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by Perry Romanowski
This recent article about scientists discovering bacteria living in hairspray provides a good
example of why cosmetic products need to be preserved. Microbes can grow almost
anywhere! And these tiny organisms bring with them some distasteful product changes or
even disease. As a cosmetic chemist its up to you to formulate properly and keep these
invaders at bay. You typically do that by adding preservatives to your formulas.
Unfortunately, youll have to know more than just the science as preservatives are some of
the most highly regulated and restricted ingredients you will use.
Parabens
Parabens are the most commonly used preservatives. They are derivatives of phydroxybenzoic acid and go by names like Methylparaben, Propylparaben, and Butylparaben.
They are typically supplied as powders and can sometimes be difficult to incorporate into a
system due to the water solubility limitations. They are effective against a broad spectrum of
bacteria and fungi. They do have pH limitations and are not effective against all microbes so
you usually will need an additional preservative.
Formaldehyde donors
Formaldehyde derivatives are the next most common preservative. These compounds
interfere with membrane proteins which kills microbes. They are effective against bacteria,
fungi, and mold. Bad press and real safety concerns have led cosmetic chemists to stop using
formaldehyde. Instead ingredients that dissociate into formaldehyde when put in a water
solution are used. These are compounds like DMDM Hydantoin, Imidazolidinyl Urea, and
Gluteraldehyde. They are most often used in surfactant systems.
Phenol derivatives
Phenol derivatives have been used in cosmetics for many years and can be effective against a
range of microbes. Unfortunately, they are not as effective as the previous ingredients so their
use is limited. The most common examples is Phenoxyethanol.
Quats
Compounds that contain nitrogen and have a positive charge when placed in solution are
called quaternary compounds (or quats). Many of them demonstrate an ability to kill
microbes. This include ingredients like Benzalkonium Chlroide, Methene aommonium
chloride, and Benzethonium chloride. Their cationic nature makes them less compatible with
anionic surfactants which limits their application & use.
Alcohol
Ethanol is a great preservative but you need to use it in high levels and it faces significant
environmental restrictions. Other compounds like benzyl alcohol, dichlorobenzyl alcohol, and
even propylene glycol all have some anti-microbial effect. In lower levels, these compounds
are less effective at preserving products.
Isothiazolones
Synthetic compounds like Methylchloro- Isothiazolinone and Methyl-Isothiazolinone are
effective at incredibly low levels. They have been shown to work at a wide range of pHs and
in many different formulas. There use has been stymied however, by at least one study that
suggested it could cause skin sensitization.
Hi there.
I was told that potassium sorbate and sorbic acid are excellent preservatives for the
use in skin care products. Is that correct or are there some better working alternatives?
Can I use Vitamin C for instance to have a better position for my adverts?
Reply
Perry November 2, 2012 at 7:09 am
I would not say that they are excellent preservatives. Those would be the parabens.
But potassium sorbate and sorbic acid can be good enough. It does limit your
formulation ability however. You can add vitamin C to your formula but it is not a
preservative.
Reply
Christine November 17, 2011 at 11:46 pm
Hi Perry. Concerning preservatives, can you give a list of the popular types of
preservatives that the all natural community do use? I am trying to appeal to that
market, and I am aware that they have to turn to some synthetics etc but unsure of
which ones. Thanks in advance
Reply
Ruby November 5, 2011 at 10:15 am
Can anyone recommend a vegetarian microbial test kit that can be used to test for
contamination? Thanks.
Reply
stan Idelsen February 9, 2013 at 3:58 pm
Liliana
Reply
Perry October 27, 2011 at 9:31 am
Of these, price is probably the smallest factor as the preservative usually doesnt add
much to the overall cost of the formula. It would matter if the price got too high
however. It sounds like your preservatives would have some niche application
because color and odor effects are a problem. In my opinion, the current preservatives
work and have no real problems associated with them. Indeed there is a push from
some areas of the market to have all natural preservatives but for cost and
compatibility reasons I doubt the market for alternative preservatives will ever get too
large.
Reply
LaNita Darden May 26, 2011 at 11:01 am
what are the process to avoid the contamination during manufacturing of cosmetic
products!!!!?
Reply
LaNita Darden May 3, 2011 at 1:31 pm
Naturagard Ultra which is Gluconolactone (and) Sodium Benzoate. What can you
tell me of this? It is considered an ECOCERT certified preservative. Will this do the
job for amore natural preservative?
Reply
Perry January 10, 2011 at 7:23 pm
@Prajakta,
Oil soluble preservatives inhibit growth of microbes at the interface of the oil and
water.
Reply
Hi Perry,
Just in relation to article about traditional preservatives and you mentioned there was
no promise of any other new materials on the horizon. I would like to mention that we
have been doing some very successful production with Dr Straetmans preservative
systems of glyceryl caprylate, and p ansinic acid. There are also some other nature
identicals like Mackaderm GCP and various systems from Lonza. There is also some
other manufacturers based here in Australia who have developed some successful
systems as well, though questionable is they are in use in full production scale?
Preservation is not something that we tread around lightly either, being a contract
manufacturer certainly brings on more challenges than expected. Another point you
dont seem to talk about is water quality. Weve dabbled in several systems and find
our current system to be the best yet, based on ozone. I would enjoy finding out more
about reducing water activity as mentioned by David, this is something i have read
about in the book he mentioned and think this could be something of benefit in the
future with more natural options other than glycerine. Another question is, do you
know much about the method of milling and product preservation? Aparently its and
older system that was used in the food industry years ago and has apparently been
attempted in the cosmetic industry
Reply
Michael May 5, 2010 at 5:50 am
We test with 2000ppm MI in aqua. I do not know what the pH is, and the number of
positives is a part of the manuscript and therefore confidential at the moment.
Reply
David Steinberg April 29, 2010 at 7:28 am
It is correct when David Steinberg states that the test kit use the mixture with the
chloro and non-chloro. However, in the last years methylisothiazolinone alone has
also been part of the contact allergy test at the Hospital where I work, and upcoming
scientific articles will reveal that methy-isothiazolinone contact allergy is relatively
frequent.
This is not a recommendation to discard isothiazolinones or other allergenic
preservatives; they are a necessity but should be used with caution.
Reply
David Steinberg April 24, 2010 at 3:05 pm
Isothiazolinone is not a major sensitizer. The chloro derivitive is when left on the skin
and used at levels higher than about 15 ppm.
Michael just lumps everything together is incorrect. Because the chloro is sold with
the non-chloro versionat a 3 to 1 ratio, he assumes boith are the cause. As the pure
chloro is not a commercial product, the test kist use the mixture. The pure
Also ive been reading about Hyaluronic Acid, dr Loren Pickart wrote something
about it ,stating that it isnt good as an ingredient ?
1. HA sucks water out of the air and becomes wet. If you put dry HA on a dish, in
about 30 minutes you would have a puddle of water. It is a very hygroscopic material,
one which attracts moisture from the atmosphere. If not protected from contact with
the atmosphere (by being stored under vacuum or under a dry gas) some hygroscopic
materials will eventually attract so much water that they will form solutions.
2. Then this water wets or hydrates the outer skin proteins. This weakens the proteins
and loosens the protective skin barrier.
The weak skin barrier allows bacteria, viruses, and allergens to pass through the skin.
Often famous young actors in their late 20s have a very spotted skin (you often see
this on a large screen) from skin barrier damage from heavy use of make up and make
up removers.
3. The wet proteins slow keratin production. The signal for the skin to send up new
keratinocytes to the surface is a dryness in the proteins in the top of the skin. So skin
is replaced slower and damage accumulates.
4. Many years ago, women used Cold Creams to keep their faces moist when they
went to bed. If you have seen I Love Lucy or old movies, you have seem women
with these white creams all over their face. But they ended up with horrible wrinkles
as time went by because their skin had been keep too wet.
5. There is the idea of a limited cell life but many cell biologists doubt if this is
correct. Many cells line that die in about 40 generations will live very long such a
200 generations as normal diploid, cancer-free cells if they are given supplemental
growth factors such a fibroblast growth factor, GHK, and other hormones. No one
knows how long cells can live because very long cell culture experiments are very
expensive.
The body also makes stem cells even in adults that can keep setting up new cell
lines.
So is HA good or not for the skin?
Reply
Jonathan June 10, 2009 at 5:28 pm
Technically, airless can inhibit microbial growth. But that would require near sterile
manufacturing conditions and the consumer cant touch the product in the package.
Even in an airless system it would be better to have some type of preservative.
Reply
David Steinberg June 9, 2009 at 11:49 am
Yeast almost never grow in cosmetics as the water activity for yeast is very narrow
and is rarely obtained in any cosmetic formulation.
Parabens also show weak activity against some Gram negative bacteria. They only
function when dissolved in water. Exceeding the water solubility is a waste of money.
Formaldehyde donors rarely dissociate in water. What causes the release is the
breaking of the Nitrogen to Carbon bond: -N-CH2-OH.They are weakest aginst
molds. Gulteraldehyde does not breakdown to formaldehyde. It is a very strong skin
senistizer and is almost never used in cosmetics due to this and is bad odor.
Quats function best above a pH of 7. Most are very more at any pH against
pseudomonas.
Ther is a debate if propylene glycol is really anti-microbial or is it due to its lowering
of water activity. Either way the levels that show inhibition are much higher than
those used in cosmetics as above 10% it causes a burning feeling to skin.
Methyliosthaizoline is very weak against mold, the chloro is strongly anti-fungal. The
mixture is not recommednded for leave on products.
Chloroacetamide has been found to be unsafe by the CIR. It causes chloroacne.
Zinc prithione do not kill bacteria they are strongly anti-fungal and yeast. The gunig
cause dandruff- not bacteria.
As to the hairspray, I have these questions-did the bateria grow in the hair or in the
actual spray? How much alcohol was in the hairspray?
Reply
David Steinberg June 7, 2009 at 4:05 pm
Some of this information is incorrect. See the book Preservatives for Cosmetics.
I also do not believe the article of a abacteria growing in hairspray. If the hairspray
has over 20% alcohol, nothing will grow in it.
Reply
Hello David! Thanks so much for commenting. For those who may not know, David
is one of the true experts in this industry.
The information about preservatives in this article is meant as an introduction. Im
curious which parts you believe are in error.
I agree that it seems unlikely, but the research about the microbes in hairspray was
published in the March 08 issue of the International Journal of Systematic and
Evolutionary Microbiology. Perhaps theyre missing some crucial detail.
Thanks again for your comments.
by Guest Author
This is a post by Nitesh Rajput
Cosmetic products become easily contaminated by bacteria and fungi. Containing water, oils,
peptides, and carbohydrates, cosmetics are a very good medium for growth of microbes. All
these factors contribute to the fact that cosmetic products need preservation to prevent
microbial growth, spoiling of the cosmetic product and potential skin infections.
Need for cosmetic preservatives
The need to control microbial activity is inherent in two major facets of personal care. The
first area is that of antimicrobial care where the product helps to retard the growth of topical
pathogens, or eliminates them. The second is in the area of preservatives that retard the
growth of microbes in personal care product formulations.
Preservatives have potent antimicrobial properties preventing personal care products
effectively from spoiling and prolonging substantially the shelf-life. Some of these agents
also have stabilizing effects able to preserve the function of various active ingredients
including anti-oxidants (vitamins), emulsifiers and surfactants.
Natural Preservatives
Among the most effective natural preservatives are essential oils and various herbs such as
rosemary, clove, thyme, cinnamon, tea tree and lavender,neem, grape seed etc. which are
more organism specific than their synthetic counterparts. This means they may be effective
against one organism but not another. They must be carefully blended to create a synergistic
effect against a range of organisms.
The subject of natural preservatives is one that probably has more academic interest than
practical or economic virtue because cosmetic preservatives have to fight a broad range of
microbes. However, natural preservatives do give a wonderful marketing angle.
Preservative assists
Most cosmetic products contain water and nutrients for microorganisms to grow and flourish.
It has been amply demonstrated that inadequately preserved cosmetics can be hazardous to
human health. Cosmetics with contaminants are not only unappealing to the eye and smell
bad, but they may also be pathogenic resulting in the need for medical attention. Skin
infections can result from contaminated body products, especially when applied to cracked
dry skin.
Cosmetics are often stored in the bathroom where the environment is warm and moist. Our
skin carries an abundance of microorganisms in addition to tap water which in turn is not
sterile. Often times this water is introduced into products in either accidentally or even on
purpose. The most carefully prepared products may become contaminated under these
circumstances.
What to look for when choosing a Preservative
Ideally, when looking for a suitable preservative for cosmetics there are many things to be
considered and to look for:
1. What ingredients are you using? Are they oil soluble or water-soluble?
2. What will the final pH of your product be?
3. Non-sensitizing: It should not have any allergic or sensitizing tendencies.
4. Broad Spectrum Activity. It should be active against both gram positive and gram negative
bacteria.
5. Long lasting: it should continue to work under normal conditions and even less favorable
conditions.
6. Rapid action: if your cosmetic should become contaminated the preservative should act
quickly to re-sterilize it.
by Perry Romanowski
Weve previously written about cosmetic preservatives and for the most part, there are
ingredients that are effective for almost any standard condition a cosmetic product will
experience.
However, for a variety of reasons standard preservatives are scary to some people. Cosmetic
marketing departments have discovered this and have started requesting that cosmetic
chemists come up with formulas that are paraben free, formaldehyde free, or worse,
preservative free.
They have no idea how difficult this is.
Why use preservatives?
The first thing to consider is why you are using a preservative in the first place. In a perfect
world, cosmetic chemists wouldnt use preservatives because they typically have absolutely
no beneficial impact on the performance of the final product. They are an added ingredient
which conflicts with the notion of minimalist formulation.
Unfortunately, the real world is populated with microbes, some of which spread dangerous
diseases. Gram negative, Gram positive, yeasts, and molds have all been found to grow in
various cosmetics. As a formulator, you need to ensure that these things do not grow and that
your cosmetics are not dangerous. Not only is it the ethical thing to do, its also legally
required.
Unless your product packaging is impervious to microbes (e.g. aerosols) and youve made the
product under aseptic conditions, you need some kind of preservative system.
Why use parabens & formaldehyde donors?
Now that weve established that you need preservatives, its just a matter of figuring out
which to use. By far the most effective, broad spectrum preservatives you can use include
Parabens
Formaldehyde donors
Halogenated compounds
Before giving some alternatives, you should be aware of the regulations. Things are much too
complicated for this blog post, but here is a quick summary of cosmetic regulations.
In the USA, cosmetics are regulated by the FDA. The regulations are that essentially you can
use any preservative you want as long as your product remains safe. There are a couple
preservatives that have been banned or strictly regulated including mercury compounds,
hexachlorophene, bithionol, and halogenated salicylanilides. But the FDA does require that
you provide proof that each batch you ship for sale is adequately preserved. This means you
have to do microbial challenge testing and demonstrate that your product is not
contaminated with microorganisms which may be pathogenic, and the density of nonpathogenic microorganisms is low.
If youre going to use an alternative preservative, you must prove that it works!
In the EU they are a bit more restrictive. If a preservative is not listed on their Cosmetic
Directive 76/768/EEC, you cant use it. Of course, if you want to use a non-listed
preservative, there is a process for getting your system approved. Its just complicated and
expensive.
Alternative Cosmetic Preservatives
But if youre still not dissuaded from using an alternative preservative, here is a list of things
that can work. For many of these it will take a high level to get them to work so they would
be impractical for most cosmetics.
Alcohol
Benzoic acid
Copper salts
Fragrance oils
Glycerin
Hinokitiol
Honey
Perillic acid
Salicylic acid
Salt
Silver Chloride
Sodium Gluconate
Sorbic acid
Sugar
Usnic acid
Wasabi extract
Zinc Salts
Cosmetic preservatives
The most important thing to remember is that your formula MUST be adequately preserved.
Its ok to try out new, alternative preservatives but understand that you are taking a risk. The
alternative preservative may not work as well, may break down over time, and may have
some unknown health risks.
Are you under pressure to use alternative preservatives for formulating? What ingredients
have you tried? Leave a comment below.
{ 28 comments read them below or add one }
Alyssa April 20, 2013 at 1:21 am
Hi Perry,
Can usnic acid be used as a stand-alone cosmetic-cream preservative, or would you
recommend using it in combination with something like potassium sorbate? Also, do
you have any information on the concentration of usnic acid needed if using it as a
preservative? (please specify whether the concentration is by volume or by weight
thanks!!)
-Alyssa
Reply
Dene April 26, 2013 at 2:32 am
Hi Alyssa,
As Perry has been very busy joggling his way around various cities in France, Ill
answer your question!
No usnic acid is essentially only effective against fungi, with no activity against
bacteria. Potassium sorbate has relatviely weak antibacterial activity, so this would
not be a good preservative to use in combination, as you need to be able to have broad
spectrum (ie against bacteria AND fungi) protection for your product. Sodium
benzoate would be a much better option, as it is broad spectrum on its own, but works
even better in combination with potassium sorbate. make sure your pH is as low as
you can possibly manage, as the activity of sodiujm benzoate and potassium sorbate is
much higher as the pH is reduced.
It is always risky suggesting a concentration without knowing the full composition of
the product, as many things can have an impact on the levels required but, as a very
rough guide, if your product is pH 6, you may need something like 0.4% sodium
benzoate + 0.2% potassium sorbate. If you can reduce the pH to 5.0 (maximum), then
these may be reduced to 0.3 and 0.1%. preservative efficacy testing is strongly
recommmended before launching the product.
I hope this helps
Dene
Reply
Hilario June 6, 2011 at 10:42 pm
Dene, thank you so much for the comments. Its hard to get to the bottom of
regulations.. Ive found PS maximums that differ an entire decimal place! Did find
this info:
The CTFA Cosmetic Ingredient Review (CIR) panel has concluded that sorbic acid
and potassium sorbate are safe as cosmetic ingredients in the present practices of use
and concentrationup to 1.0%.
The European Commission Cosmetic Directive has approved the use of sorbic acid
without restrictions or warning labels at levels up to 0.6%. This is equal to 0.8%
potassium sorbate.
The Japanese Ministry of Health and Welfare has approved sorbic acid and potassium
sorbate for use in hair-care products and cleansing, makeup, suntan and sunscreen, lip,
eyeliner, and bath preparations at levels up to 0.5%. This level of sorbic acid is equal
to 0.67% potassium sorbate.
Excuse my ignorance but is Benzoin Tincture a less concentrated version of sodium
benzoate? are these considered to be natural or nature identical products?
Reply
Dene May 19, 2011 at 2:26 am
@ Alicia I hope Perry will forgive me for answering before he does, but here goes . .
. Potassium sorbate is only really effective against fungi, so it would be better to also
use something to control bacteria. It is possible to control bacteria to some degree
with PS, but you would need a much higher concentration. I would certainly very
strongly advise against using PS at a concentration above 0.5% (the legal maximum in
the European Union is 0.6% as sorbic acid, but there is no specified limit in the USA).
Sodium benzoate would be a useful antibacterial (also having its own antifungal
activity) to use in combination with PS, probably at around 0.2 0.3%.
Reply
Alyssa April 20, 2013 at 1:00 am
Hi Dene,
Please forgive my ignorance, but when were talking percents, are we talking by
volume or by weight?
I have seen an allowance of up to 1%; why is it you advise to stay at 0.5% or lower?
Also, just double-checking that potassium sorbate works best between pH of 5-6?
Thanks!
Reply
Hi Alyssa,
You dont need to ask me to forgive your ignorance no-one knows everything, and
the intelligent thing to do is to ask if you dont know something! It is usual (in my
experience) for cosmetic ingredients to be included on the basis of weight, rather than
volume. I dont know where youve seen a maximum permitted concentration of 1%
for potassium sorbate, but in the EU it is 0.6% (as sorbic acid, as I explained before).
The reason I suggest keeping it below 0.5% is because sorbic acid does have a higher
rate of incidence of skin reactions (compared to many other preservatives but I must
stress that this is a RELATIVE comparison the ACTUAL rate of skin response is
very low).
Regarding the pH, potassium sorbate actually works best at pH 1, and the activity
decreases as the pH increases, being totally inactive at around pH 6.3. Obviously, you
dont want your product to be pH 1, so its a case of compromise between the pH and
the concentration of potassium sorbate you would need to use. As a (very) rough
guide, for each 0.5 pH unit you increase, the amount of potassium sorbate required
doubles. In other words, if your product needed 0.3% at pH 5.0, you would need 0.6%
at pH 5.5. It is important to ensure that the microbial challenge that is needed to
ensure that youve got the correct preservation system is carried out at the high end of
your specification, as this will be the worst case scenario. If you do a challenge test at
the lower pH and your product is manufactured at a higher pH, you could easily get
microbial growth.
I hope this helps
Reply
Alyssa April 20, 2013 at 9:47 am
Perry do you have comments on preserving with Potassium Sorbate? I was told this is
effective for creams and lotions: PS combined with Benzoin Tincture at PS 1.5% and
BT 1% respectively. I know pH must be below 5.5. Is it true PS can be used up to a
2% concentration in formulations?
Reply
Perry March 13, 2011 at 12:10 pm
@Ren I do not know of glycolic acid can be produced from brown sugar. Im not
sure why you would want to use it.
@Elsa I have never used it so I do not know.
Reply
ren March 10, 2011 at 6:14 pm
Hi, Im going to ask if brown sugar can make a glycolic acid? as what I know brown
sugar is derived from sugar cane. (sorry, Im also poor at English) ^_^
Reply
elsa January 30, 2011 at 3:23 pm
I have been testing with Biosecur with excellent results. It does lower the pH so care
needs to be taken to balance this, but bacterial testing is good.
Reply
Dene Godfrey November 16, 2010 at 4:44 pm
It is easy to use honey, sugar, glycerine etc to preserve products. All of these
substances (at sufficiently high concentrations) will reduce the water activity to the
point at which micro-organisms cannot survive (more or less as Mark stated earlier).
The downside is that, at the required concentrations, the skin feel is not good. They
are better used at lower concentrations in combination with other substances. They
can be used to reduce the amount of traditional preservatives required.
Reply
Perry November 11, 2010 at 5:59 pm
@PJ I havent personally tested sugar as a preservative so I wouldnt have the data
you request. I was reporting on alternatives that people have used as preservatives.
Sorry for the confusion.
Reply
PJ Lee November 8, 2010 at 5:50 pm
Reply
I was skeptical also since I came over from Pharmaceuticals. But there is enough hard
supported data. However, even so I used another preservative as well.
It was in a shower scrub and they get man handled in my experience.
Reply
Perry November 8, 2010 at 12:51 pm
I have also replicated and tested another Organic product that used honey as its
primary preservative. I was skeptical, but it passed testing. Supposedly it takes up so
much of the free water as to inhibit bacterial growth. I still augmented it with an
secondary preservative as well since I wanted to be conservative as well.
Reply
Alyssa April 20, 2013 at 12:55 am
Hi Mark could you tell me please what was the concentration of honey used in your
product? (or is this classified information, i.e. a secret recipe?) I am a home hobbyist
still learning some of the formulation principles and have been on the hunt for some
time to find effective natural preservatives. Id be grateful if you wouldnt mind
giving me this information! Thanks!
-Alyssa
Reply
PJ Lee November 8, 2010 at 5:56 am
I have used the Campo Plantservative WSR before in several Formulations. One of
these underwent a PET test and passed.
by Perry Romanowski
We received this question here at Chemists Corner central and thought it would be a good one
to write an article about.
Why do the raw material suppliers recommend the combination of presevatives versus using
them alone..for ex: why do the manufacturers recommend a combination of sodium
benzoate and potassium sorbate rather than using them individually.
What do preservatives do
Cosmetic formulas have all the key factors needed for microbial growth including water,
nutrients, and energy. At a suitable pH and temperature, it will be like a microbial cocktail
party. Preservatives stop growth by killing cells and spores (usually by disrupting cell
membranes) or by making the system hostile to growth. See this article for more about
cosmetic preservatives.
Of course, if you used parabens and formaldehyde donors you could be more confident in the
effectiveness of your preservative system. However, for marketing reasons these compounds
must be avoided. It makes your job as a cosmetic formulator a bit harder.