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AlanColquhoun
andDesignMethod
Typology
AlanColquhounis an architectinpracticein
London.He has been a tutorat theAASchool,
and
London;as wellas teachingat Princeton
Atpresenthe is a
CambridgeUniversities.
Professorat Cornell.Thisarticlefirst
Visiting
appeared inArena,June1967.
Duringthelastfewyearsa greatdeal of
has been givento theproblemof
attention
and to theprocessof
designmethodology,
designas a branchofthewiderprocess
ofproblemsolving.
reason,that
Manypeople believe,notwithout
methodsofdesigntraditionally
theintuitive
used byarchitectsare incapableofdealing
oftheproblemsto be
withthecomplexity
solved,and thatwithout
sharpertoolsof
thedesignertends
analysisand classification,
to fallback on previousexamplesforthe
solutionofnewproblems- on typesolutions.
One ofthedesignersand educatorswhohas
been consistently
preoccupiedbythis
problemis Tomas Maldonado.Ata recent
Maldonado
seminarat PrincetonUniversity,
admitted
that,incases whereitwas not
possibleto classifyeveryobservableactivity
itmightbe
in an architectural
programme,
ofarchitectural
necessaryto use a typology
formsinorderto arriveat a solution.Buthe
added thattheseformswerelikea cancerin
thebodyofthesolution,and thatas our
become more
techniquesofclassification
itshouldbe possibleto eliminate
systematic
themaltogether.
Nowitis mybeliefthatbeneaththeapparent
oftheseideas therelies an
objectivity
aestheticdoctrine.Itwillbe thepurposeof
thispaperto showthisto be thecase, and,
to tryand showthatitis untenable
further,
considerablemodification.
without
used
One ofthemostfrequent
arguments
againsttypologicalproceduresinarchitecture
has been thattheyare a vestigeofan age of
craft.Itis heldthattheuse ofmodelsby
became less necessaryas the
craftsmen
ofscientific
techniquesenabled
development
manto discoverthegenerallaws underlying
thetechnicalsolutionsofthepre-industrial
age.
ofnaturalscience,butcontinuedto be based
on tradition
and theidea ofthefinalformof
theworkas a fixedideal.
Butthisdistinction
ignorestheextentto
have notonlya "use" value in
whichartifacts
thecrudestsense, butalso an "exchange"
value.
had an imageoftheobject in
The craftsman
to makeit.
hismind'seye whenstarting
thisobjectwas a cultimage(say a
Whether
sculpture)or a kitchenutensil,itwas an
objectofculturalexchange,and itformed
within
partofa systemofcommunications
society.Its"message" valuewas embodied
preciselyintheimageofthefinalformwhich
heldinhismind'seye as he was
thecraftsman
makingitand to whichhisartifact
correspondedas nearlyas possible.Inspite
ofthescientific
method
ofthedevelopment
such social or iconic
we muststillattribute
and
valuesto theproductsoftechnology,
recognisethattheyplayan essentialrolein
ofthe
thegenerationand development
Itis easy to
physicaltoolsofourenvironment.
whichcontinue
see thattheclass ofartifacts
to be made accordingto thetraditional
methods(forexamplepaintingsor musical
iconic
compositions)have a predominantly
purpose,butsuch a purposeis notso often
recognisedinthecreationoftheenvironment
as a whole.Thisfactis concealed fromus
ofthedesignprocess
because theintentions
are "hidden"intheovertdetailsof
performance
specification.
The vicissitudesofthewords"art"and
indicatethatthereis a
"science" certainly
to be drawnbetweenartifacts
validdistinction
thatare theresultoftheapplicationofthe
laws ofnaturalscience and thosewhichare
Before
theresultofmimesis'and intuition.
habit
theriseofmodernscience,tradition,
werethemethodsbywhichall
and imitation
thesewere
weremade,whether
artifacts
or mainlyreligious.The
mainlyutilitarian
word"art"was used to describetheskill
With
necessaryto produceall such artifacts.
the development of modernscience, the word
"art" was progressivelyrestrictedto the case
of artifactswhich did not depend on the laws
ofa tradition
'Thewordis used heretomeantheimitation
ofnature.
sense oftheimitation
and notintheAristotelian
71
The idolizationof"primitive"
man,and the
attitude
whichthisgenerated
fundamentalist
has discouragedtheacceptanceofsuch
iconicvalues.Therehas been a tendency
since theeighteenth
to lookon the
century
manas a sortofgoldenage
age ofprimitive
inwhichmanlivedclose to nature.Formany
hutorone of
years,forinstance,theprimitive
has been takenas thestarting
itsderivatives
and has been
evolution,
pointforarchitectural
thesubjectoffirst-year
designprogrammes,
and itwouldnotbe an exaggeration
tosay
thatfrequently
a directlineofdescentis
presumedto existfromthenoblesavage,
theutilitarian
craftsto modern
through
science and technology.
The wholeedificeof
since theend ofthemediaeval
art,certainly
to be corrupt
and
period,is oftenthought
and based on some sophisticated
unnatural,
"horrorvacui"ortheneed to aggrandizea
rulingclass. Inso faras itis based on the
idea of the noble savage, this notion is quite
baseless. The cosmological systems of
primitiveman were veryintellectualand very
artificial.To take only kinshipsystems, the
followingquotation fromClaude Levi-Strauss
will make the pointclear: "Certainly",he
is presentand
says, "thebiologicalfamily
persistsinhumansociety.Butwhatgivesto
kinshipitscharacteras a social factis not
whatitmustconserveofnature;itis the
essentialstepbywhichitseparatesitself
fromnature.A systemofkinshipdoes not
consistofobjectivebloodties; itexistsonly
intheconsciousnessofmen;itis an arbitrary
notthe
systemof representations,
ofa situationof
spontaneousdevelopment
fact."2
Thereseems to be a close parallelbetween
such systemsand thewaymodernmanstill
approachestheworld,and whatwas trueof
maninall theramifications
ofhis
primitive
practicaland emotionallife- namely,the
need to representthephenomenalworldin
such a waythatitbecomes a coherentand
logicalsystem- persistsinourown
and moreparticularly
inour
organisations,
attitudetowardstheman-madeobjectsofour
environment.
Anexampleofthewaythisappliesto
manis inthecreationofwhat
contemporary
are called socio-spatialschemata.Oursense
ofplace and relationship
in,say,an urban
are not
or ina building,
environment,
dependenton anyobjectivefactthatis
measurable;theyare phenomenal.The
ofour
purposeoftheaestheticorganisation
is to capitaliseon thissubjective
environment
and makeitsocially
schematization,
does not
available.The resulting
organisation
with
correspondina one-to-onerelationship
theobjectivefacts,butis an artificial
whichrepresentsthesefactsina
construct
sociallyrecognisableway.
Itfollowsthattherepresentational
systems
whichare developedare,ina realsense,
factsofthe
ofthequantifiable
independent
environment.
no metaNo systemofrepresentation,
of
language,however,is totallyindependent
theobjectiveworld.
thefactswhichconstitute
was an
inarchitecture
The modernmovement
therepresentational
to modify
attempt
fromthe
systemswhichhad been inherited
past,and whichno longer
pre-industrial
thecontextofa
seemed operablewithin
One ofthemain
rapidlychangingtechnology.
doctrinesat therootofthistransformation
was based essentially on a returnto nature,
derivingfromthe romanticmovement,but
changed froma desire to imitatethe surface
of naturalformsor to operate at a craftlevel,
to a belief in the abilityof science to reveal
the essence of nature's mode of operation.
and so-calledobjective
puretechnology
and necessary
designmethodas a sufficient
meansofproducingenvironmental
devices,
attribute
iconicpowerto the
persistently
creationsoftechnology,
whichtheyworship
to a degreeinconceivableto a scientist.I
said earlierthatitwas inthepowerofall
artifacts
to become icons,no matterwhether
or nottheywerespecifically
createdforthis
certain
purpose.PerhapsI mightmention
worldof
objectsofthenineteenth-century
whichhad powerofthiskindtechnology
to giveonlytwo
steamshipsand locomotives,
examples.Eventhoughtheseobjectswere
made ostensiblywithutilitarian
purposesin
mind,theyquicklybecamegestaltentities,
whichweredifficult
to disassembleinthe
mind'seye intotheircomponentparts.The
same is trueoflatertechnicaldevicessuch as
cars and aeroplanes.
The factthattheseobjects havebeen imbued
withaestheticunityand havebecome carriers
ofso muchmeaningindicatesthata process
ofselectionand isolationhas takenplace
whichis quiteredundant
fromthepointof
viewoftheirparticular
functions.
We must
thereforelook upon the aesthetic and iconic
qualities of artifactsas being due, not so
much to an inherentproperty,but to a sort of
availabilityor redundancy in them in relation
to human feeling.
72
thatcalculationprovidedthecharacteristic
formofthestructure,
butthatafterthis,logic
no longeroperated,and thecompositional
had to be decided on thebasis
arrangement
ofintuition.'
Fromthesestatements
itwouldappearthata
purelyteleologicaldoctrineoftechnicoaestheticformsis nottenable.Atwhatever
stage inthedesignprocess itmayoccur,it
seems thatthedesigneris alwaysfacedwith
decisions,and thatthe
makingvoluntary
whichhe arrivesat mustbe the
configurations
resultofan intention,
and notmerelythe
resultofa deterministic
process.The
ofLe Corbusiertendsto
statement
following
reinforce
thispointofview."Myintellect",
he
says,"does notaccept theadoptionofthe
modulesofVignolainthematter
ofbuilding.
I claimthatharmony
existsbetweenthe
objectsone is dealingwith.The chapel at
Ronchampperhapsshowsthatarchitecture
is notan affair
ofcolumnsbutan affair
of
plasticevents.Plasticeventsare not
regulatedbyscholasticor academic
formulae,
theyare freeand innumerable."
is a defenseofthe
thisstatement
Although
newarchitecture
againsttheacademic
it
ofpastformsand thedeterminism
imitation
it
denies is academic ratherthanscientific,
nonetheless stressestherelease thatfollows
ratherthan
fromfunctional
considerations,
thesolution.
theirpowerofdetermining
ofthis
statements
One ofthemostuninhibited
Inhis
kindcomes fromMoholy-Nagy.
ofthedesigncourse at the
description
ofDesigninChicago,he makesthe
Institute
defenseofthefreeoperationof
following
he says, "is directed
"The training",
intuition.
a
and inventiveness,
towardsimagination
basic conditionfortheever-changing
industrial
scene, fortechnologyinflux.The
laststep inthistechniqueis theemphasison
theconscioussearchfor
through
integration
methods
The intuitive
working
relationships.
ofgeniusgivea clue to thisprocess.The
uniqueabilityofthegeniuscan be
ifone ofits
byeverybody
approximated
essentialfeaturesbe apprehended:theflashlikeact ofconnectingelementsnotobviously
belongingtogether.Ifthesame methodology
wereused generallyinall fieldswe could
have thekeyto theage - seeingeverything
inrelationship."'4
We can now begin to build up a pictureof the
general body of doctrine embedded in the
modern movement.It consists of a tension of
two apparentlycontradictoryideas biotechnical determinismon the one hand,
and freeexpression on the other.What seems
to have happened is that,in the act of giving a
new validityto the demands of functionas an
extension of nature's mode of operation, it
has lefta vacuum where previouslythere was
a body of traditionalvalues. The whole field
of aesthetics, withits ideological foundations
and its belief in ideal beauty, has been swept
aside. All that is leftin its place is permissive
expression, the total freedomof the genius
which, ifwe but knew it,resides in us all.
What appears on the surface as a hard,
rationaldiscipline of design, turnsout rather
paradoxically to be a mysticalbelief in the
intuitionalprocess.
I would like now to turnback to the statement
by Maldonado which I mentioned at the
beginning of this paper. He said thatso long
3"La Poeme Electronique de Le Corbusier", fromLe Collection
Force Vivre,Editions du Minuit,Jean Petit.
4L. Moholy-Nagy,Vision in Motion,Paul Theobald and
Company, Chicago.
as ourclassification
techniqueswereunable
ofa problem,
to establishall theparameters
of
itmightbe necessaryto use a typology
formsto fillthegap. Fromtheexamplesofthe
statements
made bymoderndesignersit
wouldseem thatitis indeedneverpossible
to stateall theparametersofa problem.Truly
criteriaalwaysleave a choice for
quantifiable
thedesignerto make.Inmodernarchitectural
theorythischoice has been generally
in
conceivedofas based on intuition
working
a culturalvacuum.Inmentioning
typology,
Maldonadois suggestingsomething
quite
whichhas been rejected
new,and something
He is
again and again bymoderntheorists.
must
suggestingthatthearea ofpureintuition
be based on a knowledgeofpastsolutionsto
relatedproblems,and thatcreationis a
processofadaptingformsderivedeitherfrom
past needs oron past aestheticideologiesto
theneed ofthepresent.Although
he regards
thisas a provisional
solution- "a cancer in
thebodyofthesolution"- he nonetheless
recognisesthatthisis theactual procedure
whichdesignersfollow.
I suggestthatthisis true,and moreoverthat
itis trueinall fieldsofdesignand notonly
I have referred
thatofarchitecture.
to the
thatthemorerigorously
the
argument
laws are
generalphysicalor mathematical
appliedto thesolutionofdesignproblems,
theless itis necessaryto have a mental
pictureofthefinalform.But,althoughwe
maypostulatean ideal stateinwhichthese
laws correspondexactlyto theobjective
world,infactthisis notthecase. Laws are
notfoundinnature.Theyare constructs
of
thehumanmind;theyare modelswhichare
validso longas eventsdo notprovethemto
be wrong.Notonlythis.Technologyis
facedwithdifferent
frequently
problems
whichare notlogicallyconsistent.
Allthe
for
problemsofaircraft
configuration,
example,could notbe solvedunlessthere
intheapplicationof
was give-and-take
physicallaws.The positionofthepowerunit
ofthe
is a variable,so is theconfiguration
wingsand tailplane.The positionofone may
affecttheshape oftheother.The application
ofgenerallaws is a necessaryingredient
of
one for
theform.Butitis nota sufficient
theactualconfiguration.
Andina
determining
worldofpuretechnology
thisarea offree
choice is invariably
dealtwithbyadapting
previoussolutions.
Wherethedesignerdecides to
arrangement.
be governedbyoperationalfactors,he tends
nineteenthto workintermsofa thoroughly
forexampleinthecase
rationalism,
century
oftheofficebuildingsofMies and SOM,
wherepragmaticplanningand cost
considerations
convergeon a receivedneoclassic aestheticto createsimplecubes,
regularframesand cores.
thatinmostoftheavant-garde
Itis interesting
are heldto
projectswhereformdeterminants
be purelytechnicaloroperational,rationalism
and cost are discardedforformsofa fantastic
as inthe
kind.Frequently,
orexpressionist
formsare borrowed
case of"Archigram",
fromotherdisciplines,such as space
or pop art.Validas these
engineering
iconographicproceduresmaybe - and
beforedismissingthemone wouldhaveto
theminrelationto theworkof
investigate
Le Corbusierand theRussianconstructivists
whoborrowedtheformsofshipsand
- theycan hardlybe
structures
engineering
if
compatiblewitha doctrineofdeterminism,
we are to regardthisas a modusoperandi,
ratherthana remoteand utopianideal.
The exclusionbymodernarchitectural
theory
and itsbeliefinthefreedomof
oftypologies,
can at anyratebe partially
theintuition,
explainedbythegeneraltheoryofexpression
at theturnofthecentury.
whichwas current
Thisthorycan be seen mostclearlyinthe
workand theoriesofcertainpaintersbothinhispaintingsand
notablyKandinsky,
inhis bookPointand Lineto Plane,which
on whichhispaintingsare
outlinesthetheory
based. Expressionist
theoryrejectedall
ofart,justas modern
historicalmanifestations
architectural
theoryrejectedall historical
To itthese
formsofarchitecture.
werean ossification
of
manifestations
whose raison
technicaland culturalattitudes
d'6trehad ceased to exist.Thetheorywas
based on thebeliefthatshapes have
orexpressiveinterest
which
physiognomic
communicates
itselfto us directly.
Thisview
has been subjectedto a greatdeal of
andone ofitsmostconvincing
criticism,
occursinE. H. Gombrich'sbook
refutations
Meditations
on a HobbyHorse.Gombrich
offorms
thatan arrangement
demonstrates
or
such as is foundina paintingbyKandinsky
byPaul Klee is infactverylowincontent,
to theseformssome
unlesswe attribute
meaningsnotinherent
systemofconventional
in the formsthemselves. His thesis is that
physiognomicformsare ambiguous, though
certainlynot withoutexpressive value, and
thattheycan only be interpretedwithina
particularcultural milieu.i
anyformswithoverticonicmeanings.
Architecture
has always,withmusic,been
consideredan abstractart,so thatthetheory
ofphysiognomic
formscould be appliedto it
without
havingto overcomethehurdleof
directrepresentation
and anecdoteas in
painting.
Butiftheobjectionstoexpressionist
theory
are valid,thentheyapplyto architecture
as
muchas to painting.If,as Gombrich
suggests,
formsbythemselvesare relatively
emptyof
meaning,itfollowsthattheformswhichwe
intuit
will,intheunconsciousmind,tendto
attractto themselvescertainassociationsof
meaning.Thiscould meannotonlythatwe
are notfreefromtheformsofthepast,and
oftheseformsas
fromtheavailability
typologicalmodels,butthat,ifwe assumewe
are free,we have lostcontrolovera very
activesectorofourimagination,
and ofour
withothers.Itwould
powerto communicate
seem thatwe oughtto accept a valuesystem
whichtakesaccountoftheformsand
solutionsofthepast,ifwe are to retain
controloverconceptswhichwillobtrude
themselvesintothecreativeprocess,whether
we are awareofitor not.
Theredoes seem, infact,to be a close
betweenthepurefunctionalist
or
relationship
teleologicaltheorythatI havedescribed,and
as definedbyGombrich.
expressionism,
By
on theuse ofanalyticaland inductive
insisting
leaves a
methodsofdesign,functionalism
vacuumintheform-making
process.Thisit
fillswithitsownreductionist
aesthetic-the
with
theaestheticthatclaimsthat"intuition",
can arrive
no historicaldimension,
spontaneouslyat formswhichare the
operations.This
equivalentoffundamental
procedurepostulatesa kindofonomatopoeic
betweenformsand theircontent.
relationship
Inthecase ofa biotechnico/determinist
theorythecontentis theset ofrelevant
- functions
whichthemselves
functions
a reductionofall thesocially
represent
a buildingoperationswithin
meaningful
and itis assumedthatthefunctional
complex
is translatedintoformswhose iconographical
significanceis nothingmorethantherational
ofthefunctional
structure
complexitself.The
existentfactsoftheobjectivesituationin
are theequivalentofthe
functionalism
existentfactsofthesubjective
In
situationinexpressionism.
(physiognomic)
both cases the resultingformsare assumed
to obey natural laws, in the one case physical,
and in the other psychological.
makespossible.7It
thatsuch a convention
followsthata plasticsystemofrepresentation
has to presupposethe
such as architecture
existenceofa givensystem.No morethanin
thecase oflanguagecan theproblemofform
be reducedto some kindofessence outside
ofwhichtheformis merely
thesystemitself,
Inbothcases itis necessaryto
a reflection.
system
postulatea conventional,
arbitrary
embodiedinsolution/problem
complexes.
Mypurposeinstressingthisfactis notto
to an architecture
advocatethereversion
This
whichaccepts tradition
unthinkingly.
wouldimplythattherewas a fixedand
relationbetweenformsand
immutable
meanings,whichithas been one ofthechief
The
purposesinthispaperto refute.
ofourage is change,and itis
characteristic
preciselybecause thisis so thatitis
thepartwhichthe
necessaryto investigate
ofthestereotype
modifications
playin
relationto problemswhichare without
The
precedentinanyreceivedtradition.
processofchangemustinvolvea dialectical
betweenthosepartsofthe
relationship
to change (because
systemthatare resistant
butchangeable
theyare conventional)
and thoseparts
(because theyare arbitrary);
ofthesystemwhichdependon naturallaws
come to lightunderthe
whichprogressively
pressureoftechnologicalevolution.
boththereare undoubtedly
Underlying
certainpsycho-physical
constants;butthese
are alwaysmediatedbothbytheexistent
languageon theone handand by
on theother.
technologicaldevelopments
I havetriedtoshowthata reductionist
theory
accordingto whichtheproblem/solution
processcan be reducedto somesortof
essence is untenable.One mightpostulate
thattheprocessofchangeis carriedout,not
butratherbya
bya processofreduction,
processofexclusion,and itwouldseem that
inall the
ofthemodernmovement
thehistory
artslendssupporttothisidea. Ifwe consider
paintingand musicwe can see that,inthe
and Schbnberg,traditional
workofKandinsky
formaldeviceswerenotcompletely
and given
abandoned,butweretransformed
a newemphasisbytheexclusionof
ideologicallyrepulsiveiconicelements.Inthe
itis therepresentational
case ofKandinsky
elementwhichis excluded;inthecase of
Sch6nbergitis thesystemoftriadsbased on
the harmonicseries.
74