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amg omns119
Arabic Sciences and Philosophy, vol. 8 (1993) pp. 0-00.
Copyright © 1998 Cambridge University Press
ALEXANDER OF APHRODISIAS IN THE KINDI-
CIRCLE AND IN AL-KINDI’S COSMOLOGY"
SILVIA FAZZO AND HILLARY WIESNER
“How do the heavenly bodies physically affect the sublunary
world?”
On this topic, similar accounts can be found in four groups of
texts: (1) a few fragmentary statements in Aristotle; (2) Greek
works of the Aristotelian commentator Alexander of
Aphrodisias (fl. ca. 200 A.D.); (3) Kindi-circle Arabic versions of
the same writings; and (4) the cosmological works of al-Kindi.
Across the centuries of transmission and transformation of
Aristotle’s thought, we observe a gradual expansion from latent
possibilities introduced by his own partial or allusive state-
ments, to philosophical justifications of celestial influence in
the Greek writings of Alexander, to more specific astrological
models in the Kindi-circle’s Arabic Alexander, which al-Kindi
himself reworks with further astronomical and astrological
details. In fact, this is a subject on which al-Kindi’s cosmology
relies explicitly on Alexander, or better, on the transformed
Alexander.
But the relationship was circular. While the Kindi-circle’s
Alexander was closely followed by al-Kindi on certain points, al-
Kindi exerted a reciprocal influence on the Arabic Alexander,
who was largely a product of his own group of translators.
On this subject, as on so many others, Alexander did not give
an account independent from Aristotle’s doctrine. In order to
appreciate the development of Aristotle’s incidental and incom-
* This article arises from research we did together at the Warburg Institute of the
‘University of London during the spring of 1992. We discussed every point together;
nevertheless, 8. F., is more responsible for the section on Greek sources and on the
transformed Kindi-cirele Alexander, whereas H. W. is more so for the section on al-
Kindi, and translations and quotations from Arabic are hers, including the Kindi-cir-
cle versions of Quaestiones 2.3 and 2.19 from MS Istanbul, Millet Library, Carullah
1279, 32 ff. which we give here as an Appendix (p. 000). We have been generously
helped by M. Aouad, Ch. Burnett, R.W. Sharples, N. Webb, and F.W. Zimmermann.
‘To them and to the whole Warburg Institute and its director Nicholas Mann we are
enormously grateful.
ft
\e120 SILVIA FAZZ0 AND HILLARY WIESNER
plete treatment of these matters, we may recall here the texts
Alexander uses most:
De generatione et corruptione 11.10, 336a15-337a33 most
clearly states that, of the two basic movements of the heavens,
the first, ie. the regular movement of the sphere of the fixed
stars, is in itself the cause of continual movement on earth,
whereas the other, the motion on the ecliptic, because of its
obliqueness is able to draw the cause of generation (i.e. the
sun) closer and to take it further away, so that a balance and an
alternation may be possible between generation and corrup-
tion. This second movement has been established by God for
the sake of the preservation of the species of living things
through the eternal cycle of generation and corruption.
Significantly, the other planets are not mentioned by Aristotle.’
Incidental remarks on these same points of obliquity and
double movement can be found also in Phys. II.2, 194b13 and
Met, XIL.5, 1071a15-16; further important cosmological details
are given, although in a rather cryptical way, in Met. XIL6,
1072a10-18. )
A different and very relevant point is stated in the first book
of the Meteorologica. Here Aristotle says that the first principle
of movement for the sublunary elements are the heavenly
movements, since they govern the sublunary elements by con-
tact (339a21-32)° and affect differently each one of them accord-
! There are two related and very helpful articles by John North on this subject:
“Celestial Influence - The major premises of astrology,” in P. Zambelli (ed.),
Astrologi hallucinati Berlin and New York, 1986), pp. 45-100, reprinted in ID,
North, Stars, Minds and Fate (London, 1989), pp. 243-98; and “Medieval concepts of
celestial influence: A survey,” in Patrick Curry (ed.), Astrology, Science and Society
(Woodbridge, Suffolk and Wolfeboro, 1987), pp. 5-17.
* The heating, explains Aristotle, is not due to a hot quality of the heavenly bodies,
but to the movement and the contact together: “the circular motion (...) dissolves
and inflames by its motion whatever part of the lower world is nearest to it, 340b10-
14, on the same topic see al-Kindi, On the Proximate Efficient Cause [in Rosd'il al-
Kindi al-falsafiyya, ed, Abi Rida, 2 vols. (Cairo, 1950-53)], vol. I, p. 223, lines 16
“It was advanced in the physical discussions that movement produces heat in the
elements and what is compounded from the elements, by accepted arguments, The
elements therefore receive the influence either through movement or through con-
tact (bi-al-muméssa). That which is touching the last of (the elements) is neither hot
nor cold nor moist nor dry; therefore they receive through contact with him only the
influence of movement. That which is touching [the last of the elements] varies with
the [heavenly] bodies, their movement and position, because some of them are
greater and some smailer and some slower and some faster and some more distant
and some closer and on account of all of the terminations of the [heavenly] bodies, in
speed and slowness ~ when it is ascribed to the essence [of the heavenly bodies) ~ALEXANDER OF APHRODISIAS IN THE KINDI-CIRCLE 121
ing to their proximity: they act first on the space which is
directly in contact with them (ton geitnionta malista topon,
338b21-22), where we find the dry and hot element called fire,*
and then on the air which is below the fire, and so on. In that
way, the heavenly power is the efficient cause of sublunary
phaenomena.
These statements are rather fragmentary; in no way do they
amount to an integral theory of the dynamic interaction
between the heavenly and the sublunary bodies.
In order ‘to understand from an historical point of view the
character of Alexander’s elaboration of these few passages, one
should keep in mind that one of the main concerns of our com-
mentator was to address philosophically a number of questions
current in his day about fate (in the two treatises Peri
heimarmenes pros tous autokratoras, i. e. the so-called De fato,
and in the shorter Peri heimarmenes = Mantissa XXV), provi-
dence (in his Peri pronoia and in other shorter treatises, like
Quaestiones 1.25 and 2.19), and the power exerted by the stars
(Quaestio 2.3). His tendency is to complete and update
Peripatetic philosophy, since Aristotle never used the words
heimarmene and pronoia in the sense in which Alexander, who
follows the usage of his contemporaries, does.
Alexander does his best to formulate a theory compatible
with Aristotle’s outlook, and then to show such a theory as
implicit in Aristotle’s texts. “
Alexander’s treatments of pronoia and fate show strong simi-
larities. We may take the main lines of the incipit of the Peri
pronoias from the faithful and diligent arabic version of Abit
Bishr Matta ibn Ytmus called Fi al-‘inaya (On Pronoia), in
which the Peri pronoias is best preserved:*
and in height and Jowness and distance and closeness. We find the things which
effect heat in other things by movement do so more intensely whenever they are
large, close, fast, and low. Therefore the cause of the gonesis of heat in the elements
is from the first element moving over them ... (ete.).”
* Aristotle calls this either fire or “a sort of fire” (hoion pyr, 340b 33) but says that
the name of “fire” is not totally appropriate, for fire is strictly speaking “the ebulli-
tion of a dry exhalation” (841b21); see R.W. Sharples, “The school of Alexander?,” in
R. Sorabji (ed.), Aristotle Transformed (London, 1990), pp. 83-112, esp. pp. 98-9.
* Aba Bishr Matta’s translation is edited together with the Kindt-circle translation
by H.-J. Ruland, Die arabischen Fassungen von zwei Schriften des Alexander von
Aphrodisias: Uber die Vorsehung und Uber das liberum arbitrium, diss.
(Saarbrucken, 1976). Like Ruland, we call Abi Bishr Matta’s translation D18 and122 SILVIA FAZZO AND HILLARY WIESNER
Of those who philosophised on the subject of pronoia and who have con-
veyed to others a certain knowledge about that, some of them claimed that
(..) the term pronoia is empty, without meaning, because there is no thing
that is originated whose origination arises from the view of God and his
reflection (...) [whereas others] claimed that nothing which comes to be
arises without pronoia and that everything is filled with God and he pene-
trates all the things which exist. (p. 1.5-11, p. 6.1-3 Ruland; cf. Grant frgm.
8, first part) iH
Later in this text, Alexander will say that the common opinion
of men is sufficient to demonstrate that gods exist and that
they are ensouled and rational (p. 51 Ruland), and will stress
that the real problem is to know what is their pronoia and how
extensive it is, according to Aristotle (p. 58 Ruland).
This can be compared with the way the treatise Peri
heimarmenes = Mantissa XXV starts, which is also very similar
to the beginning of the major treatise Peri heimarmenes pros
tous autokratoras after the exordium and dedication (p. 165.14
ff. Bruns).
Concerning fate it is worth considering what it is and in which of the things
that are [it is located]. That fate is something is sufficiently established by
the common conception of men (...). Anaxagoras is not deserving of credence
the Kindi-cirele translation D165, following their numbering in Dietrich’s list of pre-
served Arabic translations of Alexander's works in A. Dietrich, “Die arabische
Version einer unbekannten Schrift des Alexander von Aphrodisias iiher die
Differentia specifica,” Nachrichten von der Akademie der Wissenschaften in
Gattingen, phil-hist. Kl, (1964): 85-148. Some Greek fragments of Alexander con-
cerning providence are preserved apud Cyril of Alexandria and published by R.M.
Grant, “Greek literature in the treatise ‘De ‘Trinitate’ and Cyril ‘Contra Julianum’,”
Journal of Theological Studies, 15 (1964): 265-79. Four of these correspond to pas-
sages of Abi Bishr Matta’s translation, sind support its authenticity. Others may
well have had a different source. I intend to write about this elsewhere [S. F.]. On
the earlier version of Alexander’s Peri pronoias made in the Kindi-cirele, see below,
p. 11 ff.
* On the introduction of the latter, see the subtle analysis of J. ‘Mansfeld,
“Diaphonia in the argument. of Alexander De fato Chs. 1-2,” Phronesis, 33 (1988):
181-207, who also compares it with the incipit of Peri pronoias. See also ibid., p. 181
n. 4a discussion on the authenticity of Mantissa XXV. I do believe that this should
be regarded as authentic, and none of the arguments advanced until now appears
strong enough to prove the opposite; the quality and the style of writing and also the
content of Mantissa XXV are such as one would expect from a genuine work of
‘Alexander. I hope to write about this elsewhere [S. F.]. Anyway, since the section we
quote from Mantissa XXV is very similar to a corresponding one in De fato (whose
ae is not questionable), this problem does not touch directly on our point
ere.
AALEXANDER OF APHRODISIAS IN THE KINDI-CIRCLE 123
when he testifies against the common belief; for he says that fate is not any-
thing at all, but that this term is an empty one. But as to what it is and in
what [it is located], the common conception of men is no longer sufficient to
indicate this. For they cannot agree either with each other or with them-
selves about this. For they change their opinion concerning fate with the
times and the circumstances. At one time they posit fate as something unal-
terable and inescapable and place all things that are and come to be under
it; at another one can hear them often speaking of what is contrary to fate
_and of what is contrary to destiny. (179.25-180.3, trans. R.W. Sharples,
Alexander of Aphrodisias On Fate (London, 1983), p. 106.)
Then, speaking about fate, Alexander applies it to the fortunes
of individuals and says that its cause is also the cause of nature,
and that this cause is the circular movement (periphora) of the
heavenly bodies (169.23-25 Bruns). In the Peri pronoias he
specifies that providence is general; it preserves species and is
not concerned with individuals. But the efficient cause of both
is the same: the heavenly bodies, their movements and their
dynameis administer providence and fate (although Alexander
never defines their relationship explicitly).
‘Another common feature of these treatises (the two on fate
and the one on providence) is that they pay considerable atten-
tion to.the opinion of other philosophers, in order to show the
superiority of Alexander’s own doctrine, whose intention is to
reconcile Aristotelian orthodoxy and factual evidence. For every
point of his own doctrine, however, Alexander gives a rational
argument.
This is even more true of Alexander’s other treatments of the
subject of providence: for they, as the Greek title of the collec-
tion Aporiai hai lyseis* in which they are preserved suggests,
are marked by a strong aporetic character. We call them
Quaestiones. Among these we have several texts on pronoia.”
One of them, Quaestio 1.25, is very relevant in itself* but does
not seem to have been translated in the Kindi-circle. And in
fact we will find that its strong argument against the idea that
° “Problems and solutions,” in four books, edited by J. Bruns in Supplementum
Aristotelicum (Berlin, 1892), 11. 2.
* The authenticity of some of them is questionable. Quaestio 2.21 is stylistically
anomalous and contradicts in its content at least one passage of Quaestio 1.25, which
is very likely to be authentic. I intend to write about this elsewhere [S. F.],
* Tt is the only one which uses as a source the passage of Met. XII.6, 1072a 10-18
mentioned above, for this latter is probably the source for Quaestio 1.25's obscure
developments about the two movements of the planetary spheres.124 SILVIA FAZZO AND HILLARY WIESNER.
what we call pronoia is a mere accident (argument which is: the
movement of the planomenoi asteroi on the circle of the ecliptic
is for the sake of the preservation of the cycle of generation and
corruption in the sublunary word, p. 40.34-41.4 Bruns)’ is
totally ignored by the Kindi-circle adaptor of D15 (see below,
pp. 14-15) and by al-Kindi himself.
‘Texts of Alexander that the Kindi-circle surely had are the
Peri pronoias, Quaestio 2.3 and Quaestio 2.19. Their transla-
tion, or better, adaptation, must have been available to al-Kindi
himself. Let us then concentrate our attention on these texts
and their destiny. We may see first of all how these three texts —
Peri pronoias and the two Quaestiones - are related to each
other in the original Greek.
Peri pronoias makes a distinction between two ways in which
providence exists: it resides in the heavens and it acts on the
sublunary world by contact.” Thus there is divine power in
every natural being, governing and ordering the being and
bringing everything to its proper perfection." Humans have a
purer nature, and providence makes them rational.” The indi-
vidual human has reason, and so provides for his own needs,
while differences among individuals are accidents due to mat-
ter.
Quaestio 2.19" works with some of these concepts from a
slightly different viewpoint. It asks whether the whole world
has providence or not. Since by its own nature the cosmos is
well ordered, then the world should have no need of provi-
dence. From this negative hypothesis he reasons his way to a
reconciliation with the common notion that providence exists;
° See on this R.W. Sharples, “Alexander of Aphrodisias on Divine Providence: Two
problems,” Classical Quarterly, 32 (1982): 198-211.
¥ See Aristotle Meteor. 1.3, 389221-82 mentioned above, on causal relationship by
contact.
1 See also Ps. Arist. De mundo 397b20-23.
» This point connects Peri pronoias with Quaestio 2.3, see below, pp. 7-8.
+ The title of Quacstio 2.19 in the Greek manuscripts is: “That,