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of exotropia surgery
Yoon-Hee Chang, MD, PhD,a Patrice Melvin, MPH,b and Linda R. Dagi, MDa
PURPOSE
METHODS
RESULTS
CONCLUSIONS
304
Journal of AAPOS
305
Result
Criteria
Excellent
Binocular potential
Good
Poor
XT or ET # 10 PDd,e
10 \ XT or ET # 15 PDd,e
XT or ET . 15 PDd,e or planned reoperation for horizontal deviation
Excellent
Good
Poor
Torticollisf #8
8 \ torticollis # 12
Torticollis . 12 or planned reoperation for torticollis
Excellent
Good
Poor
No diplopia in primaryg,h,i
Diplopia controlled with the aid of a prism#10 PDg,h,i in primary
Diplopia requiring occlusion or planned reoperation for diplopia
Resolution of torticollis
Resolution of diplopia
APCT, alternate prism cover test; D, distance; ET, esotropia; N, near; PD, prism diopter; SPCT, simultaneous prism cover test; XT, exotropia; W4D,
Worth 4-dot test.
a
Order of preference for angle used: SPCT . APCT . Krimsky.
b
Accept W4D fusion if stereoacuity data not available.
c
One octave represents doubling of the stereoacuity (eg from 100 to 200 arcsec).6
d
Order of preference for angle used: Krimsky . SPCT . APCT.
e
Alignment at near unless stated goal is distance.
f
Torticollis as assessed at distance unless stated goal at near.
g
May have occasional diplopia in primary but controlled without prism correction.
h
May have diplopia away from primary.
i
Preexisting vertical deviation controlled with prism does not affect outcome if no increase in prism correction needed.
Methods
The Boston Childrens Hospital Center for Clinical Investigation
provided approval for this study. In 2005 the Program for Patient
Safety and Quality in collaboration with the Department of
Ophthalmology at Boston Childrens Hospital initiated a quality
improvement project piloting a new methodology to monitor outcomes of surgery for exotropia. A form was created for surgeons to
prospectively document details of the oculomotor examination,
known risk factors likely to influence outcomes, demographic
data, and surgery performed, in addition to a ranked order of the
surgeons goals for performing surgery. The potential preoperative
risk factors specifically documented were bilateral vision limitation
(eg, albinism), prior strabismus surgery, prior surgery for retinal
detachment, antecedent orbital trauma, conditions resulting in hyper- or hypotonia, craniosynostosis or craniofacial anomalies, oculomotor nerve palsy, trochlear nerve palsy, Duane syndrome,
Graves orbitopathy, and congenital fibrosis of the extraocular
muscles (CFEOM). Age at time of surgery, preoperative alignment
at near and distance and surgical details, specifically, simultaneous
surgery for A and V patterns, nystagmus, dissociated vertical devi-
Journal of AAPOS
306
Reconstructive
(N 5 411)
Resolution of
Diplopia (N 5 78)
Resolution of
Torticollis (N 5 16)
Total (N 5 852)
48.0 (34.7-61.5)
9.2 (6.7-28.1)
11.7 (5.6-38.2)
0
0
4 (5.1)
74 (94.9)
0
2 (12.5)
8 (50.0)
6 (37.5)
17 (2.0)
146 (17.1)
271 (31.8)
418 (49.1)
20 (12-30)
25 (14-40)
20 (17-25)
25 (19-30)
30 (20-40)
30 (20-40)
32 (41.0%)
5 (31.3%)
406 (47.8%)
72 (92.3%)
7 (43.8%)
390 (45.8%)
4 (5.1)
9 (11.5)
3 (3.9)
22 (28.2)
35 (44.9%)
1 (6.3)
4 (25.0)
1 (6.25)
5 (31.3)
10 (62.5%)
53 (6.2)
172 (20.2)
24 (2.8)
90 (10.6)
317 (37.2%)
DVD, dissociated vertical deviation; IQR, interquartile range; PD, prism diopters; X(T), intermittent exotropia.
a
One or more simultaneous cyclovertical muscle procedures.
b
Some patients have more than one type of vertical deviation.
torticollis by goniometer performed 2-6 months after surgery
were used to appraise outcome. The latest complete examination
was used when more than one examination took place within this
period.
Goal-determined outcome criteria were applied based on the
primary goal, and the outcome was designated as excellent,
good, or poor (Table 1). When the designation of primary goal
had not been submitted prior to the first postoperative evaluation
(forms missing or incomplete), the quality assurance team conducted a determination of the surgical goal based on the patients
preoperative clinical history, subjective complaint, and clinical examination. This occurred in less than 5% of our cases. For those
with diplopia or with documented torticollis, remediation of these
was ranked, based on symptoms. For those below 12 years of age
with apparent binocular potential this became the primary goal.
For older patients, or for younger patients without evidence of
any binocularity or with poor acuity, the reconstructive goal
was considered primary. Patients were excluded if there was no
complete postoperative sensorimotor examination within the 26 month window (allowed window, 1.2-7 months).
Primary outcome was success of surgical intervention (excellent, good, or poor) at 2-6 months by criteria for the primary
goal. We then compared outcomes measured by this metric to
those that would have been recorded based on indiscriminate
application of our binocular motor criteria to all patients. Motor
criteria from the binocular potential group was chosen based on a
review of existing literature.7 Secondary analysis determined
which preoperative risk factors or demographic features
decreased the probability of an excellent outcome. In addition,
we studied the effect of simultaneous surgery for alphabet patterns, other vertical deviations, and null point nystagmus, and
whether performing surgery with adjustable sutures might affect
outcome. Finally, we appraised the effect that methodology cho-
Statistical Analysis
Descriptive analyses of patient pre and perioperative characteristics
across objective groups (binocular, diplopia, reconstructive, and
torticollis) were summarized using medians (interquartile range)
for continuous variables and proportions for categorical variables.
Patient risk factors were presented as an overall binary category
(yes/no) and, because a patient may have more than one risk factor,
individually by risk factor type. Surgical outcomes, categorized as
excellent, good, and poor, were presented overall, and by surgical
objective. Our univariate analysis assessed the association of individual categorical factors on surgical outcomes using the c2 test
and Fisher exact test where appropriate. We assessed differences
in median patient age as well as in near and distance deviation at
the time of surgical intervention across surgical outcome groups using the Kruskal-Wallis test. Because the categories of surgical outcomes in our study were ordinal in nature yet the distance between
excellent, good, and poor outcomes could not be assumed, we used
an ordered logistic regression model for our multivariable analysis.
Covariates with a P value of #0.2 in the univariate analysis were
included in the ordered logistic regression analysis to identify predictors of surgical outcome. Bowkers test of symmetry was used to
compare differences in outcomes using goal determined versus single motor criteria of binocular potential methods. All analyses were
performed using SAS version 9.4 (SAS Institute, Cary, NC).
Results
From 2007 to 2012, 909 procedures were performed for
the treatment of exotropia alone, or as part of a more complex strabismus repair. Of these, follow-up sensorimotor
Journal of AAPOS
FIG 1. Outcomes of surgical treatment of exotropia overall and by primary goal. Outcomes differ significantly by subgroup (P \ 0.001).
Journal of AAPOS
307
Multivariable Analysis
Multivariable analysis confirmed that the outcomes
differed by the primary goal of surgery (P \ 0.001). Procedures performed primarily to resolve diplopia (OR, 6.56;
95% CI, 3.39-12.68) or to restore eye contact (OR, 3.74;
95% CI, 2.65-5.29) were more likely to result in an excellent outcome than those designed to improve binocular potential. Patients with a preoperative deviation of $50D at
near (OR, 0.27; 95% CI, 0.17-0.42) and those with simultaneous surgery for dissociated vertical deviation (OR,
0.38; 95% CI, 0.16-0.92) were at higher risk for poor surgical outcomes. The independent positive effect of
monitoring outcome by SPCT rather than APCT or
Krimsky was confirmed (Table 4).
Discussion
Since the 1960s8 an immense body of literature has been
published on outcomes of surgery for exotropia. Most
studies are noncomparable, because they describe outcomes for patients of differing ages, etiologies, varied inclusion and exclusion criteria, different follow-up
periods, and, most importantly, differing outcomes criteria
and methodology for monitoring outcome.9-16 A general
lack of consensus in defining satisfactory outcomes
further complicates the interpretation of results.
Consequently, reported success rates vary from 41% to
81%.9-16 According to a recent review,7 56 studies were
published on outcomes of surgery for intermittent exotropia alone in the last 10 years, and outcome measures variously included ocular alignment, stereopsis, control,
visual acuity, reoperation rate, and postoperative drift.
Even for motor alignment, there were 11 different definitions of successful alignment, including various methodologies for monitoring alignment (SPCT vs APCT) and
degree of postoperative misalignment deemed satisfactory.
This study presents a goal-specific methodology, designed
308
Good (N 5 136)
Excellent (N 5 528)
P value
\0.001
9 (6.6)
52 (38.2)
73 (53.7)
2 (1.5)
64 (12.1)
283 (53.6)
171 (32.4)
10 (1.9)
9.0 (5.5-35.9)
14.3 (6.4-42.1)
1 (0.7)
25 (18.4)
53 (39.0)
57 (41.9)
7 (1.3)
79 (15.0)
150 (28.5)
290 (55.1)
25 (20-40)
70 (52.2)
24 (17.9)
19 (14.2)
21 (15.7)
30 (20-40)
30 (20-35)
\0.001
\0.001
0.006
\0.001
234 (44.8)
167 (32.0)
70 (13.4)
51 (9.8)
30 (20-40)
52 (38.8)
36 (26.9)
23 (17.2)
23 (17.2)
231 (44.2)
136 (26.0)
92 (17.6)
64 (12.2)
97 (71.9)
13 (9.6)
25 (18.5)
264 (50.9)
53 (10.2)
202 (38.9)
68 (50.0)
68 (50.0)
259 (49.1)
269 (51.0)
85 (62.5)
51 (37.5)
261 (49.4)
267 (50.6)
136 (100)
0
512 (97.0)
16 (3.0)
0.020
0.007
\0.001
0.608
0.002
0.066
APCT, alternate prism cover test; DVD, dissociated vertical deviation; IQR, interquartile range; PD, prism diopter; SPCT, simultaneous prism and
cover test.
Motor alignment for the reconstructive subgroup prioritizes Krimsky results, based on our clinical experience.
Outcomes criteria for those seeking remediation of torticollis were based on indications published by Barbe and
colleagues.23 Because postoperative drift toward exodeviation begins to stabilize after the sixth postoperative week
and alignment becomes fairly constant by 6 months,24 we
analyzed the outcome at the latest follow-up in the 2-6
month window to allow for resolution of cases of transient
postoperative esotropia and diplopia.
Outcomes differed significantly by the primary goal of
surgery. In our study, 82% of patients having surgery to
resolve diplopia had an excellent outcome and were 6.56
times more likely to have an excellent outcome than those
having surgery for binocular potential. Resolution of
diplopia improves quality of life and payers may be interested in the associated reduced risk of falling.25 Procedures
Journal of AAPOS
OR
95% CI
6.56
3.74
2.96
1.00
(3.39-12.68)
(2.65-5.29)
(0.97-9.04)
0.38
1.00
(0.16-0.92)
0.89
0.84
0.27
1.00
(0.61-1.29)
(0.54-1.32)
(0.17-0.42)
5.16
1.35
1.00
(3.50-7.62)
(0.82-2.23)
P value
\0.001
0.033
\0.001
\0.001
APCT, alternate prism and cover test; CI, confidence interval; OR, odds
ratio; DVD, dissociated vertical deviation; PD, prism diopter; SPCT,
simultaneous prism and cover test.
restoring eye contact were 3.74 more likely to have excellent outcomes than those for binocular potential. The psychosocial benefits of restoring normal eye contact and its
importance for educational and employment options have
been well described.26-30
Hatt and colleagues21 recently compared outcome
criteria performance in adult strabismus surgery, evaluating the performance of motor, diplopia, and healthrelated quality of life criteria alone and in combination
for diplopic, nondiplopic, or atypical diplopic patients.
They found that motor criteria do not fully represent the
patients postoperative status, although applying motor
criteria alone yielded the highest success rate. They
concluded that combining diplopia criteria with motor
criteria provided a more clinically relevant standard for
judging the success of adult strabismus surgery. Although
excellent criteria in the adult population, they cannot be
readily applied to many younger patients, including the
majority of those included in our study.
The modest success for procedures designed to enhance
binocular potential is consistent with prior reports on the
treatment of patients with intermittent exotropia; 82% of
our patients having surgery to improve binocular potential
had intermittent exotropia, and this is historically a challenging population to treat. Several factors contribute to
this challenge. The first is the variability in control of strabismus seen in this subpopulation. Although our metric favors application of motor criteria based on SPCT rather
than APCT, SPCT data was not available on the majority
(64%) of this subgroup. As both measures were, unfortunately, not documented on most patients, we could not,
without introducing further bias, report outcomes based
on one subgroup or the other. This is a limitation of this
Journal of AAPOS
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310
Seeing Is Believing
Arnall Patz would be disappointed to see that many ophthalmologists avoid treating
retinopathy of prematurity today. I dont think he would be angry; he wasnt the type to
get angry. But he might shake his head a little, and perhaps scratch it out of confusion,
because the unselfish man from rural Georgia who spent his own money no, borrowed
the money to conduct the first sight-saving study in premature infants would simply
not understand the way we think today.
We dont want to treat babies because were afraid of getting sued.
Andrew Lam, Saving Sight (Bokeelia, Fla.: Irie Books, 2013), 107.
Journal of AAPOS