered by the flight crew prior to
each flight utilising either:

3.7.2

a flight management system


a pilot control panel.

For aircraft which always operate with the same Flight ID (e.g. using the aircraft
registration mark as a callsign) this may be programmed into equipment at installation.

3.8 ADS-B data sources (desirable)


3.8.1

GNSS altitude. GNSS altitude should be provided from an approved GNSS receiver to
the ADS-B transmitter. Typically this data is available as HAE, ARINC 429 label 370 or
MSL, ARINC 429 label 076.

3.8.2

Vertical rate (GNSS or Barometric). Vertical rate may be provided from either a GNSS
receiver or from a pressure source:

AC 21-45 v2.2

GNSS vertical rate should be provided from an approved GNSS receiver, and is
typically available as ARINC 429 label 165

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Barometric vertical rate. Barometric (BARO) vertical rate is typically available as


ARINC 429 label 212.
Note:

The most accurate source should be used.

3.8.3

Velocity Information. Ground speed from an approved GNSS receiver in the form of
East/West Velocity and North/South Velocity should be provided. This would be
typically available as ARINC 429 label 174.

3.8.4

SPI Indication. For ATC transponders, the SPI capability is integrated into the
transponder functionality and is controlled from the transponder control panel. For non
transponder implementations a discrete input or a control panel may be provided to
trigger the SPI indication.

3.8.5

Emergency indicator. For ATC transponders the emergency declaration capability is


integrated into the transponder functionality and is controlled from the transponder
control panel. For non transponder implementations a discrete input or a control panel
may be provided to trigger the emergency and/or to indicate the type of emergency.

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Design, development and approval of aircraft


modifications

4.1 Legislative basis for acceptable aircraft configurations


4.1.1

CAO 20.18 Paragraph 9B together with CAO 20.18 Appendix XI detail the legislated
technical and operational requirements that are to be met by aircraft operating in
Australian airspace and wishing to take advantage of the benefits of ADS-B separation.
This covers both the preferred methods together with an alternative standard based on
existing international requirements.

4.2 Compliance
4.2.1

When utilising this guidance material for the approval of an ADS-B installation, in
accordance with either Subpart 21.M or a Supplemental Type Certificate under Subpart
21.E of the Civil Aviation Safety Regulations 1998 (CASR 1998), the following need to
be considered:

The applicant will need to submit a compliance statement to CASA that shows how
the criteria of this guidance material has been satisfied, together with evidence
resulting from the activities described in this section.
Compliance with the airworthiness requirements for intended function and safety
may be demonstrated by equipment qualification, safety analysis of the interface
between the ADS-B equipment and data sources, equipment cooling verification
and ground tests. To support the approval application, design data will need to be
submitted showing that the requirements for ADS-B operation have been complied
with.
The safety analysis of the interface between the ADS-B system and its data
sources should show no unwanted interaction under normal or fault conditions.

4.2.2

The Federal Aviation Administration of the USA (FAA) AC 120-86 and AC 20-165
provide additional guidance by providing general information and acceptable methods
of compliance for the certification, airworthiness, and operational approval of certain
aircraft surveillance systems and selected associated aviation applications.

4.2.3

A self-evaluation checklist intended to assist in determining compliance is included at


Appendix B of this AC.

4.3 Functional testing


4.3.1

Testing of the installed system either on ground or in flight, is intended to confirm:

AC 21-45 v2.2

system operation
that the aircraft derived data in the transmitted messages, including integrity data,
is correct
correct functioning of installed system fault detectors.

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4.3.2

Whilst some of the functionality for ADS-B out applications may be demonstrated by
ground testing, thorough validation of the installed equipment combination may need a
mix of ground and flight tests.

4.3.3

When a particular ADS-B equipment combination is being fitted to an aircraft the


following issues need to be addressed:

If the equipment combination installation is in accordance with an existing proven


design (i.e. OEM fit, approved STC or CASR 21M approved engineering order)
then the aircraft may only require transponder test set confirmation and the normal
post maintenance check flight to confirm correct function of the installed equipment
and overall aircraft operation. Coordination with local ATC may also be required.
If the proposed equipment combination has not been implemented previously, but
sufficient documentary evidence is submitted to prove compliance of the system
integration with the performance standards as detailed, then paragraph 9.3.1 of this
AC would also apply.
If the proposed equipment combination installation has not been implemented
previously and there is insufficient supporting evidence to show compliance with
the published standards, comprehensive use of an ADS-B capable transponder test
set to verify operation all data fields is required. Subsequently, coordination may be
required with local ATC to allow a one off trial period during which time the ADS-B
data transmitted by the aircraft is gathered and analysed to confirm correct
functioning of the equipment combination. This would be in addition to the
requirements of paragraph 9.3.1 of this AC.

4.4 Acceptable configurations


4.4.1

Schedules 1 and 2 of Appendix C to this AC provide listings of the currently accepted


equipment combinations. These combinations were submitted by operators as part of
their application for ADS-B based services and subsequently verified by Airservices
Australia. These combinations are not exhaustive, and are a historical record and not
subject to further update.

4.4.2

Recent legislative changes have required a technical review of the performance of


existing equipment combinations. Appendix C, Schedule 3 of this AC lists those
combinations that are no longer acceptable for use in Australia. This list is not
exhaustive and is a historical record and not subject to further update.

4.5 Flight manual


4.5.1

The AFM or the POH, whichever is applicable, should provide at least a statement that
the transponder system(s) complies with the criteria of ICAO Annex 10 Volumes III and
IV, Amendment 85 regarding extended squitter and any necessary procedures for
expected operations (e.g. the need to enter Identity/Call Sign also known as Flight ID)
for use with ATC.

4.5.2

Crew Operating Instructions for the ADS-B system should emphasise the need to use
the ICAO format, as defined in ICAO Doc 4444, for entry of the Flight ID or Registration
Mark as applicable to the flight. The shortened format commonly used by airlines (a

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format used by the International Air Transport Association) is not compatible with the
ground systems of the air traffic services.

4.6 Minimum equipment list (MEL)


4.6.1

The mandatory requirements detailed in paragraph 9B.8 of CAO 20.18 regarding the
serviceability of the ADS-B equipment fitted are to be noted in the MEL.

4.7 Maintenance
4.7.1

Maintenance tests should include a periodic verification check of aircraft ADS-B data
including the ICAO 24-bit aircraft address (also known as the Mode S address) using
suitable ramp test equipment. A check of the ICAO 24-bit aircraft address should be
made in the event of a change of the registration mark of the aircraft (this is always
necessary following change in State of registration) or whenever a transponder is
replaced.
Note: Australian aircraft are allocated a 24-bit address by the Registrar of Aircraft or relevant RAAO at
time of registration.

4.7.2

Where possible, maintenance tests should check the correct functioning of system fault
detectors.

4.7.3

The maximum period between ADS-B maintenance tests of the ADS-B transmitter
should be the same as for ATC transponders and all transponders fitted to the aircraft
should be checked.

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Foreign based operators

5.1.1

Paragraph 5.8 of CAO 82.1 , paragraph 10.8 of CAO 82.3 and paragraph 10.8 of CAO
82.5 detail the requirements for ADS-B that foreign registered aircraft must comply with
if intending to utilise ADS-B services operations within Australian FIR.

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Appendix A

ADS-B 'Out' data

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Table 1: Required characteristics of essential ADS-B Out data

Item Parameter

Range

Identity/Call 8
Sign
characters

Position

Any
latitude
and
longitude
on earth

Pressure
Altitude

-1000 ft to
maximum
certificated
altitude of
aircraft
plus 5000
ft

Integrity
Value

Value 0-9

Minimum Accuracy Maximum Data


Resolution Limits
Age at
Transmission
N/A

Remarks
ADS-B transmitter
specification

N/A

60 seconds

ICAO Annex 10, Vol IV, para


3.1.2.9

2 seconds

ICAO Annex 10, Vol IV, para


3.1.2.8.6.6
& Vol III, Part I, App to Chap
5 para 2.3.2.3

100 ft
As the
(Gillhams installed
code) or 25 sensor.
ft as
provided by
the source.

2 seconds

ICAO Annex 10, Vol IV, para


3.1.2.6.5.4. referenced to
1013.25 hPa & Vol III, Part I,
App to Chap 5 para 2.3.2.4.
Note: Minimum resolution of
25 ft is preferred.

2 seconds

ICAO Annex 10, Vol III, Part


I, App to Chap 5 para .2.3.1

N/A

Table 2: Required characteristics of desirable ADS-B Out data

Item Parameter

SPI
Indication

Emergency
Flag

Emergency
Type
Indicator

Velocity
Information

GNSS
Height

Vertical
rate
(GNSS/BA
RO)

AC 21-45 v2.2

Range

Minimum Accurac
Resolution y Limits

Maximum
Data Age at
Transmission

2 seconds

June 2015

Remarks
ADS-B transmitter
specification

ICAO Annex 10, Vol IV, para


3.1.2.8.6.6 & Vol III, Part I,
App to Chap 5 para 2.3.5

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Appendix B

Self-evaluation checklist

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Table 3: Self-evaluation checklist

Self-evaluation checklist
ADS-B Transmitter Manufacturer & Model number
GNSS positional source Manufacturer & Model
number
GNSS receiver TSO

TSO C145a or later version


TSO C146a or later version
TSO-C196 or later version
Other

If not TSO C145(), TSO C146() or TSO C196()


compliant

Fault Detection and Exclusion


YES/NO
Selective Availability aware
YES/NO
Confirm outputs HPL or HIL
Is BARO aiding provided to GNSS receiver?

Transmitter Message formats compliant with (Circle


one)

ICAO Annex 10, Volume III and IV Amendment 85 or


DO-260 or
DO-260A or TSO C166 or TSO-C166a
DO-260B or TSO C166b

Transmitter characteristics compliant with (Circle


one)

ATSO-C1004b
ATSO-1C74c
TSO-C112d and compliant with RTCA/DO-181e or
ETSO-C112b or
ED73B or DO-181e
ATSO-C1005b

HPL is provided to ADS-B transmitter on same


interface as GNSS positional data and tested

YES/NO

Suitable pressure altitude data source provided to


transmitter and tested?

YES/NO
TSO-C10b or ETSO-C10b
TSO-C106 or ETSO-C106
TSO-C88b or ETSO-C88b

Uses ships ATC transponder antenna?

YES/NO

If not using ships ATC antenna, has antenna been


YES/NO
mounted in accord with transponder mounting rules?
Flight ID source installed and tested? (Circle one)

Programmed/ pilot entry panel/ Flight Management


System interface

Optional data supported & tested (circle those


verified)

SPI indication
Emergency flag
Ground track / Ground speed Velocity vector
Emergency type indicator
GNSS height
GNSS Vertical rate
BARO vertical rate

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Appendix C

Acceptable equipment combinations

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C.1

Introduction

C.1.1

The equipment combinations listed in Schedules 1 and 2 are not exhaustive, and are a
historical record and not subject to further update. The lists were compiled from data
obtained from individual applications to Airservices Australia by operators wishing to be
included in the ADS-B separation services.

C.1.2

Following legislative changes and technical review of the performance of existing


transponder combinations Schedule 3 lists those combinations that are no longer
acceptable for use in Australia. This list is not exhaustive, and is a historical record and
not subject to further update.

C.1.3

Aviation Communication & Surveillance Systems (ACSS) XS-950 transponders are not
acceptable unless software modification A is incorporated.

Schedule 1 - ATC transponder and MMR/GPS receiver combinations from multiple


manufacturers
Transponder
manufacturer and
model
ACSS XS-950
(with software mod A)

Transponder
part number
7517800-10005

MMR/GPS receiver
manufacturer and model
Honeywell GR-550

MMR/GPS receiver
part number
HG2021GA03
HG2021GC02

Honeywell RMA-55B

066-50029-1161

Rockwell Collins GLU-920 822-1152-001


822-1152-002
822-1152-121
822-1152-130
822-1152-131
822-1152-220
Rockwell Collins GLU-925 822-1821-430
7517800-10007

Rockwell Collins GLU-920 822-1152-001


822-1152-002
822-1152-121
822-1152-130
822-1152-220
Rockwell Collins GLU-925 822-1821-001

7517800-10009

Rockwell Collins GLU-920 822-1152-001


822-1152-002
822-1152-121

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Transponder
manufacturer and
model

Transponder
part number

MMR/GPS receiver
manufacturer and model

MMR/GPS receiver
part number
822-1152-130
822-1152-220

7517800-10100

Rockwell Collins GLU-925 822-1821-430

Transponder
Manufacture and Model

Transponder
Part Number

MMR/GPS Receiver
Manufacturer and Model

MMR/GPS Receiver
Part Number

ACSS XS-950
(with software mod A)

7517800-11006

Honeywell GR-550

HG2021GC02

Honeywell RMA-55B

066-50029-1201

Rockwell Collins GLU-920 822-1152-002


Rockwell Collins GLU-925 822-1821-001
7517800-11009

Honeywell GR-550

HG2021GC01
HG2021GC02

Honeywell RMA-55B

066-50029-1201

Rockwell Collins GLU-920 822-1152-001


822-1152-002
Rockwell Collins GLU-925 822-1821-001
Honeywell TRA-67A

066-01127-1301

Honeywell GR-550

HG2021GP01

Rockwell Collins GLU-920 822-1152-002


066-01127-1402

Honeywell RMA-55B

066-50029-1161

Rockwell Collins GLU-920 822-1152-121


822-1152-130
822-1152-131
Thales TLS755

TLS755-01-0101B
TLS755-01-0102A

066-01127-1601

Honeywell GR-550

HG2021GC01

Honeywell RMA-55B

066-50029-1101

Rockwell Collins GLU-920 822-1152-002


066-01127-1602

Honeywell GR-550

HG2021GC01
HG2021GC02
HG2021GP01

Transponder

AC 21-45 v2.2

Transponder

Honeywell GR-551

HG2021GP02

MMR/GPS Receiver

MMR/GPS Receiver

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Transponder
manufacturer and
model

Transponder
part number

MMR/GPS receiver
manufacturer and model

MMR/GPS receiver
part number

Manufacture and Model

Part Number

Manufacturer and Model

Part Number

Honeywell TRA-67A

066-01127-1602

Honeywell RMA-55B

066-50029-1101
066-50029-1201

Litton LTN2001Mk2

466200-0104

Rockwell Collins GLU-920 822-1152-002


822-1152-003
Rockwell Collins GLU-925 822-1821-001
822-1821-330
Thales TLS755
Honeywell ISP-80A

965-1694-001

TLS755-01-5101A

Rockwell Collins GLU-925 822-1821-131


822-1821-430

Honeywell XS-858A

7517401-960

CMC Electronics CMA2024-1


(This a modular unit
normally located in a
higher assembly)

245-604067-100

Rockwell Collins TDR94

622-9352-108

Rockwell Collins GPS4000S

822-2189-001

Honeywell GR-550

HG2021GD02

Rockwell Collins GPS4000S

822-2189-001

FreeFlight Systems 1203

84327-01-0303

622-9352-409

822-2189-002

622-9210-409
Rockwell Collins TDR94D

622-9210-108

Rockwell Collins TDR94D

622-9210-409

84327-02-100A
Universal Avionics
Systems
UNS-1Lw

3116-42-1116

Transponder
Manufacture and Model

Transponder
Part Number

MMR/GPS Receiver
Manufacturer and Model

MMR/GPS Receiver
Part Number

Rockwell Collins TPR901

822-1338-003

Free Flight Systems 1203

84327-50-200A

Free Flight Systems


1203C

84327-50-200B

Honeywell GR-550

HG2021GC02
HG2021GP01

Honeywell RMA-55B

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Transponder
manufacturer and
model

Transponder
part number

MMR/GPS receiver
manufacturer and model

MMR/GPS receiver
part number
066-50029-1201

Rockwell Collins GLU-920 822-1152-002


822-1152-005
Rockwell Collins GLU-925 822-1821-001
822-1821-330
822-1338-020

Rockwell Collins GLU-920 822-1152-121

822-1338-021

Rockwell Collins GLU-920 822-1152-121


822-1152-131
Rockwell Collins GLU-925 822-1152-130
822-1821-430

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Schedule 2 - ATC transponder and GPS receiver combinations manufactured by Garmin


International
Table 4: Transponders - panel mounted

Model

Part Number

Notes

GTX330

011-00455-60

(1) (2)

GTX330

011-00455-80

(1) (2)

GTX330D

011-00455-70

(1) (2)

GTX330D

011-00455-90

(1) (2)

Table 5: Transponders - G1000 avionics suite

Model

Part Number

Notes

GTX33

011-00779-20

(1) (2)

GTX33

011-00779-30

(1) (2)

GTX33D

011-00779-21

(1) (2)

Table 6: GPS receivers - GPS/NAV/COMM 400W/500W series equipment

Model

Part Number

Notes

GNS530AW TAWS

011-01067-XX

(2) (3) (4)

GNS530AW

011-01066-XX

(2) (3) (4)

GNS530W TAWS

011-01065-XX

(2) (3) (4)

GNS530W

011-01064-XX

(2) (3) (4)

GNS500W TAWS

011-01063-XX

(2) (3) (4)

GPS500W

011-01062-XX

(2) (3) (4)

GNS430AW

011-01061-XX

(2) (3) (4)

GNS430W

011-01060-XX

(2) (3) (4)

GNC420AW

011-01059-XX

(2) (3) (4)

GNC420W

011-01058-XX

(2) (3) (4)

GPS400W

011-01057-XX

(2) (3) (4)

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Table 7: GPS receivers - G1000 avionics suite

Model

Part Number

Notes

GIA 63W

011-01105-00

(2) (5) (6)

GIA 63W A2/B2

011-01105-01

(2) (5) (6)

GIA 63W

011-01105-20

(2) (5) (6)

Table 8: Table 5: GPS receivers - GPS/NAV/COM 600/700 series equipment

Model
GTN650

Part Number

Notes

011-02256-00

Notes (applicable to Schedule 2 Tables):


1.

Software version 6.11 or later required (Garmin Service Bulletin 0935 refers).

2.

Any transponder or GPS can be used in combination as they all support the Garmin RS-232 serial
interface that allows GPS position and integrity information to be supplied to the transponder. Generally
the G1000 transponders will be combined with the G1000 GPS units, similarly for the non-G1000
transponders and GPS.

3.

-XX denotes any numbered suffix. All part numbers in each model range are suitable for providing GPS
data that can be used for ADS-B.

4.

Software version 3.20 or later required.

5.

The unit part number shown in Table 4 matches the part number printed on the nameplate or tag on the
equipment itself.

6.

Software version 5.80 or later required.

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Schedule 3 - Review of currently approved combinations


Table 9: Non-compliant ATC transponder and MMR/GPS receiver combinations not
recommended for any new installations but may remain in service

Transponder
manufacturer and
model
Honeywell KT-73

Transponder
part number
066-01164-0101

MMR/GPS receiver
manufacturer and model
Honeywell KLN 94

MMR/GPS receiver
part number
069-01034-0101
069-01034-0102

Honeywell KLN 900

066-04034-0102
066-04034-0104

Honeywell KMH 820

066-01175-2101
066-01175-2102

Notes:
1.

The ongoing acceptability of these combinations may be determined by future legislation. Operators
utilising these equipment configurations are urged to update.

2.

The KT-73 transponder does not utilise the HPL but uses RAIM flags and as such is non-compliant to the
minimum standards described in this AC. This non-compliance results in the KT-73 having a lower ADS-B
service availability.

Table 10: Non-compliant ATC transponder and MMR/GPS receiver combinations not acceptable
for continued use

Transponder
manufacturer and
model
ACSS XS-950

Transponder
part number
7517800-1005/6

MMR/GPS receiver
manufacturer and model

MMR/GPS receiver
part number

Any

Does not use HPL for


calculation of NUC.
ACSS have a Service
bulletin to upgrade to
Mod A.
ACSS RCZ-852
Pre modification 'AT'

7510700-951 with product Any


software 7517419-108

Any

Litton LTN2001Mk1

465205-0302-0303
465205-0402-0303
Does not properly transmit 465205-0502-0304
HPL

Rockwell Collins
TDR-94/94D pre -108

Any

Rockwell advises that


ADS-B should be

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Transponder
manufacturer and
model

Transponder
part number

MMR/GPS receiver
manufacturer and model

MMR/GPS receiver
part number

disabled for these


transponders by
grounding discrete input
P1-59
STPR901

822-1338-003

Any

Fitted to Boeing 747-400


generates incorrect
Flight ID with a trailing
'U' character. SB 503 is
available to rectify.

AC 21-45 v2.2

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