Escolar Documentos
Profissional Documentos
Cultura Documentos
Natacha Godbout
McGill University
Nauveen Dubash
McGill University
This goal of this review was to explore empirical research examining the question of whether borderline
personality disorder (BPD) is a disorder of personality or a disorder arising out of experiences of
childhood trauma. The review highlighted the complexities in the relationship between childhood
disorder (CT) and BPD and identified important implications for research and practice. Although
relationships between specific trauma types and outcomes in adulthood are inconsistent, overall associations between CT and the development of BPD are strong and consistently identified. Research
exploring the specific mechanisms through which CT may be related to the development of BPD in
adulthood is beginning to untangle the complex web of interrelated factors such as heritable personality
traits, affect regulation and dissociation, and trauma symptoms as mediators in the relationship between
CT and BPD. Our strongest recommendation is for future researchers to further explore transdiagnostic
factors such as the self capacity of affect regulation to further disentangle the complex pathways between
CT, inherited personality traits, and the development of all forms of traumatogenic psychopathologies in
adulthood.
Keywords: childhood trauma, childhood sexual abuse, borderline personality disorder, complex
posttraumatic stress disorder, personality disorders
228
published in 2014 and earlier did not utilize new diagnostic criteria
for BPD or PTSD.
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230
have been discussed in the literature that have not been explored
empirically to the same degree as these two models. As such, we
will focus our review on these two variables.
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232
higher rates of these personality traits (affect lability and impulsivity) in the BPD patients suggests heritability and that these
create a sensitivity to CT that helps to explain the strong relationship between CT and BPD. These researchers did not utilize a
measure that assessed complex trauma.
Discussion
Critiques of Research
The literature examining the relationships between a history of
CT and adult psychopathology has been criticized for overreliance
on clinical populations, retrospective self-report, and inconsistent
measurement of constructs. The most significant of these criticisms is the almost complete reliance upon cross sectional, retrospective designs (Afifi et al., 2011; Cohen et al., 2014; Johnson et
al., 2003; Paris, 1998). Critics suggest that these findings may be
spurious because of recall and reporting bias, over or underreporting, or misunderstanding of questions (Afifi et al., 2011; Barone,
2003). Given that most individuals who experience CT do not
develop personality disorders and very few studies have assessed
the impact of CT on development longitudinally on in community
samples, this is an important criticism as researchers attempt to
better understand the complex interactions between CT and later
psychopathology (Bornovalova et al., 2013). However, critical
analysis of retrospective reports suggest that such presumed biases
do not systematically affect the association between CT and later
outcomes (Brewin, Andrews, & Gotlib, 1993), the veracity of
retrospective reports on CT (Brewin et al., 1993; Hardt & Rutter,
2004; Henry, Moffitt, Caspi, Langley, & Silva, 1994), and prospective longitudinal studies following documented cases of CT
and adult psychopathology have been found to support findings of
retrospective studies (e.g., Boney-McCoy & Finkelhor, 1996).
A number of studies could also be criticized for failing to assess
a full range of deleterious childhood experiences, mainly focusing
on CSA or only one trauma type (Afifi et al., 2009, 2011; Carr &
Francis, 2009; Paris, 1998), and not examining the effects of
moderators or confound variable such as frequency, severity, and
chronicity. In particular, the role of multiple trauma or cumulative
trauma has not been adequately considered with statistical models,
primarily focusing on identifying the associations between discreet
trauma types and the emergence of BPD. Some of these studies did
make reference to the frequency with which participants experienced multiple forms of trauma (Bandelow et al., 2005; Battle et
al., 2004; Cohen et al., 2014; Widom et al., 2009; Yen et al., 2002),
but only Bandelow et al. (2005) examined the impact of what they
identified to be trauma severity and appeared to represent the
impact of cumulative traumas as well as the severity of specific
ones. They found that the BPD group had a higher overall trauma
severity score than nonclinical controls.
Another significant criticism of the research examining the
impact of CT on psychopathology in adulthood is the overreliance
on self-report, which may result in negative response biases,
reverse causation, or even under reporting of traumatic experiences
(Barone, 2003; Carr & Francis, 2009; Goodman et al., 2003). In
terms of measuring trauma, the majority of the studies that we
reviewed utilized a retrospective self-report measure. The most
frequently utilized measure was the Childhood Trauma Questionnaire, which is a 28 item self-report questionnaire measuring a
233
234
consider the interrelated roles of genetics and CT in the development of adult psychopathology.
Overall, further research is clearly needed to continue to explore
this debate and inform practitioners on the etiology or risk factors
associated with BPD, and to inspire efficient intervention strategies well-tailored to the specific needs of different patients. Clarifying these relationships and pathways will help establish comprehensive models of intervention based on the most relevant
factors contributing to BPD symptoms in survivors of CT. Finally,
future study should separately study the links between CT and
BPD, in clinical and community samples, in male and female
survivors, as well as document the role of CT committed by fathers
versus mothers and explore resiliency factors in survivors who do
not go on to develop psychopathology.
Clinical Implications
The focus in this literature, to date, has been on assessing the
role of CT in the development of BPD and in questioning the
diagnostic construct of BPD as to whether it would be better
labelled a disorder of complex trauma. However, by engaging in
research that focuses on the diagnoses rather than the underlying
etiological and resulting pathological features, we may be missing
important pieces to the puzzle of the development of severe
distress in the intrapsychic and interpersonal lives of childhood
trauma survivors.
This literature review has highlighted implications for treatment,
including the importance of assessing trauma exposure in patients
presenting with BPD symptoms, and emphasizes the possibility
that trauma-relevant interventions may be helpful in resolving
some of the symptoms typically associated with BPD, and vice
versa. Given the current results, trauma-focused interventions
might include therapeutic exposure to reduce posttraumatic stress
(Briere et al., 2010) and various cognitive behavioral and relational treatments shown to increase affect regulation capacity
and/or reduce experiential avoidance (Cloitre, Koenen, Cohen, &
Han, 2002; Linehan, 1993b). The relationship between CT, PTSD,
and reduced affect regulation also reinforces concerns that therapeutic exposure paradigms, at least when applied to patients who
are survivors of CT, may need to be carefully titrated to match
existing affect regulation capacities in case such procedures overwhelm patients with emotional states that cannot be easily regulated (e.g., Briere & Scott, 2014). Other treatment approaches to
both individuals with BPD and trauma-survivors that have received some empirical support include interventions developed
based on mentalization, attachment theory, transference, and object relations theory (e.g., Allen, Fonagy, & Bateman, 2008;
Clarkin, Yeomans, & Kernberg, 2006; Yeomans, Clarkin, &
Kernberg, 2002; Masterson, 1976). Furthermore, careful assessment of CT could reveal that behind BPD symptoms might lie
basic posttraumatic suffering that practitioners must address. As
such, these findings support the importance of assessing and attending to unresolved childhood trauma concurrently, or before,
addressing BPD symptoms. However, comprehensive treatment
reviews along with empirical treatment outcome studies are
needed to compare the efficacy of trauma-related and BPD treatments to help patients struggling with symptoms of diagnoses of
BPD, CT, PTSD, and complex-PTSD. Meanwhile, the findings of
our review suggest that interventions should adopt a more trans-
235
Conclusions
This review has highlighted the complexities in the relationship
between CT and BPD and identified important implications for
research and practice. While relationships between specific trauma
types and outcomes in adulthood are inconsistent, overall associations between CT and the development of BPD are strong and
consistently identified. Research exploring the specific mechanisms through which CT may be related to the development of
BPD in adulthood is beginning to untangle the complex web of
interrelated factors such as heritable personality traits, affect regulation and dissociation, trauma symptoms as mediators in the
relationship between CT and BPD. The question of whether BPD
is a disorder of personality or a disorder arising out of a history of
trauma continues to be explored. However, significant questions
remain to be answered through more complex research that will
consider the conceptual questions related to conceptual distinctness of the BPD diagnosis versus complex posttraumatic responses
and the importance of assessing core features of both such as affect
regulation and dissociation rather than focusing on diagnoses in
research studies.
In short, there is evidence that CT is present in the histories
of a majority of individuals who go on to be diagnosed with
BPD. There is also evidence that genetics may play a role in the
etiology of BPD via heritable personality traits that may interact
with CT in the genesis of BPD. Additionally, recent research
suggests that BPD and PTSD or Complex PTSD may be conceptually distinct categories. Therefore, it is our conclusion that
BPD is, likely, both a disorder of personality and a disorder of
trauma. However, our strongest recommendation is for future
researchers to further explore transdiagnostic factors such as the
self capacity of affect regulation to further disentangle the
complex pathways between CT, inherited personality traits and
the development of all forms of traumatogenic psychopathologies in adulthood.
Rsum
Cette revue a pour but dexplorer la recherche empirique qui vise
a` dterminer si le trouble de la personnalit limite (TPL) est un
trouble associ a` la personnalit ou plutt un trouble dcoulant
de traumatismes subis pendant lenfance. La revue met en relief la
complexit de la relation entre un trouble de lenfance (TE) et le
TPL et tablit dimportantes rpercussions pour la recherche et la
pratique. Bien que les liens entre des types de traumatismes prcis
et leurs consquences a` lge adulte sont inconsistants, les associations globales entre les TE et le dveloppement du TPL sont
fortes et clairement cernes. La recherche explorant les mcanismes prcis par lesquels les TE pourraient tre relis au TPL
a` lge adulte commence a` dmler la toile de facteurs interrelis,
tels les traits de personnalit hrditaires, la rgulation et la dis-
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