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INTRODUCTION
791
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792
Numerical code
The most widespread technique for the analysis
of pile groups and piled rafts is provided by the
boundary element method (Poulos, 1968; Banerjee,
1970; Poulos & Davis, 1980; Banerjee & Buttereld, 1981). The interface between soil and foundation (piles and pile cap or raft) is divided into
elements and an appropriate Green's function, such
IwQ
w1 Q
Es L
(1)
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793
SINGPALO allows the evaluation of the compliance w1 of a single pile with the following
assumptions:
(a) horizontally layered elastic soil; the layering
beneath the pile point is accounted for by the
so called Steinbrenner approximation, as described by Poulos & Davis (1980); the layers
crossed by the pile shaft are treated in the
same way, by an approximate application of
the reciprocal theorem
(b) pile with stepwise or continuously variable
section
(c) compatibility of both vertical and horizontal
displacements
(d) slip at the interface between pile and soil once
a limiting shear stress has been attained; the
latter can be either cohesive or equal to the
horizontal stress times a friction coefcient.
ALPHAPALO. This is a BEM code analysing the
interaction of a pair of piles i, j, embedded in an
elastic continuum and loaded by the forces Qi , Q j
respectively. The settlement of a pile is expressed
as
w i w1i [Qi ii Q j ij ]
(2)
n
X
w1i Q j ij
(3)
j1
Obviously, ii jj 1.
In the case of a group of piles acted on by
known loads (fully exible raft), equation (3) may
be used directly to evaluate the settlement of each
pile in the group. In the case of an innitely stiff
raft, the settlement of the raft is dened by the
vertical displacement w0 of the centre and by two
rotations x and y . The settlement of the pile i,
having coordinates xi , yi referred to the centre,
must be compatible with such a displacement;
hence
n
X
w1i Q j ij w0 x yi y xi
(4)
j1
Qi Q;
i1
n
X
Qi xi Qe x ;
i1
n
X
Qi yi Qe y
i1
(5)
The system of n compatibility conditions (4)
plus three equilibrium conditions (5) allows the
determination of the n unknown loads Qi plus the
values of w0 , x and y .
Finally, in the case of a raft of nite stiffness,
the vertical displacements of its points are found
by a nite element model.
It must be pointed out that GRUPPALO can be
easily extended to account for a direct contact
between the raft (if any) and the soil; this is
necessary if the load sharing between piles and raft
has to be investigated. However, both theoretical
analyses (Buttereld & Banerjee, 1971) and experiments (Cooke et al., 1980) have shown that the
contact between the raft and the soil does not
signicantly affect the settlement of the group,
even if the load taken by the raft is as high as
50% of the total applied load.
The assumption of a free-standing raft has been
retained in this paper, which is devoted to the
analysis of settlement, in order to make the analysis as simple as possible. With the same aim, either
a fully exible or a rigid raft has been considered,
thus avoiding the rather difcult task of evaluating
the combined stiffness of the raft and superstructure (Wood, 1978).
The non-linearity of behaviour is simulated as
suggested by Caputo & Viggiani (1984). They
claim that the non-linearity is essentially concentrated at the pilesoil interface, while the interaction between other elements (pilepile, pilecap,
capsoil) may be represented by a linear model
with sufcient accuracy. Accordingly, in an analysis using the method of interaction factors, they
assume that all the factors ij (i 6 j) are constant,
irrespective of the load level, while the pilepile
interaction factors on the principal diagonal ii
vary according to the expression
ii
1
1
Qi
Qi,lim
(6)
corresponding to a hyperbolic loadsettlement relationship for the single pile (Chin, 1970, 1972).
This suggestion is essentially equivalent to that
formulated by Randolph (1994), to estimate the
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794
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795
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796
Reference
Description
Soil type
Pile type
L: m
d: m
s=d
555
760
030
041
d b 0:76
040
045
028
100
150
1
2
Field test
Building
9
132
3
4
5
6
7
Tromenkov (1977)
Cooke et al. (1981)
Thorburn et al. (1983)
Kaino & Aoki (1985)
Viggiani (1989)
Field test
Building
Tank
Field test
Tall building
Silty clay
London Clay
Sand, silt and silty clay
Interbedded clay and sands
Pyroclastic; tuff substratum
9
351
55
5
136
120
130
270
240
300
8
9
Driven
Bored
Driven, precast concrete
Bored, reverse circulation
Bored, bentonite mud, end
bearing
Driven, closed end steel pipe
Driven, cast in situ
5
697
915
134
82
77
82
1624
420
420
420
428468
0273
052
d b 0:80
180220
160200
150180
041=036
10
11
12
13
Tall building
Tall building
Tall building
Bridge piers
Sand
Interbedded sands and stiff
clays
Pyroclastic
Pyroclastic
Pyroclastic
Clayey silt
Tall building
Pyroclastic
Auger `PressoDrill'
323
200
060
Tall building
Pyroclastic
Auger `PressoDrill'
314
200
060
Bored
Driven `Multiton'
280
144
200
480
080
041=036
74
567
120
3325
768
5254
120
36
16
17
18
Rampello (1994)
Tall building
Cable stayed
bridge
Chimney
19
Rampello (1994)
Power plant
14
15
3
35
7
263
2426
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Bored,
Bored,
Bored,
Driven
bentonite mud
bentonite mud
bentonite mud
`Multiton'
3348
4
2632
3375
3239
516
3238
3
No. of
piles
Table 2. Computed and observed average settlement wav and maximum differential settlement max
Load per
pile: MN
Average
Average
Max. differential
Qav
022
120
089
044
044
133
193
049
130
509890
438749
412593
006026
066
064
393
322
500
322500
076
082
000125
wav
67
640
50
250
295
38
59
381
1850
281
315
251
0635
292
235
359
245
223
270
320
54
36
max
00
430
00
6070
00
34
00
730
175
159
139
00
151
200
60
30
90
230
00
16
25
Computed settlement:
mm
Linear elastic
wav
48
251
38
264
278
35
65
26
1740
269
277
210
0633
315
310
259
235
213
257
310
37
40
max
00
112
00
123
69
00
36
00
828
208
154
185
00
218
209
59
47
93
148
00
06
18
max
00
294
00
170
98
00
44
00
1323
293
213
238
00
261
251
159
129
256
477
00
07
24
Non-linear
wav
59
278
49
266
294
39
67
368
1750
327
325
248
0734
319
314
316
244
255
275
324
39
41
max
00
112
00
123
69
00
36
00
828
208
154
185
00
218
209
59
47
93
148
00
06
18
Case
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16(a)
(b)
(c)
(d)
17
18
19
Observed settlement:
mm
(a) `core' foundation; (b) `dog-leg' foundation; (c) `hammerhead' foundation; (d) overall.
797
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798
The elements used for the analysis are as follows: I w0 1:66 mm=MN; Qlim 1:94 MN; E1
:
210 MPa; 0:707(s=d)0 614 ; smax 13:3 m;
rG 13:2 m.
The results obtained are compared in Fig. 5 with
the observed settlement. It may be seen that, in
this case, the LE and NL analyses grossly underestimate the actual values of the settlement. The
ELE analysis shows a better agreement with the
observed values.
Koerner & Partos (1974) claim that the design
chart by Morgan & Poulos (1968) allows a rather
good estimate of the average and differential settle-
Fig. 3. Case history No. 2: typical soil prole and properties at building site; the subsoil model adopted in the
analysis is shown on the right-hand side
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799
Fig. 4. Case history No. 2: loadsettlement curves of two loading tests on piles
25
27
64
59
244 m
B-14
80
33
B-15
25
27
64
41
20
23
53
B-16
82
61
29
32
76
28
30
72
20
23
53
336 m
Borings
59
Settlement points
25
27
64
Observed settlement
LE
NL
ELE
Predicted settlement
Fig. 5. Case history No. 2: comparison between predicted and observed settlements
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800
values of Es,i . They have been tted with a continuous linear law, obtaining the expression
Es (MPa) 4:5 1:35z(m)
corresponding to a ratio Es =su 750, and practically coincident with the one assumed by Randolph (1994). The elements used for the analysis
are: I w0 10:82 mm=MN; Qlim 1:48 MN;
:
0:570(s=d)0 600 ; smax 18:6 m; rG 6:8 m.
The results obtained are shown in Fig. 8. It may
be seen that LE analysis slightly underpredicts the
average and differential settlements, as was to be
expected; NL analysis is rather satisfactory, and
ELE substantially overpredicts the measured average settlement.
For this same case history, similar results were
obtained by Randolph (1994).
Case 8. Field test on ve-pile group, San
Francisco (Briaud et al., 1989)
In the framework of an investigation on the
behaviour of piles in sand, load tests to failure
were performed on a single pile and on a ve-pile
group. The piles were closed-end steel pipes,
273 mm in diameter, driven to a depth of 915 m
below ground surface through a 300 mm diameter
hole predrilled to a depth of 137 m. The piles of
the group were connected by a rigid reinforced
concrete cap, clear of the ground.
Fig. 6. Case history No. 5: schematic of the molasses tank and subsoil model adopted in the analysis
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Fig. 8. Case history No. 5: comparison between predicted and observed settlements
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801
802
At the test site, the subsoil consists of a hydraulic ll made of clean sand, about 11 m thick,
overlain by 14 m of sandy gravel and underlain by
sand with interbedded layers of stiff clay down to
the bedrock found at a depth of around 143 m
below ground surface. The layout of the test, a
subsoil prole and some results of the site investigations are shown in Fig. 9. A value of 383 MPa
is reported for the shear modulus of the hydraulic
ll, as deduced from shear wave velocity.
Considering that the predrilled hole disconnects
the pile from the upper gravelly layer, a subsoil
model with ve elastic layers resting on a rigid
base has been adopted in the analysis; it is also
shown in Fig. 9.
Fig. 9. Case history No. 8: layout of the test and subsoil prole
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803
Fig. 10. Case history No. 8: comparison between predicted and observed loadsettlement curves; the
ELE curve has been obtained using at each load level the secant modulus evaluated at the same level
from the load test on a single pile
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804
MOS 1
PF2
PF7
MOS 6
MOS 9
PF11
PF12
MOS 14
5
5
052 m
qc
qc
qc
qr,b
qc
08 m
qr,b
15
qr,b
10 20
30
qc,qr,b: MN
0
25
10
20
30
10
10
55
5
12
15
17
20
22
10
20
10
20
30
qc,qr,b: MN
0
0
10
10 20
30
20
30
Clayey sand
E4 = 267 E1
20
20 0
E3 = 20 E1
10
E5 = 37 E1
20
Fill
25
E6 = 14 E1
26
E7 = 87 E1
Tertiary clay
39
Fig. 11. Case history No. 9: subsoil prole and subsoil model adopted in the analysis; the geometry of the model and the ratio between the moduli of any two
layers are the same as assumed by Poulos (1993)
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10
Pile tip
level
E1
E2 = 333 E1
13 m
0
1
805
Fig. 12. Case history No. 9: comparison between predicted and observed settlements
made ground
volcanic ashes and organic soils
stratied sands
pozzolana, cohesionless or slightly indurated
volcanic tuff.
Pozzolana and tuff belong to the same pyroclastic formation, the only difference being the degree
of diagenesis.
The groundwater table is found at a shallow
depth below the ground surface, located at an
average elevation of 5 m above mean sea level.
At the building location the tuff bedrock is
missing, and the pyroclastic formation consists
only of cohesionless and slightly indurated pozzolana. An average soil prole with some CPT results
(average values of qc plus or minus the standard
deviation over 12 CPT proles) and a summary of
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806
MANDOLINI AND VIGGIANI
Fig. 13. Case histories Nos. 10, 11 and 12: layout of the foundation
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807
Fig. 14. Case histories Nos. 10, 11 and 12: schematic plan and section of the structure
Viggiani & Vinale (1983); all piles were instrumented with strain gauges at different sections
along the shaft.
The construction of the three towers took about
seven years (19821989). During the whole construction period, a detailed record was kept of the
load distribution over the foundation area, and the
settlement of a number of points has been recorded
(Fig. 17).
In the nal part of the construction period
(19871989) and for some years after the end of
construction, the rate of settlement remained nearly
unchanged, in spite of the very small increase
of the applied load. Such a behaviour can be
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808
GWL
12 CPT
10
15 m
Made ground
E1
25 m
E2 = 3 E1
20
Silty sand with interbedded
pozzolana layers
sat = 1618 kN/m3
Depth: m
Cohesionless pozzolana
sat = 1516 kN/m3
c = 0; = 3640
30
40
42 m
E3 = 10 E1
50
60
Ep = 1200 E1
70
80
10
20
30
qc: MPa
40
50
Fig. 15. Case histories Nos. 10, 11 and 12: subsoil prole and properties, and subsoil model adopted in the analysis
Fig. 16. Case histories Nos. 10, 11 and 12: loadsettlement curves of four load
tests on piles (PLC, preloading cell)
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809
Fig. 17. Case histories Nos. 10, 11 and 12: loading history and settlement observed during and after
construction
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810
I w0 : mm=MN
(uncorrected)
I w0 : mm=MN
(corrected)
Qlim : MN
A
B
C
D
0505
0395
0518
0313
0587
0489
0611
0351
1585
2108
4722
3455
I w0 : mm=MN
0583
0538
0467
0412
0368
M(s=d) N
M
0494
0506
0529
0549
0567
0800
0805
0815
0823
0831
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811
Fig. 18. Case histories Nos. 10, 11 and 12; comparison between predicted and observed settlements for some
alignments shown in Fig. 13 and around the perimeter of the raft
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812
Fig. 19. Comparison between predicted and observed settlements: (a) average settlement, LE analysis; (b) average
settlement, NL analysis; (c) average settlement, ELE analysis; (d) maximum differential settlement, LE and NL
analysis; (e) maximum differential settlement, ELE analysis
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813
Table 5. Values of the small-strain shear modulus of the pyroclastic soils in the eastern Naples area, as deduced by
shear wave velocity measurements and back-gured from load tests on single piles at three building sites
Soil type
G0 : MPa
Measured cross-hole
(Vinale, 1988)
Peat
Volcanic ash
Stratied sand
Cohesionless pozzolana
Indurated pozzolana
37
3561
66101
93128
150191
45
151
Cases 14 and 15
144
112
8
24
58
80
0
Foundation level
43 m
E1
G0 profile back-figured
from load tests on single pile
10
Mine waste
22 m
20
27 m
E2= 12 E1
E3 = 40 E1
Silty clay
E4 = 80 E1
Clayey silt
E5 = 16 E1
Sandy silt
E6 = 114 E1
Clayey silt
30
40
Depth: m
45 m
50
53 m
61 m
60
69 m
70
80
90
100
200
400
600
G0: MPa
800
1000
1200
Fig. 20. Case history No. 18: soil properties and subsoil model assumed in the analysis
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814
20% of the observed ones. The maximum differential settlement is predicted with slightly lesser
accuracy. Such an accuracy is believed to be
adequate for engineering purposes, considering that
also the accuracy of the numerical codes is probably of the same order (Randolph, 1994).
For foundations designed according to the conventional capacity-based approach, and hence characterized by a relatively high safety factor, linear
and non-linear analyses are essentially equivalent
for the prediction of settlement. They are based on
elastic properties of the subsoil back-gured from
the initial stiffness of load tests on single piles.
Some evidence suggests that the low-strain shear
modulus, obtained by in situ shear wave velocity
measurements, can be also successfully employed
in the prediction of the settlement.
When the safety factor is low, the consideration
of non-linearity becomes mandatory. It is to be
expected that foundations designed according to
the settlement-based approach, where piles are
essentially used as settlement reducers, will require
NL analysis.
The only case in which the observed and predicted values of the settlement completely disagree
is that reported by Koerner & Partos (1974). If
errors or misunderstandings are excluded, a possible explanation could be obtained from the occurrence of a deep compressible layer not revealed by
the available investigations.
ACKNOWLEDGEMENTS
Table 6. Comparison between different evaluations of the average settlement of buildings in eastern Naples Area
Case
Average settlement: mm
Measured
Present
ELE
Previous ELE
59
52
41106
10
11
12
281
315
251
379
384
270
216284
14
15
110
70
198
143
95
69
Value
Source
Caputo (1991)
Caputo et al. (1991)
Mandolini & Viggiani (1992b)
These analyses refer to a load level lower than that at the end of construction.
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REFERENCES
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Banerjee, P. K. & Buttereld, R. (1981). Boundary
element method in engineering science. McGraw-HIll.
Banerjee, P. K. & Driscoll, R. M. (1978). Program for
the analysis of pile groups of any geometry subjected
to horizontal and vertical loads and moments,
PGROUP (2.1). Department of Transport, London,
HECB=B=7.
Bilotta, E., Caputo, V. & Viggiani, C. (1991). Analysis of
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ECSMFE, Florence, Vol. 1, pp. 315318.
Briaud, J. L., Tucker, L. M. & Ng, E. (1989). Axially
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Burland, J. B., Broms, B. B. & De Mello, V. F. B. (1977).
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815
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816
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