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DOI 10.1007/s10743-016-9195-7
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,,Der Satz A existiertund der Satz Es ist ein Weg moglicher Ausweisung der Existenz des A zu
quivalenzen.
konstruieren, Es besteht die ideale und einsehbare Moglichkeit solcher Ausweisungsind A
So sind generell die Ideen Wahrheitund ideale Moglichkeit einsichtiger Ausweisungaquivalente Ideen.
[] Ein individueller Gegenstand kann nicht existieren, ohne dass ein Ich bzw. ein aktuelles Bewusstsein
existiert, das auf ihn bezogenist. Ein eidetischer Gegenstand aber fordert blo die mogliche Existenz
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Footnote 1 continued
eines auf ihn zu beziehenden Bewusstseins. Die mathematische Existenz von Zahlen, Mannigfaltigkeiten
etc. fordert mit der idealen Moglichkeit der einsichtigen Ausweisung nicht die wirkliche Existenz eines
Bewusstseins, das unmittelbar oder mittelbar auf Mathematisches bezogen oder zu beziehen ist. (Hua
XXXVI, pp. 7374).
2
,,Die Phantasiemoglichkeiten als Varianten des Eidos schweben nicht frei in der Luft, sondern sind
konstitutiv bezogen auf mich in meinem Faktum, mit meiner lebendigen Gegenwart, die ich faktisch lebe,
apodiktisch vorfinde und mit allem, was darin enthullbar liegt. [] ich, der ich apodiktisch bin, einen
unbekannten Horizont des Seins habe und offen unbestimmte, aber reale Moglichkeiten, von denen eine
wirklich sein mu, erst dadurch wird das Eidos die Form der Moglichkeiten von Seiendem. Somit geht
die Wirklichkeit den Moglichkeiten voraus und gibt den Phantasiemoglichkeiten erst die Bedeutung von
realen Moglichkeiten.(Hua XXIX, pp. 8586).
[J]ede mogliche Welt ist Welt fur eine Subjektivitat, der sie umweltlich gegeben ist. [] Also die
Seinsmoglichkeiten bzw. seienden Abwandlungen der Welt, die in einer Menschenwelt und im Menschen
selbst beschlossen sind, schlieen alle ontologischen Moglichkeiten notwendig ein[].(Hua XLI,
p. 337).
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which does not contribute to the determination of any possible world, because (as
much as empty possibility) it includes all kinds of mutually incompatible
representations (Hua XXXVI, pp. 186187). In this sense, pure possibility is
something devoid of ontological value, since it does not outline any possible reality.
2.4) Husserl does not talk too often of logical possibility, and when he does, it is
mostly with reference to a notion akin to empty possibility (Hua III, p. 111). Logical
possibility designates mere lack of contradiction. Yet, mere lack of contradiction
does not contribute at all to the determination of verisimilitude, truth and reality
(Hua III, p. 325). Thus, the use of logical possibility seems to coincide with that
of ideal possibility, with regard to the shift of meaning between early texts and
later ones. In the Logical Investigations, logical possibility names the universal
character of essential contents like triangle or red (Hua XVIII, pp. 152153).
But here also sheer products of phantasy like centaurs and nymphs have ontological
dignity, insofar as they are said to be the possible basis for theoretical explorations,
provided that some of their possibilities turns out to be realized in nature (Hua
XVIII, p. 150). Here logical possibility coincides with free representability, which is
considered enough to grant that such possibility is a possibility-to-be-fulfilled: it
represents something that has a validity of its own, independently of scientific and
psychological reality. In later texts, this sense of possibility is no longer considered
conducive to any potential anticipation of reality; therefore, we find logical
possibility (as much as ideal possibility) usually opposed to motivated or real
possibility (Hua XXXVI, pp. 3637).
2.5) Open possibility does not seem to be always used in a strict technical
sense (cf. Hua XLI, pp. 291292), but when it is, it means a possibility that is not
already presumed to be more or less likely (Hua XI, p. 43), but which belongs to a
settled sphere of options among which it is possible to doubt (Hua I, p. 56; Hua
XXIX, p. 200; Husserl 1939, p. 107). Hence, an open possibility is not completely
empty and arbitrary because it depends on motivations, which are however
insufficient to determine particular expectations or probabilities. For instance, we
expect that the backside of a house has a color, but we may have no reason to expect
any particular color. Occasionally the notion of free possibility is used in the
same sense (Hua XXIII, pp. 280281).
2.6) Motivated possibility and real possibility appear often as interchangeable
terms (Hua XXXVI, pp. 77, 3637). A real possibility is a possibility dictated by
association with the actual reality of an experienced appearance (Hua XVI,
pp. 292293). Something is a real possibility when I can anticipate a way to
experience it, starting from the sphere of my current experience (Hua XXXVI,
p. 169). Real possibilities are continuations of what is experientially known in the
direction of the unknown: they are pre-delineations of the coming experience (Hua
IX, pp. 889). Similar considerations pertain to motivated possibilities: they belong
to an entity posited as real and pre-delineate a specific course of expectations
dependent on the actual manifestation of the entity (Hua XXXVI, p. 64). Typical
instances of motivated possibility are the perceptual anticipations (protentions) that
intrinsically belong to the ordinary course of sensuous experience. Such anticipations could turn out to be otherwise, but in the absence of disproof they remain valid
as immediate expectations (Hua XLI, p. 310). Yet, neither real possibility nor
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Of course, we can imagine the reversal of any succession of events, but such imagined reversal takes
place in a different time than the original succession, a time defined by my flow of retentions and
protentions.
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specific possible experience (e.g., the next page will be white), while open
possibilities pre-delineate a class of experiences among which different experiences are equally likely (e.g., the next page will be somehow colored).
4) Practical possibility. As we noticed, the notion of practical possibility partially
overlaps with that of real (motivated) possibility. The areas of conceptual
overlapping are defined by two arguments. On the one hand, perception is a
kinaesthetic praxis, and what is anticipated in perception (real possibility) depends
on what we are able to do in the kinaesthetic sphere. On the other hand, practical
possibility is essentially tied to motivations, and in this sense it is itself a motivated
possibility. Yet, the notion of practical possibility captures, in a way that other
notions do not, the dispositional character of possibility. Although the wording
practical possibility is not common in Husserls texts, its role is played in later
texts by the expression Vermoglichkeit, which designates precisely a disposition,
dependent on experiential acquisitions, which generates a space of possibilities.
All in all, there are reasons to stress the distinctive aspects captured by the
expressions real, motivated and practical possibility, but at the same time
there are also good reasons to underline the common core of all these notions, all of
which are motivated by experience. Thus, when there are no reasons to underline the
distinctive features, we will gather all these notions under the expression
motivated possibility.
Yet, as we noticed above in the wake of Mohantys observations, there is a
dimension of possibility, related to the ability to direct intentional acts, which is not
adequately captured by any of the above mentioned notions, not even practical
possibility. As we will see in Sect. 6, this aspect of possibility opens up a different
dimension in our understanding of possibility.
Let us see if such classification is truly able to capture all conceptual facets of the
phenomena that characterize possibility.
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For a detailed analysis of the ontological status of essences in Husserls thought see Zhok (2011).
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2.
3.
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The process of eidetic variation can start from any accidental object. It is
important to observe that the outcome that we can expect from an analysis through
eidetic variation is not the univocal definition of the nature of an entity, but the
discovery of characterizing features. I can summon in phantasy the image of a knife
and ask what makes it a knife. Although a knife is doubtlessly a cultural artefact,
nevertheless we can discover non-arbitrary traits, which depend on our implicit
understanding of what is indispensable to consider it a knife. We can vary all
features of the knife that come to mind: length, shape, matter, color, etc. And then
we can wonder whether a knife is still a knife when its blade is too soft to cut or
when it is as long as a sword, or when it is painted in funny colors, etc. Different
answers may emerge: some may be clear, some others blurred or even open to
conventional adjustments. This kind of inquiry is an investigation of the boundaries
of meaning that we always already use. It is not a merely analytic process: we
actively produce hypotheses (variation of features), we test them by creating in
imagination possible application contexts, and we discover the boundaries between
core (essential) traits and more or less marginal (accidental) ones.
In this process we bring to light a constellation of meanings that contribute to the
definition of our starting example. Among them there are also essential a priori
traits. For instance, our knife could be black, or green, red, etc., yet if it is a knife it
is a thing, and if it is a thing it has a volume, a shape, a surface, and I cannot
annihilate the surface of a thing without annihilating its color, while I can annihilate
color without annihilating surface, etc.
According to Husserl, the free variability of features in eidetic variation meets
boundaries where variation cannot be pursued further (Husserl 1939, p. 435). But the
nature of such inability to imaginatively trespass those boundaries must be clarified.
Let us take basic ontological categories like living being and material thing.
What does it mean that in varying the features of a living being (e.g., a dog) we
cannot inadvertently land in the semantic area of a material thing? Quite clearly
this impossibility is no empirical impossibility; there is no practical hindrance in
trespassing in imagination the boundary between material thing and living
being. Indeed, we even have acquaintance with ontological theories where this
boundary has been explicitly rejected: modern physics may be taken to tell us that
ultimately living beings are nothing but material things; and ancient hylozoism
argued that ultimately all material things are living beings. Yet, there is a sense in
which we must regard that boundary as necessarynot because we are unable to
trespass it, but because our understanding cannot do without it. We may embrace an
ontological vision that denies the actual existence of a boundary between living
beings and dead matter, but we are bound to take a stance towards such a boundary,
which is evidently crucial. In other words, even if we established that no real state of
affairs corresponds to the conceptual boundary between animals and things,
nevertheless we should take stance toward that intentional distinction. We may be
unable to agree on what exactly distinguishes a living being from a mere material
thing, but we cannot deny that this boundary is essential, is compellingly significant.
We can provisionally conclude that the first of the features that characterize
eidetic possibilities manifests itself as intentional preferences that materialize as
intelligible differences. The thresholds that qualify units of meaning do not manifest
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,,Also scheiden wir terminologisch das angeborene, transzendentale Apriori und das affektive
kontingente Apriori. Seine Kontingenz besteht darin, dass nur solche Subjekte es erwerben konnen, die
Exempel dafur haben, und diese stammen aus der Affektion. So sind auch ewige Wahrheiten blo affektiv
kontingent, wenn ihre Begriffe es sind.(Hua XLI, p. 101).
,,Phantasie ist ein genetisches Abwandlungsprodukt von Erfahrungen, und je reicher die Ausbildung
ursprunglicher Erfahrung in einem Erfahrungsgebiet ist, um so vollkommener ist die entsprechende
Phantasieeine Erfahrung-als-obin ihren freien Gestaltungen. Ohne die reich ausgebildete sinnendingliche Erfahrung des vorwissenschaftlichen Lebens, deren grundliche Ausbildung die ganze
Kindheitsperiode erfullt, und vor allem der Erfahrung sinnendinglicher Raumgestalten, ware eine
geometrische Anschauung als phantasiemaig frei gestaltende nicht moglich gewesen.(Hua XLI,
p. 293).
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Initially Hyle designated sensations interpreted as raw matter of intentionality. But since sensations
are properly speaking still immanent data, in later writings Husserl introduced the term Ur-hyle, to
emphasize the pre-cognitive transcendent character of the substrate of all sensuous experience.
,,Ist es also zufallig, dass Menschen und Tiere sind? Diese Welt ist, wie sie ist. Aber es ist widersinnig
zu sagen, zufallig, da Zufall in sich schliesst einen Horizont von Moglichkeiten, in dem selbst das
Zufallige eine der Moglichkeiten, eben die wirklich eingetretene, bedeutet. Absolutes Faktum das
Wort Faktum ist seinem Sinn nach verkehrt hier angewendet, ebenso Tatsache, hier ist kein Tater. Es ist
eben das Absolute, das auch nicht als notwendigbezeichnet werden kann, das allen Moglichkeiten, allen
Relativitaten, allen Bedingtheiten zugrunde liegend, ihnen Sinn und Sein gebend ist.(Hua XV,
pp. 668669).
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of absence (retained experiences and potential ones) are tied to current occurrences.
No factual state of affairs can dictate the ordering of temporality. In the absence of
retentions-in-sight-of-protentions there is no such a thing as an intrinsic temporal
ordering.
Possibilities are neither temporally a posteriori nor temporally a priori. Even if
we grant that possibilities are a priori, such apriority should not be read as temporal
priority (Hua XXXVI, p. 20). Essences are said to be supertemporal
[uberzeitlich] (Hua XVIII, p. 134), and the same can be said about possibilities,
but this does not involve their pre-existing actual experience. Their supertemporal
character merely requires them to be re-identifiable over time.
(3) Generality and teleological functions. Now, we still need to account for the
third trait of constituted possibilities in terms that avoid the pitfall of hypostatization. How should we understand the generality that characterizes essences and
possibilities? General validity is what primarily characterizes the ideal sphere in all
philosophical accounts since Plato. It signals a phenomenon that manifests itself in
the contrast between the mobility and variety of sensuous particulars (of external or
internal perception) and the mental availability of stable re-identifiable units, able to
subsume a multiplicity of past experiences and to anticipate an indefinitely vast set
of further particulars that have not been met yet.
In a phenomenological (non-Platonic) framework the relation between generality
and particularity should be understood as a process that constitutes essential units
through experience, with particular reference to sensuous experience. This is the
process that Husserl calls Ideation (Hua XIX/1, p. 111f.), ideierende Abstraktion
(Hua XIX/2, p. 690f.), but also, from a different perspective, Typisierung (Husserl
1946, pp. 332333). In traditional accounts (e.g., Berkeley), abstraction is
interpreted as a process that is supposed to obtain generality by depriving sensuous
experience of some of its particular traits. As Husserl shows very early (Hua XIX/1,
pp. 160161), this explanation cannot work, since such a process of abstraction
would merely lead to an impoverished sensuous particular, never to generality.
We can try to increase the intelligibility of the relation between generality and
particularity in experience through two observations.
First, we must not conceive of sensuous particularity as if it was something
altogether heterogeneous to cognitive acts; sensuous particularity is not the same as
transcendent matter. There is no categorical heterogeneity between sensuous
particulars and concepts (or types) because also the passive sphere that fulfils
intentions has intentional character: sensations are co-generated with bodily
(sensorimotor) reactions. Therefore, there is no reason to understand the opposition
between sensuous particularity and the generality of types as irreducible and foreign
to intentionality. This makes room for a second remark.
We can distinguish sensuous particulars from stable general contents according
to their functional roles in our apprehension of experiential reality. Each sensuous
particular immediately appears as a unit endowed with general validity as soon as
we actively use it. Something is a particular givenness, and not a general content,
insofar as it plays the role of passively acknowledged source of affections. For
instance, our glance draws information from a landscape where we have to do with
countless nuances of color, with shadows and reflexes, dots and spots, etc. As soon
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We devoted Sect. 4 to showing how the traits that justify the subsistence of ideal
possibilities do not justify any Leibnizian-Platonic hypostatization. In the process,
we have seen that some practical and teleological traits are sufficient to account
for the conceptual core of ideal possibility. This implies that we should not treat
ideal possibilities as an altogether independent class either, but that they can be
seen, in turn, as specific forms of motivated possibilities.
Now it is time to turn to the nature of empty possibilities. Are there reasons to
preserve them as an autonomous kind of possibility irreducible to the others
(ultimately, to motivated possibility in all its aspects)? Indeed there are. The sphere
of empty possibilities (i.e., of merely logical possibilities) is not akin to motivated
possibilities in a crucial respect: while all motivated possibilities tend towards a
synthesis such that all their realizations would belong to a unitary world, this is not
the case for empty/logical possibilities.
The total sphere of all logical possibilities is by definition no unitary sphere, since
it must include all contradictory options. When we conceive of logical possibilities
as everything that is non-contradictory, we usually omit that this statement makes
sense only when it is applied to a positive state of affairs, with which such and such
possibilities are considered non-contradictory: granted that X, then Y and Z are
logical possibilities, non-contradictory with X. But when we formulate the idea
of a totality of logical possibilities, such a totality must include all contradictory and
incompatible options that can be produced by phantasy. This is what Husserl means
by saying that empty possibilities are free because they are characterized by lack
of connection (Zusammenhangslosigkeit) (Hua XLI, p. 146).
Free possibilities are collections of anonymous units, of somethings in general,
which characterize formal logical thought and on which any self-consistent order
can be imposed (cf. XLI, pp. 227228). For these reasons, empty possibilities as
such are ontologically weak: they do not represent possibilities in the main sense of
possibilities of existing, because they are silent about any reason to expect that
something specific exists. Only motivated possibilities have grounds to be
considered conducive to determinate existence or its denial (Hua XXXVI,
pp. 3637). The possible worlds that we may conceive are variations of our
actual human world (Hua XLI, pp. 338339) and in fact the very talk of possible
worldsis ontologically empty, since unmotivated possibilities cannot outline any
world-horizon (Drummond 1990, pp. 218219).
The sphere of all merely logical possibilities is not conceivable as a unitary set,
not even an infinite set. This sphere is the realm of disconnection and therefore is
nothing like a world, or a set of worlds. In Husserls account, empty possibilities
may have a representational content; I can produce in phantasy a plastic
representation of flying whales. But while whales and wings are motivated
contents, their connection into a flying whale is unmotivated and therefore empty; it
is emptily betokened (indiziert).
That said, there is nevertheless an important sense in which logical possibilities
can represent ontological possibilities. This is not a sense of the term ontology
that Husserl usually acknowledges, but it is undoubtedly coherent with his
phenomenological account. There is an intuitive sense in which the sphere of
sensuous transcendence can be named ontological: it manifests itself as
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In our vision of life and the world we aim at a structured unitary vision of being,
where motivated accounts (scientific, philosophical and commonsense ones) are
able to shape a consistent ontology. But, at the same time, we also entertain a vast
multiplicity of mutually disconnected (zusammenhangslos) beliefs, which currently
resist rational reconciliation with our core (motivated) ontology, while playing
nevertheless a rational function. Empty possibilities refer to their objects in the way
in which empty signs betoken (indizieren) their references. This is what formal
signs of mathematical or logical expressions and unmotivated imaginative
projections have in common (Hua XVII, pp. 6263). This is what Heisenbergs
use of the matrix calculus in quantum mechanics and phantasy conjectures about a
diamond as big as the sun have in common. There are no experiential motives to
think that such betokening representations capture the ontological nature of their
intentional references, nevertheless they may (and often do) play an ordering
function, by which we tame unruly appearances that do not fit in our unitary
ontology.
Empty possibilities and motivated possibilities turn out to be two ultimately
irreducible sets of ontic possibilities, endowed with substantially different functions
and different potentialities.
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,,Nur bedenke ich aber, dass in der Ruckfrage sich schliesslich die Urstruktur ergibt in ihrem Wandel
der Urhyle etc. mit den Urkinasthesen, Urgefuhlen, Urinstinkten. Danach liegt es im Faktum, dass das
Urmaterial gerade so verlauft in einer Einheitsform, die Wesenform ist vor der Weltlichkeit. Damit
scheint schon instinktiv die Konstitution der ganzen Welt fur mich vorgezeichnet, wobei die
ermoglichenden Funktionen selbst ihr Wesens-ABC, ihre Wesensgrammatik im voraus haben. Also im
Faktum liegt es, dass im voraus eine Teleologie statthat. Eine volle Ontologie ist Teleologie, sie setzt aber
das Faktum voraus. [] Aber nun hat diese Teleologie Bedingungen ihrer Moglichkeit, also auch das
Sein der teleologischen Wirklichkeit selbst, und von der (transzendentalen) Wirklichkeit her ihre
Wesensmoglichkeit. Eben im Verwiesenwerden auf die Urfakta der Hyle (im weitesten Sinne); ohne die
ware keine Welt moglich und keine transzendentale Allsubjektivitat.(Hua XV, p. 385).
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7 Conclusions
At the beginning of the paper we wondered how the relation between the actuality
of experience and the possibility of experience (and its conditions) had to be
conceived.
Husserls phenomenology of possibility has led us to a rejection of the
hypostatization of possibilities and to a radicalization of the very idea of possibility.
In Husserls analysis, the motivational sphere is shown to be ubiquitously at work,
and no ontological stance is extraneous to the sense-bestowing impulse of the
motivational instances of consciousness. All intentionality, all spheres of apperceptions and horizons, express systems of motivations (Hua XI, p. 337)11 which
determine the whole connection of dynamic relations of experience (Hua XXXVI,
p. 179).12 Possibility appears to be rooted in what is, each time, actual experience
and is characterized by the potential and forward-looking character inherent in
horizons. Inner and outer horizons are Vermoglichkeiten, which are primarily
characterized by teleological (axiological) instances; they are animated by an
inexhaustible drive towards synthesis, an ontological drive that does not mirror facts
but expresses fundamental living instances.
These traits are mirrored in the first instance by the conceptual classification of
constituted ontic possibilities, which are ultimately reduced to two ways of predelineating entities: a real/motivated one and an empty/logical one. Not only the
11
,,Jede unerfullte Intention, jeder unerfullte Horizont birgt Motivationen, Systeme von Motivationen in
sich. Es ist eine Potentialitat der Motivation. Wenn die Erfullung eintritt, ist eine aktuelle Motivation da.
Man kann auch sagen, dass Apperzeption selbst eine Motivation \ sei [ , sie motiviere, was auch immer
erfullend eintreten mag, sie motiviere ins Leere hinaus.(Hua XI, p. 337).
12
,,Das immanente Erlebnisreich ist eine kontinuierliche Synthese in der Form der immanenten Zeit und
ist durch und durch ein Motivationszusammenhang, durch und durch ein Zusammenhang des WeilSo.(Hua XXXVI, p. 179).
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first class of ontic possibilities, but also the class of empty/logical possibilities, is
subordinated to a telic function. Empty possibilities help to tame unruly
appearances by grasping them through provisional and local representations, which
make sense even if they are disconnected from each other and from motivated
possibilities.
But this classification of constituted possibilities refers us back to a more
fundamental sphere of constituting possibilities. This is a dimension of possibility
which can be regarded as ontologically prior to actuality, without being temporally
antecedent to consciousness. In this ontologically primal sphere where ontic
possibility is rooted, we discern two complementary elements, which could be
named transcendental contingency and transcendental motivation respectively.
These spheres are complementary because something is contingent only by being
beyond and against the sense-bestowing process supported by motivation. And
motivation manifests itself only in its application to transcendent otherness, which
is always originarily contingent.
We are never in a position to delimit the scope of transcendental motivation.
What we know is that transcendental motivation cannot be fully sovereign, since the
sphere of transcendental contingency (pre-eminently sensuous transcendence) is
never fully subordinate to intelligibility and manipulation. The telic structure of
consciousness intrinsically aims at taming transcendent otherness, but this is a
task that can be accomplished always at most partially and provisionally.
These considerations lead to a final suggestion on the nature of the relation
between experience and possibility. The identity of constituted ontic possibilities
depends on how transcendental motivation and transcendental contingency combine
in instantiations of actual experience. Nothing in constituted ontic possibilities is
ontologically prior to experience. That is, actual experiences create the room for
possibility; they are possibilizations (Ermoglichungen). In this sense, experience is
to be taken as a generative sphere which goes beyond the customary boundary
between epistemic and ontological. Experience is emergence in both an epistemic
and an ontological sense, because it creates the room for possibilities. Such a
dynamic possibilizing dimension expresses a constitutive drive. To be a living
consciousness hunting for meaningful units is tantamount to being a possibilizing
actuality.
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