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JOURNAL OF
Yasuhiko Shirota
Department of Applied Chemistry, Faculty of Engineering, Osaka University, Yamadaoka,
Suita, Osaka, 565-0871, Japan. E-mail: shirota@ap.chem.eng.osaka-u.ac.jp
Materials
CHEMISTRY
This article concentrates on our recent results on several classes of photo- and electro-active organic materials
that permit thin lm formation and discusses their synthesis, properties, functions and potential applications for
electronic and optoelectronic devices. The materials studied include amorphous molecular materials, titanyl
phthalocyanine, oligothiophenes with well-dened structures, and non-conjugated polymers containing pendant
oligothiophenes or other p-electron systems. The thin lms of these materials nd potential applications for use
in organic electroluminescent, photovoltaic, electrochromic, and other devices.
1 Introduction
Recent extensive studies have shown that organic materials
exhibit a variety of interesting optical, electrical, photoelectric,
and magnetic properties in the solid state. Photo- and electroactive organic materials have been the subject of recent
attention, including organic semiconductors, organic metals
including superconductors, organic photoconductors, organic
photoactive materials for solar cells, organic non-linear optical
materials, organic ferromagnets, photo- and electrochromic
organic materials, resist materials, liquid crystals, and others.
Among them, organic photoconductors, liquid crystals, and
resist materials have been put to practical use for photoreceptors in electrophotography, display devices, and lithographic processes for the production of semiconductor devices.
In addition, organic materials have found a number of
potential applications for use in electronic and optoelectronic
devices such as sensors, plastic batteries, solar cells, eld-effect
transistors, optical data storage, organic electroluminescent
devices, switching devices, frequency doublers, and many
others.
In contrast to inorganic materials that consist of covalent or
ionic bonds of atoms over the entire expanse of solids, organic
materials are based on independent molecules and characterised by weak intermolecular interactions. Therefore, designs
of organic materials can be readily performed on the molecular
level. In particular, organic p-electron systems have received
attention as potential photo- and electro-active materials.
When these organic materials are used in electronic and
optoelectronic devices, they are normally in the form of thin
lms. Organic thin lms are prepared by various techniques,
e.g., solvent cast from solution, spin coating, vacuum vapor
deposition, electrochemical deposition, LangmuirBlodgett
and monolayer self-assembly techniques. Both ordered and
disordered lms can be generated, depending on the technique
of thin lm fabrication.
We have performed studies of the creation of novel photoand electro-active organic materials and their structures,
reactions, properties, functions and applications for electronic
and optoelectronic devices. This article concentrates on our
recent results on several classes of organic materials that permit
thin lm formation, e.g., amorphous molecular materials,
titanyl phthalocyanines, oligothiophenes with well-dened
structures, and non-conjugated polymers containing pendant
oligothiophenes or other p-electron systems, and discusses their
{Basis of a presentation given at Materials Chemistry Discussion
No. 2, 1315 September 1999, University of Nottingham, UK.
MTDATA as an example. When a polycrystalline sample of mMTDATA obtained by recrystallisation from THFethanol
was heated, an endothermic peak due to melting was observed
at 203 C. When the isotropic liquid was cooled down on
standing in air, a transparent glass was spontaneously formed
via a supercooled liquid. When the amorphous glass sample
was again heated, a glass-transition phenomenon was observed
at 75 C. On further heating above the glass-transition
temperature (Tg), an exothermic peak due to crystallisation
was observed at ca. 160 C to give the same crystal as obtained
by recrystallisation from solution, which melted at 203 C.20
The same DSC curves were reproduced repeatedly.
Relationship between molecular structure and glass-forming
property, glass-transition temperature (Tg), and stability of the
glassy state. We have studied the correlation between molecular structure and the glass-forming property, Tg, and stability
of the glassy state. X-Ray crystal structure analysis of the single
crystals of amorphous molecular materials grown from
solution or from melt have shown that the molecular structures
of all the compounds studied are nonplanar.35,40,41 Figs. 2 and
3 show the molecular structures of TDATA and a-TPTAB.28,37
With regard to TDATA, four triphenylamine moieties have
propeller-like structures, where the four nitrogen atoms deviate
from the plane consisting of the three carbon atoms bonded to
the nitrogen atom. The distances between the plane and the
and the dihedral angles between
nitrogen atom are 0.010.04 A
the plane consisting of the three carbon atoms bonded to the
nitrogen atom and the least square planes of the phenyl rings
bonded to the nitrogen atom are 3255. In the case of aTPTAB, the three thienyl groups in the nonplanar molecule are
disordered, each taking two positions by approximately 180
rotation along the single bond connecting the thiophene ring
and the nitrogen atom. The case is the same for b-TPTAB.
The nonplanar molecular structure is responsible for the
glass formation, but not all compounds with nonplanar
molecular structures necessarily show glass formation, as
exemplied by TDAB, TDATz, and p-MTDATz, which
instantly crystallise instead of forming glasses even when the
melt samples are rapidly cooled with liquid nitrogen. However,
incorporation of substituents exerts a great inuence on the
ease of glass formation. That is, introduction of alkyl or
halogen substituents into TDAB and TDATz or the replacement of three phenyl groups in TDAB by three thienyl groups
permitted the formation of glasses by cooling the melt samples
either with liquid nitrogen (for p-MTDAB, a- and b-TPTAB)
or on standing in air (for o- and m-MTDAB, o- and mMTDATz).21,28 It should also be noted that whereas TDATA
requires rapid cooling with liquid nitrogen for the formation
of a glass, its methyl-substituted derivatives, o-, m-, and pMTDATA, spontaneously form amorphous glasses when the
relaxation of the molecular glass is characterised by welldened glass transition, followed by either solidsolid or
meltingcrystallisation phase transformations, nally leading
to the formation of the crystal with the highest melting point.
The phenomena of polymorphism observed for many amorphous molecular materials suggest the existence of different
conformers, which is responsible for the ready formation of the
glassy state.
Structures of molecular glasses. The positron annihilation
lifetime (PAL) technique has recently been used for characterising the free volume of amorphous polymers.67 We have
6
Table 1 Glass-transition temperatures (Tg), crystallisation temperatures (Tc), and melting points (Tm) of some amorphous molecular
materials
Compound
Tg/C
Tc/C
Tm/C
TDATAa
o-MTDATAa
m-MTDATA
p-MTDATAa
TCTAa
89
76
75
80
150
134
153
160
130
190
275b
200b
203
265b
296b
o-MTDAB
m-MTDAB
p-MTDAB
p-FTDAB
p-ClTDAB
p-BrTDAB
a-TPTABa
b-TPTABa
TCBa
p-DPA-TDAB
MTBDAB
42
47
55
54
64
72
38
46
126
107
134
121
85
81
66
112
c
70
76
164
c
c
161
183
210
228
181
165
187b
210b
330b
240
d
o-MTDATz
m-MTDATza
TDAPB
o-MTDAPB
m-MTDAPB
p-MTDAPB
TCPBa
55
42
121
109
105
110
172
85
67
196
154
167
c
215
175
175b
269
279
231
243
356b
a
Exhibits polymorphism. bTm of the crystal with the highest melting
point. cNo crystallization on heating from the glass. dObtained as an
amorphous glass.
the polystyrene glass. Therefore, a large number of transDAAB molecules remain unchanged in these molecular glass
matrices at the photostationary state and the proportion of
strained cis-isomer relative to the relaxed one is large in these
molecular glasses. The result of the reaction in molecular
glasses is in agreement with the result of the free volume size
estimated by the PAL technique.
Charge transport properties in molecular glasses. Charge
transport is involved in the operation processes of photoreceptors in electrophotography, organic EL devices and eldeffect transistors. Charge transport in organic disordered
systems has been studied extensively with regard to polymers
and molecularly-doped polymer systems, where low molecular-
Table 2 Kinetic parameters of the thermal cistrans isomerisation of DAAB at 30 C in the molecular glasses, polystyrene, and benzene solutiona
Reaction medium
k1/min21
f1
k2/min21
f2
m-MTDATA lmb
TCTA lmb
Polystyrene lm
Benzene solutionc
0.083
0.032
0.062
0.54
0.35
0.12
0.003
0.003
0.003
0.003
0.46
0.65
0.88
1.00
Analyzed by the rst-order kinetics of two components: [cis]t/[cis]0~f1 exp(2k1t)zf2 exp(2k2t). b0.01 molar ratio of DAAB. cSingle component.
m-MTDATA
o-MTDAB
p-DPA-TDAB
MTBDAB
m-MTDAPB
o-TTA
m-TTA
p-TTA
o-BPD
m-BPD
p-BPD
BMA-3T
BMA-4T
3.061025 a
3.061023 b
1.461024 b
2.561025 b
1.661025 b
7.961024 a
2.361025 a
8.861024 a
6.561024 a
5.361025 a
1.061023 a
2.861025 a
1.061025 a
Measured at an electric
b
2.06105 V cm21 at 293 K.
eld
of
1.06105 V cm21
and
11
Fig. 8 (a) SEM image of negative-tone line and space patterns for the
ASITPA resist lm on exposure to 50 keV electron beam at
12 mC cm22. (b) SEM image of positive-tone line and space patterns
for the p-BCOTPB resist lm on exposure to 50 keV electron beam at
200 mC cm22.
consisting of an emitting layer of Alq3 and double holetransporting layers of m-MTDATA and TPD, ITO/mMTDATA/TPD/Alq3/MgAg, exhibits higher luminous efciency and signicantly enhanced operational stability than
double-layer devices consisting only of an emitting layer of
Alq3 and a single hole-transport layer of TPD,108 paving the
way for durable organic EL devices. While the double-layer
device consisting of a single hole-transport layer of TPD and an
emitting layer of Alq3 generates a leak current in a short time
during operation, multilayer devices using the m-MTDATA or
1-TNATA layer in contact with the ITO electrode operate
safely without generating a leak current. The ITO/m-MTDA )/TPD(100 A
)/Alq3(500 A
)/MgAg device exhibited a
TA(600 A
maximum luminescence of 24 000 cd m22 at an applied voltage
of 15 V and a luminous efciency of 2.4 lm W21. The
multilayer structure as shown in Fig. 9 has since been widely
employed for fabricating organic EL devices with high
operational stability, where HTL1 acts as a hole-injection
layer. The materials of the TDATA family, e.g., m-MTDATA,
1-TNATA, 2-TNATA, o-, m-PTDATA and p-PMTDATA,
which are characterised by very low ionisation potentials and
the good quality of their amorphous lms, function as an
excellent hole injection layer in contact with the ITO electrode.
The materials with higher ionisation potentials such as TPD, aNPD, o-, m-, and p-BPD, TCTA, p-DPA-TDAB, and o-, m-,
and p-MTDAPB function as materials for HTL2. The halfdecay time of the initial luminescence of 300 cd m22 was 2000 h
at room temperature for the multilayer device, ITO/mMTDATA/a-NPD/Alq3/MgAg. The device consisting of
double hole-transport layers of p-PMTDATA and p-BPD
and an Alq3 emitting layer exhibited high performance and
signicant thermal stability: the device operated at 150 C,
retaining a luminance of 80% of the initial value measured at
20 C (Fig. 10).36 It has been shown that doping of an intense
uorescent molecule in the emitting material Alq3 improves not
only the luminous efciency but also the thermal and
operational stability of organic EL devices using 1-TNATA
as HTL1.109
(b) Electron-transporting amorphous molecular materials.
Electron-transporting materials can be used in combination
with emitting materials either with weaker electron-accepting
properties or with hole-transporting properties. As compared
with hole-transporting materials, there have been few examples
of electron-transporting materials, which include Alq3, oxadiazole derivatives,33,58,110 3-(biphenyl-4-yl)-4-phenyl-5-(4-tertbutylphenyl)-1,2,4-triazole,111 and 1,1'-dimethyl-2,5-di(2-pyridyl)silole.112
We have created novel families of thermally stable, electrontransporting amorphous molecular materials, 1,3,5-tris(4-tertbutylphenyl-1,3,4-oxadiazolyl)benzene (TPOB),33,58 1,3,5tris[5-(dimesitylboryl)-2-thienyl]benzene (TMB-TB),113 5,5'bis(dimesitylboryl)-2,2'-bithiophene (BMB-2T),46 and 5,5@bis(dimesitylboryl)-2,2' : 5',2@-terthiophene (BMB-3T).46 These
compounds readily form stable amorphous glasses with Tgs of
137, 160, 107, and 115 C, respectively.
Both BMB-2T and BMB-3T function as excellent electrontransporting materials in combination with an emitting material
Alq3 to enhance the performance of the organic EL devices.46
Multilayer organic EL devices using BMB-2T or BMB-3T as an
electron-transporting material, Alq3 as an emitting material,
and m-MTDATA and a-NPD as hole-transporting materials,
)/a-NPD(200 A
)/Alq3(300 A
)/BMBITO/m-MTDATA(300 A
)/MgAg, emitted bright green light
nT (n~2 or 3)(200 A
originating from the electronically excited singlet state of
Alq3, exhibiting approximately 10 to 20% higher luminous and
quantum efciencies and 1.6 to 1.8 times higher maximum
luminance than the organic EL device without the BMB-nT
)/a-NPD(200 A
)/Alq3(500 A
)/
layer, ITO/m-MTDATA(300 A
J. Mater. Chem., 2000, 10, 125
13
15
Fig. 9 Multilayer organic EL device consisting of the double holetransport layers and the emitting layer. EL: emitting layer, HTL: hole
transport layer.
16
)/p-TTA(600 A
)/
Fig. 11 EL spectra of (a) ITO/p-DPA-TDAB(600 A
)/perylene(5 mol%) doped
MgAg and (b) ITO/p-DPA-TDAB(600 A
)/MgAg devices, and (c) PL spectrum of perylene.
p-TTA(600 A
)/o-TTA(200 A
)/
Fig. 12 (a) EL spectrum of ITO/m-MTDATA(300 A
)/MgAg(1000 A
) device and (b) PL spectrum of
BMB-2T(300 A
BMB-2T.
17
Table 4a Oxidation potentials, absorption and emission band maxima and Tgs of hole-transporting and emitting amorphous molecular materials
Compound
E1/2ox a/Vd
lmax(abs)b/nm
Band gapc/eV
lmax(em)b/nm
Tg/C
m-MTDATA
t-Bu-TBATA
o-PTDATA
m-PTDATA
p-PMTDATA
1-TNATA
2-TNATA
0.06
0.09
0.06
0.10
0.08
0.08
0.11
342
353
346
339
341
338
325
3.20
3.12
3.15
3.19
3.14
2.97
3.02
427
465
479
490
480
521
486
75
203
93
91
110
113
110
TPD
o-TTA
m-TTA
p-TTA
o-BPD
m-BPD
p-BPD
TCTA
m-MTDAPD
p-MTDAPB
p-DPA-TDAB
0.48
0.61
0.64
0.58
0.48
0.51
0.50
0.69e
0.66e
0.64
0.23
352
338
347
361
353
351
358
326
342
343
310
3.19
3.32
3.25
3.11
3.19
3.20
3.16
3.44
3.32
3.31
3.32
399
411
409
435
396
399
406
385
408
412
410
62
81
80
132
75
81
102
150
105
110
107
BMA-1T
BMA-2T
BMA-3T
BMA-4T
0.39
0.39
0.38
0.35
397
423
440
453
2.78
2.58
2.46
2.38
456
491
516
532
86
90
93
98
Measured in dichloromethane solution containing tetrabutylammonium perchlorate. bMeasured in tetrahydrofuran solution. cEstimated from
the electronic absorption edge. dvs. Ag/Agz (0.01 mol dm23). eEp/2.
transporting material in combination with various holetransporting amorphous molecular materials with varying
ionisation potentials emitted light resulting from the exciplex
formed at the solid interface between TPOB or BMB-3T and
the hole-transporting material. Tuning of the emission colour
from greenish blue to orange was attained by varying the
ionisation potential of the hole-transporting material for the
xed electron-transporting material TPOB.123,124 Likewise,
the emission colour of the organic EL devices using BMB-3T as
the electron-transport layer changed from greenish yellow to
orange and red for the hole transport layer of TPD, p-DPATDAB, and m-MTDATA, respectively.104
Exciplex formation also takes place at the organic solid
interface between Alq3 and hole-transporting amorphous
molecular materials with very low ionisation potentials, e.g.,
m-MTDATA and TNATA (approximately 5.1 eV) to give
yellow emission. Because the exciplex emission takes place
only at the interface, the emission colour can be turned from
yellow to green by varying the magnitude of applied
voltage.125,126
3 Titanyl phthalocyanine
Phthalocyanines have found a number of potential applications
such as catalysts, charge-carrier generation materials for
layered photoreceptors in electrophotography, photosensitisers, gas sensors, liquid crystals, photodynamic cancer therapy,
nonlinear optics, photoactive materials for photovoltaic
devices, and materials for organic EL devices.127
Table 4b Reduction potentials, absorption and emission band maxima and Tgs of electron-transporting amorphous molecular materials
Compound
E1/2red a/Vd
lmax(abs)b/nm
Band gapc/eV
lmax(em)b/nm
Tg/C
BMB-2T
BMB-3T
TPOB
TMB-TB
Alq3
21.76
21.76
22.10e
22.04
22.01
402
437
298
370
395f
2.81
2.55
3.68
3.16
2.7f
440
488
364
402
520f
107
115
137
160
Measured in dichloromethane solution containing tetrabutylammonium perchlorate. bMeasured in tetrahydrofuran solution. cEstimated from
the electronic absorption edge. dvs. Ag/Agz (0.01 mol dm23). eEp/2. fValues of vapor-deposited lm.
18
TiOPc is used as charge-carrier generation layer in photoreceptors and that the device responds to light over the whole
visible wavelength region. Since TiOPc is a polymorph, it is of
interest to examine the effect of the morphology of TiOPc on its
photovoltaic properties.
A polycrystalline sample of b-TiOPc prepared by the
reaction of tetrabutyl orthotitanate with 1,3-diiminoisoindoline
in quinoline at 180 C was vacuum evaporated at ca. 1025 Torr
s21 to form an amorphous thin lm.131
at a rate of 23 A
Photovoltaic devices consisting of amorphous thin lms of
TiOPc and N,N-dimethyl-3,4:9,10-perylenebis(dicarboximide)
(MPCI), sandwiched between the ITO and Au electrodes,
showed a response to light over the whole visible wavelength
region from 400 to 900 nm, as expected from their electronic
absorption spectra. It was also shown that the cell with the
)/TiOPc(500 A
)/Au exhibits a
structure of ITO/MPCI(500 A
higher conversion efciency than the cell with the structure of
)/MPCI(500 A
)/Au. It is thought that the
ITO/TiOPc(500 A
formation of a Schottky barrier at the interface between the
MPCI layer and Au in the latter cell reduces the photovoltaic
effect resulting from the pn heterojunction between TiOPc
and MPCI. The former cell exhibited a conversion efciency of
ca. 0.35% for white light at 8130 mW cm22.132
When the cell was exposed to ethanol vapor, the amorphous
lm of TiOPc was transformed into a crystalline lm of aTiOPc, as indicated from XRD.133 While the amorphous lm
of TiOPc shows an absorption band with lmax at 720 nm, the
EtOH-treated TiOPc lm shows a new absorption band with
lmax at 830 nm, which has been assigned to a charge-transfer
exciton band.135 It was found that the pn heterojunction cell
using the polycrystalline lm of a-TiOPc exhibits a much
higher conversion efciency than the cell using the amorphous
lm under irradiation with monochromatic light which TiOPc
mainly absorbs.133 This is attributed to the greater absorption
coefcient in the wavelength range longer than 800 nm and the
higher efciency of photogeneration of charge carriers for
crystalline a-TiOPc than for amorphous TiOPc.
The effect of fullerene (C60) doping on photoelectric
conversion was investigated. A new triple-layer cell, ITO/
MPCI/C60-doped TiOPc/TiOPc/Au, exhibited a higher quantum yield for charge-carrier photogeneration (w~0.34 for
720 nm monochromatic light) than the double-layer cell
without the C60-doped TiOPc layer, ITO/MPCI/TiOPc/Au,
upon irradiation with monochromatic light which TiOPc
mainly absorbs. The higher quantum yield for charge-carrier
photogeneration upon irradiation particularly with light which
TiOPc mainly absorbs may be attributed to efcient charge
separation by successive electron transfer from the C60 anion
19
Table 5 Oxidation potentials of oligothiophenes and electrical conductivities of electrochemically oxidised oligothiophenes at 293 K
Compound
DEt4T
DEtDOc6T
DEtDOc7T
6Oc9T
4Oc10T
4Oc12T
E1/2ox/Va
0.58
0.46
0.42
0.48
0.43b
0.36b
Conductivity/S cm21
28 c
9610
361025 c
261022 d
461021 d
3d
10 d
Activation energy/eV
0.54
0.20
0.15
0.07
0.07
0.05
vs. Ag/Agz (0.01 mol cm23). bTwo-electron oxidation. cMeasured by a two-probe d.c. method for pellets. dMeasured by a four-probe d.c.
method for lms.
20
21
formed at the interface between aluminium and the electrochemically doped polymer which act as a p-type semiconductor. The cell using 0.5 mm thick electrochemically doped
PDAPM lm doped with N,N'-bis(3,5-dimethylphenyl)3,4 : 9,10-perylenebis(dicarboximide) (XPCI) exhibited conversion efciencies of 2.8% for the transmitted monochromatic
light of 470 nm (incident photon power: 1.3 mW cm22).
5.4 Electrochromic properties of polymers containing pendant
oligothiophenes
We have synthesized novel classes of vinyl and methacrylate
polymers containing pendant oligothiophenes with varying
conjugation lengths and studied their electrical and electrochromic properties.167176 It was expected that they would
exhibit clear colour changes on electrochemical doping and
dedoping, owing to the well-dened structures of the pendant
oligothiophenes, and that the colour could be controlled by
varying the length of the oligothiophenes. These polymer lms
Acknowledgements
The author thanks all the coauthors of the publications cited in
this article. Financial support of the following grants is greatly
appreciated: Grant-in-Aid for Scientic Research on New
Program (05NP0301), Grant-in-Aid for Scientic Research on
Priority Area Research (04205094 and 06239243) and JSPS
Research for the Future Program (JSPS-RFTF-97P-00104)
from the Ministry of Education, Science and Culture of Japan.
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