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S. C. Dominy1,2
The mining industry routinely collects samples to assist with decision making, whether for exploration,
resource estimation, grade control, or plant design and balances. Poorly designed sampling protocols
can result in elevated project risk by increasing variability. Critically, such variability produces both
financial and intangible losses. Sample collection, preparation and assay or test work protocols that are
optimised to suit the ore type, together with QAQC systems will reduce variability. Many gold deposits
display a high natural variability, where the in situ variability can be enhanced by poor sampling practice
to yield a high-nugget effect. In this case, specialised protocols are often required. Reporting codes
require the Competent Person to consider the quality and implication of sampling programmes. Despite
its importance, sampling often does not receive the attention it deserves. In this paper, the importance of
good sampling practice is exemplified through a series of case studies, which show the many sampling
issues that frequently go unrecognised or unaddressed, resulting in poor decisions and financial loss.
Keywords: Theory of sampling, Sampling errors, Gold sampling, Protocol optimisation, Financial losses
Abbreviations
AAS
ACE
HT
heterogeneity test;
AE
analytical error;
HQ
BH
ISE
CH
constitution heterogeneity;
sampling constant;
CRM
NQ
CSE
PAL
DH
distribution heterogeneity;
PE
preparation error;
DE
delimitation error;
RC
EE
extraction error;
ROM
run of mine;
FA
fire assay;
FSE
sampling error;
SFA
GNE
SNE
GRG
TOS
theory of Sampling
GSE
Email s.dominy@e3geomet.com
2016 Institute of Materials, Minerals and Mining and The AusIMM
Published by Taylor & Francis on behalf of the Institute and The AusIMM
Received 14 June 2015; accepted 4 August 2015
DOI: 10.1179/1743286315Y.0000000028
Introduction
The importance of high-quality sampling throughout the gold
mine value chain, from exploration, through evaluation and
exploitation, has been stressed by many authors (Carrasco,
Carrasco and Jara 2004; Dominy, Nopp and Annels 2004;
Gy 1982, 2004; Holmes 2004, 2015; Minnitt 2007, 2013;
Morrison and Powell 2006; Pitard 1993, 2009; Sketchley
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Theory of sampling
Theory of sampling overview
Samples should be collected and prepared within the framework of the Theory of Sampling (TOS) (Gy 1982; Pitard
1993), along with an appropriate QAQC system (Sketchley
1998; Simon and Gosson 2010; Valle 1998). Sampling errors
are defined in TOS; the key errors are defined in Table 1 (Gy
1982; Pitard 1993). Uncontrolled errors lead to an elevated
nugget effect (Carrasco 2009; Dominy 2014a; Pitard 2007).
Theory of sampling was developed in the 1950s by Dr
Pierre Gy at the time to deal with sampling challenges in
the mining industry (Franois-Bongaron 2008; Gy 1982).
Its usage subsequently spread to other sampling applications
across the food, pharmaceuticals, environmental and waste
management sectors to name a few. Across the mining industry, its application has been highly variable though on the
increase since the late 1980s, but to date not routinely applied.
Over the last 15years, the author has had involvement with
around 120 gold projects globally, for which only around 20
could be said to be fully compliant with TOS.
Some authors have questioned the applicability of TOS
and in particular the so-called FSE equation applied to
gold (Geelhoed 2011). Franois-Bongaron (1998) and
Franois-Bongaron and Gy (2002) addressed key issues
and proposed a modified FSE equation. The modified
equation has been applied successfully by practitioners
to optimise sampling campaigns (Afewu and Lewis 1998;
Cintra et al. 2007; Cossio, Noyola, Gonzalez and Espinosa
2004; Dominy and Petersen 2005; Dominy, Platten, Xie and
Minnitt 2011; Fallon et al. 2012; Pitard 2009). The use of
the equation represents a modelled expectation that may or
may not be attained in practice, but provides a starting point
for optimisation.
Beyond the FSE equation, TOS provides important guidelines for reducing the sampling errors (Table 1). It is here to
stay, though there is still much to do in context of research,
communication and education (Franois-Bongaron 2008,
2015; Pitard, Esbensen and Paoletti 2015).
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Table 1 Definition of sampling errors as defined in TOS (Gy 1982; Pitard 1993)
Sampling error
Acronym
Error type
Effect on sampling
Source of error
Error definition
Fundamental
FSE
Correct sampling
error (CSE)
Random errors
precision generator
Characteristics of
the ore type. relates
to constitution and
distribution heterogeneity
Grouping and
segregation
GSE
Delimitation
DE
Incorrect sampling
error (ISE)
Systematic errors
bias generator
Extraction
EE
Weighting
WE
Preparation
PE
Analytical
AE
Analytical process
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K can be experimentally determined using a sampling treebased method, which also yields a value for (FranoisBongaron and Gy 2002; Minnitt and Assibey-Bonsu 2010;
Minnitt, Rice and Spangenbeg 2007). In addition, the heterogeneity test (HT) can also be used to determine K, though
no value of is defined (Franois-Bongaron 1993; Pitard
1993; Magri 2007; Minnitt and Assibey-Bonsu 2010). The HT
possesses representivity challenges when applied to coarse
gold-bearing deposits (Dominy and Xie 2016).
As originally defined, d represents the mineral liberation
size below which 95% of the material must be ground in order
to liberate at least 85% of the gold (Gy 1982; Pitard 2004).
For gold mineralisation, d can be redefined to dm, representing the screen size that retains 5% of gold given a theoretical lot of liberated gold (Bazin, Hodouin and Blondin 2013;
Dominy 2014a; Franois-Bongaron and Gy 2002; Pitard
2015; Royle 1991). If coarse gold is dominant, then dm can
represent the coarse most influential population (Dominy et
al. 2012; Pitard 2009). If gold particles cluster, then dm should
be redefined as dclus (Dominy and Platten 2007; Pitard 2007,
2009). The value of K is dependent on the microscopic properties of the minerals, and varies with gold grade and dm or d.
A direct approach to the determination of gold particle
size and dm is suggested by some practitioners (Dominy et al.
2011; Dominy and Xie 2016; Pitard 2015). This may include a
combination of mineral particle size determination via optical
and/or electron/X-ray microscopy (Dominy et al. 2012; Lyman
and Schouwstra 2011) and/or crush-screen-concentration
(Dominy et al. 2011; Gonzales and Cossio 2007). Research
has indicated that can generally be taken as 1.5 (FranoisBongaron 1998; Franois-Bongaron and Gy 2002).
Gold mineralisation frequently displays evidence of two populations, representing fine- and coarse-gold (above 100m)
particles (Dominy, Xie and Platten 2008; Dominy and Platten
2007; Pitard 2009). These may be a part of separate paragenetic stages. In general, the fine-gold particles are likely to
be relatively disseminated through the mineralisation and
responsible for a background grade of between 0.5 and 5g/t
Au (Dominy et al. 2008); whereas, coarse particles are likely
to be more dispersed and/or locally clustered, being critical
to economic viability in low-grade deposits.
Mineralisation containing substantive quantities of coarse
gold (>15% >100m) is often typified by a high-nugget effect,
which represents variations in: (1) the in situ size distribution
of gold particles (including effects of gold particle clustering),
and (2) gold particle abundance (Dominy 2014a). Grade is
generally correlated to gold particle size, although the relationships are complex (Dominy and Platten 2007; Dominy
et al. 2008). Higher grades often relate to abundant coarsegold and/or clustered gold particles. The coarse-gold particle
population will generally be challenging to sample compared
to the fine-gold population (Dominy 2014a).
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grades are relatively low (gram per tonne Au), thus gold
particles can be relatively rare events (e.g. Poisson
distribution) particularly in low-grade ores (Pitard and
Lyman 2013).
The gold content of a sample and the gold content
of the surrounding ore can be very different. Similarly,
there may be large differences between the primary
sample and subsequent sub-samples unless rigorous
optimisation is undertaken.
Those issues that contribute to the GSE and ISE include:
poor disintegration of gold particles during pulverising often lead to smearing and/or the coating of sample
preparation or testing equipment leading to PE (Dominy
and Petersen 2005; Pitard 2009)
high contrast between the densities of gold and gangue
minerals promote segregation once liberated, which
leads to GSE (Franois-Bongaron 2015; Pitard 2009)
and
bias during diamond drilling relates to the plucking of
gold particles from the core surface as a result of the
drilling process (Dominy 2014a; Pitard 2009), which
leads to a negative grade bias (EE). Core sawing can
also lead to gold loss in the cuttings (PE).
These problems can be overcome through the use of
larger sample and assay charges, and careful procedures
to minimise sampling errors.
Case studies
Introduction
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nature of much of the mineralisation and to some extent drilling quality. The remaining half core was highly fragmented
and friable, testifying to the difficulty in cutting the original
sample. Where such a core problem exists, it is strongly recommended that after detailed logging and photography, the
entire core composite be crushed and then split for laboratory submission (Annels and Dominy 2003). A mineralogical
and assay investigation should be undertaken to ascertain the
impact of the core loss on the mineralisation.
These issues were of obvious concern and as a result,
the Measured blocks were reallocated to the Indicated and
Inferred categories, and Indicated Resources to the Inferred
category. Some previously Inferred blocks became unclassified. As a result of the resource downgrade, the company was
unable to raise the finance required for project development.
They had to fund additional diamond drilling to confirm their
expectations of the deposit, revise the feasibility study, and
undertake an investor relation programme to avoid loss of
confidence in the project.
Proper consideration of core quality early on would have
saved the operator both money and reputation. The additional
drilling used a triple tube core barrel and driller with improved
expertise in poor ground. In zones of poor core recovery, the
entire sample was crushed, split in half and one-half submitted
to the laboratory.
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laboratory. It was identified that the pulp duplicates displayed a very poor precision; where 90% of the data were
55% HARD. In addition, the pulverisers were not cleaned
between samples and there was evidence of gold contamination between some samples.
A number of exhaustive tests were undertaken on 2kg pulp
lots, where the pile was mixed, flattened and 40 consecutive
50g sub-samples taken for FA. The variability was very high,
and in one instance, the range between the minimum and
maximum values was 250gt1 Au.
These findings confirmed that the pulps were heterogeneous due to the poor comminution of gold particles during pulverisation and the excessive GSE within the pulps.
Different pulp sub-sampling techniques further augmented
the level of GSE. One laboratory technician homogenised
the pulp by mat rolling then simply scooped off 30g from
the top of the pile, thereby missing gold that had segregated
to the bottom of the pile. Another technician placed the pulp
on the mat, shook it rigorously, flattened the pile and cut a
series of sample lines through the pile with a greater chance
of picking up segregated gold at the pile base.
An additional issue of sample contamination was identified. Where very high-grade samples (>30gt1 Au) usually
bearing visible gold were present, the following sample or
two samples were often contaminated. Tests were undertaken,
where it was found up to 10% of the high grade was smeared
into the following samples. At the time, no barren flushes were
undertaken in the laboratory and equipment hygiene was poor.
In essence, the mat roll method understated, while the
shake, flatten and cut technique overstated the gold grade.
The recent mine records were revisited and it was found that
during a leave of absence by the overstating technician, a
number of stope blocks had been abandoned due to the low
sample grades achieved. The stope-bounding drives and raises
were subsequently re-sampled and assayed using the new
protocol. They were found to be of ore grade and were subsequently mined out recovering 11000oz Au.
The key issue was that coarse gold needs to be treated
differently. Pulps-bearing liberated gold cannot be homogenised; GSE can be highly problematic; and proper protocols
and procedures must be set up both in the mine and laboratory. An SFA was introduced to account for coarse gold,
along with improved laboratory procedures and staff training.
Full QAQC protocols were introduced, particularly covering
equipment cleaning and contamination monitoring. Barren
flushes between samples were introduced and were assayed
at a rate of 1 in 20. Where visible gold was observed or high
grades expected, additional barren samples were introduced
and subjected to FA.
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Table 2 Fifty, 100 and 200 piece experiments for a coarse-gold ore deposit in North America. All fragments were approximately
1.5kg (equivalent particle size diameter 16cm) and where pulverised in their entirety and subsequently screen fire assayed
Test no.
01
02
03
04
05
No of test fragments
K value (gcm1.5)
50
100
100
100
200
3
7
16
270
46
180
230
290
2600
1300
40
90
160
4300
900
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1 in 30, were consistently high. The results of inter-laboratory check pulp samples, submitted at a rate of 1 in 50 were
overall biased low.
The sample collection and preparation protocols were
found to be acceptable. Despite the high bias indications of the
CRM data, the implications were ignored in the resource estimate. Detailed review showed that the entire batch of assays
was about 36% higher with respect to grade. This error was
shown to relate to the laboratory, where poor maintenance
and calibration of AAS equipment led to high AE. This is an
example of clear QA with no supporting QC.
The remaining half core was assayed using the same protocol at a different laboratory. CRMs were inserted at a rate
of 1 in 20. The resource was re-estimated, which led to the
deposit grade reducing from 1.8 to 1.5gt1 Au. This resulted
in project suspension and withdrawal of funding.
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1
2
EE and DE
EE
AE
Analytical method
9
10
Sampling method
Sample selection strategy and
sample preparation
A further metallurgical testing programme for the lowgrade domain was instigated (25 75100kg samples), which
ultimately led to the commissioning of a CIL plant at the
mine. After further controls on mining were applied and the
operation of the new CIL circuit, head grades were increased
to 13gt1 Au, with recoveries between 90 and 95%.
Discussion
The sampling issues reported in the case studies relate to the
full range of TOS errors (Table 3), that resulted in monetary
and intangible losses (Table 4). These errors were reduced
through the implementation of new protocols, often supported
by new or additional ore characterisation (Table 5).
Quality assurance/quality control issues in Case 1 relate to
poor QA and lack of QC implementation. Accepted QAQC
Table 4 Estimated monetary and intangible loss estimates for case studies. Monetary loss includes estimate of correction cost.
For operations, includes loss in revenue from poor reconcilation (i.e. gold loss from actual versus planned). Monetary
loss is on an annual basis for operations and over the delay period for development projects. For development projects
includes sustaining cost over delay period
Case study
Project status
Estimated US$
loss (M, million)
OD/UD
$34
UD
$23
UO
$810
UO
$810
UO
$23
OO
$23
UO
$34
OD
$34
UO
$56
10
UD
$23
Intangible loss
Project delay 18months. Company and management reputation.
Delays in capital investment
Project delay 9months. Company and management reputation. Delays
in capital investment
Management reputation. Fraught internal relationships. Time to implement improvements
Management reputation. Fraught internal relationships. Time to implement improvements
Management reputation. Fraught internal relationships. Time to implement improvements
Management reputation. Fraught internal relationships. Time to implement improvements
Management reputation. Fraught internal relationships. Time to implement improvements
Project delay 18months. Company and management reputation.
Delays in capital investment
Management reputation. Fraught internal relationships. Time to implement improvements
Project delay 9months. Company and management reputation. Delays
in capital investment
Key: OD: open pit in development; UD: underground in development; OP: open pit in production; UP: underground in production.
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No QAQC
a) Grab sampling, approx. 3kg (stockpiles)
b) Crush entire sample to P90 2mm
c) Riffle split 0.5kg for LeachWELL pulverise
and leach (PAL)
9
10
Table 6 Key stages in the design and implementation of a new or revised sampling protocol
Stage
Aim
Actions
Business case
Characterise
Design
Implement
Monitor
Update
Stakeholder engagement
Define aim(s) of protocol and set data quality objectives
Preliminary review and design of characterisation programme
Undertake characterisation programme
Review and interpret from Stage 2
Design sampling protocols within framework of theory of sampling (TOS)
Cost benefit analysis
Set-up systems and written codes of practice
Training of staff
On-going QAQC
Annual internal and/or external peer review of systems
Annual internal and/or external peer review of individuals
On-going training/re-fresher
Revision of protocols if deemed necessary in Stage 5 return to Stage 2 or 3 as appropriate
which results in gold liberation. In such a case, sample splitting is problematic other than with a rotary sample splitter.
Any homogenisation attempt will be useless and merely promote GSE. Mat mixing and scooping from a pile of pulp
should be avoided at all costs. A large sample assay method,
such as SFA or LeachWELL, is optimal. Good preparation
equipment hygiene is required. Barren flushes of the pulverising equipment should be undertaken between each sample.
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Conclusions
(1)Sampling errors across the entire mine value chain
generate both monetary and intangible losses. At the
project development stage, these losses can relate to
biased resource/reserve estimates, potential project
delay and/or wasted/misused capital. During mine
operation, issues principally relate to ore/waste misclassification and poor reconciliation. In all cases,
there are monetary costs in correcting protocols.
Intangible costs relate to people and company reputation, poor relationships between technical disciplines, and wasted time enforcing poor protocols and
implementing new ones.
(2)In many cases, project teams are more interested in the
effects of poor sampling than dealing with the cause.
For example, during poor reconciliation, disciplines
often spend more time trying to apply correction factors and/or apportioning blame. Management and
practitioners often consider sampling to be of minimal importance, which reflects a lack of knowledge
and understanding of its proper application across the
mine value chain.
(3)Design of an optimised sampling protocol must consider its aim and objective (s) in context of ore type
and position in the mine value chain. In most cases,
a dedicated ore characterisation programme will be
required to support application of TOS and final protocol design. An approach to protocol design is presented in Table 6.
(4)The optimisation process should consider:
geological/mineralogical nature of ore type(s) and
likely geometallurgical domains and relationship to
grade. Characterisation with respect to gold particle
sizing, mineralogy and heterogeneity is critical
whole core sampling followed by full sample assay
via SFA or LeachWELL effectively yields FSE and
GSE values of zero. With good laboratory practice,
the PE and AE can be minimised. Arguments against
whole core sampling revolve around no reference
core remaining, though this author contends that
with modern digital photography and detailed logging, this should not be an issue
alternatively, RC drilling may be considered given
that it provides a larger field sample size than core,
though there is a loss of geological information and
extreme care must be taken during sample splitting
and assaying
application of TOS and FSE equation to optimise
protocols
Acknowledgements
The author would like to acknowledge the companies
who have consented to the presentation of the case studies
under confidentiality agreements. The late Dr Allen Royle
(University of Leeds, UK), Professor Yuling Xie (University
of Science and Technology Beijing, PRC), Professor Richard
Minnitt (University of Witwatersrand, RSA) and Professor
Kim Esbensen (GEUS, Denmark) are thanked for helpful discussions. Mining Technology reviewers are acknowledged for
their constructive comments on the manuscript.
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