Escolar Documentos
Profissional Documentos
Cultura Documentos
Embodied Rights:
Gender Persecution,
State Sovereignty,
and Refugees
Jacqueline Bhabha
i;l
Public Culture
Public Culture
Public Culture
grounds of persecution -public political activism and discrimination based on unchangeable physical or social characteristics. Gender persecution cases, where
private choices clash with public expectations of gendered identity, reveal the unresolved tension between individual and state interests in the control of sexuality,
and thus provide a fertile arena for investigating arguments qualifying the scope
of universal human rights intervention and denying refugee pr~tection.~
Moreover, in the post-Cold War era, when foreign policy (mirroring electoral
advantage) is increasingly invoked to mandate restricting access rather than supporting protection, there are clearly forceful political reasons why the potential
trumping effect of human rights-based arguments is vulnerable at the outset. But
this is also the era when the West is championing one of its prize exports, respect
for universal human rights, as part of its new assault on the rest and in tandem
with its foreign policy strategy of good g~vernance.~
To what extent can these
same human rights-based arguments be turned inwards to challenge Western practices? Cases where the very human rights violations, invoked to criticize nonWestern governments, are imported into the domestic arena through asylum applications and presented as a basis for seeking protection, reveal how refugees
become limit cases for the ethics of a given state.6 A historical sketch of the evolution of modern international refugee law precedes that inquiry.
Modern International Refugee Protection-The
between Individual and State Rights
Post-War Compromise
The events of the Second World War, and in particular the evidence of mass extermination and unprecedented barbarity of governments against their own citizens, led to the emergence of an international consensus on the importance of
recognising and promoting the inherent dignity and . . . the equal and inalienable
rights of all members of the human family7 (emphasis added). It was accepted
that states could no longer be regarded as the sole arbiters of the needs and entitlements of their citizens8 and that these might become a legitimate concern of
4. I am grateful to Lauren Berlant and Katie Trumpener for suggestions incorporated into this
part of the argument.
5. S. Huntington, The Clash of Civilizations? 72 Foreign Affuirs (1993) 22; A. Shacknove,
From Asylum to Containment, see note 3, p. 530.
6. A. Shacknove, From Asylum to Containment, see note 3, p. 531.
7. Universal Declaration of Human Rights, U.N.G.A. Res. 217 A(II1) of December 10, 1948,
Preamble.
8. The doctrine of internal sovereignty was qualified even before the end of the Second World
War, but no important legal doctrine challenged the supremacy of the states absolute authority within
its territory.
5
State Sovereignty
and Refugees
Public Culture
Public Culture
Public Culture
asylum and a right to enjoy it if it is granted, but no right for any individual to
demand or obtain asylum. Both rights if realised concretize the separation of
individual human rights from national sovereignty.
Though it crystallised the new post-war thinking on human rights, the Universal Declaration on its own lacked binding force. And while most of its rights
were later articulated in binding conventions, no right to asylum was included
in the 1951 Convention relating to the Status of Refugees, the legal instrument
central to modern refugee protection, or in any other international instrument.
Thus the well-known prohibition on refoulement contained in Article 33 of the
1951 Conventionll contains no obligation on a particular state to offer permanent
asylum; it merely injuncts a state from sending a refugee back to a persecuting
country. This obligation can be met by sending the refugee to another, safe country or by keeping the refugee in a temporary status until the risk of persecution
ceases. According to the United States Supreme Court, considering the interdiction of Haitian refugees by the U.S. Coast Guard, it can even be met by forcibly
preventing access to the host countrys territory, so that no question of expulsion
arises. l2 So the encroachment on territorial sovereignty required by the Refugee
Convention is limited. Moreover in the absence of any international judicial machinery to adjudicate between asylum seekers and host countries, national authorities have been final arbiters in the implementation of their responsibilities. They
have preserved considerable leeway to adjust their humanitarian obligations as
their political interests require. Indeed the politically partisan nature of the commitment to refugee protection was an important aspect from the outset.
The Cold War Legacy: The Influence of Foreign Policy
on the Refugee System
At the time when the Refugee Convention was being drafted, between 1948 and
1951, the Cold War was in full swing: the states participating in the process were
sharply polarised, a crucial historical determinant of the shape of contemporary
international refugee law. Socialist states typically accorded central importance
to socio-economic rights (also known as second generation rights), the protection
1 1 . No Contracting State shall expel or return (refouler) a refugee in any manner whatsoever
to the frontiers of territories where his life or freedom would be threatened on account of his race,
religion, nationality, membership of a particular social group or political opinion.
12. Sale v Haitian Centers Council, 113 SCt. 2549. For a persuasive critique of this judgement
see H. H. Koh, Reflections on Refoulement and Haitian Centers Council, 35 Hurvurd Zntl L. J.
(1994) 1.
7
State Sovereignty
and Refugees
Public Culture
8
Public Culture
of a basic standard of living for all citizens, the access to essential resources such
as housing, medical services, food, employment; in their view, however, international protection was not to be afforded to those fleeing their country because
of ideological disagreement. Western states on the other hand were concerned
that protection by the international community should be afforded precisely to
those fleeing for ideological reasons, those whose civil and political (first generation) rights were under attack. In the event the Western bloc successfully
asserted its greater power: the definition of a refugee incorporated into the Convention reflected liberal political values of nondiscrimination, individual autonomy and rationality and excluded socialist socio-economic concerns. The refugee
par excellence was someone heroically seeking to assert his (typically male) individuality against an oppressive state. The apparently neutral formulation of the
refugee ensured that Soviet dissidents would qualify for international protection
while Western vulnerability in the area of social and economic rights was excluded from scrutiny by the refugee regime. Western claims to the protection of
universal human rights must be assessed critically in the light of this fundamental, liberal individualistic bias. l3
Scoring ideological successes against the Soviet bloc during the Cold War certainly provided a justification for the limited encroachment on state sovereignty
that the refugee system required (decisions about which and how many refugees
to accept were always taken by individual states, never imposed by the international organizations). This policy of privileging refugees from Communism is
most clearly evidenced by U.S. refugee policy and practice of the period but the
effect of foreign policy on refugee admissions is evident in other jurisdictions
too. l4 The change in world politics following the end of the Cold War disrupted
this direct causal link between foreign policy concerns and refugee policy. Instead
of a means for scoring ideological successes against the Soviet bloc, refugees
were increasingly perceived as a loophole in immigration control procedures,
a cost of the post-war human rights era with no countervailing benefit. Moreover, as the absolute numbers of asylum applicants in the West escalated from
13. J. Hathaway, The Law of Refugee Status (Butterworth, 1991, pp. 7-8). The debate over the
relative importance of first and second generation rights is also addressed in terms of the opposition
between human rights and human needs, or the merits of singling out some rights as fundamental
within a hierarchically ordered set. See M. B. Oliviero, Human Rights and Human Needs: Which
are more fundamental?40 Emory Law Journal (1991) 911; T. Meron, On a Hierarchy of International
Human Rights, Am J. Zntl L. (1986) 1.
14. N. L. Zucker and N. F. Zucker, The 1980 Refugee Act: A 1990 Perspective, in Refugee
Policy: Canada and the United States, edited by H. Adelman (York Lanes Press, 1991, p. 235); D.
Joly et al., Refugees: Asylum in Europe, see note 3, p. 33.
Public Culture
the 1980s onwards and as the proportion from destitute developing countries relative to industrialized ones increased, policies of deterrence and exclusion became
political assets. Refugees were increasingly viewed as an undifferentiated part of
foreigners, illegal immigrants, outsiders, rather than as vehicles for condemnation of enemy regimes. Domestic factors, particularly recessionary tendencies, the widespread resurgence of popular racism and mass unemployment, have
combined with the changed foreign policy agenda, setting the stage for a growing
divergence between human rights and refugee law. l5
legal Standards and Ethical Judgements-The
9
State Sovereignty
and Refugees
Public Culture
10
Public Culture
Public Culture
Contemporary debates about abortion, gay rights and welfare mothers illustrate
the extent to which sexual/reproductive rights uncomfortably straddle the
publidprivate domain within western political discourse. The same contradictory
positioning is evident where noncitizens rights are at issue. Can a woman successfully claim asylum when her society of origin denies her (and women in general) freedoms considered fundamental according to international human rights
norms? Conversely, can an insistence that she conform to norms prevailing in her
country of origin amount to persecution?**
~
~~
II
State Sovereignty
and Refugees
Public Culture
12
Public Culture
Public Culture
against refusal of asylum she described incidents where she had been
reprimanded for her mode of dress by the regimes revolutionary guards. On one
occasion she had been threatened with imprisonment for not wearing a veil and
clothing which covered her whole body.24
As a result of these incidents she had suffered a nervous breakdown leading
to a skin disease. When asked by the immigration adjudicator what would happen
if she went back to Iran she replied: I think my nervous breakdown would get
worse. . . . I wont be able to have a social and private life. I will just be stuck
in my own room or in a hospital. I need a new life- somewhere I can stay without
fearing. . . . I need somewhere to stay to find myself. Gilanis testimony was
supported by an expert on the position of women in Iran at the time who gave
details of severe punishments inflicted on those who did not conform to the strict
dress
As a result of this evidence, the immigration adjudicator decided:
as a matter of common knowledge that women of the Islamic faith are regarded
to coin a phrase as second class citizens. . . . Further that the regime in Iran is
regarded with abhorrence in the West and has been roundly condemned by the
United Nations. . . . I fully accept . . . women in particular in many instances
instance of this approach is the case of Campos-Guardado v INS, 809 F.2d 285 (5th Cir. 1987), where
a Salvadoran woman, raped by government vigilantes after being forced to watch her anti-government
uncle and cousins being hacked to death, was denied asylum on the basis that the attackers reprisals
against her were merely personally motivated. For a contrasting Salvadoran case, where a woman
sexually abused by a sergeant in the armed forces was granted asylum on the basis of political
opinion see Lazo-Majano v INS, 813 F.2d 1432 (9th Cir. 1987). See also UNHCR Catalogue Re$
CAS/DEU/95, German Federal Republic, Bayer Verwaltungsgericht Ansbach AN 17 K91.44245 (Feb.
19, 1992) where a German court held a Romanian woman sexually abused by the mayor of her town
to have a well-founded fear. Over the last few years, several jurisdictions, most notably the Canadian
and more recently the U.S., have adopted a more sympathetic approach to womens asylum claims,
see Immigration and Refugee Board, Women Refugee Claimants: Fearing Gender-Related Persecution, Guidelines issued by the Chairperson Pursuant to Section 65(3) of the Immigration Act (Ottawa,
Canada, March 9, 1993); N. Kelly, Guidelines for Womens Asylum Claims, 71 Interpreter Releases
(1994) 813.
24. Widely divergent views are held by Iranian feminists about the merits of the veil; for contrasting opinions see H. Afshar, Women and Reproduction in Iran, in Woman-Nation-State, edited
by N. Yuval-Davis and F. Anthias (MacMillan, 1989, p. 110); M. Poya, Double Exile: Iranian
Women and Islamic Fundamentalism, in Refusing Holy Orders: Women and Fundamentalism in
Britain, edited by G. Sahgal and N. Yuval-Davis (Virago, 1992, p. 141); L. Odeh, Post-Colonial Feminism and the Veil: Thinking the Difference, 43 Feminist Review (1993) 26.
25. For a description of the Iranian regimes interpretation of Islamic law with respect to women
see D. Neal, Women as a Social Group: Recognizing Sex-Based Persecution as Grounds for Asylum,
20 Colum. Hum. Rts. L. Rev. (1988) 203. See also N. Entessar, Criminal Law and the Legal System in
Revolutionary Iran, 8 Boston College Third World L. J. (1988) 91. Years after the Iranian revolution
there are signs of greater liberalisation in the treatment of women, see The Guardian, 28 June 1994,
p. 8.
13
State Sovereignty
and Refugees
Public Culture
14
Public Culture
Public Culture
route for a potentially sizeable group of westernized Iranian women fleeing the
excesses of the Khomeini revolution, at precisely the time when the danger of
mass asylum requests in Britain from Iranians loomed large.28 Justifying the
denial of individual protection by relying on state sovereignty thus served the dual
purpose of homogenizing all Iranians (including Iranian feminists) into a unitary,
non-Westernized classification and limiting the numbers of potential Iranian
entrants to Britain.
Five years later very similar issues were addressed in an American case concerning an Iranian woman appealing the refusal of asylum. Prior to fleeing Iran,
Parastoo Fatin had belonged to a pro-Shah student group opposed to Ayatollah
Khomeini, to a womens rights group associated with the Shahs sister and had
refused to wear a veil. Like Gilani, she testified that if forced to return to Iran
she would have to practice the Muslim religion, including wearing the veil, or
be punished in public or be jailed. She also testified to considering herself a
feminist. Her claim for asylum was rejected by the immigration judge on the
basis that her fear of return to Iran while indeed understandable is based upon
uncertainty and the unknown.29Appealing this decision Fatin argued that her
fear of persecution was on account of her membership in the particular social
group of the upper class of Iranian women who supported the Shah of Iran, a
group of educated Westernized free-thinking individuals. The Board of Immigration Appeals (BIA) rejected her appeal on the basis that she would merely be
subjected to the same restrictions and requirements as the rest of the population.
This is a version of the sovereignty argument analysed in the Gilani case above;
even if state-imposed practices go against the applicants fundamental beliefs and
result in a fear of persecution, it is up to an individual member of the society
to conform because of her nationality (emphasis added). Fatins further appeal
to the Court of Appeals was similarly unsuccessful.30
28. Iranians were the first group of asylum seekers to the U.K. to have visas imposed on them,
in 1980, in an effort to stem the refugee flow. Once asylum applicants reach the territory, however,
their applications have to be considered. Following the Gilani case, another female Iranian asylum
applicant challenged and successfully overturned the British governments refusal of asylum, Dina
Djahanara Tadayon v Secretaly of State for the Home Department, IAT Sept 25, 1987, TH/15675/86
(5379); though the evidence of persecution was similar (fright but no physical torture or imprisonment) this applicant had been a close associate of Empress Farah, the Shahs wife. Presumably the
limited impact of this case on future numbers, given the facts, influenced the decision. For another
similar British case which followed Gilani see Rozita Jala Pour v Secretary of State for the Home
Department, IAT Feb. 9, 1988, TH/13876/86 (5619).
29. Fatin v INS, 12 F.3d 1233 (3rd Cir. 1993) 1237.
30. Before this forum Fatins advocates defined her social group membership as consisting of
Iranian women who refuse to conform to the Governments gender-specific laws and social norms.
I5
State Sovereignty
and Refugees
Public Culture
16
Public Culture
In the post-war era, the Iranian Revolution was the first major precipitator of refugees from Islamic fundamentalism to the West. Though initially fuelled by
strong pressure to homogenize the evil new empire and to exclude would-be refugees from Iran as the above cases
the reaction of western asylum adjudicators to the Islamic revolution has evolved over time. As the perceived threat
of Islamic fundamentalism spread beyond Iran, a more complex agenda has intervened, creating space to validate dissidents from within the regimes and problematizing the legitimacy of some states claims to sovereignty.
One example of this differentiating approach is the case of Saideh Fisher, also
concerning an Iranian woman fleeing the Ayatollahs fundamentalist regime. In
this case a three-judge panel of the U.S. Court of Appeals for the 9th Circuit
vacated the BIA decision refusing asylum by relying on the applicants distinction
between different forms of Islam -the Iranian regimes ultraconservative rules
on the one hand and her own deeply held Muslim religious convictions, at odds
with those espoused by the Khomeini regime.32 The Court accepted the
applicants contention that the moral codes are persecutory because they represent a conception of Islam that [the applicant] finds abhorrent and because the
regime is attempting to suppress her beliefs through sanctioning her for noncompliance with the moral
The Court set out its understanding of the scope of this definition: It does not include all Iranian
women who hold feminist views. Nor does it include all Iranian women who find the Iranian governments gender-specific laws and repressive social norms objectionable or offensive. Instead it is
limited to those Iranian women who find those laws so abhorrent that they refuse to conform- even
though, according to the petitioners brief, the routine penalty for noncompliance is 74 lashes,
a years imprisonment, and in many cases brutal rapes and death. Having set the stakes at this level,
the court then proceeded to determine that Fatin did not fall within the social group identified because
she had not proven that she would indeed refuse to conform. Her testimony had been that she would
try to avoid wearing the chador as much as she could. The court accepted that the punishments outlined would constitute persecution. But it set explicitly stated willingness to incur those punishments
as the threshold for establishing a claim to refugee protection. Refugee protection, thus conceived,
is a reward for heroism, martyrdom or exceptional bravery-by these standards most refugees fleeing
Communist regimes would have been ineligible for asylum. It becomes an extremely scarce commodity (not an unintended consequence) signalling a degree of international abstentionism inconsistent with the founding premises of the Refugee Convention. The Fatin judgement was followed in
another Iranian womans case, Sufuie v INS, 25 E3d (8th Cir. 1994) 636.
3 1. From June 1983 to September 1986, INS district directors received 10,728 cases filed by Iranians seeking asylum, 7005 of which were granted. Refugee Reports (1986), Dec 12, 14.
32. Fisher v INS 61 F.3d 1366 (9th Cir. 1995) 1369.
33. Fisher v INS, see supra note 32, 1374. The case was eventually reheard by the 9th Circuit
Court of Appeal en banc and the applicants appeal against the BIA refusal of asylum was denied.
Public Culture
Another example concerns a U.S. immigration judges decision about a Jordanian Muslim asylum seeker fleeing domestic violence. 34 The asylum seeker
based her claim on the persecution to which she had been subjected by her husband and the unwillingness or inability of the Jordanian state to protect her from
it.35She established that her powerful and wealthy husband was well-connected
to the Royal family; had subjected her to severe physical abuse over a thirty-year
period; and her attempts to resort to legal remedies for protection had been unsuccessful because of the husbands prominence. The immigration judge found
that the wife had established a well-founded fear of persecution based on her having continued to express her belief in Western values through her actions; that
she had challengedthe society and government of Jordan and had been punished
because her actions collide[d] with the societal and religious norms in Jordan.
. . . Leaving Jordan . . . was . . . the respondents latest attempt to challenge
her husband, his society, and his government. In deciding to grant the woman
asylum, the judge concluded: the respondent is among the group of women who
are challenging the traditions of Jordanian society and government. The
respondents challenge of these traditions is threatening the core of Jordanian society, and because of this, the respondent is beaten to achieve her submission into
A majority of the full court decided that the applicant had failed to demonstrate persecution on account of her religious or political beliefs: The mere existence of a law permitting the detention,
arrest, or even imprisonment of a woman who does not wear the chador in Iran does not constitute
persecution any more than it would if the same law existed in the United States. Persecution requires
the government actor to inflict suffering on account of the individuals religious or political beliefs,
race, nationality or membership in a particular social group . . . . It does not include mere discrimination, as offensive as it may be. Fisher v ZNS (1996, 9th Cir.) Lexis 6097,16. This view is sharply
criticised by dissenting judge Noonan, who characterises it thus: It is this particular majority which
has the view that if in the United States a law imposed a religiously-inspired dress code on all women
under penalty of imprisonment the law would not be evidence of persecution of a particular social
group. If only there is a law, if only the law is general enough, half of the population may be subjected
to discrimination and subject to incarceration for disobedience to the discriminatory regulation. We
are not very far from the Handmaids Tale when seven judges of this court are capable of expressing
such a view (p. 37).
34. In the matter of A and Z [1994] A 72-190-893,A 72-793-219.
35. It is accepted that domestic violence can amount to persecution by the state in cases where
the state is unwilling or unable to prevent it. See K. Bower, Recognizing Violence Against Women
as Persecution on the Basis of Membership in a Particular Social Group, 7 Georgetown Zmmig. L. J.
(1993) 173; P. Goldberg, Anyplace but Home: Asylum in the United States for Women Fleeing Intimate Violence, 26 Cornell Zntl. L. J. (1993) 565. Canadian courts have granted asylum on this basis
in numerous cases, see for example Muyers v MEZ (1992) F.C.A. N0.A-544-92. Both the Canadian
(Canadian Women Refugee Guidelines, see note 23, p. 7) and the U.S. guidelines (INS, Considerations for Asylum Officers Adjudicating Asylum Claims from Women [1995] 9) recognize domestic
violence as a form of persecution.
17
State Sovereignty
and Refugees
Public Culture
18
Public Culture
the societys mores. The respondent should not be required to dispose of her
beliefs36 (emphasis added). The applicant is accorded an autonomous space
from which to dissent and challenge; unlike in the earlier cases, there is no invocation of nationality to circumscribe her private expectations or beliefs, though
by characterising her dissent as western the court perpetuates the earlier essentialized dichotomy that elides social and political complexities in Jordan and the
West .37
In the aftermath of the Iranian Revolution many Western jurisdictions considered whether Iranian women fleeing their societys Islamic norms qualified for
a grant of asylum. The general pattern of decision making has reflected the shift
outlined above: courts3*tended to deny asylum in early cases but show greater
sensitivity to the reality of dissidence over gendered norms in later decisions.39
36. In the Matter o f A and Z , p. 15, 16 (emphasis added). There is a clear parallel between the
reasoning in this case and in the well-known case of Lazo-Majano v INS 813 E2d (9th Cir. 1987)
1432, where a Salvadoran woman sexually abused by a sergeant in the armed forces was granted
asylum on the basis of political opinion. In both cases a womans flight from sexual violence is taken
as evidence of a feminist political opinion without such an opinion having been explicitly articulated.
37. For example, he suggests that domestic violence is defended in Jordan and prevented in the
West, a manifestly false suggestion.
38. It is important to recall that the overwhelming majority of refugee decisions are dealt
with purely administratively; they never come before the courts or are documented in detail as a
consequence.
39. In a 1989 Dutch case, for example, an Iranian woman who had been imprisoned twice (albeit
briefly) for not wearing prescribed clothing, who had demonstrated against the regime and who was
dismissed from her job because of her politicalheligious opinions was denied refugee status on the
basis that her political activities were too slight (Dutch Refugee Council, Female Asylum Seekers:
A Comparative Study Concerning Policy and Jurisprudence in the Netherlands, Germany, France,
the United Kingdom [1994] hereafter Dutch Report, Case 3.8,32); but some years later several women
in similar situations were recognized as refugees (Dutch Repon, Cases 3.12 and 3.13,35). In 1987,
an Iranian woman claiming asylum in Germany on the basis of her fears of persecution by the Iranian
authorities was refused asylum. According to a report of this case, the tribunals reasoning was that
women from Islamic countries are hampered in their personal development. This does not constitute
treatment defying human dignity. This is not different if the womans innermost feelings do not agree
with the restrictions imposed on her (Dutch Report, Case 4.3,51. In another 1987 case an Iranian
woman refusing to comply with dress regulations was granted asylum, but she was the daughter of
a well-known opponent of the regime and the decision was in part based on the dangers she faced
as a relative). In subsequent years, however, the German courts have accorded refugee status to several
Iranian women opposed to the regime, accepting both that their disagreement with the dress regulations and the subordinate role of women constitute a political opinion (Dutch Report, Case 4.10,55
and 4.12,56) and that as a social group they are subject to persecution by the regime (Dutch Report,
Case 4.11,56). In France an Iranian woman of Armenian origin applied for asylum in 1987; she based
her claim on the persecution she had been subjected to in the past and feared in the future because
of her failure to observe the dress code and because of her Christian religion and Armenian origin.
Her application was rejected in part because the French Refugee Board (OFPRA) did not accept that
persecution arising out of noncompliance with a dress code could fall within the scope of the Refugee
Public Culture
Convention (UNHCR, REFCAS, CAS/FRA/94 66191, 1987). But in a 1989 case, another Iranian
woman of Christian Armenian background, who had been punished for not wearing the chador and
refusing to convert to Islam was granted refugee status in France (Dutch Report, Case 5.8,69).
40. The first international recognition of the need to consider gender-based persecution was a
European Parliament resolution in April 1984 calling for women facing persecution for violating the
social mores of the country to be considered as falling within the social group ground of the 1951
Convention, W c i a l Journal (C 127) 1984, 137. A year later UNHCR recognised the problem, but
left it up to individual states to decide whether such women fell within the social group category,
Report of the 36th Session of the Executive Committee of the High Commissioners Program
U.N.DOC. A/AC.96/673 (1985). In 1991 UNHCR issued Guidelines on the Protection of Refugee
Women which sought to promote improved understanding of the basis for granting womens asylum
claims, UNHCR, Geneva (1991). Since then both the Canadian and the U.S.authorities have issued
guidelines for processing gender-based asylum claims, see notes 23 and 35.
41. For a description of this process see The Red Menace Is Gone. But Heres Islam, New York
Times, 21 January 1996, Section 4, p. 1. I am grateful to Carol A. Breckenridge for drawing my attention to this article.
42. One can contrast the improved attitude to refugee women fleeing oppressive Islamic norms
with the increasing hostility to women seeking to maintain those norms as immigrants in the West.
Several French schools have expelled Muslim girls for wearing Islamic head scarves, Migration News
Sheet (1994) January, p. 11; a Swiss Chief of Police for Foreigners refused to renew residency permits
of Muslim women who wore the hijab for passport photographs, defending his position thus: The
only exception is for nuns. If we had to bend over for all sorts of particularities, we would have to
tolerate passport pictures with a sack covering a face, 5 Institute of Race Relations European Race
Audit (October 1993) 12.
19
State Sovereignty
and Refugees
Public Culture
20
Public Culture
affect their overall prospect of success in gaining refugee status is not clear, given
the continuing decline in access to refugee procedures and the increasing hostility
to non-Western immigration generally.
Intimate Violence: The Territory of Womens Bodies
The incommensurable claims of individual human rights on the one hand and
policy-motivated considerations regarding state sovereignty on the other have surfaced in another group of gender-related asylum cases. These concern womens
rights to control their own bodies, more specifically their reproductive or genital
organs, in opposition to prevailing social or legal norms. Whereas Western preoccupations with Islamic fundamentalism may coincide with a more receptive
climate towards refugees challenging Islamic norms (much as a hardening of
attitudes during the Cold War gave anticommunists relatively easy access to the
West), conflicting views on the relative importance of non-interference with
state norms (and its correlative impact on keeping refugee numbers down) as
against human rights interventionism have fuelled a complex and contradictory
body of refugee case law. Human rights-based arguments have been used vociferously to condemn barbaric or primitive practices occurring in non-Western
states, but less consistently to protect victims of those practices seeking refuge
in the West. A double standard is often apparent.
A substantial part of this body of law arises out of Chinas recent population
control program. Its consistencies may, it is suggested, mirror the Western, particularly American, complex policy towards China as a valued trade partner
though human rights violator. International endorsement of the achievements of
the Chinese population control program43has been coupled with sustained criticism of the attendant human rights abuses. According to one expert, Chinas
43. The policy was first introduced in 1979 in Sichuan province. Inaccurately termed Chinas one
child policy- there is considerable regional variation, especially in the rural and minority areas -it
allegedly resulted in a fertility drop of almost 25% according to the minister in charge of Chinas
state birth planning commission, see S. Greenhalgh, Zhu Chuzhu and Li Nan, Restraining Population Growth in Three Chinese Villages, 1988-93,20 Population and Development Review (June 1994)
365. There are however divergent views on the relationship between population growth and economic
development, and on the effect of the states policy on population growth, see Zhang Lei and Yang
Xiaobing, Chinas Population Policy, Beijing Review (April 13- 19, 1992) 17; B. Hartmann, Reproductive Rights and Wrongs: The Global Politics of Population Control and Contraceptive Choice
(Harper and Row, 1987, p. 12); J. Aird, Slaughter of the Innocents (AEI Press, 1990); D. Gale Johnson, Notes on Chinas Population Policy: Is It Necessary? unpublished manuscript delivered to Workshop on East Asia, University of Chicago, April 30, 1996.
Public Culture
birth control program has earned a worldwide reputation as the most draconian
since King Herods slaughter of the innocents.44Since the late 1970s substantial
evidence of coercion has indeed accumulated; penalties have included mass
mobilizations for sterilizations, and abortion from which women often flee
from their homes and go into hiding because once caught up . . . they have little
chance of refusing what the cadres demand,45loss of employment for urban
families and revocation of land rights for rural dwellers. Female infanticide, common in China before the Revolution but virtually eradicated in the early 1950s,
returned on a significant scale. According to one American reporter, there were
close to 300,000 cases of female infanticide in China during 1982 and 345,000
in 1983.46
Evidence of enforced abortions and sterilization of women has featured prominently in the asylum litigation and has been the locus of the opposition outlined
above. The arena of conflict is clear: Chinas right and need to control its population has been endorsed by many policy makers and refugee adjudicators. At the
same time there is widespread international agreement that involuntary sterilization and coerced abortion constitute basic human rights violation^.^^ In 1993
both the Canadian Federal Court of Appeals and the U.S. Board of Immigration
Appeals reviewed cases challenging the refusal of refugee status to Chinese applicants fleeing their countrys coercive population policies. The cases had opposite
outcomes.
The Canadian case concerns Ting Ting Cheung and her daughter Karen
Lee.48In 1984 Cheung gave birth to a son, following which she used an intrauterine device, in compliance with the one child policy, as a method of birth
control. Medical complications caused by the device forced her to abandon its
use, and over the next two years Cheung had three abortions. She refused sterilization urged upon her by her doctor, apparently because of her husbands oppo44. J. Aird, Slaughter of the Innocents, note 43, p. 1.
45. J. Aird, Slaughter of the Innocents, note 43, p. 17.
46. M. Weisskopf, Chinas Birth Control Policy Drives Some to Kill Baby Girls, Washington
Post, 8 January 1985, A-1, quoted in S. Hom, note 20, p. 256, note 28. According to the U.S. Department Country Report for 1984, there were 35 million female and 19 million male sterilizations
in China between 1971 and 1982, quoted in S. Hom, note 20, p. 267, note 63.
47. Such practices violate the UN Declaration of Human Rights, Art. 3: Everyone has the right
to life, liberty and security of person; Art. 5 : No-one shall be subjected to torture or to cruel, inhuman or degrading treatment; see also Skinner Y Oklahoma 316 US 535, 86L.Ed. 1655,62 S.St.1110
(1942) establishing that the right to bear children is one of the basic civil rights of man and that
involuntary sterilization constitutes an egregious infringement of that fundamental right to procreate.
48. Cheung v Canada (Minister of Employment and Immigration) Federal Court of Appeals, 102
D.L. R. (1993) 4th 214.
21
State Sovereignty
and Refugees
Public Culture
22
Public Culture
sition to that procedure. In 1986 she became pregnant again and, having decided
against another abortion, moved away from her home to her parents-in-law, who
lived in a different area, in order to avoid the authorities and a coerced abortion.
After giving birth to Karen Lee, Cheung returned to her home but was compelled
to leave her daughter with the grandparents.
The evidence presented was that this child was ineligible for normal medical
attention and food subsidies,49and might not be registrable for school. Shortly
after her return home, Cheung was forcibly taken by the Family Planning Bureau
to be sterilized. Because she was suffering from an infection at the time, the
operation was postponed for six months. During that period Cheung fled to her
in-laws to avoid compulsory sterilization. While there she became pregnant and
had another abortion. Over the next three years Cheung returned to her home
periodically to visit her son who was living with her parents. In the course of
these visits in 1989 she participated in three pro-democracy movement demonstrations. Shortly afterwards, the Public Security Bureau visited her parents
home on several occasions. Sometime thereafter she fled to Canada with her
daughter.
The asylum applications of mother and daughter were first considered by the
Refugee Appeals Board who dismissed them, though the Board accepted that
Cheung would be sterilized if forced to return to China. According to the Board
the evidence indicated simply a desperate desire [on the part of the Chinese
authorities] to come to terms with the situation that poses a major threat to its
modernization plans. It is not a policy born out of caprice, but out of economic
logic. . . . The possibility of coercion in the implementation of the policy is not
sufficient . . . to make it one of persecution. I do not feel it is my purpose to tell
the Chinese government how to run its economic affairs (emphasis added).
Reasoning that a sovereign state can legitimately resort to such measures as compulsory sterilization, if there are nonarbitrary reasons for so doing, the Board
defined its responsibilities to individual asylum applicants by a variable standard,
determined by the individuals nationality. The individual womans body was considered a legitimate site of state control in China even though such control would
be considered unlawful in Canada.
The Federal Court of Appeals reversed the Boards decision: Under certain
circumstances, the operation of a law of general application can constitute per49. Though different in many respects, Chinese methods for penalising women whose reproductive choices are at odds with state policy have some points in common with recent U.S. policies
attacking the rights and entitlements of welfare mothers to choose the number of children, see New
York Zmes, 19 March 1995, A-1.
Public Culture
23
State Sovereignty
and Refugees
Public Culture
24
Public Culture
Chinese authorities started in 1990 when his wife was fitted with an intrauterine
device after the birth of their first child, a son. The authorities monitored the
couples use of contraception by monthly physical examinations. In 1992 G.s wife
became pregnant with their second child; to conceal this the couple left home
and moved to another part of the city. The authorities appropriated their possessions and interrogated G.s parents; when they feigned ignorance of the couples
whereabouts the authorities threatened the parents with imprisonment and destroyed their home, forcing them to flee the city. G. fled China fearing retribution
for having had more than one child. A letter from G.s wife in China after his
departure describes how the authorities had imposed a fine on him, were requiring her to undergo mandatory sterilization and were preventing registration of
the second childs birth until these measures were complied with. The BIA rejected G.s appeal. Relying on an earlier decision, in Matter of Chang,56and in
contrast to the Canadian case discussed above, the Board held that the Chinese
Governments implementation of its family planning policies was not on its face
persecutive, even to the extent that involuntary sterilization m y occur (emphasis added). According to the Board, it is not enough for the applicant to show
that such acts may have occurred or that there is a reasonable possibility that they
would occur upon his return to China. To prevail on a claim premised on Chinas
one couple, one child policy, it is incumbent upon the applicant to come forward
with facts that establish that the policy was being selectively applied against him
(emphasis added). According to this judgement, mass application prevents a state
policy that violates human rights from being grounds for asylum; as in the Gilani
case above (and in the Fisher en banc decisions7), a national norm is invoked to
delimit the space for international protection.
This reasoning has been applied in numerous Chinese asylum cases decided
in the U.S. since the precedent-setting decision in Matter of Chang. These have
included cases where the applicants pregnant wife was arrested and forced to
undergo an abortion while the applicant was fined approximately twelve times
the familys annual income and forcibly s t e r i l i ~ e d where
; ~ ~ the applicants wife
was subjected to forcible sterilization, the couples furniture was confiscated and
their home partially destroyed for nonpayment of onerous birth control fines;59
where the applicants wife had a forced abortion following an IUD failure, and
56.
57.
58.
59.
Public Culture
the applicant was threatened with having his entire business confiscated if he did
not submit to sterilization.60
These decisions apply Matter of Chang as controlling precedent. Yet, it has
been suggested persuasively that the facts in Matter of Chung were considerably
weaker than in many subsequent cases.61Moreover, over the past eight years,
there have been at least nine inconsistent U.S. administrative pronouncements regarding the effect of opposition to coercive population control policies on asylum
eligibility. Almost a year before the Chang decision the Department of Justice
had issued policy guidelines to the Immigration and Naturalization Service (INS)
to facilitate the granting of asylum to applicants fleeing Chinas coercive abortion
and sterilization programs. The INS did not implement those guidelines. Mutter
of Chang was decided a month before the Tiananmen Square massacre of June
1989; soon after efforts were made in Congress to overturn the decision. There
followed a four-year period of conflicting, contradictory and inconclusive administrative moves in relation to this issue, which have resulted in a stalemate.62
An immigration judge reviewing the administrative pronouncements characterized them thus: they amount to an administrative cacophony, undeserving of
judicial deference. To hold otherwise would be judicial abdication, not principled
judicial deferen~e.~~
The political indecision and the ambivalent foreign policy stance towards
China are reflected in inconsistent judicial decision making. Though the overwhelming majority of U.S. asylum decisions have followed Chang and deferred
to the Chinese governments population policies, several cases64have been decided the other way. In one case, a district judge held that the right to make procreational decisions was a basic right analogous to other basic rights such as freedom of religion or speech, so that the asylum applicants opposition to forced
sterilization and abortion clearly amounted to a political opinion; considering the
Chinese governments confiscation of the applicants personal property and destruction of his living quarters, the judge commented: It simply defies logic to
60. Shon Oi Lan v Waters 869 ESupp. 1483 (US Distr. 1994) Lexis 16474.
61. Chang failed to mention opposition to the PRCs population policies in his initial asylum
petition; instead he based his application on his anti-Communist views, indicating that neither he nor
his family had been mistreated. His first references to opposition to the population policies were made
at his deportation hearing, by which time his credibility was undermined.
62. For a concise summary see C. Gordon, S. Mailman and S. Yale-Loehr, Zmmigration Law
and Procedure (Bender, 1996, rev. ed.,pp. 33-39).
63. Guo Chun Di v Carroll, 842 ESupp. 858 (US Distr. 1994) Lexis 394.
64. Xin-Chang v Slattery 859 ESupp. 708, 711-13 (S.D.N.Y.); Zhang v Slattery No. 94 Civ. 2119
(S.D.N.Y. 1994); GUO842 ESupp. 865-70.
25
State Sovereignty
and Refugees
Public Culture
26
Public Culture
Public Culture
Human rights and feminist activists and health professionals have stressed the
irrefutable and dramatic health hazards associated with FGM, its short and long
term painfulness and its place in a gendered system of oppression and domination; opponents of homogenizing normativity on the other hand, critical of the
cultural myopia, arrogance and racism through which the critique of FGM is
often articulated, have emphasized the practices embeddedness within a complex
web of social and political structures, the vulnerability of communities practising
FGM, particularly as immigrants in Western countries, and the need to evolve
a nonpunitive, culturally sensitive and consensual approach to modification from
within the affected group. Certainly extensive ~ondemnation~~
of the various
forms of the practice stands in sharp contrast to its widespread prevalence to this
day,70unlike other traditional customs which are in some respects analogous
such as footbinding or satL71
FGM is increasingly entering the legal arena in the West as an alleged persecutory practice grounding an asylum claim. As with the Chinese cases, judicial attitudes have been characterised by an overall inconsistency; some adjudicators,
mindful of the immigration risks in opening a potential floodgate to a large group
of would-be refugees, have refused refugee status, on occasion conveniently de69. While few African countries (notably Sudan and Egypt) have passed legislation prohibiting
or limiting FGM, see Brennan, note 20, p. 375, several Western states have criminalized the practice,
either by passing specific anti-FGM legislation (these include Switzerland, Sweden, the U.K. and,if
current legislative proposals are enacted, the U.S.) or by invoking existing criminal laws against
bodily mutilation (France and Canada).
70. Estimates of the numbers of women and girls subjected to FGM range from 80 million to
over 114 million, see B. Ras-Work, Traditional Practices that Inflict Disability, in Women and Disability, edited by Boylan (1991), p. 23; Commission on Human Rights, Preliminary Report Submitted
by the Special Rapporteur on Violence Against Women, Its Causes and Consequences, ElCN.41
1995/42, Para 146.
7 1 . Both customs were also traditionally performed by women on their daughters in order to improve or guarantee their social prospects; footbinding has been eradicated as a result of the mass mobilization of Chinese women; for an account of the activism of prominent feminists as well as over
a million and a half rural women in leagues to fight for the abolition of footbinding in China in the
late nineteenth and early twentieth centuries see D. Davin, Woman-Work: Women and the Parry in
Revolutionary China (Clarendon Press, 1976, pp. 11-15); E. Croll, Feminism and Socialism in China
(Routledge, 1978, pp. 18-20). Sati or widow immolation, while much less prevalent than formerly,
still occurs in India; the recent case of the sati of a teenage widow sparked off a furious debate over
the proper relationship between modern, secular and traditional, religious society; for opposing
points of view see A. Nandy, The Human Factor, The Illustrated Weekly of India, 17 January 1988,
p. 20 (arguing that sati represents a valid if darker side of traditional and now threatened Indian culture); contrast with P. Philipose and T. Setalvad, Demystifying Sati, The Illustrated Weekly of India,
13 March 1988, p. 40; K. Sangari, Perpetuating the Myth, 342 Seminar (1988) 24 (criticizing the
nativist anti-colonialism of the defenders of sati). I am grateful to Tejaswini Niranjana for these
references.
27
State Sovereignty
and Refugees
Public Culture
28
Public Culture
Public Culture
been forcibly subjected to FGM despite vigorous resistance on her part, and was
found to be suffering from long term health problems as a result of the procedure.
In a careful and detailed judgement which avoided arrogant outrage at or dismissal of the custom,77the immigration judge found the applicants claim to fear
persecution well-founded on the basis of her political opinion opposed to the practice, and as a member of a particular social group consisting of Sierra Leone
women who are forced to undergo female genital mutilation and . . . of women
who have been punished with physical spousal abuse for attempting to assert their
individual autonomy.78By contextualizing the applicant within her society of
origin and exploring her individual political activism the judge avoided the
imposition of extraneous moralism or uncritical relativist deference.
Since these cases were decided, the issue of FGM as a basis for claiming
asylum has been catapulted from the tragic obscurity of immigration courts and
detention centers to the headlines of national newspaper^^^: the case of Fauziya
Kasinga, the nineteen-year-old woman from Togo, detained in oppressive conditions by the U.S. immigration authorities for over a year and a half pending
an appeal against refusal by an immigration judge in August 1995 of her FGMpolicy on refugee admission numbers the Canadian Immigration and Refugee Board spokesman said:
We referred to it here as the floodgates argument; it just did not happen. C. W. Dugger, U.S. Hearing to Decide Rights of Women Who Flee Genital Mutilation, New York Emes, 2 May 1996.
77. This case can be contrasted in this respect with an earlier U.S. case, Mutter of Oluloro (1994)
A72-147-491, IJ Portland, Ore., March 23, where the court granted a suspension of deportation to
a Nigerian woman and her two young U.S. citizen daughters, on the basis that the likely imposition
of FGM on the daughters created an extreme hardship justifying such relief. In this case FGM is
described as a brutal, gruesome ritual that violates the most fundamental notions of decency and
civilization at the heart of this Republic, quoted in I. Gunning, Female Genital Surgeries and Multicultural Feminism: The Ties that Bind, the Differences that Distance, unpublished manuscript on
file with author, p. 34; this manuscript contains a detailed critique of the Ololuru judgement and its
civilized-barbaric oppositional imagery. Whilst the racialised binary oppositional representation
adopted in the judgement is unacceptable and regrettably typical of much Western judicial comment
in this field, the successful outcome of the case, the first suspension of deportation based on fear of
FGM, is to be applauded, representing as it does a recognition of forms of hardship not previously
considered within Western-centric U.S. judicial discourse. Moreover the judgement alludes, albeit
weakly, to the difficulties involved in the critique of FGM: Xlthough [the Court] attempts to respect
the traditions and cultures of other societies, as to this practice the Court concludes that it is cruel
and serves no known medical purpose (p. 3).
78. Mutter of M. K. (1995) A72-374-558, IJ Arlington, Va., August 9, 18. The applicants claim
to asylum was upheld not only because of fear of persecution based on FGM, but also because of
her resistance to physical spousal abuse and her political activism, all of which were held likely to
result in further persecutory acts if she was returned to Sierra Leone.
79. C. W. Dugger, Womans Plea for Asylum Puts Tribal Ritual on Trial, New York Times, 15
April 1996, A-1.
29
State Sovereignty
and Refugees
Public Culture
30
Public Culture
based asylum application, created a political outcry that reached the White
House. The compelling facts of her case, including her horror of the practice and
her escape from oppressive family pressures, became the subject of television
talk shows and web discussion pages. Shamed by the publicity, the INS promptly
released her and detailed its senior general counsel to argue the governments case
at a May 2, 1996 hearing before the precedent-setting Board of Immigration
Appeals.
The case was presented as a balancing act in which the government allegedly
attempted to provide real protection for those seriously jeopardized if returned
to their home countries and at the same time attempted to avoid damaging U.S.
sovereignty in the form of the broad fabric of governmental immigration control.*O Its proposed solution however belied the first part of this claim: it was
to limit cases where FGM or other objectionable cultural practices would
amount to persecution to those rare situations where the practice, visited upon
a resisting recipient, is so extreme as to shock the conscience of the societyfrom
which asylum is sought,,,where it is inflicted ina manner condemned by civilized
(emphasis added). Framing the test in this manner instead of regovernments7981
ferring to established international human rights norms as a basis for delimiting
persecution, replicates the tendency that has underwritten Western refugee adjudication, to homogenize gendered and other differences within groups, and to erect
an emotive dichotomy between civilized and other governments or societies.
On June 13, 1996, the Board of Immigration Appeals, in a narrow ruling, decided
that genital mutilation, as practiced by Kasingas tribe, constituted persecution
and awarded her asylum.82
80. in the Matter of X, Governments Brief in Response to Applicants Appeal From Decision
of Immigration Judge, on file with author, 14.
8 1. Note 79, p. 17. The governments brief then qualifies this vague and subjective test by explicitly excluding the following situations as not reaching the shock the conscience threshold: relatively
minor actions such as bodily scarring . . . or male circumcision; bodily invasions inflicted on consenting or nonresisting individuals, so that persons who were subjected to FGM in the past, at a
time when they consented or at least acquiesced (as in the case of FGM practiced when the woman
was a small child) have not experienced persecution; and situations where the applicant would be
able to escape the feared persecution even if she would be subjected to social ostracism or economic
pressure (such as receiving reduced wages) as a result. This solution has the merit of ensuring that
refugee numbers will not be noticeably affected because very few asylum applications based on
objectionable cultural practices will succeed: ostracised teenagers, traumatized survivors, and the
vast majority of FGM victims -young acquiescing girls under sixteen -would all be excluded.
82. C. W. Dugger, U.S.Grants Asylum to Woman Fleeing Genital Mutilation Rite, New York
iirnes, 14 June 1996, A-1.
Public Culture
+++
31
State Sovereignty
Western decision makers adjudicating asylum applications based on opposition to oppressive cultural, social or legal norms face the conflict between notions
of fundamental rights and of state sovereignty in terms of the choice of an appropriate human rights standard applicable to noncitizens. The unresolved tension between private choice and public control over matters of sexuality or reproductive rights carries over into an inconsistent, contradictory body of case
law. Moreover, the ethical stance associated with a commitment to refugee protection and membership of the international community may collide with domestic and foreign policy concerns relating to immigration control or international diplomacy. Iranian and Chinese refugees are clearly caught up in this
process. In this context the debate about the competing merits of universalist as
opposed to relativist conceptions of human rights takes on a very particular set
of implications.
Critics of the Western universalist conception of human rights must bear in
mind that in the asylum context, the application of a uniform standard informed
by human rights norms can provide the basis for a defense of the right to differ
and a critique of persecutory practices imposed on individuals which a relativist
perspective may preclude. It can also provide the consistency in the application
of basic international protection that undermines narrowly nationalistic, antiimmigrant, even racist standards for public and foreign policy. In the current,
post-Cold War world, the relation between particular conceptions and applications of human rights and Western foreign policy goals is complex. As the analysis of the gender persecution asylum cases above shows, feminist arguments resulting in a more gender-inclusive human rights climate can become allied with
the articulation of clearly anti-Islamic Western values.
Relativist conceptions of human rights, while anti-imperialist in intent and
rhetoric and sensitive to the need to contextualize social and cultural norms, can
in the context of asylum easily become vehicles for discriminatory hierarchization of human rights protection and an uncritical reinforcement of exclusionary
state practices. Deference to the sovereign powers of state governments can
parallel anti-imperialist claims to regional autonomy but readily translate into a
justification for exclusionary policies that effectively withdraw human rights protection from unwanted new migrants. Rights are not ends in themselves. They
are instruments to facilitate interventions in the political and social arena. The
context in which they are invoked crucially determines their potential effect; pragmatic considerations about context and goal should therefore influence decisions
and Refugees
Public Culture
32
Public Culture