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Plotinus on Number
Svetla Slaveva-Grifn
1
2009
3
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To Don
for his undying optimism
A C K N O W L E D G M E N T S
Behind every book lies a personal story. The nal result printed on these
pages has transcended, for me, the bounds of intellectual satisfaction to
become a celebration of life. As a survivor of leukemia, I regard this book as
not only the result of my scholarly research, but as a symbol of my victory
over a disease that nearly claimed my life. First I would like to thank my
family for everything they have done for me: my husband, Donald Grifn,
for always hoping that things will turn out for the better and for participating
wholeheartedly in every stage of this project; my son, Youlian Simidjiyski,
for reading sections of the manuscript with the uncompromisingly critical
eye of a theoretical mathematician; and my mother, Lubomira Lazarova, and
my brother, Tsvetomir Ross-Lazarov, for being next to me in all the important moments of my life. I would also like to thank my colleagues and friends
at the Florida State University for their kind understanding and unfailing
support. My intellectual debt is immense and goes to mentors, colleagues,
and friends: John Finamore, John Dillon, the late Henry Blumenthal, Luc
Brisson, Suzanne Stern-Gillet, Kevin Corrigan, David Depew, Sarah Pessin,
Emilie Kutash, and Russ Dancy, who have read, commented on, or discussed
in person different sections of the work. My warmest gratitude goes to the
anonymous reviewers whose invaluable suggestions have strengthened and
expanded the manuscript, to my colleagues Kathryn Stoddard and Nancy
de Grummond for saving the text from my non-English idiosyncrasies, and
to Nikolay Balov, who designed the gures with the inspiration of a mathematician and an artist. I would also like to thank Christopher Pelling for
encouraging me in this enterprise, Stefan Vranka for his editorial expertise, and my copy editor, Eileen Markson, for her expeditious and meticulous work. This project has beneted from two major research grants from
the Florida State University, which enabled me to complete the manuscript
in the ideal atmosphere of the Firestone Library at Princeton University in
viii
ACKNOWLEDGMENTS
C O N T E N T S
Abbreviations
xi
1.
24
24
28
31
37
2.
Multiplicity as Number
Surfacing from the Neopythagorean
Underground
Outward and Inward Direction of Multiplicity
in Ennead VI.6
Multiplicity as Efuence and Unity
42
54
56
58
63
71
3.
42
46
49
71
76
81
85
5.
6.
CONTENTS
95
95
100
103
106
131
132
134
135
141
Bibliography
147
161
Index Locorum
167
107
112
118
A B B R E V I A T I O N S
Comm.Math.
D-K
Enn.
Epin.
Metaph.
Ph.
Phlb.
Prm.
xii
ABBREVIATIONS
R.
Sph.
Theol. Ar.
Tht.
Ti.
VP
Plotinus on Number
PLOTINUS ON NUMBER
the fth century C.E., from the early Presocratics to the late Neoplatonists, every
philosophical school has striven to explain the tangible order of multiplicity.
Very generally, the ancients conceived of the universe as a multiplicity
of material elements that are organized in a sense-perceptible way by intelligible principles. In these terms, one side of the above question is cosmogonical, as it searches for the origin of multiplicity from some physical or
metaphysical source. Another side is cosmological, as it searches for a way
to explain the innumerable diversity of material world in an orderly fashion. Yet a third side of it is epistemological, as it attempts to comprehend
the visible and invisible constituents of the universe in a rational form. The
concepts of multiplicity and number seem to be innately related as a pair, if
not completely of opposites, at least of opposite nature. Multiplicity denotes
the innumerable, discrete, and continuous things that exist; number conveys
the notion of limited, ordered, and dened multiplicity.
The Pythagorean maxim that all is number best captures the philosophical background of the two concepts.2 The understanding of the universe
as a unity of one and many begins with the early Presocratics search for the
primary originative substance (arch) as the source and the unifying element
of physical reality.3 Next, the Pythagoreans postulate that numbers organize the universe in one harmonious unity, which is interwoven by unlimited
(apeira) and limiting (perainonta) elements.4
Later philosophers said that Plato Pythagorizes.5 In the Metaphysics,
Aristotle compares and distinguishes the philosophical views of Plato and
the Pythagoreans.6 According to him, the doctrines that numbers are the
causes of the substance of everything and that unity is a substance, not an
attribute, of that which exists, are similar. The doctrines that numbers exist
apart from the sensibles, that mathematical objects are an intermediate class
between sensibles and nonsensibles, and that the indenite is a dyad of great
and small, are different. With the exception of the last pronouncement, as
will be discussed at length later,7 Aristotles list is quite accurate and has
inuenced the reading of Plato for all generations to follow.
2. Strictly speaking, Philolaus, in his later years a contemporary of Plato,
is the rst Pythagorean for whom we have written evidence for a doctrine of
numbers (Zhmud 1989).
3. Successively, the originative principle is water for Thales, the indenite
for Anaximander, and air for Anaximenes.
4. D-K 44B.2: Angka t nta emen pnta peranonta
peira peranont te ka peira.
5. Pseudo-Plutarch, Placita Philosophorum 887c4 (in Moralia, vol. 5);
Eusebius, Praeparatio Evangelica 15.37.6.1; Cicero, De Finibus 5.87.49. Burkert
(1972: 15).
6. Metaph. 987a29ff.
7. See chapter 3.
INTRODUCTION
PLOTINUS ON NUMBER
the same as, nor other than, itself. Exposing the self-contradictory nature of
the rst hypothesis, which denies even existence to a one, The Parmenides
proposes a second hypothesis (Prm. 142b1151e2), which suggests that the
one consists of unity (to hen) and being (ousia, to einai, and to on). This
hypothesis allows the one to partake of being which qualies it for a wide
range of attributions considered in relation to other things,13 thus implying
that being partakes of multiplicity. The nal result of the second hypothesis,
which is most important for our investigation, is that one, as unity, and multiplicity interact at an ontological level, especially as represented in Plotinus
concepts of the Indenite Dyad and Intellect.14
In Platos so-called unwritten doctrines (agrapha dogmata),15 the concepts of one and many crystallize as the principles of all things: a One and
an Indenite Dyad.16 The two principles are in the foundation of Platonic
metaphysics and shape the interpretation of Platos written works by both
Platonists and Peripatetics. The immediate successors of the Academy,
Speusippus and Xenocrates, face the challenging and yet inspiring task of
explicating the meaning of Platos rst principles in light of Aristotles criticism in Metaphysics M and N that numbers are not beings and do not have
intelligible substance.
Speusippus renames Platos principles of a One and an Indenite Dyad
as a One and Multiplicity (plthos) and renes the derivation of beings from
them into a system that is best documented in Iamblichus De Communi
Mathematica Scientia (Comm. Math.) chapter 4, if we accept, with Dillon
and Merlan,17 Speusippus authorship. According to this system, the rst
level of reality that derives from the union of a One and Multiplicity is the
rst principle of number, which in turn unites with multiplicity once again
13. Sayre (1996: 271).
14. The subject of chapter 3.
15. The debate over the relationship between Platos written works and
his oral unwritten doctrines is ceaseless. Although I am sympathetic with
Krmers position (1990: 177) that the direct and indirect Platonic traditions
have a reciprocal relationship and are in agreement and partly coincide, partly
complete one another, I believe, with Dillon (2003: viii), this relationship to be
more uid and developmental. For a detailed survey of the issue, see
W. Guthrie (1978: vol. 5, 418442).
16. Simplicius, In Metaph. 187a: Alexander says that according to Plato
the One and the Indenite Dyad, which he spoke of as Great and Small, are the
Principles of all things and even of the Forms themselves. . . . It is very likely
that Plato made the One and the Indenite Dyad the Principles of all things,
since this was the doctrine of the Pythagoreans whom Plato followed at many
points.
17. Dillon (2003: 41) and Merlan (1960: 98140).
INTRODUCTION
PLOTINUS ON NUMBER
on the question of number and being offers a suitable point to conclude the
survey of the philosophical background of the concepts of number and multiplicity before Plotinus, as we will return to examine it in chapter 3.
The conation of the universal order and the concept of number, and
the ensuing debates thereon, shape the course of Middle Platonism and lead
to the revival of Pythagoreanism in the rst and second centuries,22 resulting in the Neopythagorean teachings of Moderatus, Nicomachus, Numenius,
and Ammonius Saccas. Unfortunately, the paucity of biographical information about them and the fragmentary nature of their extant works,
with the exception of Nicomachus Arithmetica Introductio (Ar.), present
a major obstacle not only for understanding their views but also for elucidating Plotinus immediate philosophical background. In Vita Plotini (VP),
Porphyry emphasizes that the originality of Plotinus thought surpasses the
philosophical acumen of his Neopythagorean predecessors or contemporaries.23
As chapters 1 and 2 will demonstrate, the Neopythagorean inuence on
Plotinus concepts of number and multiplicity is crucial, if not absolutely
vital. Both Moderatus and Nicomachus coin denitions of number that lie
in the foundation of Plotinus view of multiplicity and its dynamic state of
unfolding and enfolding.
In the third century, Plotinus stands at the important crossroads of
conuent and sometimes conicting inuences of Platonic, Neopythagorean,
and Aristotelian thought.24 As a devoted Platonist and a student of the
Neopythagorean Ammonius Saccas, Plotinus, while rejecting Aristotles
quantitative view of number, is naturally inclined to give numbers a more
prominent ontological role in the structure of the universe.
INTRODUCTION
10
PLOTINUS ON NUMBER
pursuit of other multifaceted concepts such as Intellect, Soul, or contemplation. The main reason for this omission, I suggest, is that Plotinus does not
treat the subject of number in the Enneads as pervasively as, let us say, the
Neopythagoreans, or even as his own successors, Iamblichus, Syrianus, and
Proclus. Nevertheless, a close examination of the Enneads reveals Plotinus
systematic discussion of number in relation to each of the three hypostases.
Particularly focusing on the role of number in the putting together (systasis)
of the intelligible realm (kosmos notos),29 he anticipates the subject of VI.6
twice in the Enneads.
In the treatise which explains that the intelligibles are not outside of
Intellect (V.5),30 Plotinus announces the approach of VI.6 with the remark
that if there are any difculties about [the concept of number], they will
be addressed later (V.5.4.38).31 In the treatise on the Platonic primary kinds
(VI.2), a second remark assures the reader that the properties of number and magnitude will be discussed later (VI.2.13.31).32 In his thematic
arrangement, Porphyry places VI.6 to succeed immediately the treatises on
the primary kinds of being (VI.2VI.3), as if to acknowledge formally the
association of number with the intelligible realm. The rst remark (in V.5)
connects VI.6 with the treatises explicating the core of Plotinus metaphysics
and thus identied as the Groschrift (III.8, V.5, V.8, and II.9).33 The second
remark (in VI.2) thematically links the treatises on the nature of the intelligible with the last two treatises in the collection, devoted to the One.34 This
arrangement suggests that number relates being to the One and VI.6 brings
together the core treatises and the last treatises of the collection.
Since VI.6 has long had the reputation among scholars of being obscure
and difcult, Plotinus concept of number takes, as mentioned earlier, a backseat in Neoplatonic scholarship. Admittedly, it is true that number is one
of the most aporetic concepts in Plotinus. Losev, the patriarch of Russian
classical scholarship, begins his commentary on VI.6 with the warning that
Plotinus study of number is the most difcult topic not only in the history
29. VI.2.2.1011.
30. Respectively, V.5 is the thirty-second treatise and VI.6 is the thirtyfourth in Porphyrys chronological order reported in VP 5.
31. The intermediate treatise is II.9, Against the Gnostics, which Porphyry
judiciously places, according to his thematical arrangement in the second
Ennead.
32. Respectively, numbers 44 and 43 on Porphyrys chronological list.
33. On the Groschrift, Roloff (1970). See pp. 1820.
34. The placement of VI.6 in the thematic and chronological arrangement
of the treatises is discussed on pp. 1721.
INTRODUCTION
11
of Greek, but also of worlds philosophy, 35 while Kirchner remarks in a footnote that the concept of the Forms as numbers form the main content of
the sixth treatise of the sixth Ennead, which is perhaps the most difcult
of all treatises Plotinus wrote. 36 Although these initial evaluations are not
very encouraging, I am compelled to investigate the source of their skepticism. In this, I stand in the same eld with Losev, who poetically justies
his interest in the concept of number by admitting that he does not choose
only the strawberries, not even only the owers of ancient philosophy, but
is interested in all the grass and the fertilizer upon which the strawberries
and other owers of philosophy grow.37
The fates of Plotinus concept of number and Ennead VI.6 have changed
since their black-and-white phase in the nineteenth century, in which the
two were either denigrated or exalted. Krmer, Szlezk, OMeara, and Horn
each in turn have discussed the topic in chapters within larger frameworks,38
while Charles-Saget, and Nikulin have elucidated it as a part of a broader
historical and comparative study of the concept in late antiquity and early
modern philosophy. 39 Yet something is left to be desired. To date, no comprehensive analysis of Plotinus concept of number alone has been published.
Charles-Saget examines it in the shadow of Proclus elaborated theology
of number. Nikulin traces the conceptual development of number from
Plotinus to Descartes. The two studies, on the one hand, deservedly ascribe
to Plotinus understanding of number a prominent place in the history of
post-Platonic metaphysics. On the other hand, since the subject is consistently treated as a part of other topics, they give the erroneous impression
that the concept of number in Plotinus can be grasped rmly only in relation
to his successors more advanced views. Yet, as I demonstrate in this work,
Plotinus conception of number is the fundamental framework on which his
entire philosophical system is built. This premise requires a comprehensive
12
PLOTINUS ON NUMBER
and systematic examination of the concept and the treatise that is devoted to
it, without making them complementary to another subject.
Chapter Synopsis
This study offers the rst comprehensive analysis of Plotinus concept of
number alone, beginning from its origin in Plato and the Neopythagoreans
and ending with its inuence on Porphyrys arrangement of the Enneads.
Its goals are to examine the Platonic and Neopythagorean contexts in which
Plotinus develops the concept; to demonstrate that the concept is at the
foundation of Plotinus denition of the universe as multiplicity, and thus
bears paramount signicance for understanding the intelligible realm; to
reveal Plotinus contribution to the defense of Platos Ideal Numbers against
Aristotles persistent criticism; to show that Plotinus is the rst post-Platonic
philosopher who purposefully and systematically develops what we may call
a theory of number, distinguishing between number in the intelligible realm
and quantitative mathematical number; and nally, to draw attention to
Plotinus concept as a necessary and programmatic link between the Platonic
and later Neoplatonic doctrines of number.
The book contains six chapters, and, unlike the arrangement of the
Enneads by Porphyry, the numerical symbolism is unintended. I begin by
investigating the origin of Plotinus cosmology in the Timaeus and end by
examining the signicance of the concept for Porphyrys arrangement of the
Enneads. It is a curious, but telling, fact for the Plotinian introspective order
of the topics of each chapter that my rst interest in the subject started from
the last chapter, dealing with Porphyrys arrangement of the multiplicity of the
treatises according to number. I successively moved to the role of number in
the intelligible realm, to Plotinus defense of Platos ontological view of number against Aristotles criticism, to Plotinus understanding of multiplicity,
and nally to the Neopythagorean and Platonic background of number. This
introspective order has allowed me to study the concept in the most Plotinian
fashion, I believe, beginning with the physical appearance of number in the
multiplicity of the treatises and systematically peeling away the conceptual
layers until reaching the Platonic core of Plotinus understanding that the
universe is multiplicity separated from the One according to substantial number. This multiplicity is unied, divided, and circumscribed into existence by
number, and therefore this universe is one by virtue of number.
This chapter arrangement presents the subject more suitably to our analytically trained minds, but, above all, it follows Plotinus explanation of the
universe from the inside out, that is, from its source to its periphery. With
this arrangement, I hope to show that my examination of Plotinus concept
of number is a book that is also one by number.
INTRODUCTION
13
14
PLOTINUS ON NUMBER
INTRODUCTION
15
Chapter 4 focuses on Plotinus analysis of the relationship between number and substance in the intelligible. Based on the distinction between substance (ousia) as ontological actualization of beings and quantity (posots) as
the numerable count of individual units, Plotinus conceptualizes a similar
division for number itself. Contrary to Aristotle and in support of Plato, he
conceives of two kinds of number: substantial number (ousids arithmos) that
is itself by itself, which is the activity (energeia) of substance and a power
(dynamis) of being; 44 and monadic number (monadikos arithmos), which simply enumerates individual things.45 As an activity of substance, substantial
number enacts the limiting role of the Monad, while as a power of substance, substantial number enacts the role of the Indenite Dyad as potentiality that is limited into existence by the Monad. As a property of substance,
number is the productive power and activity of substance. While substantial
number actualizes the existence of that which has separated from the One
in the intelligible, monadic number expresses quantitatively that which has
been already dened by substantial number in the intelligible. In this light,
substantial number is the intelligible paradigm of monadic number. As the
former determines the existence of multiplicity in the intelligible, so does the
latter preserve sensible multiplicity from dissipation in innity. Mathematics
and the numerability of individual things use monadic numbers.
To explain the nature of substantial number, Plotinus denes Absolute
Being as unied number (arithmos hnmenos), Intellect as number moving
in itself (arithmos en heauti kinoumenos), beings as unfolded number (arithmos exelligmenos), and the Complete Living Being as encompassing number
(arithmos periechn).46 Number identies the primary property of substance
in every aspect of the intelligible realm. As such, substantial number acts
as a principle (arch) constituting Intellect. In due order, chapter 5 analyzes
the ontological meaning of the above denitions. Their closer examination
reveals that the four aspects of substantial number correspond to the primary
kinds of rest, movement, otherness, and sameness respectively. Heinemann,
OMeara, and Horn have noted the similarity between the structure of the
intelligible in VI.6 and the Platonic primary kinds (megista gen) in VI.2VI.3
and have interpreted it differently. Heinemann just acknowledges the relationship between the treatises.47 OMeara concludes that the correspondence
44. VI.6.4.10: atw f' auto riymw noyh; VI.6.9.26: to
riymo dnamiw postsa mrise t n; VI.6.9.28: nrgeia
riymw stai.
45. This does not mean that the number of the material copies of
something is limited to its substantial number, but that the overall number of
material things is limited to the number of all intelligible beings.
46. VI.6.9.2931.
47. Heinemann (1921: 181184).
16
PLOTINUS ON NUMBER
INTRODUCTION
17
does the concept, I suggest, outgrow the pages of VI.6 to construct both the
Neoplatonic universe and Porphyrys organization of the treatises.
18
PLOTINUS ON NUMBER
INTRODUCTION
19
20
PLOTINUS ON NUMBER
INTRODUCTION
21
Ch. 1
Chs. 23
Chs. 48
Ch. 9
Chs. 1016
Ch. 17
Ch. 18
22
PLOTINUS ON NUMBER
INTRODUCTION
23
of a translation or to illustrate a point that has already been made in the main
body of text.
A few words are in order about the way in which the Enneads are cited.
In general, there are two conventions of referring to a specic treatise. The
rst identies the number of the Ennead and the number of the treatise in
this Ennead. For example, the treatise On Numbers is cited as VI.6, which
means Ennead VI, treatise six. The other contains the above information but
adds in brackets the number of the treatise according to the chronological
order given by Porphyry in VP 46. Thus, Enn. VI.6 [34] indicates that
this is the sixth treatise in the sixth Ennead and that the treatise is number
thirty-four on Porphyrys chronological list. There is no specic distinction
of when one way is preferred to the other, but the common trend recently
favors the former and I have observed it throughout this book.
Plotinus on Number is intended to serve experienced as well as developing scholars pursuing research in Neoplatonism, ancient philosophy, or the
history of mathematics in general. It is hoped that the book will be of interest to those who study the development of ancient cosmology and the history
of the concepts of One and Many in late antiquity.
1
Platonic Cosmology on Plotinian Terms
Ennead VI.6 and the Timaeus
Plotinus cosmology begins where Platos cosmogony ends. In the Timaeus,
Plato explains how the Demiurge brings together that which is visible and
in disorderly motion into universal order (tou kosmou systasis, Ti. 32c.56).
In VI.6, Plotinus expounds that the universe is a separation from the One
(apostasis tou henos, VI.6.1), which organizes everything into a nite cosmos.
The Timaeus presents, in an ascending order, the composition (systasis) of
the primordial matter by the Demiurge into an image as close as possible
to a perfect intelligible model, whereas VI.6 constructs, in a descending
order, the universe as dianoetically successive separation (apostasis) of Being,
Intellect, the Complete Living Being, and Soul from a suprametaphysical
starting point.1 Both works explicate the construction of the universe, but
from opposite ends.
While it is obvious that the antinomy of the terms composition (systasis) and separation (apostasis) does not stem from a conceptual opposition
between Plato and Plotinus,2 I would argue that Plotinus view of multiplicity
itself demands reversing the order of the cosmological account in VI.6. Since
the One, as the ultimate source of existence, is beyond being, the universe
can exist only as a result of the emanating power of the One.3 Everything
must descend from and depend upon the One.4 Thus, if VI.6 is going to
deal with the construction of the universe, it must employ the top-down
approach.
In an article on the revival of Neoplatonic studies at the end of the last
century, Gerson concludes that Plotinus consistently top-down approach
provides a most provocative alternative to the bottom-up approach, precisely
1. This cosmogonical act is atemporal and aspatial. Our inability to
comprehend it nondiscursively forces us to talk about it dianoetically as
separating, unfolding, descending from the One (IV.3.30, V.1.11, V.8.9) or to
represent it guratively as a center and its circle (V.1.11).
2. In VI.2.2, the intelligible realm is presented as systasis of all primary kinds.
3. VI.2.17.2223: t pkeina to ntow; VI.9.11.42: pkeina osaw.
Cf. I.7.1.19; V.1.8.7; V.3.17.13; V.4.2.38; V.6.6.30; VI.8.16.34. Also Plato, R. 509b9.
4. III.8.10.1: dnamiw tn pntvn.
24
25
26
PLOTINUS ON NUMBER
this account relates the composition of the universe by using general terms,
such as multiplicity and innity, rather than by examining any specic elements. Thematically, II.1 presents Plotinus exegesis of the orthodox Platonic
cosmology, whereas VI.6 focuses exclusively on the post-Platonic view of the
universe as a derivation and other from the One.10
Discussing Plotinus cosmological exegesis in VI.6, both Charles-Saget
and Nikulin neglect to recognize the conceptual communication of the treatise with the Timaeus.11 Most recently, however, in his preface to the translation of VI.6, Brisson calls Plotinus un disciple dle du Platon du Time,12 a
statement that deserves, I think, a serious consideration. The treatise conveys
Plotinus understanding of the structure of the universe, namely, the architecture of the intelligible realm according to number. The strong cosmological
tones of VI.6 demand that we turn our attention to the Timaeus rst.13
We often forget that the cosmogony in the Timaeus begins on a less perfect note. It starts from the primeval material chaos, which brings a thematic
culmination to the catastrophic end of Atlantis, and ends with the creation
of cosmic order, discernible even in the organization of the human body.14
Scholars tend to use the original-and-copy analogy in presenting Platos view
of the physical world as a phenomenological expression of the Forms. While
this method suits his ontology well, it obfuscates the fact that the cosmogony
of the Timaeus is an upward progression from the image to its original, from
sensible matter to the Forms. Platos cosmogony begins with the Demiurges
perception of the disorderly state of everything that is corporeal and visible.15
Through his inherent goodness, the Demiurge brings the precosmic matter
10. II.1 is the fortieth treatise in Porphyrys chronological order (VP 5) and
thus succeeds VI.6, which is number thirty-four. Both treatises belong to the
middle period of Plotinus writing, characterized by Porphyry as the acme of
Plotinus ability (VP 6.33).
11. While Charles-Saget (1980: 917) examines the place of the treatise in
the Neopythagorean tradition, Nikulin (2002) is interested in the post-Plotinian
development of the concept.
12. Brisson (2006: 289).
13. Aside from Phillips, who analyzes (1997: 173197) the Neoplatonists
answers to the question of the eternity of the cosmos in the Timaeus, the
relationship between Plotinus view of the origin of the universe, especially as
presented in VI.6, and the Timaeus has not been yet examined.
14. Respectively Ti. 25c6d6 and 69a681e.
15. Ti. 30a.35: pn son n ratn paralabn ox suxan
gon ll kinomenon plhmmelw ka tktvw. Plutarch interprets the
disorderly precosmic state as animated by the World Soul and as an aspect of the
Indenite Dyad, De Generatione Animae in Timaeo 1014b, as John Dillon pointed
out to me.
27
into order by putting intelligence into soul, and soul in body (Ti. 30b45)
so that he creates an imperfect image of the perfect intelligible paradigms
he contemplates. The bottom-up approach explains the physical reality as a
copy of the Forms by putting it together as if lling the empty half of the
glass with order and identity.
Plato builds the systasis of the universe upon motion, which is at the
basis of the existential polarity between the Forms and their material copies.
To recall the famous denitions of being (to on) and becoming (to gignomenon), the Forms are ontologically perfect constants (that which always is
and has no becoming), while their copies are materially imperfect variables
(that which becomes and never is).16 The Forms are eternal, perfect, atemporal, motionless, and therefore not subject to change, whereas the physical
world is originated, imperfect, temporal, constantly in motion, and therefore
subject to change.17
In the Timaeus, motion characterizes the universe in its precosmic and
postcosmic stages. First, there is the discordant and disorderly motion of the
precosmic elements, which the Demiurge brings into order.18 Second, in creating the model of the Complete Living Thing (to zon noton), the Demiurge
makes motion inherent in the nature of the World Soul. In the composition of the World Soul, he uses the Same, which is indivisible and always
changeless, the Different, which is divisible and comes to be in the material
world, and the Mixture of the Same and the Different (Ti. 35a). The rst
two parts are completely opposite to each other, while the third, containing elements of both, acts as their intermediary. Because, in this sense, the
nature of the World Soul is heterogeneous, the difference in the nature of its
elements creates motion and therefore change. For this reason, the Demiurge
regulates and orders the motion of the World Soul in strict numerical proportions as he shapes it in the perfect form of a sphere (Ti. 36a37d). Third, the
Demiurges nal touch in the creation of the ordered universe is the creation
of time as a quantiable physical image of eternity (Ti. 37d). He channels the
disorderly motion of primordial mass into the orderly existence of a nite universe by giving it a distinct conguration by means of shapes and numbers
16. Ti. 27d628a1. Cf. Parmenides, fr. 8.36 and 2538 and fr. 8.3941,
respectively.
17. Plato contradicts himself in Sph. 248e249b by arguing that the Forms
do not lack intelligence, change, movement, and life. Scholars have a hard time
resolving Platos inconsistency. Cornford (1935: 244247) suggests that Plato has
both intelligible and physical reality in mind. But I do not think we have seen
the end of the debate. Motion is one of the principal characteristics of Intellect,
see the discussion of substantial number and Intellect in chapter 5.
18. Respectively, Ti. 30a45, kinomenon plhmmelw ka tktvw and
Ti. 30a5, ew tjin at gagen k tw tajaw.
28
PLOTINUS ON NUMBER
(Ti. 53b45).19 As a result, the Demiurges induction of proportions and numbers converts Platos cosmogony into cosmology.20
While for Plato, in the Timaeus, the universe is a composition (systasis)
of the primordial mass in an order, for Plotinus, in VI.6, the universe is a
separation (apostasis) of everything from the One into order. The universe is
a one-in-many unity of different degrees of ontological stability that derive
by emanation in a successive order from the One, beyond Being, to Intellect,
comprising all intelligible beings, to Soul, the lower part of which brings
life to physical reality. At rst glance, the opening chapter of the treatise
has a strong cosmogonical sense, underlining the stark difference between
the beginning of the Timaeus account and Plotinus conception of the origin
of the universe. Paradoxically, it seems that Plato and Plotinus attribute the
structure of the universe to opposite processes. There is no primordial disorder in Plotinus construction of the universe. Instead, there is only an ontological orderly procession of everything that exists from the One.21 While
Platos account is about putting the universe together as an image of the
perfect intelligible paradigms, Plotinus account is about unfolding the universe from the absolute Good and the One.22 It seems that Plotinus begins
his account of the composition of the universe from the point at which Plato
leaves it off.
29
intelligible realm. The nondiscursiveness of the One itself obscures both the
primal separation from the One and Plotinus account of it.
The aporia of explaining precisely how the interaction between a higher
and a lower metaphysical principle occurs does not originate with Plotinus but
can be traced back to the Timaeus itself. In his discussion of the nature of the
Receptacle in Ti. 50bc, Plato explains that, in it, the Forms mold their ontological patterns onto the primary elements in an unexplainable and wondrous
fashion. 23 The nondiscursiveness of the cosmogonical act that originates physical reality stems from the intelligible nature of the Forms and the dianoetic
difculties surrounding the Receptacle itself. The Receptacle is not in a particular point in time and space, but its nature is to be available for anything
to make its impression upon, and it is modied, shaped, and reshaped by the
things that enter in it. 24 Plato views the systasis of the disorderly matter of the
Receptacle to be beyond the human ability to conceive or to describe.
Ancient and modern scholars alike have cast many nets to comprehend the nature of Platos Receptacle. Aristotle associates matter with the
Indenite Dyad and the Receptacle, the disorderly state of which is the
source of evil. This view, however, raises the problem, unthinkable for Plato
and Plotinus, that the Forms, which come from the Indenite Dyad, possess evil.25 Plotinus attempts to solve the problem by distinguishing two
types of matter: sensible and intelligible.26 I think Cornfords point that the
Receptacle is not that out of which (ex hou) things are made; it is that
in which (en hi) qualities appear best describes the difference between
the two types of matter.27 Plotinus concept of intelligible matter has caused
embarrassment among Neoplatonic scholars. The terms intelligible and
matter crown the opposite ends of the ontological hierarchy and seem to
be mutually exclusive. Rist solves the problem by suggesting that the contemplation of the One by Now [sic] in the form of Intelligible Matter is the
cause of the very existence of the Second Hypostasis. 28
Similarly to the mysterious way in which the Forms imprint their
characteristics onto the Receptacle in the Timaeus, Plotinus views the origin of the universe as a thaumastic act.29 While Plato makes the Receptacle
23. Ti. 50c6: trpon tin dsfraston ka yaumastn. Also Simpl.
In Phys., p. 320.
24. Ti. 50c23, Zeyls translation. The evasive nature of the Receptacle is
perhaps best understood in Derridas (1993: 87127) deconstructive reading of
kho-ra. On Derridas interpretation of the Receptacle, see Gersh (2006: 1516).
25. Metaph. 988a714; Ph. 192a15, 203a916, 209b33210a2.
26. II.4.3.
27. Cornford (1935: 181).
28. Rist (1962a: 102).
29. Contrary to Gerson (1994: 46), who remarks that the second rx
[sic] does not arise magically or mysteriously from the rst. It is coeternal with
30
PLOTINUS ON NUMBER
a medium between the Forms and the physical reality in his bottom-up
approach, Plotinus dematerializes the cosmogonical process and conceptualizes it as a separation and otherness from the One in his top-down approach.
In the treatise on contemplation, III.8, he inspiredly pronounces that the
very rst separation from the One is a wonder (thauma) beyond discursive
thought:
Oh, yes, it is a wonder (thauma) how the multiplicity of life came
from what is not multiplicity, and the multiplicity would not have
existed, if what was not multiplicity had not existed before the multiplicity. For the origin is not divided up into the All, for if it were
divided up it would destroy the All too; and the All could not any
more come into being if the origin did not remain by itself, different
from it. (III.8.10.1419) 30
The passage describes one of Plotinus postulates about the rst hypostasis,
that is, the One is simple. Although our analytically trained minds cannot be
satised by the spiritual and maybe even religious connotations of Plotinus
use of thauma, a close examination reveals that the passage lists the reasons
for the ontogenetic wonder of the universe not by establishing what the One
is but by negating what multiplicity is.31 In doing so, he chooses the top-down
approach and looks at the glass as half full, that is, negating that which is,
instead of establishing that which is not. Since the One cannot be reasoned
(VI.8.14.30), does not have predication (V.5.6.24, VI.8.8.6), and is truly ineffable
(V.3.13.1),32 we haphazardly understand why Plotinus perceives the separation
as a thauma. But if we contextualize Plotinus description of the origin of multiplicity in Platos presentation of the cosmogonical act in the Receptacle in an
unexplainable and wondrous fashion (tropon tina dysphraston kai thaumaston,
Ti. 50c6), we can truly understand that Plotinus transposes the cosmogonical
mystery from the Receptacle at the brink between the intelligible and physical
the rst but subordinate. It is only as a heuristic device that multiplicity can be
said to arise from the One. From the modern epistemological point of view,
Gerson is right. The textual evidence, however, shows that Plotinus still views
the origin of multiplicity as thauma, despite his logical explanation of it.
30. Cf. VI.9.5.30: yama to n, m n stin.
31. Mortley (1975: 365366 and 1982: 429439) examines the relation of
Plotinus via negativa with the mystery cults and early Christian theology. He
also (1975: 367) argues lucidly that for Plotinus language is a way of coping with
multiplicity of intellection. I return later to this point, pp. 105106.
32. Mortley (1975: 376) connects rrhtow with t rrhta referring to
the unspeakable content of the mysteries.
31
reality in the Timaeus to the origin of the entire universe. Both Platos systasis
and Plotinus apostasis contain thauma.
32
PLOTINUS ON NUMBER
33
of the Third (en proschrsei tou tritou). 44 Dodds accepts Proclus interpretation of help (proschrsis) to solve the above paradoxes by associating the
three gods with three different mental processes.45 Since the Second God
has the ability to think and be self-reexive, the First God borrows or inherits the ability to think from the Second God.46 Since the Third God possesses dianoia, the Second God, when relating to the Third God, abandons
his nosis and takes on dianoia. Thus there is an implicit interdependence
among the three gods.
Dodds does not extend his interpretation to solve the paradox of stasis and kinsis symphytos in the First God. But I see no reason why not. If
motion (kinsis) is the characteristic of the Second God and if the First God,
as the highest grade of reality (autoon),47 is in stasis, then the First God must
borrow the motion of the Second God and make it innate motion (kinsis
symphytos). While being proper negates the idea of motion and the First
God is in stasis proper,48 the First God must possess innate motion in order
to account for the motion of the Second God. Although this argument may
seem circular, the circularity is not generated by our analysis but stems from
the interdependent elements of Numenius system itself.
In VI.6, Plotinus solves, I would argue, the difculty of Numenius
stasis-kinsis paradox by expressing only implicitly the idea of motion in the
term apostasis, literally meaning away from the stasis. That Plotinus is
aware of Numenius denition is clear in III.9.79, which explicitly discusses
the characteristics of Numenius First and Second Gods.49 While explaining
the relationship between Intellect and the Forms, based on the same passage from Ti. 39e used by Proclus,50 Plotinus postulates that the One is
the power of motion and rest, so that is beyond them; but the Second is at
rest and also in motion around the First.51 Plotinus completely removes the
One from the ontological equation (perhaps a distant relative of Numenius
34
PLOTINUS ON NUMBER
autoon) and makes it the absolute source of stasis and kinsis, while Intellect
becomes the embodiment of kinsis symphytos.52
Numenius claim that the innate motion propels or creates not the
kosmos itself but rather the order of the cosmos (taxis tou kosmou) is important. It implies that, according to him, the origin of the universe is not a
cosmogonical act as it is for Plato in the Timaeus, but a cosmological act
that arranges the cosmos of the universe. Plotinus, it seems, shares the same
view in VI.6 and develops Numenius idea in two ways. First, by focusing
on the state of existence of multiplicity in VI.6.1, he reinforces Numenius
understanding that the coming-to-be of the universe is a cosmological rather
than cosmogonical act.53 Second, he coins the term apostasis to signify the
former.54 Thus, it is through Numenius that, as we said in the beginning of
the chapter, Plotinus cosmology begins where Platos cosmogony ends.
Numenius concept of stasis of the One is the foundation of Plotinus
understanding of apostasis. Explaining the transcendent nature of the One in
VI.5.3, Plotinus asserts axiomatically that the One does not separate from itself
(existatai);55 it does not come into being; it is not in any physical place, but
is always with itself; it does not stand away from itself (m diestanai), so that
nothing comes from it (mde proienai ti ap autou); and it does not separate
from anything (mdenos apostatein). The language of this description emphasizes that the One does not participate in the separation of multiplicity from
itself. Because the One is beyond being and nondianoetic, it can be conceived
only as an opposite to that which originates from it. As a result, the One is
described by negating the ontogenetic separation of multiplicity from the One.
If we remove the prexes denoting separation from the verbs listed above
(ex-istatai, die-stanai, pro-ienai, apo-statein),56 we are left purely with the
52. V.1.4 and VI.9.3.4245: The One is not in movement or at rest, not in
place, not in time, but itself by itself of single form, or rather formless, being
before all form, before movement and before rest; for these pertain to being and
are what make it many. This description systematically denies that the One
participates in Aristotles categories, see pp. 9599.
53. Plotinus repeatedly emphasizes that the extending of the universe from
the One does not occur in time but presents only dianoetically the structure of
the universe.
54. The term does not occur in any metaphysical context before Plotinus
but is prevalent in the post-Plotinian Neoplatonists: Simplicius, In Cael., vol. 7,
p. 255.9, In Ph., vol. 9, p. 798.14, In de An. vol. 11, p. 6.7; Iamblichus, Comm.
Math. 33.29; Syrianus, In Metaph. 137.11.
55. Ti. 50b78: k gr tw autw t parpan ok jstatai
dunmevw.
56. See the discussion of substantial number and the One in chapter 5.
35
36
PLOTINUS ON NUMBER
simultaneously at the very moment when Intellect understands that the One
is many. In the coming-to-be of Intellect, the One reveals itself as multiplicity
because Intellect sees itself as multiplicity.
The emanation of Intellect as multiplicity from the One in Plotinus represents both the stasis and the kinsis symphytos in Numenius First God.
He further straties Numenius concept by separating the stasis of the First
God from the kinsis symphytos in which the One is absolute and beyond
being, while the Indenite Dyad, as will be discussed later, conceptualizes
the principles of innate motion, duality, and creation of the Second God.60
Although, in Plotinus, the One does not participate in the act of manyness
and remains in absolute stasis, it reveals itself through the innate motion in
the Indenite Dyad.61 Contemplating the One, Intellect sees the multiplicity
of the Indenite Dyad as a reection of the One. Only then can Intellect,
lled with the multiplicity that emanates from the One (plrtheis), stand
still (stas) and contemplate the One.62
The opening chapter of VI.6 offers an informative example of what
Gerson calls the uncompromising radical character of Plotinus thought.63
Since Plotinus gives an account of the structure of the universe through multiplicity, he must vest the cosmogony in the Timaeus in garments suited to the
post-Platonic taste of his time. His top-down approach sketches the ontological ladder of the universe in which the One and Innity are respectively at the
top and the bottom of its hierarchy, while multiplicity is their intermediary.64
In cosmological terms, the apo-stasis from the One con-stitutes the existence
of the universe, pun intended.
My main point is not that there is an intertextual echo of systasis/stasis/
apostasis respectively in Plato/Numenius/Plotinus, but that the different
points from which Plato, Numenius, and Plotinus develop their cosmogonical accounts (bottom, middle, and top) build the same structure of the universe, which, in its turn, demands the above intertextual echo. This echo
highlights both the conceptual differences and the conceptual similarities
among the three cosmologies.
37
38
PLOTINUS ON NUMBER
remarks that the extent of the separation from being is as great as that of
the departure from unity. 69 Contextually, apostasis here means measurement
of a degree of beingness and unity. As already determined in V.3.11,70 the rst
separation from the One is a contemplative act in which Intellect sees the
One in its multiplicity (plthynomenon). This multiplicity is unied because
it is an image of the absolute One. The absolute One cannot participate itself
in this multiplicity because it is beyond being and does not become multiplicity but reveals itself to Intellect as multiplicity, unied by one. VI.2.5
claries the explanation of the rst separation in V.3.11 by highlighting the
differences between the absolute One and the one containing multiplicity.
The former is beyond being; the latter is unied being.71 The former is absolute unity; the latter is the unied multiplicity, emanated by the former. The
latter represents the originative principle of the Indenite Dyad, which is
best reected in the double nature of Intellect, able to think itself and to
think all the beings in itself.72
But nowhere in the Enneads does Plotinus specically call the Indenite
Dyad or even Intellect apostasis.73 In the passages describing Intellects contemplation of the One in which Intellect becomes aware of its existence, the
idea of separation is represented by the differences between the Absolute
One and Intellect.74 I should note that he prefers to characterize Intellect
by its closeness to rather than remoteness from the One. The reason, I suggest, for his interest in emphasizing the distance from the One at the end
rather than at the top of the ontological spectrum lies in Plotinus view that
Intellect is closer to the One and thus it is obvious that is related to the One,
whereas it is more difcult to grasp the relation of the innumerable physical
reality to the One. Although Soul is most ontologically distant from the One,
it is still related to it:
But since Soul depends on Intellect and Intellect on the Good,
so all things depend on him through intermediaries, some close
69. VI.2.5.67: s gr prw n pstasiw, ts ka prw
n. Later echoed by Proclus in s gr plevn pstasiw, tosot
t xein mudrteron, In Ti. 1.306.9 and by Syrianus in poll plon a
cuxika tn noern, s plevn pstasiw, In Metaph. 137.11.
70. See pp. 3536.
71. On Plotinus unied being as arithmos hnmenos (VI.6.9), see the
discussion of substantial number and Absolute Being in chapter 5.
72. Against Rists assertion (1962a: 100) that Plotinus does not speak of the
Indenite Dyad as multiplicity (plthos).
73. It is not until the Theol. Ar. 10.26, where the Indenite Dyad is called
the rst separation (prt apostasis).
74. V.3.11.
39
40
PLOTINUS ON NUMBER
outpouring it becomes multiplicity (VI.6.1.46). If we compare the fragmented nature of multiplicity to the absolute unity of the One, multiplicity is everything other than the One. In fact, multiplicity is the universe.
But, breaking the Pythagorean tradition that views multiplicity as complete
evil,81 Plotinus ameliorates multiplicitys lack of absolute ontological unity
by explaining that the universe does not expand searching for anything else
but itself (VI.6.1.1014).82 As a result, this desire turns multiplicity inward,83
connects it, albeit faintly,84 with the One, and thus preserves it from complete separation from the One (pantels apostasis, VI.6.1.2), meaning innity
and nonexistence. This inward desire induces order and correspondence in
multiplicity because what needed ordered beauty was many 85 and creates
kosmos. From the intelligible beings to their material images, order arranges
multiplicity into a one-in-many universe.
The discussion of the ontological distance of apostasis draws together
the concepts of the One and multiplicity as a Plotinian pair of opposites (hen
plthos). I characterize this pair of opposites as Plotinian not to distinguish
it from the Pythagorean and Platonic pair of One and Many but to highlight
Plotinus understanding of Multiplicity as a collective plthos in VI.6, and not
as the individualized plurality conveyed by the standard ta polla. Plotinus
introduces the concept of multiplicity as a measurement of ontological distance from the One, creating the orderly structure of the universe.
Let us recapitulate our ndings. Plotinus denes the beginning of the
universe as a separation (apostasis) from the One that results in the ontologically hierarchical existence of everything. The rst hypostasis is both absolute stability and absolute motion and therefore the absolute starting point
of the separation that results in the existence of the universe. Possessing
ontological stability inherent in being, Intellect is a separation that is closest
to the One because rst Intellect perceives itself as the multiplicity of the
Indenite Dyad and only then realizes that this multiplicity comes from the
One. Finally, Soul, as the ontologically weakest form of existence, oscillating
between the intelligible and the material world, represents the farthest separation from the One.86
81. This is the main point of Losevs commentary on VI.6.1 (1928: 1214).
82. For the outward and inward stages of separation, see Charles-Saget
(1980: 32).
83. VI.6.1.16: t d prw at t ndon n.
84. VI.6.18.24: mudrw.
85. VI.6.1.2728: pol t demenon ksmou.
86. V.1.1.78 and VI.7.42.23: pleist and eschat apostasis, respectively.
In V.8.7.2223, Plotinus view that matter is a sort of ultimate form (eidos ti
eschaton) corresponds to the ultimate stage of the separation of Soul (eschat
apostasis). Soul, enmattered in physical reality, is the farthest separation from
41
the One (pleist apostasis in V.1 and eschat apostasis in VI.7), matter is the most
distant and ontologically pejorative. On the same note, Proclus calls the distance
between the human and divine matters pantels apostasis (In Ti., vol. 3, p. 165.7).
2
Multiplicity as Number
Surfacing from the Neopythagorean Underground
This chapter aims at excavating the Neopythagorean layer in Plotinus
concepts of multiplicity and number. Among the Enneads, VI.6 is the best
candidate for this work as it follows the long Neopythagorean tradition of
philosophizing about numbers.1 The heading above reects the strong and
yet subtle Neopythagorean movement in the rst and second centuries, wittily called the Neopythagorean underground, 2 and the tangible presence of
Neopythagorean elements in Plotinus concept of multiplicity.
In VP 14, Porphyry reports the names of Severus, Cronius, Numenius,
Gaius, and Atticus among the philosophers whose works Plotinus used in
his lectures. Among them, Numenius is distinguished in that Plotinus was
accused of appropriating his ideas and later absolved from the charges in a
letter written by Longinus (VP 1721). The letter also attests, as reported
by Porphyry, that Plotinus deliberately propounded Pythagorean views,
and the works of Numenius and Cronius and Moderatus and Thrasyllus
come nowhere near the accuracy of Plotinuss treatises on the same subjects
(VP 21.59). Even if we ignore the encomiastic tone of Porphyrys biography, it is clear that Plotinus was highly esteemed in Neopythagorean circles,
and his use of Neopythagorean material should surface, in its turn, from the
scholarly underground for serious consideration.
In VP 3, Porphyry also documents that Plotinus was a student of
Ammonius Saccas, a mysterious gure who swore his students to secrecy
about his doctrines. Most likely his secrecy is not the sole reason for our lack
of written evidence from him. But since both Numenius and Ammonius are
thought to have introduced Plotinus to Neopythagoreanism,3 the paucity of
Numenius extant fragments and the lack of Ammonius writings present a
serious obstacle for directly studying the Neopythagorean roots of Plotinus
understanding of multiplicity and number. We can, however, perform a
kind of conceptual archaeology to search and uncover the Neopythagorean
remains scattered throughout the Enneads. Although scholars have generally
1. Charles-Saget (1980: 917) surveys this tradition.
2. Dillon (1996: 381).
3. Dodds (1957); Schroeder (1987); Narbonne (1994).
42
MULTIPLICITY AS NUMBER
43
acknowledged the Neopythagorean inuence on Plotinus, there is little concrete discussion of any particulars, aside from the Neopythagorean elements
in Plotinus concept of the One, as discussed later.4
The opening statement of VI.6 introduces the question of multiplicity
precisely in its Neopythagorean context. In the previous chapter, we examined the inuence of Numenius concept of the First God as stability (stasis) and innate motion on Plotinus idea that the universe is a separation
(apostasis) from the One. In its turn, Numenius idea of stasis contains elements that characterize the denition of number found in the fragments of
his not-so-distant contemporary Moderatus.5 According to him, number is a
system of monads (systma monadn), which is a progression of multiplicity
(propodismos plthous) beginning from the monad and a regression (anapodismos plthous) stopping at the monad.6 This reasoning makes the rst monad
both the beginning of the ascending sequence of numbers and the end of the
descending sequence of numbers. The monad is the actual limit of quantity
because there is no number smaller than it. When multiplicity is decreased
by subtraction of all numbers, the naked monad (stertheisa), Moderatus concludes, receives onlyness (mon) and stability (stasis). Since the monad is
both the starting point and the nishing end for numbers, the monad lacks
motion and thus represents stability. If all numbers start with and return to
the monad, the monad must be unmoved, xed, and stable. This stability
makes the monad the limit of quantity.7
Reworking Platonic ideas and Neopythagorean mathematics,8 Moderatus
further distinguishes between the monad and the number one. The monad is
44
PLOTINUS ON NUMBER
the rst principle of numbers (tn arithmn arch), whereas the arithmetical
number one is the principle of enumerated things (tn arithmtn arch).9 In
this distinction, the monad as the rst principle of numbers acquires, albeit
faintly, some ontological signicance since it generates the numbers themselves as systems of monads. This generating principle is different from the
numerical expression of individual things. If we view the monad as a principle of numbers (tn arithmn arch), for example, the number ve represents
ve monads that are brought together to form one unity, like our ve-digit
hand. When we think of a normal hand, we do not think of the ve ngers
individually but of the ve ngers that all together make one hand. But, from
the point of the one as the principle of enumerated things (tn arithmtn
arch), the number ve enumerates ve individual things, like ve chocolate
bonbons.10 The difference between the intelligible principle of number and
the mathematical principle of number in Moderatus anticipates Plotinus distinction between intelligible and arithmetical number.
This distinction brings us to the question of the rst One in Moderatus.
It is not clear from the extant fragments exactly how Moderatus explains
the difference between the monad as the rst principle of number and the
One as the rst underlying principle of existence. A controversial passage in
Simplicius (In Phys. A 7, 230.34), which I interpret, with Dodds, Jackson,
and Rist, as representing Moderatus views,11 lists three separate Ones as
underlying principles of existence: the rst One, which is above Being and
all essence; the second One, which is truly existent and an object of intellection; and the third One, which is the soul-realm which participates
in the previous two. 12 Unfortunately, it is unclear who the author of the
doctrine is. The text states that, according to Moderatus report, rst the
Pythagoreans, followed by Plato, form an opinion about matter (hyl).13 In
9. Stobaeus, Anth., vol. 1, p. 21. It is not absolutely clear from the text
that Moderatus shares this opinion, but it is quite reasonable to assume so.
Otherwise, the text would have somehow indicated a divergence.
10. It is unlikely that this distinction leads Moderatus to the conclusion
that number is quantity in the intelligible realm (to en notois poson), as
reported by Theon (Expos. rer. math., p. 19, 15) and as later rejected by Plotinus
(VI.6.4). The phrase is in a sentence that connects almost verbatim Moderatus
two fragments quoted in Stobaeus. Contrary to Dodds (1928: 138, n. 2), who
attributes the phrase to Moderatus, I think it is safer to suspect, for the lack of
textual evidence, Theons addition.
11. Dodds (1928); Jackson (1967); and Rist (1962b).
12. Respectively, pr t enai ka psan osan, per st t
ntvw n ka nohtn, and per st t cuxikn, metxein to nw ka
tn edn. Dillons translation (1996: 347).
13. Tathn d per tw lhw tn pnoian okasin sxhknai
prtoi mn tn Ellnvn o Puyagreioi, met d' kenouw
MULTIPLICITY AS NUMBER
45
his discussion of the passage, although admitting that the text most likely
expresses Moderatus views, Dillon takes the subject of the sentence (houtos)
to refer to Plato and not Moderatus, thus reading that Plato, following the
Pythagoreans, declares that the rst One is above Being and essence.14 It
seems to me that the text contains an elliptical connection between Plato
and Moderatus. Relating Moderatus account, Simplicius makes a syllogistic
jump from the names of the Pythagoreans and Plato to Moderatus views.
In his mind, all three of them represent the same doctrines, and he lists
them accordingly. The idea of the three Ones is certainly Middle Platonic
and most likely Neopythagorean, and the author, even if not Moderatus, is
Neopythagorean.15 But even if Moderatus did not come up with the system
of the three Ones, which is unlikely as I will discuss presently, this text
proves that he at least knew of this view, and we should expect him to incorporate it in his own ideas.
The Neopythagorean origin of the concept of the One has been at the
center of a long and heated scholarly debate. Dodds, followed by Jackson,
discovers an earlier Neopythagorean doctrine within Moderatus three
Ones in the Parmenides, while Rist purports that the doctrine is original to
Moderatus.16 I think Moderatus denition of number can bring us closer to
answering this question:
1. He postulates that both number and the numbered things have
founding principles, respectively as the rst principle of numbers (tn
arithmn arch) and as a principle of enumerated things (tn arithmtn
arch).
2. He distinguishes between numbers representing unities and numbers
enumerating individual things, such as the difference between the
monad and the number one.
If we consider Moderatus characteristics of number in the context of our
earliest evidence of the Neopythagorean cosmological views, reported in
Alexander Polyhistor, we discover that Moderatus view of the monad as the
rst principle of numbers is concurrent with the Neopythagorean view that
the monad is the originative principle of everything.17 The same fragment
(fr. 140) also documents that the Indenite Dyad derives from the monad
46
PLOTINUS ON NUMBER
MULTIPLICITY AS NUMBER
47
48
PLOTINUS ON NUMBER
Inward Direction
(pros hauto neneukos, VI.6.1.1114)
Becomes multiplicity
(plthos ginesthai)
Becomes magnitude
(megethos ginetai)
itself and, by seeking its original source, partially compensates the ontological
loss accrued during its outward expansion.29 If the outward motion is based
on the inability of multiplicity to tend to itself, then the inward motion is
based on the ability of multiplicity to seek itself.30 The characteristics of the
inward direction bring multiplicity closer to the One and thus are antithetical
to the nature of the outward direction, as demonstrated in table 2.1.
Like Moderatus progression of number, multiplicity ows from the
One through the ontogenic interaction between the Monad and the Indenite
Dyad, and ends with everything that exists. As a result of this action, multiplicity comes to be and abides in its expanded state. The inward direction, like Moderatus regression of number, turns itself toward its starting
point and loses its quantity and size. The inward turning of multiplicity
provides an ontological damage control of the outward direction. Although
plthos is unable to tend to itself originally and, pouring out of itself, scatters
to become multiplicity, it retains its desire to tend to itself and thus seeks
itself inward.31 If we consider the inward motion of multiplicity within the
context of Intellects perception of the One as many (plthynomenon), the
29. VI.6.1.1213: mllon d stin kaston . . . tan auto .
30. Respectively, VI.6.1.4: dunaton ew at neein and VI.6.1.11:
at zhte.
31. VI.6.1.16: t d prw at t ndon n. Cf. VI.9.12.
MULTIPLICITY AS NUMBER
49
50
PLOTINUS ON NUMBER
where the [universal] living being comes from, and this is the same
as where life comes from, and the universal life and universal Soul
and universal Intellect, when there is no poverty or lack of resource
there, but all things are lled full of life, and, we may say, boiling
with life. They all ow, in a way, from a single spring (h hoion rho
ek mias pgs), not like one particular breath or one warmth, but as
if there was one quality which held and kept intact all the qualities
in itself. . . . (VI.7.12.1926) 36
In light of Nicomachus denition of number as a ow (chyma), the passage does not simply offer a literary metaphor of the efuence of the One
but presents a literal explanation of the ontological productive power of the
One.37 The transcendent nature of the One itself elicits the metaphor of owing. Since, for Plotinus, multiplicity is number, the owing of the One
must also be number. Since the Ones productive power is omnipresent and
multiplicity is the numbered expression of the One, the universe, while being
regulated by number, ows out of the One.38 Such ow, in turn, denes existence and the spring (rho) in the text is not a metaphor, but a conceptual
synonym for number. I will return to the relationship between the One and
number, but here I should note that the dependence of the universe on both
the One and number juxtaposes the two concepts and raises the question of
whether the One itself is number.39
The efuence of the One according to number best illustrates the unity
of Plotinus universe. Dependent on the One, the universe as multiplicity
extends outward and contracts inward, akin to the behavior of number in the
denitions of Moderatus and Nicomachus.40 Plotinus summarizes:
Now [multiplicity there is not Evil] because the multiplicity is unied (hntai to plthos) and not allowed to be altogether multiplicity,
36. The treatise immediately succeeds VI.6 in Porphyrys arrangement.
Armstrong (1988: vol. 7, 126127) points out the connection of this passage with
Aristotles De Anima 405b2629, which distinguishes the etymologies of the
Presocratic ideas of to live (zn) and to boil (zen).
37. On metaphor as Platonic ontological concept, see Gerson (1997:
298299).
38. Other vivid ow metaphors in Plotinus include the procession of the
unlimited (II.4.11.31), the fountain-like multiplicity (IV.7.4.32), the suns energy
(IV.5.7.5), and Souls presence (VI.7.11.59).
39. See the discussion of substantial number and the One in chapter 5.
40. Charles-Saget (1980: 37) recognizes the remedial force of Plotinus
argument here: Au pralable (3, 2, 9), une correction simpose: la multiplicit
nest un mal comme le premier chapitre voulait le suggrer.
MULTIPLICITY AS NUMBER
51
52
PLOTINUS ON NUMBER
and not upon the segmented multiplicity relating to Moderatus one as the
principle of enumerated things (tn arithmthn arch).
Now is the time to address the question of why I think Moderatus and
not Nicomachus is the primary source of inuence on Plotinus formulation
of the concepts of multiplicity and number, even though Moderatus thought
is documented only in scraps of fragments, and Nicomachus work is better represented in its extant form. It is interesting that Porphyry mentions
Moderatus twice among the philosophers whom Plotinus used extensively
in his lectures,48 while he explicitly omits Nicomachus. That Porphyry is
familiar with Nicomachus work is obvious from the references to his teachings in the Life of Pythagoras.49 Why does he leave out Nicomachus in the
Life of Plotinus? I do not think the question can be answered with the current evidence. Nicomachus famous denition of number as a ow of number
composed of monads50 is undoubtedly at the foundation of Plotinus favorite
imagery of the efuence of the One.51 But Nicomachus does not address, at
least in his extant works, two very important elements that are present in
Moderatus and Plotinus: rst, the understanding of number as a motion from
and to the monad; and second, the conceptual difference between the monad
(monas) and the One (hen) and between numbers (arithmoi) and numerable
things (arithmta). Nicomachus, although distinguishing between paradigmatic numbers that preexist in the divine realm and arithmetical numbers,52
does not offer an extensive cosmological account explaining the difference
between intelligible and scientic number.53 The latter is the sole object
of his Introduction to Arithmetic, while the former is briey referenced in
chapter I.6 and expanded in his section in the Theology of Arithmetic.54 Above
all, Nicomachus does not even talk about the above as two separate kinds of
number, nor does he elaborate on their relationship. On the other hand, as
demonstrated in the previous section, we nd the answers to all these questions in what little text is attributed to Moderatus. Thus I rest my case.
The denition of multiplicity as apostasis in VI.6 infuses the motion,
inherent in the cosmogony in the Timaeus, with Neopythagorean content.
48. VP 20.75 and 21.7.
49. VPyth. 20.3 and 59.1.
50. Ar. I.7.1: posthtow xma k mondvn sugkemenon.
51. II.4.11.31, IV.7.4.32, IV.5.7.5, VI.7.11.59.
52. Ar. I.6.1.
53. Nicomachus terminology is not completely dened. He calls scientic
number epistmonikos (Ar. I.6.4.2) but talks about intelligible number in a
roundabout way without referring to it with a specic term. I think the closest
term to his meaning would be intelligible (notos) number, which DOoge (1926:
9899) translates divine.
54. DOoge (1926: 99).
MULTIPLICITY AS NUMBER
53
3
The Number of Innity
In the study of Plotinus concept of number, Aristotle should come when
Plotinus himself introduces him. Otherwise, the long history of the debate
between Aristotle and Platos successors on the concept of number may overshadow Plotinus position on the issue.1 If we want to investigate the latter,
we need to see the debate through Plotinus eyes.
The difculty with Platos concept of number begins with his unwritten doctrines, in which he talked about the Good, Limit, and Unlimited
as primary principles and allegedly equated numbers with the Forms.2 The
latter conceptually denes the ontological role of numbers by implying that
numbers have a metaphysical property, different from their enumerating or
arithmetical property. Aristotle, following his scientic method of examination, attempts to understand Platos ontological view of numbers by investigating their arithmetical nature because it is more objective. First Aristotle
probes Platos understanding of innite number in Prm. 142b145a, which
contains the Second Hypothesis that the one partaking in being is both limited and unlimited. While this passage has attracted much scrutiny, Plotinus
treatment of it in VI.6.23 has received minimal scholarly attention for three
main reasons. The topic of the number of innity is seemingly outside of
the principal relationship among the three hypostases; it is in a treatise
that, too, is outside of the main Neoplatonic interest; and not least, within
VI.6, the topic itself has an outside position, hidden between the discussions
of multiplicity in VI.6.1 and the primary subject of the treatisethe role of
number in the intelligible, in VI.6.414. In addition, Plotinus treatment of
the number of innity, as he calls it, is usually considered extraneous to the
denition of number proper. Charles-Saget identies the main purpose of
VI.6.23 to be the discussion of number and innity from both a quantitative and an ontological perspective, with emphasis on the latter.3 A detailed
examination, however, suggests that the primary focus of the chapters is
the origin of number from the Indenite Dyad. Since the rst chapter of
VI.6 deals with the general explanation of the origin and characteristics of
1. See pp. 38.
2. Refer to Ross (1951: 142153) and Krmer (1990: 6971, 93113).
3. Charles-Saget (1980: 3435).
54
55
multiplicity as number, the next two chapters must address specically the
origin of number at the metaphysical level, that is, the generation of number
from the Indenite Dyad.
It seems that Plotinus wishes to do more than simply set out Platos
views. His concept of the three hypostases needs clarication, rst from a
cosmogonical and then from an ontological viewpoint, about how exactly
number is generated and precisely what it does in the intelligible. While
Rist has made much sense of the role of the Indenite Dyad in the intelligible and Nikulin has dealt with the ontological aspect of the concept of number, Plotinus contribution to Aristotles debate on Platonic number remains
unexamined.4 In this chapter, I argue that Plotinus introduces the subject of
the number of innity after the discussion of multiplicity in VI.6 not only to
illustrate Aristotles misconception of Platonic numbers but also to explain
the relationship between multiplicity as number and the Indenite Dyad as
the principle from which numbers originate. The notion that multiplicity is
number, established in VI.6.1, propels Plotinus to expand on his understanding of the Ideal Numbers before his explanation of the role of number in the
intelligible realm in the central chapters of the treatise (VI.6.414).
The question about the number of innity is raised in the beginning of
the second chapter of VI.6.5 At rst glance, the question seems sudden and
without an apparent relation to the discussion of the separation of multiplicity from the One in chapter 1. At second glance, however, if we consider
the nding of chapter 2 that multiplicity is number, the context of the question emerges. Because Plotinus understands multiplicity as a collective term
denoting the cosmological role of number in the universe, it is logical for him
next to ask if multiplicity, that is, number proper, is nite or innite. Initially
he formulates the question as what, then, about what is called the number
of the innite (VI.6.2.1), which he immediately rephrases into how it is
a number, if it is innite (VI.6.2.2). The latter echoes directly Aristotles
famous conclusion at the end of Metaph. 1083b that number must be either
innite or nite.6 This strong conceptual resonance suggests that Plotinus
intends his discussion to regard not Platos but Aristotles position.
Plotinus discussion of the problem of the number of innity marks his
entry into the greater debate Aristotle wages against the Platonic doctrine
4. Rist (1962a, 1962b); Nikulin (1998a, 2002). Ross (1951: 185) does not put
Plotinus, Iamblichus, or Proclus on his list of later philosophers who have dealt
with the Indenite Dyad. Maybe his goal is to trace the concept in Aristotles
commentators from Theophrastus to Asclepius.
5. VI.6.2.1: t on p to legomnou riymo tw peiraw; VI.6.2.2:
pw riymw, e peirow.
6. Metaph. 1083b3637: ti ngkh toi peiron tn riymn enai
peperasmnon. Cf. Metaph. 1020a13.
56
PLOTINUS ON NUMBER
that the Forms are numbers. Plotinus uses the concept of the number of
innity to begin his defense of Plato and the Platonists because it allows him
to explain the relationship between number and the Indenite Dyad and the
role of number in the intelligible realm. This discussion further enables him
to move, in VI.6, from the subject of multiplicity in general to the examination of the role of number proper in the intelligible. The denition of separation of multiplicity from the One in VI.6.1 sketches the big cosmological
picture. Next he needs to provide the details of how multiplicity, as number,
unfolds into the universe. Since for Plotinus, as for all Platonists, numbers
originate from the Indenite Dyad, he must rst address Aristotles misconception of Platos reference to the Indenite Dyad and innite number.
Platos Position
Surprisingly for his Platonic attitude, Plotinus does not begin the analysis of
Aristotles position with a discussion of Platos original text on the Second
Hypothesis (Prm. 142b145a), which introduces the terms of innite multiplicity (apeiron plthos) and innite number (apeiros arithmos), but with
Aristotles interpretation of Platos ontological as well as mathematical explanation of the generation of numbers (Metaph. 1083b). Plotinus goes directly to
the crux of the problem that Aristotle does not distinguish between the ontological and mathematical side of number. Aristotles disagreement with Plato,
however, goes further back to the beginning of Metaphysics (987b2934),
where he criticizes Plato because, unlike the Pythagoreans, Plato considers
unity (to hen) and numbers to be different from the material things, introduces
the Forms, postulates a dyad to be a nature different from unity, and makes
this dyad generate all numbers excluding the primes. 7 This line of criticism
reveals that Aristotle dismisses the ontological interpretation of Platos argument, although Platos line of reasoning is completely based on it.
For example, in Prm. 142d9143a, Plato proves that, in order for one
to exist, it must contain two parts (existence and oneness). In turn, each of
these two parts contains two others (existence and oneness), and so on and so
forth. From this, it follows that, as Sayre notes, the one in H2 [the Second
Hypothesis] might be indenitely multitudinous . . . and to hen, because of its
unstable constituency (its parts always becoming two), is capable of yielding
57
58
PLOTINUS ON NUMBER
59
60
PLOTINUS ON NUMBER
61
if the mathematical numbers alone exist, every number must have its own
unique originating number, and all numbers would derive from the One.35
Second, Aristotle moves to Xenocrates, only to give him the shortest and
most acerbic treatment. In one sentence, he judges Xenocrates theory to be
the worst because it supposes that the Form-numbers and the mathematical
numbers are the same.36 After dismissing these theories, he states somewhat
approvingly that the Pythagoreans view is more sound because it does not
separate numbers from things but instead postulates that physical things are
numbers. Subsequently, he refutes this view, too, by explaining that, since
things have magnitudes and magnitudes are divisible,37 whereas mathematical number represents abstract units and therefore is indivisible, things cannot be made of numbers because there are no indivisible magnitudes.
If we consider these criticisms in the context of his distinction between
mathematical number and ideal number in Metaph. 1083a, discussed earlier,
it becomes clear that Aristotle is uncomfortable with the subject because
he does not offer an explanation of his own after he lists his objections. In
Metaph. 1083a120, he insists that the difference between the two numbers
is quantitative and not qualitative, since quantity implies that units comprise
number, while quality, pertaining to an objects nature without regard to
quantity or size, implies indivisibility. In Metaph. 1083b817, however, he
switches the argument from quantitative numbers to magnitudes to show
that the quantitative numbers are also indivisible when compared to magnitudes because they represent abstract units. Thus, he concludes, the arithmetic number is monadic.38
The question of the origin of number permeates Aristotles discussion
and forms the core of his disagreement with Plato. The question of whether
the Ideal Numbers derive from the monad or from the dyad rst appears
in Metaph. 1083a1112 and is modied in Metaph. 1083b2325 as to how all
numbers derive from the great and the small. 39 If they do, he speculates,
they can either originate from the great and the small or separately come
from the great and the small. On the one hand, it is impossible to come
from the latter because some numbers would come only from the great and
others only from the small. Thus, the monads would be characterized as
35. Metaph. 1083a2427. Aristotles reference to Plato here should be taken
more as a sarcastic note than as a genuine installment in his argument.
36. Metaph. 1083b13, 1086a511. Annas (1976: 175); Cleary (1995: 356357);
Dillon (2003: 98111).
37. De Generatione et Corruptione 315b25317a18.
38. O g' riymhtikw riymw monadikw stin. This conclusion is
very important for Plotinus own denition of monadikos arithmos; see p. 93.
39. Metaph. 1083b2325: pteron ksth monw k to meglou ka
mikro sasyntvn stn, mn k to mikro d' k to meglou.
62
PLOTINUS ON NUMBER
either great or small. On the other hand, numbers cannot come from the
former, because numbers, as separate entities, would be indistinguishable
from one another, if they come from the equalized principles of the great
and the small. But above all, the problem is that the monad is prior to the
dyad and it acts like a form of a Form. But what does the monad come
from, if the Indenite Dyad produces two, and not the monad? Aristotles
questioning and the famous remark about the Indenite Dyad (aoristos dyas)
as two-maker (dyopoios) in Metaph. 1083b36 demonstrate the contradiction
within his mathematical approach of explaining the Ideal Numbers. When
he points out that the monad is prior to the dyad, he is as close as he can get
to making the jump from a mathematical to an ontological perspective. But
he cannot make this jump because, for him, number is not a being (to on),
nor even substance (ousia). Instead, he escapes his ontological stalemate by
calling the Indenite Dyad innite number. 40
In Metaph. 1084a79, Aristotle questions how there can be a Form of
innite number, if the innite number cannot be limited by a Form or a sensible body.41 Annas suggests that Aristotles criticism stems from the interpretation that the Platonists view innity as actual and not potential.42 His
own understanding from Ph. 207a33b15 is that the innite cannot exist in
actuality because (1) it cannot be gone through, as in the case of voice, which
is invisible and (2) it cannot be traversed because that which admits of
being traversed has no end (Ph. 204a14).43 He deduces that, since innity
is unlimited, innity is potentiality:
That the innite does not exist in actuality has been already stated,
but it exists by division; . . . Accordingly, we are left with the alternative that the innite exists potentially. (Ph. 206a1618) 44
Rist, in his seminal article The Indenite Dyad and Intelligible Matter in
Plotinus, cogently argues that Aristotle mistakenly takes the Indenite Dyad
as two separate things, as we saw above in his use of the great and the small,
rather than the potentiality of plurality, which leads to his own mistaken
view of the Platonic generation of Ideal Numbers. 45 Even before Annas and
Rist, Ross shows exhaustively that Aristotle misses the mark in understanding
40.
41.
42.
43.
44.
45.
Metaph. 1083b3637.
Ross (1924: 446447); Annas (1976: 178179).
Annas (1976: 178).
Apostles translation (1969).
Annas (1976: 178); Cleary (1995: 8284).
Rist (1962a: 100) in support of Ross (1951: 204).
63
the relation between Platos Ideal Numbers and the arithmetical numbers.46
Aristotles rejection of the propositions that numbers, as Forms, are causes of
other things and that numbers are separate from the things they enumerate
drives the split between Aristotle and Plato and the Platonic tradition on numbers.47 Faced with this conceptual impasse, he directs his investigation solely
into the nature of mathematical numbers. In other words, Aristotle chooses to
examine the wrong patient with the wrong tools, and consequently comes up
with the wrong diagnosis. By treating the Indenite Dyad as innite number,
he examines the Ideal Numbers from the perspective of the arithmetical numbers and concludes that the former are nonsensical.48
Aristotles criticism in Metaph. 1083ab, therefore, crystallizes the conceptual differences between the two camps and puts Aristotles mathematical
approach in opposition to the Platonic ontological approach. All later philosophers, especially in the Platonic tradition, have had to grapple with the
issue. Plotinus is no exception to this rule.
Plotinus Answer
Given Platos ambiguous expression of innite number in Prm. 144a6 and
Aristotles reference to it in Metaph. 1083b3637, it is not surprising that
Plotinus himself, after dening multiplicity, tackles the question of the socalled number of innity.49 The use of the participle so-called (legomenos)
in VI.6.2.150 resonates with both Platos expression and Aristotles refutation
of it and reveals Plotinus awareness of the issue.51 While Aristotle seeks to
decipher Platos innite number through mathematical logic,52 Plotinus nds
the answer in Platos ontology. But, while Aristotle understands the origin of
46. Cf. R. 525cd, Tht. 195d196b, Epin. 990c6. Ross (1924: vol. 1, 157177);
Annas (1976: 4); Cleary (1995: 346389).
47. Most eloquently expressed in Metaph. 987b11988a15.
48. Aristotles purpose in studying ontology and mathematics, in fact,
is not very different from the Neopythagoreans efforts. But while the
Neopythagoreans accept the fusion of mathematics and ontology and bring it
to a different conceptual level, Aristotle, although abrogating the fusion, uses
mathematics for the study of ontology.
49. VI.6.2.1: t on p to legomnou riymo tw peiraw; Cf. De
Cael. 272a2; Ph. 203a206b.
50. Perhaps this is a subtle jibe at Aristotles use of so-called (legomenos)
in distinguishing epistemological truth from linguistic expression. Cat. 2. See
Apostle (1980: 53).
51. Repeated later in VI.6.17.34: di t on lgomen peirow riymw.
52. Ph. 204b513.
64
PLOTINUS ON NUMBER
65
66
PLOTINUS ON NUMBER
that the existence of numbers follows from the existence of the unity at
hand. 62 Plotinus, however, conceives of this unity as the key element relating
number to being. According to him, number proper exists separately from
mathematical number:
No, the generation of number is not in the power of the one who
counts, but it is already limited and stands fast (hristai kai hestken).
Or, in the intelligible, just as the real beings are limited so is the
number limited to as many as the real beings (arithmos hrismenos
hosos ta onta). (VI.6.2.810)
For him, the true nature of number is ontological, not quantitative, and the
origin of number is in the intelligible realm and not a result of mans intellectual mathematical operations. The passage has crucial importance for
Plotinus understanding of the origin of number in the intelligible because
it introduces number as possessing the characteristics of being:63 it is limited (hristai) and therefore exists (hestken). This compatibility makes number and being commensurate in the same way that Plato makes number and
being equinumerous in Prm. 144d1145a.64 For Plotinus, the unity of being
and number stems from the unity of the existence and the oneness of
Platos second hypothesis.
Plotinus reasons toward the existence of the Indenite Dyad in the
intelligible by considering two ways in which innity can exist.65 The rst
supposes that innity exists in the intelligible by suggesting the absurd proposition that innity is an intelligible being.66 The second presumes that innity exists not in the intelligible realm but only in sensible reality.
Naturally, Plotinus focuses on the rst hypothesis. Because innity
is unlimited, it both needs to be limited and shies away from the idea of
limit.67 And yet, when innity is caught by limit,68 place comes into existence (hypest topos, VI.6.3.18). But this is not place in the sense of location
but rather place in the sense of ontological instantiation. The running away
62. Sayre (1996: 171).
63. Paraphrased later in VI.6.3.2 as for what really exists and is, is already
determined by number ( gr fsthke ka stin, riym katelhptai
dh).
64. See the discussion of Platos position in the beginning of the chapter.
65. In his explanation, the focus on the intelligible realm makes the use of
peira independent from the negative connotations associated with physical
matter.
66. Recalling Aristotles second proposition in Metaph. 1084a79.
67. VI.6.3.13: o gr t praw, ll t peiron rzetai;
VI.6.3.1516: t peiron fegei mn at tn to pratow dan.
68. VI.6.3.16: lsketai d perilhfyn jvyen.
67
68
PLOTINUS ON NUMBER
Enneads are the labor pains of a work in progress, which later allows philosophers like Syrianus to achieve such conceptual clarity.73
Therefore we need to look elsewhere in the Enneads to acquire a complete understanding of Plotinus concept of the Indenite Dyad. The discussion in VI.6.3 is not intended to depict the full picture, but only to reject
Aristotles quantitative interpretation of the Dyad. VI.6.3 ends with the notion
that the Indenite Dyad is a principle pertinent to the intelligible realm. He
further elucidates this position by explaining that what is called number in
the intelligible world and the dyad are rational principles (logoi) and Intellect
(nous) in V.1.5.1314. The equation of number and the Indenite Dyad with
rational principles suggests that they originate from the rst separation of
multiplicity from the One and organize the intelligible realm.
In chapter 1, we discussed the rst separation, in which Intellect contemplates itself as an image of the One in multiplicity.74 The thaumastic
nature of this paradox stems from the two activities of the One. The internal
activity, which the One directs toward itself, prevents it from losing any part
of itself in its productivity. The external activity, directed toward the Second
Hypostasis, reveals itself to Intellect as its own multiplicity.75 Through selfcontemplation, Intellect instantiates itself as many (ho nous houtos ho polys)
and perceives the One as multiplicity.76 Thus, the thinking of Intellect is the
actual activity of the Indenite Dyad, which produces multiplicity.77
So, what is the role of the intelligible numbers and the Indenite
Dyad in this rst act of separation? Although Plotinus introduces them in
the above order in V.1.5, in our examination, we need to reverse this order
because the Indenite Dyad belongs to the efuence from the One when
it rst appears, before it has returned in contemplation upon its source and
become informed, 78 whereas the intelligible numbers pertain to the informed
Intellect seeing its manyness. In V.1.5, we nd that this is the actual order of
separation from the One:
For number is not primary: the One is prior to the dyad, but the
dyad is secondary, and originating from the One, has it as dener,
but is itself of its own nature indenite; but when it is dened, it is
73. This process took about two centuries.
74. See pp. 3536.
75. Here I am happy to use Emilssons lucid analysis of the double activity
of the One (2007: 2230). I regret, however, that his work appeared in print too
late for me to peruse it thoroughly in my book.
76. V.3.11.34: . . . pl jeisin llo e lambnvn n at
plhyunmenon.
77. Rist (1962a: 102).
78. Rist (1962a: 99).
69
70
PLOTINUS ON NUMBER
which the intelligible number acts like a Form,84 as if Intellect was shaped
by the numbers owing through the external activity of the One. The undened nature of the Dyad carries the potentiality of existence85 and intelligible
matter,86 while the dened nature of intelligible number presents the actuality of existence in VI.6.9.28.87 Consequently, intelligible number becomes
being and substance (arithmos de hs ousia, V.1.5.9).88 The explication of the
last result, of course, deserves its own chapter, following next.
Let us combine this discussion about the Indenite Dyad and intelligible
number with the analysis of the previous two chapters. In chapter 1, we examined the origin of Plotinus presentation of multiplicity, although in reversed
order, from the Timaeus. We pointed out the thaumastic element in Platos
conception of the Forms imprinting themselves onto matter in the Receptacle
and in Plotinus denition of multiplicity as separation from the One. While
Plato describes the Demiurges work ordering the primordial chaos of the
primary elements in numerical proportions (Ti. 36a37d), Plotinus makes
intelligible number, as an agent of the external activity of the One, dene
and order the unlimited nature of the Dyad into being and substance. In the
rst separation from the One, the One gives what it does not itself possess:
multiplicity.89 Therefore, Plotinus treatment of the relationship between the
Indenite Dyad and intelligible number conrms the nding of chapter 2 that
multiplicity is number. Multiplicity exists in the intelligible only as Number.90
The Indenite Dyad and intelligible number also relate to the two directions
in multiplicity. At the intelligible level, the outward direction represents the
indenite, preinformed nature of the Dyad, while its inward direction represents the dened and informed nature of intelligible number.
The discussions of the number of innity in VI.6.2 and the Indenite
Dyad in VI.6.3 expose Aristotles misinterpretation of the Indenite Dyad
and place the origin of number in the intelligible realm. As Plotinus says,
quantitative number is only an image (eidlon arithmou, VI.6.2.13) of the true
existence of number in the intelligible and should not be the subject of investigation. VI.6.23 establishes that number and being are inseparable.
84. III.8.11.
85. V.3.11.
86. II.4.5, III.8.11. On the intelligible matter in Aristotle in connection with
Plotinus, see Rist (1962a: 106).
87. See the discussion of substantial number in chapter 4.
88. The relationship between the One, the Indenite Dyad, and intelligible
number is a Plotinian echo of Platos Limit, Unlimited, and Mixture in Phlb.
16d7e1, 27b7c1. Merlan (1967: 21).
89. VI.7.15. Rist (1962a: 103).
90. V.4.2.78 explicitly states from the Indenite Dyad and the One derive
the forms and numbers.
4
Number and Substance
Plotinus Three Hypotheses about Number
in the Intelligible Realm
Plotinus view of the Indenite Dyad, as a principle of potentiality that
the One denes through intelligible number, raises many questions. How
does the Indenite Dyad relate to substance (ousia) and to the hypostases
of Intellect and Soul? How does intelligible number impose limit on the
unlimited? Exactly what is the nature of intelligible number?
Let us follow Plotinus train of thought that examines each of these
questions in the central chapter of VI.6. The refutation of Aristotles view
of the number of innity in VI.6.23 not only defends the Platonic true
numbers, but also univocally denies place for mathematical number in the
intelligible realm. The discussion of the Indenite Dyads relation to intelligible number places number at the level of the rst Monad and Being. This
view requires much consideration as it is at the heart of Plotinus ontology
and represents a new step in the theoretical debate between Aristotle and the
Platonic concept of number.
In his anti-Aristotelian argument, Plotinus does not distinguish intelligible number and mathematical number terminologically; instead, he expects
the reader to understand which one he is referring to by the context of the
argument. For the sake of clarity, I will refer to number in the intelligible realm as intelligible number, adopting Plotinus single use of notos
arithmos in V.9.11.13. As Charles-Saget notes the term is ambiguous because
it implies both the existence of number in the intelligible realm and the
plurality of Forms themselves,1 but again, it is usually possible to discern
from the context which one is meant. Since, at this point of VI.6, Plotinus
completely enters into the discussion of number as part of the intelligible,
the term intelligible number best captures the main focus in the rest of the
treatise. As the argument progresses, he specically uses arithmos to mean
1. Charles-Saget (1980: 42): Cette incertitude o nous demeurons lgard
du sens du nombre intelligible (cest--dire du nombre qui est dans lintelligible,
car intelligible jusquici ne qualie pas le nombre, ne lclaire pas, il le situe
simplement) nest pas leve par une indication quelconque sur le sense de la pluralit
dans les ides elles-mmes.
71
72
PLOTINUS ON NUMBER
73
10. V.5.4.24.
11. V.5.4.3133.
12. See chapter 5.
13. V.5.4.2930.
14. VI.6.4.34: since being is of such a kind as to be itself the rst, we
conceived it as monad Nikulin (2002: 77).
15. Nikulin (2002: 7480) analytically construes Plotinus concept of number
without discussing the concept within the structure of the argument in VI.6. His
interpretation is rather concise and does not examine every detail of Plotinus
argument, such as the disproof of H1 and H2 or the discussion that intelligible
number is not incidental.
74
PLOTINUS ON NUMBER
75
geometrical gures (pasi tois althesi schmasi), and are all in relation to one
another. This passage comes from the much-discussed section on Platos
propaedeutics describing the curriculum designed to train the guardians
minds to grasp arithmetic, geometry, stereometry, astronomy, and harmonics
by reason and thought, not by sight. 22 The order of the disciplines proceeds
from the particular to the abstract. Regarding astronomy, Plato completely
dismisses the knowledge acquired by the senses and argues that real astronomers, that is, the ones with a strong philosophical bent, do not study the
visible appearance of the heavenly bodies movements, but their intellectual
counterparts. The incorporeal mathematical abstractions occupy an intermediate position between the Forms and their physical copies, although they are
closer to the former than to the latter.23 By true numbers and true gures,
Plato means abstract numbers, which lead us closer to the understanding of
the colorless, shapeless, and invisible being, as described in the Phaedrus.24
Thus, Platos true numbers are closer to H2 and H3 rather than H1.
In mentioning Platos true numbers, Plotinus goal is apparently to place
number in the intelligible realm. He achieves this in a peculiar, convoluted,
yet still important manner:
But then when Plato says in the true number (en ti althini arithmi), and speaks of the number in substance (ton arithmon en ousiai),
he will, on the other hand, be saying that number has an existence from
itself (hypostasin tina an aph heautou tou arithmou) and does not have
its existence in the numbering soul (ouk en ti arithmousi hyphistasthai
psychi) but the soul stirs up in itself from the difference in sensible
things the idea of number (ennoian tou arithmou). (VI.6.4.2025)
Plotinus introduces Platos true numbers as the alternative to the posterior
hypothesis (H1). In addition, he explains that Plato speaks of them as numbers in substance and as existence from itself. But Plato does not associate
the true numbers with substance (ousia) in the passage Plotinus refers to in
the Republic. Plotinus skips Platos view that the mathematical number is an
intermediary between the Forms and the physical copies and links the true
numbers directly with being. In his interpretation of Plato, Plotinus fuses the
22. R. 529d45: lg mn ka diano& lhpt, cei d' o.
23. In general, Plato considers geometry as a more advanced discipline than
arithmetic because it works with abstract construction of geometrical gures.
Adam (1965: 129, 166167).
24. Phdr. 247c67: xrmatw te ka sxhmtistow ka nafw
osa. Parallel drawn by Adam (1965: 129). In this particular passage, I
translate ousia as being to be faithful to Platos original use and not to let
Aristotles term substance, which I use throughout, overpower it.
76
PLOTINUS ON NUMBER
true numbers in the Republic with Platos description of ousia in the Phaedrus
in order to conceptualize his own idea of the intelligible number as substantial (ousids arithmos) in VI.6.9.34.25 Aristotle does not use Platos true number (althinos arithmos) at all. Indeed, he coins his own term, such as Formal
number (eidtikos arithmos), to signify Platos Form-numbers. Plotinus, on
the other hand, specically quotes Platos true number to show his reception
of Platos view, while he does not even once use Aristotles Formal number.
Plotinus interpretation of Platos true numbers, in VI.6, has three important ideas with programmatic signicance for the concept of the substantial
number. First, according to him, by true numbers, Plato means number
in substance (ton arithmon en ousiai).26 This interpretation entirely shifts
the true number from the realm of mathematicals, as intermediaries between
the Forms and the physical reality, to the intelligible realm. Second, the
explanation that number is in substance leads to the major conclusion that
number has an existence from itself and does not have its existence in the
numbering soul, 27 which places substantial number in Intellect. Third, the
above point allows Plotinus to specify that the soul enumerates by stirring
up in itself the idea of number, which in turn suggests that number belongs
to a higher ontological level than the individual soul.28
Plotinus interpretation of Platos true numbers, then, points to H2 and
H3 in VI.6.4: that number is either simultaneous and equal to the Forms
(H2) or prior and superior to the Forms (H3).
77
anthrpos), for instance, and being and one being (on kai hen on),
and so with all the individual intelligibles and the whole of number
(ta panta hekasta ta nota kai pas ho arithmos)? But how is there a
dyad and a triad, and how are all unied, and how could such and
such number be brought together into one? (VI.6.5.15)
The nal questions seem to retract the conclusion that was reached at
the end of VI.6.4 and reexamine H1. If number is metaphysically inferior to substance, number would accompany substance as it distinguishes
particulars from universals: a man from man, one being from being, the
whole number of beings from all beings.29 But such reasoning follows the
rules of mathematical number, which counts things discretely. It does not,
however, relate to substantial number, because the nature of substantial number possesses internal unity,30 which must not be discrete but indiscrete.31
This reasoning supports the text of V.5.4.2835, discussed earlier,32 that
the monad has substantial unity (kata to hs einai hen), which is different
from the unity of the things that are predicates of it. Take the dyad, for
example, Plotinus insists. What is the inseparable unity of the dyad?33
Obviously, it is not two powers brought together, as if composed into
one, 34 because, if it were, the substantial number would be simply multiplicity of units (plthos henadn).35 Substantial number then would be like
mathematical number, composite and without inherent unity, except in
the case of the monad, which is simple one (to haploun hen) inherently
possessing unity.36
Plotinus argument revisits Aristotles question about the difference
between number and monad (unit) in Metaph. 1083a.37 Aristotle thought
29. Cf. Metaph. 1003b.2230. Armstrong (1988: 20).
30. VI.6.5.45: pw duw ka triw ka pw t pnta kay' n.
This one is the monad as unity, not the absolute One, which does not relate to
anything, o kat' llo (V.5.4.7).
31. The topic of the substantial unity leads to the discussion of Intellect
as one nature in VI.6.7. Cf. the unity of Intellect as always inseparable and
indivisible (e dikritow ka o meristw) in IV.1.1.7.
32. See p. 73.
33. The Indenite Dyad is not strictly speaking a substantial number, but
an ideal principle possessing two powers, potentiality and actuality. Nikulin
(2002: 81).
34. VI.6.5.9: do xei dunmeiw suneilhmmnaw oon snyeton ew n.
35. VI.6.5.6.
36. VI.6.5.67, for one cannot be predicated to itself; thus it cannot make
two. The simple one (t plon n) is perhaps an image of the bare one
(t n ciln, VI.6.11.19) and the pure one (t kayarw n, V.5.4.6).
37. Discussed pp. 5962.
78
PLOTINUS ON NUMBER
that, in order for them to be different, they must differ not by quantity (kata
to poson) but by quality (kata to poion). Since he perceives the difference
between number and monad to be only quantitative and not qualitative, he
dismisses the qualitative distinction between them as nonsensical (alogon).38
Plotinus also looks, although not as explicitly as Aristotle, for the same distinction. Just as Aristotle uses mathematical concepts to deny the ontological
meaning of number, Plotinus uses mathematical language to deny the arithmetical characteristics of substantial number. First, he compares substantial number to multiplicity of henads, recalling the mathematical denition
of number proper.39 Second, he explains the dyad as a composite number
(synthetos arithmos).40 Neither attempt, however, satises him as demonstrating the internal and inseparable unity of substantial numbers. This series of
failed attempts reinforces the invalidity of Aristotles conclusion about the
quantitative nature of number and points at Plotinus ontological interpretation of substantial number. In this light, once again H1 proves to be false.
For him, number does not count substance in the intelligible realm.
Next, Plotinus turns to the Pythagorean analogical understanding of
numbers (arithmoi ek tou analogon) in order to exemplify what kind of unity
substantial number has.41 For example, the Pythagoreans speak of the tetrad as absolute justice (VI.6.5.1012).42 The inherent unity of the tetrad is
conveyed by the indivisibility of the abstract concept of justice. By giving a
38. Metaph. 1083a8.
39. Moderatus denes number as systema monadn (see pp. 4344)
whereas Euclid denes it as multiplicity composed of units (t k mondvn
sugkemenon plyow, El. bk. 7, def. 2, bk. 9, def. 22), which is used by both
mathematicians and philosophers later. Plotinus choice of henads in the place of
monads is peculiar, but we cannot make much of it for now since he is usually
inexact in his quotations. Xenocrates, however, speaks of multiplicity from
absolute henads (plyow j ndvn lhyinn) and explains that we do not
use henads in regard to individual bodies (fr. 260, Isnardi Parente). Damascius
is able to distinguish between the two: number is composed of many units
whereas multiplicity is composed of henads (k mondvn gr polln
riymw, t d plyow j ndvn sumplhrotai, De Principiis 129.19).
40. Euclid, El. 7, def. 14; Aristotle, Metaph. 1020b4.
41. VI.6.5.11.
42. Most likely, according to Armstrong (1988: 21), Plotinus refers to
Aristotles treatment of the Pythagorean doctrines in Metaph. 985b23986b8
rather than to their original sources. On the Pythagorean tetrad, see Theol.
Ar. 29: Anatolius reports that it is called justice, since the square (i.e., the
area) which is based on it is equal to the perimeter (trans. Watereld). For
the mathematical details of the concept in Pythagoras, Plato, and Aristotle, see
Ausland (2006: 107123).
79
80
PLOTINUS ON NUMBER
81
Thus, the nal stop in Plotinus search for the nature of substantial number is the second hypostasis. The investigation has made a full circle starting
from the relationship between the Indenite Dyad and number in the intelligible and returning to the unity of knowledge and being in Intellect. From
our vantage point, it seems that Plotinus should have addressed this question
immediately after his discussion of the Indenite Dyad, because the question
of how number is Intellect was pressing when he made the equation between
Intellect and multiplicity in V.3.11 and III.8.8.56 Yet, he could not explicate
the relationship between number and Intellect without rst determining that
number precedes the Forms.
Plotinus nds the nal proof that number precedes the Forms in the
nature of Intellect, in which knowledge of the Forms and Forms themselves
are in inseparable unity.57 Absolute motion (autokinsis) of Intellect brings
the thoughts of the Forms (nosis) not as an image of the Forms but as the
Forms themselves (VI.6.6.3134) because motion in Intellect is not incidental but real and the active actuality (energeia) of what is moved, which exists
in actuality. 58 The unity of knowledge and Form suggests once again that
the absolute number (arithmos auto), as Plotinus later denes it in VI.6.8,
precedes the Forms and thus supports the anterior hypothesis (H3).
82
PLOTINUS ON NUMBER
83
84
PLOTINUS ON NUMBER
the beings.75 The division between thinking and beings is articial and is a
result of our discursive thought. In Intellect, the activity of thinking (nosis)
is simultaneous with its own objects (ta onta).76
Where does absolute existence, such as the absolute man (autoanthrpos)
or the absolute number (arithmos auto), come from, then?77 Stripped of the
burden of predication, the absolute substance (althin ousia), according to
Plotinus, is a power that comes from itself and is the most living and intelligent of all:78
If then one should take being rst, since it exists rst, then, intellect, and then the living being (for it is already established that this
contains all things)but intellect comes second, for it is the active
actuality of substance (energeia gar ts ousias); then number would
not be on the level of the living being (out an kata to zion ho
arithmos ei)for even before it one and two existednor on the
level of intellect (oute kata ton noun)for substance was before it,
which was already one and many (pro gar autou h ousia hen ousa
kai polla n). (VI.6.8.1722)
As Charles-Saget notes, the passage recapitulates the ndings that Plotinus
has made thus far in his examination: that Being comes rst in the separation
from the One, followed in due order by Intellect and the Complete Living
Being.79 This summary, however, does not explain the place of number in the
triad of Being-Intellect-Complete Living Being. Substantial number is not
at the level of the Complete Living Being since the Forms already existed
individually,80 nor is it at the level of Intellect, since Intellect is already second in respect to Being, which, in turn, is also one and many. This conclusion dismisses once again the rst two hypotheses introduced earlier at
VI.6.5, that number is either posterior to or simultaneous with the Forms,
and conrms the third hypothesis, that number precedes the Forms and is
at the level of Being.
75. In III.9.1.114, Plotinus claries Platos statement that Intellect sees the
Ideas existing in the real living creature (Ti. 39e79) by explaining that there
is nothing in the statement against both being one, but distinguished by thought,
though only in the sense that one is intelligible object, the other intelligent
subject.
76. V.6.2.1112: Intellect does not have thinking without the object of
thought. Corrigan (2005: 36).
77. VI.6.8.46.
78. VI.6.8.1012.
79. Charles-Saget (1980: 48).
80. As suggested previously in VI.6.4.
85
86
PLOTINUS ON NUMBER
precedes being in order to count the number of beings and the rst proposition in VI.6.9.2227 turns out to be true:
1. Certainly the beings were not numbered at the time when they came
to be.
2. But it was [already clear] how many there had to be.
3. The whole number, therefore, existed before the beings themselves.87
4. But, if numbers were before beings, numbers are not beings.
5. Number, therefore, was in being, not as the number of beingfor
being was still one.
6. But number was in being as the power of number which, having come
to exist (h tou arithmou dynamis hypostasa), divided being (emerise
to on) 88 and made it, so to speak, in labor to give birth to multiplicity
(hoion dinein epoisen auton to plthos).
The conclusion that the power of number divides being further suggests that
number is a productive power that is either the substance of being (h ousia
autou) or the activity of being (h energeia ho arithmos estai).89 The former
associates it with the intelligible realm in general, the latter with Intellect.90
I discuss the conceptual ramications of this denition in the following
chapter. Now it is important to note that power (dynamis) here signies
actuality and not potentiality as in Aristotle. Plotinus associates number
with substance and ontological productivity. The Indenite Dyad represents
the element of potentiality in the intelligible. His distinction between the
Indenite Dyad and substantial number in V.1.5 clearly suggests that the latter
acts differently from the former.91 If the former is potentiality, then the different act of the latter must be actuality.92 In addition, Plotinus associates
dynamis with productive power and actuality when he describes the productive power of the One. As Armstrong notes, the meaning of dynamis in relation to the One connotes something that is supremely active, not passive; 93
87. Nikulin (2002: 75) makes the following successful comparison: If we
stage a thought experiment in which we create something, we have to know
precisely beforehand how many things are to be produced. In this way, number
has to precede things.
88. Merismos and synthesis are the mathematical terms for division and
multiplication; Heron, Def. 21.1.6; Proclus, In Euc. p. 5, 5.
89. VI.6.9.2728.
90. Brisson and Pradeau (2006: 339).
91. See pp. 6870.
92. Contrary to Losev (1928: 6970), who interprets number to contain
potentiality of being.
93. Noted by Armstrong (1967: vol. 3, 394395).
87
that is, the One is the productive power of all things and the rst power.94
But, while the One is a formlessness that is productive of Forms, substantial
number, as a result of the interaction between the Indenite Dyad and the
Monad, imposes limit itself onto being and thus creates the Forms themselves. Substantial number is the mold into which the Forms slip to exist.
Thus, it is both substance and primary activity of being.
At this point, Plotinus argument is both most anti-Aristotelian and
most Aristotelian. Fusing what Plato calls true numbers in the Republic with
the description of ousia as being in Phdr. 247c68,95 Plotinus equates number with substance, power, and activity of being. It is perhaps ironic, from
a Platonic point of view, that Plotinus solution offers the most Aristotelian
defense of Platos view of number. On the one hand, the denition of number
as substance succinctly contains the characteristics of Aristotles denition
of primary substance,96 that it is concrete (tode ti) and separable (christos).97
On the other hand, Plotinus completely adapts Platos true number (althinos arithmos) to t the ontological hierarchy of the intelligible realm. As a
principle of actuality, number imposes limit onto the Indenite Dyad, as
a principle of potentiality. By explaining that number is substance (ousia),
power (dynamis), and actuality (energeia), Plotinus makes number the building block of the intelligible, as presented in VI.6.9.2931. Table 4.1 displays
TABLE 4.1. The Aspects of Number in the Intelligible Realm
in Plotinus
Being
(to on)
Unied number
(arithmos hnmenos)
Intellect
(Nous)
Encompassing number
(arithmos periechn)
Beings
(ta onta)
88
PLOTINUS ON NUMBER
89
90
PLOTINUS ON NUMBER
91
92
PLOTINUS ON NUMBER
If the units in numbers are noncombinable, there is not only one unit
that exists, but there must be a multiplicity of units.120 This multiplicity of
units (plthos henadn) introduces the problem of the homonymy between
the One, as the rst hypostasis, and the one present in being.121 Plotinus
distinguishes them by deducing that, if the rst unit is that which exists in
the highest way, it follows that the other units are units only by the common
name of units because, in fact, they have a different nature (VI.6.11.1417).
But, it is not possible for the rst unit to be coupled with that which is one
in the highest degree, since that which is one in the highest degree does not
need to be predicated of any thing (VI.6.11.1819). Therefore, he concludes,
there must be a one which is nothing else but bare one (to hen psylon), isolated in its essential nature, before each individual one is spoken and thought
(VI.6.11.1921). This bare one is different from the One and is the henad of
each being. The henad is the ontological matrix for each particular being so
that no being could exist without being predicated to number.122 Otherwise,
it would become innumerate and irrational (anarithmon kai alogon),123 echoing Aristotles conclusion in Metaph. 1083a8 that the distinctions between
number and unit are nonsensical (aloga). The decisiveness of this conclusion
is perhaps surprising. Plotinus brings the niteness of the universe down to
the henads and their inseparable unity with beings. The henads, as images
of the unied number of Being (hnmenos arithmos), limit beings.
Plotinus, however, is not yet ready to articulate the fusion between substance and number as clearly as it is later found in Syrianus: And indeed,
if one imagines unitary numbers (monadikoi arithmoi) as coming into being,
one will observe the Form that confers quality as coming later to shape the
quantity underlying it. 124 For Syrianus, the monads are merely the matter
or substratum of number, on which we have to impose, as form, the triad,
pentad, heptad, ennead, etc., that we carry in our souls. 125
In Plotinus, the clear conceptual distinction between monads and henads
is at a formative stage. Nikulin remarks that Plotinus uses monads (monades) and henads (henades) rather loosely and interchangeably throughout
the Enneads.126 And yet, in the discussion of the unity of substantial number in VI.6.45, Plotinus seems to relate the monad to substantial number
93
and the henad to quantitative number. He calls the rst being monad,127
and distinguishes the substantial unity from the quantitative unity of numbers in the phrase multiplicity of henads (plthos henadn).128 Previously,
in V.5.4.3335, he discusses the relationship between monads and henads in
the question of whether the monads in the number ve and the monads in
the number ten are different, but the one in the number ve and the one
in the number ten are the same. The question distinguishes between the
intact unity of substantial numbers and the discrete units of quantitative
numbers. It is not immediately answered in V.5 and is only ambiguously
answered in VI.6.45.129 While it seems that the monads are associated with
substantial number in V.5, over all both monads and henads are used in reference to substantial number in VI.6.45. In the most important part of the
argument, which leads to the denition of substantial number in VI.6.9.33,
Plotinus states that they call the Forms henads and numbers. With Dodds,
I take they to refer to the Neopythagoreans.130
The evidence of Plotinus use of monads and henads in VI.6 is inconclusive. Nevertheless, if we consider that the henads individually represent
the substantial number as unied number in every being, we have a good
reason to suppose that toward the end of the explanation of substantial
number in VI.6, he associates the henads with substantial number, although
he calls this kind of number substantial, not henadic. While coining a new
name for Platos ontological numbers, Plotinus calls the quantitative number monadic after Aristotles term for mathematical number.131 Perhaps
Plotinus chooses Aristotles monadic number over Moderatus henadic number in order to emphasize that Aristotle understands correctly quantitative
number but misunderstands Platos true numbers.
Plotinus inconsistent use of monads and henads is a symptom not so
much of his conceptual ambiguity as of the uncertain terminology of his
times. Moderatus, as we saw earlier, distinguished between monads and
henads in his denition of number as between unities of numbers and
127. VI.6.4.4: oon prton at enai, nosamen monda.
128. VI.6.5.67: otv gr stai plyow mn ndvn, ew n d
odew par t plon n. Thesleff (1965: 237.1719); Nikulin (2002: 77).
129. This reference is the formal precursor of VI.6 in the Enneads.
130. Dodds (Proclus. The Elements of Theology, 1963: 258). Theon
(Expos. rer. math. 21, 14) reports that the Neopythagoreans even consider the
henads to correspond to the One, but, according to the Anonymous Photii, the
Pythagoreans attribute the monad to the intelligible numbers and the henad to
quantitative numbers.
131. Metaph. 1083b1617: ll mn g' riymhtikw riymw
monadikw stin. Nicomachus calls this kind of number scientic
(pisthmonikw, Ar. I.6.),
94
PLOTINUS ON NUMBER
5
Number and the Universe
The aspects of substantial number require a reevaluation of the structure of
the intelligible realm.1 The list of unied number, moving-in-itself number,
unfolded number, and encompassing number in VI.6.9 is unusually systematic
and complete for Plotinus. Charles-Saget discusses its general implications
for the intelligible2 and Nikulin refers to it only in a sentence to exemplify
the process of thinking and thought.3 Plotinus list, however, deserves more
attention and a closer examination. The view that number is an activity of
primary substance4 with specic properties warrants an investigation of the
relationship between substantial number and the general properties of substance, also known as Platos greatest kinds of being, rest, motion, same, and
other.5 In a strictly Platonic context, the properties of substantial number
act as agents of the primary kinds in the construction of the intelligible and
reveal the exact ontogenetic details of how multiplicity separates from the
One. This chapter examines each of the aspects in an attempt to construe
the architecture of the universe according to them.
96
PLOTINUS ON NUMBER
which comes from the thing.8 Also, the former must be considered as primary activity, the latter as secondary activity. Since substantial number is
primary activity of substance (energeia ts ousias), it follows that substantial number is substance itself and must possess the primary properties of
substance: being, rest, motion, sameness, and otherness.9 The denition
of number as a primary activity of substance, in fact, fullls the premise
of the third hypothesis that substantial number is prior to beings, has a
separate existence from beings, and participates in the creation of beings.
The ontogenetic power of substantial number continually gives existence
by dividing Being, as unied number (hnmenos arithmos), into multiplicity of beings.10 The idea that substantial number is primary activity
of substance itself implies that Being does not exist without being unied
in and with substantial number. This understanding poses the question of
whether substantial number per se can exist without the union with being.
Certainly, the statement in VI.6.10.23 that the henads are molds (paraskeu
and protypsis) 11 for beings suggests this, if not at the level of Being, at least
at the level of beings.
In our discussion of the relationship between the Indenite Dyad and
substantial number in chapter 2, we examined Plotinus argument in V.1.5
that number is not rst, but the One is prior to the Dyad; the One limits
the Dyad; and, when it does this, substantial number is already in place.12
In the argument, however, the logical transition from the One that limits
the Indenite Dyad to the predetermined existence of substantial number is
abrupt. It is not clear what exactly predetermines the substantial numbers,
unless we understand that the Monad, as an image of the One, is implied.
Yet Plotinus does not proceed to say that this kind of number is as being
(hs on), but as substance (hs ousia). This comparison is also ambiguous,
however. Does it mean that substance is inseparable from number or that
substance is the ordered result of the Ones power to limit the Dyad? V.1.5
does not offer an answer but makes one thing clear: substantial number is
different from the One. At the end of our analysis of V.1.5,13 we reached the
same conclusion, just on more general terms; namely, that the One is not
8. Gerson (1994: 23).
9. VI.6.9.2729.
10. V.5.4.18: osidhw mn t enai e parxvn; VI.6.9.2627:
to riymo dnamiw postsa mrise t n ka oon dnein
pohsen atn t plyow.
11. The meaning of protypsis as mold and holding place for beings
suggestively echoes the use of archetypos to describe the One as the original of
existence, VI.4.10.18.
12. V.1.5.79.
13. See pp. 6870.
97
14. VI.5.3.1920: the One is one and the same, undivided by number.
15. Respectively, VI.6.9.26 and III.8.10.1, discussed in chapter 4.
16. Gerson (1994: 1618).
17. I.8.2.47.
18. V.5.4.18.
19. In the latter, he really says when number is not with other number,
which I interpret to mean when number is not part of arithmetical operations
but measures physical objects.
20. V.5.4.2425.
21. See chapter 4.
98
PLOTINUS ON NUMBER
The difculty of understanding what substance (ousia) is lies in its nonphenomenological nature.22 In a way, substantial number epitomizes this
difculty because it is most closely related terminologically to its senseperceptible counterpart. While ousia, as intelligible substance, and hyl, as
sense-perceptible matter, are to a large extent terminologically separated,23
the word number (arithmos) makes both substantial number (ousids
arithmos) and monadic number (monadikos arithmos) appear only as its subgenera. Therefore, it takes Plotinus a lot more explanation to elicit the differences between the two. He often uses an analogy with One to illustrate the
difference between substantial and monadic number. In V.5.45, for example,
he compares the relationship between the two kinds of number specically
to the relationship between substantial number and the One. Compared to
monadic number, substantial number is nondiscursive in the sense that it is
nonquantitative. In regards to nondiscursiveness, substantial number is to
monadic number what the One is to substantial number.24 But he also explicates the nonnumerical nature of the One by dening and comparing the
two kinds of number. Substantial number is closer to the One than any other
intelligible being, including the Complete Living Being and Intellect, and yet
is not the One, as the One would not have made a discrete plurality. 25
Plotinus uses the analogy of substantial number and the One to explain
the relationship between the two kinds of number. The analogy places substantial number in the intermediate position between the One and monadic
number and thus metaphorically shortens the distance between the One, as
the principle (arch) of all, and number which enumerates physical reality.
He again nds monadic number useful in the description of the absolute
One:
Now we long to see, if it is in any way possible, what is the pure,
real One (to kathars hen), unrelated to anything else. At this point,
then, you must rush to one, and not any longer add anything to it,
but stand absolutely still in fear of departing from it (stnai pantels dediota autou apostatsai), and not progress the least little way
towards two. (V.5.4.610)
22. VI.5.2.16. OMeara (1993: 2426) deservedly calls it a category
mistake leading to the major difculty in understanding the intelligible per se.
23. I refer to substance and matter in their most general meaning, apart
from hyl not. On the distinction between substance and matter, see Nikulin
(2002: 3).
24. V.5.5.211 clearly distinguishes between the One, as the supreme
principle of existence, one as a substantial number, and one as a quantitative
number.
25. VI.2.5.89: o gr n diesthkw plyow poei.
99
Earlier, I discussed the importance of the passage for the denition of multiplicity as separation (apostasis) from the One.26 The One is described by
negating any motion and otherness from it. Nikulin cites the same lines to
illustrate the closest proximity of the Monad to the One.27 The passage is
most interesting, however, in that it uses quantitative concepts to convey the
nonquantitative and absolute nature of both the One and the Monad:
1. To rush to the One;
2. Not to add anything to the One;
3. To stand absolutely still in fear of departing from the One;
4. Not to progress even a little toward two.
The series of negations establishes the One and the Monad as not countable
and beyond monadic number. If we reverse the above negative propositions
and replace the One with one in the sense of unit, we can construe the
denitions of number and multiplicity proper:28
1. To move away from one;
2. To add something to one;
3. To separate from one;
4. To progress toward two.
The two lists of propositions emphasize the polarity between the One and
the mathematical one and prove that the One is beyond number. As stated
in V.5.4.1215, the One is not included in the count with another one, or
another number of any size; it will not be counted at all: for it is a measure
and not measured, and it is not equal to the other units so as to be one of
their company. This conclusion, although intended to distinguish the One
from monadic number, also highlights the differences between substantial
and monadic number itself. Substantial number, as an expression of the One,
is a measure for being as it continually gives existence, while, in itself, it is
unmeasured, because it is nonquantitative but ontological.29 Since quantitative number imitates substantial number as its ontological paradigm, so does
substantial number,30 in turn, imitate its own supersedent, the One, which is
the measure of all and itself unmeasured.31
26. See the origin of multiplicity in Plotinus in chapter 1.
27. Nikulin (2002: 78).
28. Cf. VI.6.1; discussed in chapter 1.
29. V.5.4.18.
30. VI.6.9.3435: monadikw legmenow edvlon totou.
31. I.8.2.5: mtron pntvn ka praw; VI.7.32.2123: t te ew e ka
ew pnta o mtron at ddvsin od' a metran.
100
PLOTINUS ON NUMBER
101
that the one does not move, nor does it stand still. 38 The One, as the rst
principle of all, is both the power which causes motion and rest and beyond
motion and rest.39 Since the One is simple and rst, it is not itself in motion
and rest, but produces them in its external activity.40 As a result, motion and
number are among the primary properties of substance. Consequently, in
the ontological procession from the One, Being denotes rest, while Intellect
denotes motion. When the external productive activity of the One comes into
being, it turns back to the One, lls itself with multiplicity, and becomes
Intellect by contemplating the One. This stopping and introverted turning,
Plotinus explains, is being, whereas the retrospective gaze upon the One is
Intellect.41 In other words, Being, as unied number, is Intellects rest in
relation to the One.42 Thinking stops in Being. Plotinus, therefore, denes
the primary kind of stability (stasis) as the limit of Intellect.43
In V.1.7, Plotinus refers to being (to on) as not uctuating-in-the-indenite
and as xed by limit and stability. This description is based on the role of
substantial number in the relationship between the One and the Indenite
Dyad. Since the Indenite Dyad is the principle of potentiality, which, undened, is in constant motion, the One, as the source of stability, denes the
indeniteness of the Dyad with limit and shape through substantial number.
As a result, substance is characterized as that which is already dened by
number, while limit and shape in substance instantiate being and produce
stability in the intelligible realm.44
If we compare the denition of being as stability of existence by limit
and shape, to the denition of substantial number in V.5.4, as number that
continually gives existence, we can deduce that substantial number, as an
ontological expression of the One, is the source of limit and shape for being.
As quantitative number measures generation in physical reality, so does substantial number dene, albeit nonquantitatively and non-sense-perceptibly,
the generation of being in the intelligible.
102
PLOTINUS ON NUMBER
103
Being is unied number represents the closest degree of unity to the perfect
noncompositeness of the One.54 The unied number of Being is the ontological replica of the One because Being is a result of Intellects contemplation
of the One.55 Being cannot exist without unied substantial number.
104
PLOTINUS ON NUMBER
105
106
PLOTINUS ON NUMBER
while the One itself is thinking of itself, Intellect is thinking of itself as well
as contemplating that from which it comes (V.4.2.1326).78
In the intelligible, motion is thinking. The churning motion of number
in Intellect is the waking power in VI.6.10.12, which substantiates Intellect
itself, and divides being in labor to give birth to multiplicity. 79 Intellect is
shaped by substantial number.80 There is nothing unmeasured (ametron)
in Intellect, for it moves itself according to substantial number, which is
an ontological expression of the One.81 Number ontologically, not quantitatively, measures the separation of being from the One. In Being, motion
has stopped in the unied substantial number. The beginning of the internal
motion of number in Intellect is thinking, which makes its rst stop at the
unied number of Being, unfolds into the ministops of beings, and contains
itself in the Complete Living Being.
107
108
PLOTINUS ON NUMBER
all beings at once. Each being, on the other hand, is not passively contained
by Intellect as a part in Intellect. As Corrigan puts it, each part is not
only in the whole but is the whole, so to speak, just by being itself. 89 This
all-in-one (homou en heni panta) Intellect is the Complete Living Being.90
The totality of the unied number of Being is matched by the whole number of the Complete Living Being. If Intellect were only sameness, it could
not think itself because it could not relate itself to something different from
itself.91 When Being thinks, it relates Intellect to itself as an otherness to the
One. Since Intellect is not self-sufcient, it thinks both itself and the beings
inside itself and, by this, possesses both otherness and sameness.92
It may seem that Plotinus should have had the unied number of Being
represent the primary kind of sameness (tautots).93 He does not, however,
dene sameness as noncompositeness or simplicity. On the contrary, he
introduces the primary kind of sameness, as bringing beings back together
to unity and seeing beings as unity. 94 In other words, the general property of sameness can be recognized only after beings have been perceived
as different. Sameness comes to exist as a mirror reection of otherness.
Plotinus describes the bringing of beings together as collecting them into
sameness. 95 His denition of the primary kind of sameness does not imply
an ontological stop, as in the unied number of Being, but an all-inclusive
revolving ontological motion. Intellect moves along in the same way and on
one same and identical course, but still is not the same one partial thing,
but all things. 96 Therefore, there is otherness and sameness where there is
Intellect and Substance (VI.7.39.45).
It turns out that the assertion Plotinus made in the beginning of VI.6
that multiplicity is limited contains ontological truth. Every aspect of multiplicity corresponds to a certain role of number in the intelligible: that multiplicity is separation from the One (apostasis tou henos, VI.6.1.1) represents
the moving number of Intellect (nous de arithmos en heauti kinoumenos,
VI.6.9.3031), and the outward and inward directions of multiplicity exhibit
89. Corrigan (2005: 34).
90. VI.6.7.
91. VI.7.39.110.
92. VI.7.39.56: de gr tn non e terthta ka tatthta
lambnein, eper nosei.
93. As interpreted by Nikulin (2002: 78).
94. VI.2.8.3637: plin d tata ew n ka n n ka pnta n.
95. VI.2.8.3738: ew tatn a sungvn ka blpvn tatthta
ede genomnhn ka osan.
96. VI.7.13.46: now te kinomenow kinetai mn satvw ka kat
tat ka moia e, o mntoi tatn ka n ti n mrei, ll
pnta.
109
110
PLOTINUS ON NUMBER
111
112
PLOTINUS ON NUMBER
many things. It exists independently in the intelligible, and yet the things
participate in it.121
113
examines the relationship between the two kinds from a new perspective. He
explains that substantial numbers, which are the rst numbers in the generation of the intelligible realm, are numbered numbers (prtoi arithmoi, hs
arithmtoi).124 They are numbered in the sense that they possess the number,
which they represent, inherently as their substance, and they do not measure
or count things quantitatively.125 The henads, dened as molds for beings in
VI.6.10.12, then represent the numbered numbers. Since substantial numbers are numbered numbers and paradigms of monadic numbers, it follows
that monadic numbers are numbering numbers that measure and count
the countable things (arithmountes tous arithmous kai ta arithmta).126 This
conceptual and etymological play, however, is perplexing.127 Plotinus admits
that his audience nds this distinction most difcult and would ask for more
explanation. As a reply, he summarizes the crucial points of his explanation
so far in the rest of the treatise. This little vignette on the audiences reaction
provides a rare glimpse of the live atmosphere of his lectures and structurally
marks the inception of the concluding chapters. Plotinus construes his explanation in the form of an imaginary dialogue with his audience.
The difculty lies in how to distinguish substantial numbers (the numbered numbers) from monadic numbers (the numbering numbers).128 He
begins with monadic number in physical reality. For example, Plotinus says,
when you count one dog and one man to be two or even two men, you should
not consider this two to be substance in the intelligible (arithmos houtos ouk
ousia), nor even a kind of substance that is in the perceptible things (oud
hs en aisthtois), but purely quantitative measurement (kathars poson).129 If
you split this two, you make the two new ones as the quantitative principle of
number two.130 But this quantitative principle, he insists, does not represent
the unity of two underlying intelligible realities. If these two underlying realities are activities of substance and they form a unity, this two is a substantial
two, different from a monadic two.131
124. VI.6.15.3738.
125. Nikulin does not discuss this part of Plotinus exegesis. Charles-Saget
(1980: 7376).
126. VI.6.15.4041. Proclus, In Tim. I, 16.26; Dexippus, In Cat. 69.15.
Similarly, Amado (1953: 423425) interprets the terms along the lines of
Spinozas natura naturata and natura naturans.
127. VI.6.16.89: xei gr polln poran. This difculty is also noted
by Brhier in his translation (1963: 14); see Amado (1953: 423425).
128. VI.6.16.68: w prtvn ntvn oto esin o riymo, llouw
te a riymow par' kenouw enai lgete riymontaw.
129. VI.6.16.1518.
130. VI.6.16.1920: t na rxn poiew ka tyesai poso.
131. VI.6.16.2426; VI.2.9.
114
PLOTINUS ON NUMBER
115
116
PLOTINUS ON NUMBER
in wholeness between Soul and Intellect is that Intellect holds all beings
in their actuality, whereas Soul comprises them in their potentiality.147 As
images of beings, material things represent beings only potentially as one
being is copied in a great number of sensible things. Since Soul is an image
of Intellect, Soul cannot possess an individual aspect of substantial number, but actualizes all aspects in its activity. Soul moves, unfolds, embraces,
stops in the creation of the sensible reality as image of the intelligible. In
these activities, Soul deciphers the ontological code in substantial number
into corporeal and quantitative multiplicity.
As the image of Intellect, Soul also inherits Intellects one-in-many
nature. In VI.2.4, the multiplicity of Soul is explained by a comparison to
the body. The body, being many and one, is divisible into many innumerable
parts. Soul, which also is a unity of many and one, is not divisible because
its parts are not spatially separated.148 It is many not as a compound from
many, but as one nature, which is many.149 With its one-in-many nature,
Soul creates the plurality of bodies, animals, and plants in physical reality
and preserves them from innumerable innity by encompassing them in its
one nature. Soul comprises all sensible things in one as Intellect and the
Complete Living Being embrace the whole number of beings in one.
Regarding knowledge, Soul, like Intellect, cognizes itself as multiplicity
separated from the One. Souls knowledge of the One is different from Souls
knowledge of itself, just as Intellects seeing of the One in Being is different
from Intellects seeing of itself in beings.150 Because of the basic nondiscursiveness of the One, Soul does not reason the One, but understands the One
by a presence superior to knowledge. 151 But to acquire knowledge of itself,
Soul thinks discursively.
The language with which Plotinus explains the dianoetic reasoning of
Soul is also important. Discursive thought is dened as separation (apostasis) from the One 152 as Soul goes past the One and falls into number and
147. VI.6.15.2123. That Soul and Intellect are number is an original
Pythagorean doctrine (Metaph. 985b), adopted later by Xenocrates, for whom
Soul is a self-moving number (autokinton; Iamblichus, De Anima 4.8).
148. VI.2.4.2122: e d tiw lboi cxhn man distaton megyh
plostaton.
149. VI.2.4.3132: o snyeton n k polln, ll ma fsiw
poll. In V.1.2, Soul itself exists forever not departing from itself (m
polepein autn), quoting Phdr. 245c8.
150. Discussed pp. 3536.
151. VI.9.4.13: kat parosan pistmhw krettona.
152. VI.9.4.35: Soul experiences its falling away from being one and is not
altogether one (psxei d cux to n enai tn pstasin ka o
pnth stn n). Cf. V.1.1.59.
117
118
PLOTINUS ON NUMBER
around Aristander, Numenius, and the majority of the other commentators; of the second opinion is Severus.158
The passage relates the Neopythagorean arithmetical and geometrical representations of the soul.159 We do not know much about the divide between
the two schools, and the gure of Aristander is unknown,160 but it is obvious
that, for Plotinus, both views are equally important and complement each
other in his concept of Soul. On the one hand, Plotinus distinction between
substantial and quantitative number falls along the lines of Numenius understanding of number as that which is indivisible, corresponding to substantial number, and that which is divisible, corresponding to monadic number.
On the other hand, the geometrical construction of the soul as a point and
dimensionality represents guratively the relationship between the higher
and the lower part of Soul, between the universal Soul and the individual
soul, and between the One and multiplicity.161 We have discussed the former
thoroughly, and the latter requires our present attention.
119
copies of sensible, or more precisely not intelligible, objects, but that there
are some which possess a closer connection with the intelligible. His statement recalls a series of memorable images of dancing, dancers, and dances
throughout the Enneads. For example, the cosmic dance of the heavenly bodies in IV.4.3334, the hypostatic dance of Soul around Intellect in I.8.2, and
the divine dance of the individual soul, free from its corporeal imprisonment
and reunited with its intelligible source in VI.9.910. All these images pertain to the intelligible and visually convey the order and the harmony at the
cosmic stage of the universe. But how do music and dancing relate to the role
of number in the intelligible realm?
Plotinus use of metaphors is one of the most captivating features of his
style and has long been an object of scholarly attention. Gerson has suggested
that usually there is a deeper ontological meaning in these metaphors.163 In
support of his view, I think that the dancing scenes in the Enneads are literary metaphors of the harmonious universe, but, at a deeper level, there is a
certain literalness to them that conceptually reveals the inherent ontological
roles of substantial number in the structure of the intelligible. This ontological movement of number, which organizes the kosmos notos, originates and
directs the circular cosmic dances of Intellect and Soul.
First, let us go back to the passage cited in the beginning of this
section, and ask what Plotinus means by the art of intelligible number. In
VI.3.16.1824, he explains that some arts, such as lyre playing, contain senseperceived activities (energeiai aisthtai), while others, such as the works of
the soul (tas de auts ts psychs pragmateias), relate to the intelligible realm.
On Platos authority, he also distinguishes other arts, such as geometry, arithmetic, astronomy, and music, that occupy an intermediate position between
sensible reality and the realm of the Forms. As he states, geometry is concerned with intelligibles and it must be placed there [in the intelligible]. 164
Geometry theorizes in gures the concepts of relation, proportion, and
measurement. This kind of conceptualization uses the monadic numbers as
measures of magnitudes, however.
All these arts use number as their medium and work with quantiable
proportions in space and time.165 Plotinus, too, thinks that the arts relate
closely to something that is beyond sense perception. While Plato uses conventional mathematics to demonstrate their higher noetic quality, Plotinus
emphasizes the nonquantitative nature of substantial number and geometrical gures. His attention is exclusively on their role in the intelligible, where
163. Gerson (1997: 298299).
164. V.9.11.2426: gevmetra d nohtn osa takta ke. On Platos
intelligible number, see R. 525b11526c12: the soul is turned toward the Good by
studying geometry.
165. On rhythm and harmony, see R. 398d2, Symp. 187e5, Leg. 655a5.
120
PLOTINUS ON NUMBER
space and time do not exist, or in other words, where measurable quantity
does not exist. Thus, the art of intelligible number in Plotinus comparison
between music and number refers to the ontological, not sense-perceptible,
activities of substantial number in the intelligible.
In VI.6.17.57, Plotinus borrows the geometrical gure of the line as an
example from Aristotles explanation of continuous quantity 166 to explain that
a line, in the intelligible, is unlimited, not because there is an intelligible line
that is unlimited, but because we can always think of a longer line:
1. It is impossible to attach a mental image to the things which really
exist in the intelligible realm.
2. Hence the line in the intelligible is unlimited in the sense that it is not
of denite numbered length.
3. Since a line is what proceeds from one point and over one distance, it
is posterior to number because the one is observed in it.
4. Limit is not thought to be included in the absolute line, since the line
in the intelligible cannot be measured quantitatively.
How is it possible for the absolute line to start from a point and yet be
unlimited? For Plotinus, the line is both an intellectual thing (noeron) and
somehow a real thing (ps to pragma). All gures in the intelligible (point,
line, plane, and solid) do not have quantity or quality but exist as ungured gures (aschmatista schmata) before they are extended into bodies
(VI.6.17.2526):
Figure, then, is always one in real being (schma hen en ti onti),
but it has distinctions in it either in the living being (en ti zii)
or before the living being (pro tou ziou). But I mean has distinctions not in the sense that it has acquired size (ouch hoti emegethynth), but because it has been divided (hoti hekaston emeristh pros
hekaston), each part of it in correspondence to each being, and given
to the bodies there in the intelligible. (VI.6.17.2831)
As substantial numbers are the paradigms of monadic numbers and the
henads are molds for beings, so too, in the intelligible, ungured gures are
the antecedents of gures, and, in this sense, are unlimited. If intelligible
gures are unlimited, then what kind of division does Plotinus have in mind?
The answer is that the division of being by substantial number generates the
beings in Intellect.167
121
122
PLOTINUS ON NUMBER
123
179. VI.9.5.42.
180. Similarly, Gerson (1994: 45) characterizes Plotinus description of the
efuence of the One in V.2.1.711.
181. II.9.17.5.
182. DK B8.4244: tetelesmnon st, / pntoyen ekklou
sfarhw nalgkion gk, / messyen sopalw pnt. (Gallops text
and trans.) I thank the anonymous reviewer for reminding me of this parallel.
124
PLOTINUS ON NUMBER
125
recognizes, in passing, the inuence of geometrical and astronomical theories of Plato and Plotinus on Proclus.186 A closer look, however, reveals that
Proclus commentary on Euclids denition of the circle, cited above and also
by Kutash,187 does not bear such direct resemblance to Proclus explanation
of the motion of Soul and Intellect in prop. 20 as it does to Plotinus explanation of the circular form in the intelligible in the Enneads.188 In IV.2.1,
Plotinus discusses the indivisibility of Intellect and the indivisibility of the
part of soul that always remains in the intelligible, and the divisibility of the
part of soul that descends into the sensible. To illustrate what he means, he
describes that soul is composed of the part which is above and that which
is attached to that higher world but has owed out as far as these parts, like
a line from a center (hoion gramms ek kentrou).189
For Plotinus, Being produces the real beings when moving according
to number.190 The motion of number begins with Intellect, which exists by
thinking itself and thinking all the individual intellects in itself. Thinking
for Intellect is moving within itself. This motion is introverted, self-reexive,
all-inclusive, and without direction, except for the dianoetic conception of
inward and outward. Therefore, the motion is circular, though not in the sense
of circular direction, but rather that a circle circumscribes the movement.191
The unied number of Being is the point of Intellects gaze upon the One
before it realizes its multiplicity. By the moving-in-itself number of Intellect,
the individual forms come into existence as a number that unfolds itself from
the unied number of Being. The individual beings do not continue their
unfolding motion ad innitum. They are encompassed by the number of the
Complete Living Being. Thus, the intelligible world moves circularly, folding out and folding in, resembling the breathing in and out of an ensouled
organism. Plotinus perceives guratively the course of this ontological progression as follows: [Intellect] became like a circle unfolding itself, shape
and surface and circumference and center and radii, some parts above and
some below. 192 The unfolding of the circle of Intellect (exelixas) results in
186. Kutash (1994: 105, 112).
187. Kutash (1994: 109110).
188. Among Proclus predecessors, Plotinus must have had the most sway
in the formulation of Proclus view, since all the elements of his commentary on
Euclids denition of a circle are found in Plotinus.
189. IV.1.1.1617.
190. VI.6.15.25: t nta genn kinomenon kat' riymn.
191. I.8.2.1517: Intellect has all things and is all things, and is with them
when it is with itself and has all things without having them.
192. III.8.8.3638: oon gr kklow jeljaw atn ggone ka
sxma ka ppedon ka perifreia ka kntron ka gramma ka t
mn nv, t d ktv.
126
PLOTINUS ON NUMBER
127
the notion of a sphere, it follows that Intellect, which has not seen all beings
in itself, resembles an empty sphere. But when Intellect sees, and thus thinks
all intellects or all beings in itself, it holds them and surrounds them in the
Complete Living Being as encompassing number (VI.6.31), which resembles
a full sphere.195 The sphere of the living being is, then, the gure of the universe (to te tou pantos schma) to which Plotinus refers in the beginning of his
discussion of the gures in the intelligible (VI.6.17.2324).196
The nal product of this progression is the encompassing number of
the Complete Living Being. IV.4.32 sheds more light on Plotinus view of
the Complete Living Being by quoting Ti. 30d131a1 that the universe (to
pan) is a single living being which encompasses all the living beings that
are within it; it has one soul which extends to all its parts, in so far as
each individual thing is a part of it (IV.4.32.47). Plotinus interprets Platos
denition in terms of his own ontological classication to mean that this
one universe is all bound together in shared experience and it is like one
living creature (IV.4.32.1314). This Complete Living Being consists of all
individual things that exist, or as he says, persist (menein) by moving.
Its movement can be observed by sympathy (sympatheia) in the heavenly
circuit.197 It is not casual but according to the rational principle of its
living organism, possessing harmony of action, experience, and order which
arranges things together, bringing them in due relation to each other . . . as
if they were performing a single ballet (mian orchsin) in a rich variety of
dance-movements (en poikili choreiai, IV.4.33.17). The rational principle
which orchestrates this cosmic dance is the substantial number. It creates
harmonious movements between all individual beings, Intellect, and Being.
Plotinus dancing metaphor illustrates the structure of the universe not in
situ, but contemplatively in action; not static and devoid of life, but dynamic
and boiling with life. He further extends the simile by comparing the
orderly and yet different movements of the limbs of the dancers body to
the image of the whole universe, which actively lives its own complete life,
moving its great parts within itself, and continually rearranging them.198
This motion is not in space or in time; rather, it is contemplative, possessing the knowledge of the intelligible realm. Motion in the intelligible means
the ontological progression of beings according to the rhythm provided by
128
PLOTINUS ON NUMBER
129
130
PLOTINUS ON NUMBER
6
Unity of Thought and Writing
In VP 24.1114, Porphyrys statement, So I, as I had fty-four treatises of
Plotinus, divided them into six sets of nine (Enneads)it gave me pleasure
to nd the perfection of the number six along with the nines, has garnered
many slighting remarks in the pages of Neoplatonic scholarship. Armstrong
criticizes Porphyry for taking a most unfortunate liberty in creating an
extremely unsystematic presentation of a systematic philosophy;1 Gerson
nds the arrangement to be a seriously disruptive division; 2 and OMeara
dismisses it as wholly articial and sometimes misleading. 3 Consequently,
scholars suggest two alternative organizations of the Enneads. The rst reconstructs the conceptual unity of certain treatises, such as the Groschrift (III.8;
V.8; V.5; II.9), which Porphyry disperses throughout the collection.4 The second reads the treatises in Porphyrys chronological order (listed in VP 46)
in an attempt to show the development of Plotinus philosophy itself.5
While the communis opinio of Porphyrys arrangement stems from our
analytically trained perception of how philosophical writing should be organized, I think we must also try to understand his work within the context
of both Plotinus thought and the Neopythagorean fashion of the time.
Porphyrys arrangement does not simply embellish Plotinus corpus like
the Muses ennead, crowning the nine books of Herodotus Histories:6 as
a student of Plotinus and a former member of the Neopythagorean school,
Porphyry would have understood his task to be editing and arranging his
masters works in an order complying with the tenets of the presented philosophy. This chapter, therefore, examines Porphyrys arrangement of the
1. Armstrong (1967: 217) and (1966: vol. 1, viii), respectively.
2. Gerson (1994: xiv).
3. OMeara (1993: 10).
4. Argued by Armstrong (1967: 217); OMeara (1993: 810); Gerson (1994:
xiv); Dillon (1992: 189204, esp. 191). Roloff (1970) disregards Porphyrys
arrangement and writes a commentary on the treatises as a whole. Also followed
by Cilento (1971).
5. OMeara (1993: 910). For the opposite antidevelopmentalist position,
see Armstrong (1967: 218), followed by Gerson (1994: xvii).
6. Plutarch, Moralia 744b, however, sees a deeper signicance in the Muses
number.
131
132
PLOTINUS ON NUMBER
133
134
PLOTINUS ON NUMBER
use of the two terms and the orthographic meaning of diorthsis suggest that
we should interpret diataxis to mean, specically, arranging the treatises.15
At rst glance, Porphyrys organization of the treatises from the easiest
to the most difcult topics does not directly reect the division of philosophy
into ethics, physics, and logic, which governs Platos collections. Albinus
organization adapts this tripartite division and further divides Platos works
into ve subtypes of peirastic, maieutic, hyphegetic, logical, and anatreptic
dialogues. Thrasyllus division, followed later by Theon of Smyrna, groups
the dialogues into tetralogies following the pattern of three tragedies and
a satyr play.16 Edwards recognizes that Porphyrys arrangement moves in a
similar direction but sees stronger kinship with the division of body, soul,
and spirit, found in Origens De Principiis (4.2.4).17 As we will see later, his
conjecture is all the more convincing in that it captures the anagogical path
on which the treatises unfold the essence of Plotinus universe, because
Porphyry believes that his editorship is central to the teaching, promotion,
and preservation of Plotinus philosophy.18
Ennead VI.6
Why should we look next into Plotinus concepts of multiplicity and number
for a possible answer to Porphyrys arrangement? Because, as we have determined in this book, the two concepts lay the foundation of Plotinus understanding of the composition of the universe. If we are to concern ourselves
with studying the ordering of a multitude of treatises into a whole, then
focusing on Plotinus signature view of the universe as one-in-many seems
to be suitable and logical.
From Porphyrys editorial standpoint, if the Enneads are going to present
Plotinus view of the universe, regardless of whether Plotinus cares or not,
they can do so only if they are published as a multitude of treatises, organized
in a way that demonstrates their unity. For Porphyry, to induce kosmos in the
presentation of the treatises is to arrange them in a way that inwardly,
through introspection, reveals to the reader the essence of Plotinus universe.
also judges that Porphyry did no more than correct the spelling, etc., of his
masters carelessly written and unrevised manuscripts.
15. Leopardi translates them as ordo and emendatio in Moreschini (1982).
16. Tarrant (1993: 41, 89107).
17. Edwards (2000: 51, n. 309).
18. Eustochius (c. 270) published another edition of the Enneads, quoted by
Eusebius in Praeparatio Evangelica. But all extant manuscripts of the Enneads
transmit the treatises according to Porphyrys edition. Cf. Henry (1935); GouletCaz (1982: 287294); for a concordance of the two editions, see Henry (1938).
135
136
PLOTINUS ON NUMBER
with the works of his contemporary Neopythagoreans. In his lengthy quotation of Longinus letter in VP 2021, he mentions not a few, but all the
names of the Neopythagorean underground 24Cronius, Moderatus,
Thrasyllus, Numenius, and Ammonius Saccas, the teacher of Plotinus
himself (VP 3).25 With this entourage in mind, the question of Porphyrys
arrangement of Plotinus works must be related to traditional Pythagorean
and Neopythagorean numeric symbolism.26
The later Neoplatonic and Neopythagorean tradition elucidates what
Porphyry might have implied by his notorious perfect ratio of six and nine.
Despite the scarcity of original Pythagorean writings, the development of
the Pythagorean numerical canon from Philolaus to Proclus is still traceable. In this continuous span, Aristotle, of course, rst attempts to systematize the circulating Pythagorean views on the metamathematical and
metaphysical correspondence between numbers and the universe. Although
Aristotles work on the Pythagoreans is lost, he discusses Pythagorean
numerical symbolism at considerable length throughout Metaphysics books
A and M. With the help of Alexanders commentary on Aristotles text,
Burkert reconstructs Aristotles list in which the monad is nous and ousia;
the dyad is doxa; the triad symbolizes a whole with a beginning, middle,
and end; the tetrad is justice; the pentad is marriage; the hebdomad is
opportunity; and the decad is the perfect number.27 The symbolism of each
number on this list is not our concern now; I mention the entire list to
point out that there are three obvious omissions, two of which are a primary concern for us. Aristotle not only omits the hexad, the ogdoad, and
the ennead from the list but does not even mention them anywhere in
his works, not even in the Metaphysics.28 No matter what the actual reasons for Aristotles conspicuous lacuna, we have no reason to think that
Aristotle omits them intentionally. Most likely the three numbers were not
a part of mainstream Pythagorean numerology yet. This is conrmed by
Theol. Ar. 74.10, which forcefully and unreasonably attributes to Philolaus
137
the derivative sequence of numbers and the idea that the hexad represents
ensoulment (empsychsis, D-K A 12.3).29
In fact, ever since Plato crafted the cosmogonical role of soul in the
Timaeus, the concept constantly gained popularity in Middle Platonic and
Neopythagorean circles. While Philo places the hexad in the foundation
of universal order, Moderatus calls it a marriage and Aphrodite.30 The
Theology of Arithmetic explains these allegories better by dening the hexad
as the rst perfect number (Theol. Ar. 33.2), which arises out of the rst
even and rst odd numbers, male and female (Theol. Ar. 33.56), and by
which the universe is ensouled and harmonized.31 The hexad is the rst
perfect number, because it is a result of the sum or multiplication of the
rst three numbers (1 + 2 + 3 or 1 2 3) and symbolizes the harmonious unity of the primary opposites of male and female.32 It also ascribes to
soul the animation of the universe brought together as wholeness of limbs
(Theol. Ar. 36.31).33 The hexad is kosmos because the universe, like 6, is
often seen as composed of opposites in harmony, and the summation of the
word universe is 600.34 As a perfect number, the hexad symbolizes order
of multiplicity and harmony of opposites.
If we view Porphyrys arrangement of the treatises according to the
Neopythagorean hexad, the organization of the Enneads by the number six
overtly corresponds to the organizing role Soul plays in the composition of
the physical world. Plotinus does not mention the hexad anywhere in the
Enneads. Nevertheless, this is in accord with his view, discussed earlier, that
29. Ti. 43b.25; Huffman (1993: 356359).
30. De Op. Mundi 89.1: smpaw ksmow teleiyh kat tn
jdow riymo teleou fsin; Moderatus, fr. 3.5: pvnmazen . . . tn
jda Gmon ka Afrodthn.
31. Theol. Ar. 33.2223: kat atn mcuxsyai ka kayhrmsyai
tn ksmon. Waterelds translation (1988); Greek according to de Falco (1975).
On perfect numbers, Theol. Ar. 17.13; Aristotle, Cael. A1.268a9; Euclid, Elementa
7.22; Theon, Expos. rer. math. 45.9; Nicomachus, Ar. 1.16, 39, 447; Iamblichus,
De vita Pyth. 152.
32. Theol. Ar. 34.1415: Tw mn prtaw at t jdi a b g;
Theol. Ar. 36.2327: Prth gr jw puymenikvtth perisxen
riymhtikn mesthta: . . . tn prvtsthn dxoito mfasin ka tn
ato to riymo edopohsin.
33. Later in the same text, we nd the etymology of the hexad from jiw
zvtik, meaning the living condition or ensoulment (Theol. Ar. 64.3).
34. Theol. Ar. 37.812: ka gr ksmow, sper ka w, j
nantvn pollkiw fyh sunestw kay rmonan, ka sunarymhsiw
to ksmou nmatow jaksi stin.
138
PLOTINUS ON NUMBER
139
is the rst number to encompass the specic identity of all number, since
it encompasses 2, the rst even number, and 3, the rst odd number; 41 and
the decad represents the Pythagorean tetractys, symbolizing the wholeness
of the universe.42
For Porphyry, things are different. He not only comes from a strong
Neopythagorean background, like Plotinus, but also responds to the
revival of Pythagorean numerical symbolism in later Neoplatonism and
Neopythagoreanism. Porphyrys arrangement of the treatises into six groups
nondiscursively embodies Plotinus understanding that Soul also arranges
that which has separated from the One into a one-in-many universe. He
animates, to use Neopythagorean language, the multiplicity of the treatises
to re-create the organic wholeness of Plotinus universe.
The numerical symbolism of the ennead is Neopythagorean too. Later
Neoplatonists call the ennead the greatest of numbers within the decad and
an unsurpassable limit. 43 The limiting characteristic of the ennead is most
suitable for enclosing the number of the individual treatises within itself.
While the hexad represents the formation of number and order (tn autou tou
arithmou eidopoisin, Theol. Ar. 36.27), the ennead marks the end of the formation of specic identities (horizei goun tn eidopoisin, Theol. Ar. 56.25).
As the hexad, like Soul, organizes the groups of the treatises in the body
of the collection, the ennead, like the comprising number of the Complete
Living Being, limits the number of treatises within each group to the last
original number.44 As the ennead brings numbers together and makes them
play in concert (Theol. Ar. 57.214), so does the ennead bring together the
multiplicity of the treatises and turns them inward to its source.45 While the
hexad inscribes the cosmogonical role of soul on the Enneads, the ennead
symbolizes the completion of the universe. This is why the treatises are not
organized in nine groups of six but in six groups of nine. The enneads of the
41. Theol. Ar. 3031.
42. Theol. Ar. 79.
43. Theol. Ar. 56.2425.
44. Theol. Ar. 57.78: There is a natural progression up to it, but after
it there is repetition (mxri mn gr atw fusik prbasiw, met d
atn palimpetw).
45. Porphyry embeds the etymology of the ennead as if it were the henad
of everything within it, by derivation from the one (nnaw mn kklhtai
oone nw pnta ntw atw kat parvnuman to n, Theol.
Ar. 57.45) by placing the treatise, devoted to the One (to hen), last in his
arrangement. As pointed out by one of the anonymous reviewers, Iamblichus
etymologizes the ennead as new one (hen neon, In Tim. fr. 53), which also
suits the idea of completing the universe as an image, albeit different, of the One
and in this sense new one.
140
PLOTINUS ON NUMBER
treatises, circumscribed and thus animated by the hexad of the soul, enclose
everything on the subject of the universe from beginning to end, from henad
to ennead.46 There is nothing more to be said about it outside of Plotinus
philosophy and outside of the number of the Enneads, homonymy intended.
Therefore, in the arrangement of the Enneads, Porphyry reects the growing
importance of the hexad and the ennead before their formal canonization in
the Theology of Arithmetic.47
Porphyry fuses Plotinus philosophy with Neopythagorean numerical symbolism to reveal the central organizing theme of Plotinus universe.
His arrangement of the treatises encrypts numerically the perfect unity of
Plotinus universe, for which VI.6 provides the conceptual blueprint. The
teachers concept of kosmos as multiplicity ordered by number is the reason
that his student enjoys the perfection of the mathematical ratio of 6 9. The
Enneads, like the universe, unfold outward into multiplicity, while Porphyrys
arrangement, in turn, enfolds the treatises inward to create an image of the
universe according to Plotinus. Porphyrys arrangement of the Enneads in six
groups of nine, therefore, is not arbitrary but mandatory for understanding
the universe of Plotinus thought.48
46. In Armstrongs words (1988: vol. 7, 6), VI.6 explains how all reality
proceeds in due order from its source, the One or Good, and how the human
spirit may nd its way back to that source.
47. With the exception of Plutarch, Moralia 744b, the philosophical
meaning of the ennead is not discussed until Syrianus, In Metaph. 134.14; and
especially Proclus, In R. vol. 2, 237.19, In Cra. 176.62, In Ti., vol. 2, 127.4.
48. In relation to Thrasyllus nine Platonic tetralogies and Porphyrys six
Plotinian enneads, Mansfeld (1994: 65) notes that such numbers and relations
between numbers according to Platonist and Pythagorean thought are not just an
expression of order, but a cause of order in the rst place. The two sets are a
sort of micro-cosmoi.
This chapter was previously published as Unity of Thought and
Writing: Enn. 6.6 and Porphyrys Arrangement of the Enneads in Classical
Quarterly 58.1 (2008): 277285. I have truncated the original section (pp. 280281)
that introduces VI.6 and the concepts of multiplicity and number in order to
avoid repetition.
142
PLOTINUS ON NUMBER
CONCLUSION
143
The concept of separation from the One ascribes to number and multiplicity a primary role in constructing the architecture of the intelligible
realm, in which number performs the function of limit, and multiplicity
enacts the Platonic and Pythagorean concept of the Unlimited. Number is
the likeness of the One in the sense that it constrains multiplicity to a certain limit and preserves it from slipping away into innity. It imitates, albeit
in an ontologically deteriorated way, the self-sufciency and completeness of
the One.
Wallis concludes that existence in Plotinus hierarchy means a fragmentation of the unity of the One. 2 Others have also established that number fullls an ontological purpose in Plotinus hierarchy.3 Wallis claim that
Plotinus never considers multiplicity as a valuable addition to an initial
unity should be revised in light of VI.6. The treatise elucidates that which
has been left unwritten in the Platonic view of numberthat number is an
active actuality of Being and a power of substance that builds the architecture of the universe according to its ontological role.4 In other words, substantial number actualizes Wallis fragmentation of the unity of the One
by determining every form of intelligible existence.
The current study also warrants the revision of Brhiers view that the
discussion of multiplicity in the opening chapter of the treatise does not relate
to Platos concept of number because it does not have a xed number.5 The
denition of multiplicity as an apostasis from the One explains that multiplicity originates from number, regardless of what the exact nite number is. As
soon as even the slightest separation or moving away from the One occurs,
number and substance act together to procure the unfolding of multiplicity
from the One in due ontological order. Existence, then, is Otherness from the
One, actualized by the intelligible number. Multiplicity is separation from the
One according to the ontological exigency of substantial number.
2. Wallis (1972: 57) explains that Plotinus conception of the One can
best be understood if we recall that in his view multiplicity is never a valuable
addition to an initial unity, but connotes rather a fragmentation of that unity
(VI.6.1; VI.7.8.1922). Hence at each stage of his universe the descent into
greater multiplicity imposes fresh limits and restrictions, disperses and weakens
the power of previous stages, and creates fresh needs requiring the development
of new faculties previously unnecessary.
3. Krmer (1964: 300304); Charles-Saget (1982: 124127); and Nikulin
(1998: 8589).
4. Scholars traditionally study the central chapters (69) dealing with
number in the intelligible: Krmer (1964: 292311); Alexandrakis (1998); Nikulin
(1998); with the exception of Ppin (1979) and Horn (1995b: 149169).
5. Brhier (1963: vol. 6, 7).
144
PLOTINUS ON NUMBER
CONCLUSION
145
B I B L I O G R A P H Y
148
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160
BIBLIOGRAPHY
I N D E X
O F
N A M E S
A N D
S U B J E C T S
This index includes references to names and subjects throughout the book. Modern
scholars are mentioned only if their views are discussed in the main body of text or in
a note that does not provide only a reference to them. For a complete list of secondary
sources, see the Bibliography. For a complete list of primary sources, see the Index
Locorum.
on quantity and quality, 59
on substance, 60, 111
arithmetic, 9, 119
Armstrong, A. H., 131, 133
astronomy, 7475, 119
162
163
164
Phaedrus, 7576, 87
Philebus, 5
Philo, 137
Plato, 45, 122
being (to on) and becoming (to
gignomenon), 27
and Moderatus, 45
on number, 56, 74 (see also Ideal
Number and true number)
unwritten doctrines (agrapha dogmata)
of, 6, 54
See also Parmenides
Plotinus, 8
and his defense of Platonic number,
14, 64, 94, 110
and his refutation of Aristotles
criticism of Platonic number, 14, 56,
80, 114
writing style of, 20, 133134
point, 122123, 130 (see also One as a
point)
Porphyry, 18, 132
and the arrangement/organization of
the Enneades, 12, 16, 131, 133134,
137, 139, 140
and Vita Plotini, 42
potentiality, 62, 86
and Indenite Dyad, 71, 101
power (dynamis),
of being and number, 15, 8687
of substance, 97
Pradeau, J.-F., 88
Presocratics, 4
Primary Kinds (megista gen and
prta gene), 15, 32, 95, 102,
105, 109111, 112
as properties of substantial number,
16, 85 (see also aspects of substantial
number)
See also motion, otherness, sameness,
and rest
Proclus, 117, 124, 125, 136
and his interpretation of Numenius.
See Numenius
Ptolemy, 124
quality (poion), 59 (see also Aristotle on
quantity and quality, number and
quality)
165
I N D E X
L O C O R U M
985b30: 138n.36
986a89: 64n.55
986a1617: 56n.7
987a29ff.: 4n.6
987b11988a15: 63n.47
987b1429: 58n.20
987b2934: 56
988a714: 29n.25
1003a30: 79n.44
1003b2230: 77n.29
1007a32b12: 79n.46
1013a25: 81n.57
1015b2935: 79n.44
1020a: 110n.110
1020a13: 49n.35, 55n.6
1020b3: 60n.28
1020b4: 78n.40
1028a: 110n.106
1028a3: 87n.97
1028a1318: 80n.53
1028a19: 110n.107
1028a2029: 114n.136
1028a31b2: 60n.31
1028a32: 87n.96
1028a34: 87n.97
1028b1832: 58n.20
1028b2124: 64n.55
1076a1922: 7n.21
1080b: 122n.176
1080b1114: 76n.25
1081a: 58n.20
1083a: 5960, 61, 77, 91
Alexander of Aphrodisias
In Aristotelis Metaphysica
Commentaria (In Metaph.)
55.2026: 122
Anaxagoras
59B 1: 82n.63
Aristotle
Analytica Priora (A. Pr.)
90a11: 79n.44
Categories (Cat.)
2: 63n.50
3b10ff.: 110n.106
5: 60n.31
5a39: 79n.46
6: 110n.110111
6.5a114: 120n.166
De Anima (De An.)
405b2629: 50n.36, 127n.196
406a18: 79n.44
430a23: 80n.52
431a12: 80n.52
De Caelo (De Cael.)
268a9: 137n.31
272a2: 63n.49
De Generatione et Corruptione
315b25317a18: 61n.37
Metaphysics (Metaph.)
984a2425 81n.57
985b: 116n.147
985b23986b8: 78n.42
167
168
INDEX LOCORUM
Aristotle (continued)
1083a13: 59n.26
1083a4: 110n.107
1083a413: 60n.29
1083a8: 78n.38, 92
1083a1113: 61, 67n.70
1083a13: 67
1083a2427: 61n.35
1083a3537: 64
1083b: 55, 56, 64
1083b13: 61n.36, 76n.25
1083b1617: 93n.131
1083b2325: 61
1083b3537: 65, 67n.71
1083b36: 67, 114n.132
1083b361084a: 20n.64, 57n.9, 58, 64
1083b3637: 55n.6, 62, 63
1084a: 65
1084a110: 64
1084a79: 62, 64n.57
1084a1021: 64n.56
1084b56: 92n.125, 100n.34
1085b: 7n.18
1085b341086a18: 58n.20
1086a25: 59n.25
1086a511: 61n.36
1088b10: 64n.55
1088b34: 58n.20
Oeconomica (Oec.)
1347a34: 136n.28
1353a18: 136n.28
Physics (Ph.)
190a26: 81n.57
192a15: 29n.25
203a206b: 63n.49
203a916: 29n.25
204a14: 62
204b513: 63n.52
205a: 65
206a1618: 62
206a21b33: 58n.14
207a28: 81n.57
207a33b15: 57, 62, 64
208a1520: 65
209b33210a2: 29n.25
223a58: 37n.67
Cicero
De Finibus
5.87.49: 4n.5
Claudius Ptolemaeus
Syntaxis Mathematica (Syntaxis
Math.)
1.1.32.6: 85n.82
Damascius
De Principiis
vol. 1, p. 129.19: 78n.39
vol. 1, p. 133.7: 37n.68
vol. 1, p. 169.10: 39n.77
Dexippus
In Aristotelis Categorias
Commentarium (In Cat.)
3.1: 110n.110
69.15: 113n.126
Diophantus
Arithmetica (Arithm.)
14.2: 85n.82
Euclid
Elementa (El.)
VII, Def. 2: 49n.35, 78n.39
VII, Def. 14: 78n.40
VII, Def. 22: 137n.31
XI, Def. 22: 78n.39
XV: 124n.184
XVI: 124n.184
Eusebius
Praeparatio Evangelica
15.37.6.1: 4n.5
Heron
Denitiones (Den.)
21.1.6: 85n.82, 86n.88
Iamblichus
De Anima
4: 118n.161
4.8: 116n.147
De Communi Mathematica Scientia
(Comm. Math.)
4: 60n.34
5.39: 85n.82
33.29: 34n.54
De Mysteriis
59.160.2: 94n.134
INDEX LOCORUM
In Nicomachi Arithmeticam
Introductionem (In Nic.)
10.9: 43n.6
In Platonis Dialogos Commentariorum
Fragmenta: In Timaeum (In Tim.)
fr. 53: 139n.45
De Vita Pythagorica (De vita Pyth.)
152: 137n.31
Moderatus
Fragmenta Philosophorum Graecorum
fr. 3.5: 137n.30
fr. 140: 45, 46n.18
Nicomachus of Gerasa
Arithmetica Introductio (Ar.)
1.6: 93n.131
1.16: 137n.31
6.1: 52n.52
6.4.2: 52n.53
7.1: 52n.50
7.1.2: 43n.6, 49n.35
33.2: 16n.51
39.447: 137n.31
57.45: 16n.52
Numenius of Apamea [des Places]
fr. 6: 33n.48
fr. 11: 32
fr. 15: 31
fr. 16: 32
fr. 17: 33n.47
fr. 21: 31n.34
fr. 39: 118n.158
Olympiodorus
In Platonis Gorgiam Commentaria (In Grg.)
5.5: 122n.174
30.12: 122n.174
Origen
De Principiis
4.2.4: 134
Parmenides [DK and Gallop]
B 3: 80n.51
B 4: 80n.51
B 8: 80n.51
B 8.36: 27n.16
B 8.2538: 27n.16
B 8.3941: 27n.16
B 8.4244: 123n.182
Philo
De Opicio Mundi (De Op. Mundi)
89.1: 137n.30
Philolaus [DK]
fr. 11: 64n.55
fr. 12.3: 137
Plato
Epinomis
990c6: 59, 63n.46
Epistulae
II.312e14: 128
II.312e3: 33n.51
Leges (Lg.)
893c2: 35n.57
Parmenides (Prm.)
137c4142a8: 5
139b23: 101n.38
139b3: 35n.57
142b145a: 54, 56
142b1151e2: 6
142d9143a: 56
143d8e7: 65
144a6: 57, 63
144b: 65n.59
144d1145a: 66
144e9145a2: 57
Phaedrus (Phdr.)
245c8: 116n.149
245c9: 87n.95
247a248a: 128n.199
247c67: 75n.24, 87
Philebus (Phlb.)
16c510: 5
16d7e1: 70n.88
27b7c1: 70n.88
Respublica (R.)
369c9: 80n.51
398d2: 119n.165
420cd: 81n.57
509b9: 24n.3, 25n.9
525b11526c12: 119n.164
525cd: 59, 63n.46
529d24: 74
169
170
Plato (continued)
529d45: 75n.22
Sophista (Sph.)
238a1011: 59
244b245c: 95n.5
248e: 32n.41, 83n.72
248e249b: 27n.17
250c7: 35n.57
254255a: 85n.83
254d: 32, 46n.21
254d257a: 95n.5
Symposium (Symp.)
187e5: 119n.165
203b: 138n.37
Theaetetus (Tht.)
195d196b: 59, 63n.46
Timaeus (Ti.)
19bc: 81n.57
25c6d6: 26n.14
27d628a1: 27n.16
28a67: 32n.41
28a8: 32
30a.35: 26n.15, 27n.18
30b45: 27
30c31b: 83n.71
30d131a1: 127
32c56: 13n.40
34b1036d7: 5
3537: 112n.122
35a: 27
36a37d: 27, 70
36a637a1: 118
37c639e2: 5
37d39e: 28n.19
37d57: 74n.19
38a78: 74n.19
39bc: 74
39e: 33, 83n.72
39e69: 32, 84n.75
47a: 28n.19, 74n.19
50bc: 29
50c23: 29n.24
50c6: 29n.23, 30
53a255c6: 5
53b45: 28
69a681e: 26n.14
Plotinus
Enneades (Enn.)
INDEX LOCORUM
I.3.4.14: 102n.47
I.7.1.19: 24n.3
I.7.1.2324: 130n.204
I.7.1.24: 122n.178
I.8.2: 119
I.8.2.47: 97n.17
I.8.2.5: 99n.31
I.8.2.1517: 125n.191
I.8.2.2125: 128
I.8.2.2324: 128n.201, 130n.206
I.8.7.1720: 47n.26
I.8.7.18: 51n.41
I.8.10.4: 82n.70
II.2.1.1: 129n.202
II.2.3.2022: 129n.202
II.4.3: 29n.26
II.4.35: 64n.53
II.4.4.20: 69
II.4.5: 70n.86
II.4.5.3133: 69n.79
II.4.5.35: 69
II.4.9.67: 111n.119
II.4.11.31: 50n.38, 52n.51
II.6.1: 102n.46
II.9.8.23: 95n.7
II.9.17.5: 123n.181
III.2.17.4950: 130n.207
III.4.1: 129n.201
III.5.9.33: 138
III.7.11.2324: 129n.201
III.7.12: 79
III.7.12.3133: 74n.20
III.8.4.710: 9n.25
III.8.6.3638: 19n.60
III.8.8.34: 104n.66, 106n.82
III.8.8.36: 126
III.8.8.3638: 125n.192
III.8.9: 112
III.8.9.34: 104n.65
III.8.10: 32n.39
III.8.10.1: 24n.4, 87n.94, 97n.15
III.8.10.1419: 30
III.8.11: 64n.53, 70n.84,n.86
III.8.11.31: 106n.81
III.9.1.114: 84n.75
III.9.79: 33
III.9.7.13: 33n.51, 101n.39
III.9.9.1: 33n.46
IV.1.1.5: 91n.116
INDEX LOCORUM
IV.1.1.7: 77n.31
IV.1.1.1617: 125n.189
IV.1.58: 82
IV.21: 125
IV.3.30: 24n.1
IV.4.16.22: 128n.200
IV.4.16.2325: 128,n.201
IV.4.16.2729: 129n.202
IV.4.32: 127
IV.4.3334: 119
IV.4.33.17: 127
IV.4.33.2729: 127n.198
IV.5.7.5: 50n.38, 52n.51
IV.7.4.32: 50n.38, 52n.51
V.1.1.59: 39n.76, 116n.152
V.1.1.78: 39, 40n.86
V.1.2: 116n.149
V.1.3.7: 115n.143
V.1.4: 34n.52
V.1.4.3637: 105
V.1.5: 96, 102, 115
V.1.5.69: 6869
V.1.5.79: 96n.12
V.1.5.8: 69
V.1.5.9: 56n.7, 70, 72, 138n.36
V.1.5.1219: 106n.80
V.1.5.1314: 68, 89, 104n.63
V.1.5.1417: 69n.83
V.1.5.1517: 104n.64, 109n.99
V.1.6.1819: 49
V.1.7: 101
V.1.7.2526: 101n.44
V.1.8: 80n.51
V.1.8.7: 24n.3
V.1.8.26: 65n.59
V.1.11: 24n.1
V.1.12.5: 115n.145
V.2.1.711: 123n.180
V.2.1.1921: 101n.41
V.3.5: 112
V.3.7: 104n.69
V.3.7.1819: 104n.72
V.3.7.2526: 100n.32, 104n.73
V.3.11: 35, 38, 64n.53, 70n.85, 82
V.3.11.34: 35, 68n.76
V.3.11.5: 35
V.3.11.12: 69
V.3.13.1215: 104n.67
V.4.1.2325: 87n.94
V.4.2.411: 105
V.4.2.78: 70n.90
V.4.2.1326: 106
V.4.2.24: 95n.7
V.4.2.38: 24n.3
V.5.4: 73, 97, 98, 101
V.5.4.6: 77n.36
V.5.4.610: 98
V.5.4.7: 77n.30
V.5.4.1215: 99
V.5.4.1315: 69n.82
V.5.4.18: 96n.10, 97n.18, 99n.29
V.5.4.24: 73n.10
V.5.4.2425: 97n.20
V.5.4.2835: 77
V.5.4.2930: 73n.13
V.5.4.3133: 73n.11
V.5.4.3335: 93
V.5.4.38: 10
V.5.46: 19
V.5.5: 72, 97, 98, 100
V.5.5.211: 98n.24
V.5.5.3: 35n.58
V.5.5.1114: 100n.36
V.5.5.13: 72n.8
V.5.6.24: 30
V.5.8.913: 36n.62
V.5.10.15: 103n.59
V.5.10.1517: 35n.57, 101n.40
V.6.2.1112: 84n.76
V.6.6.30: 24n.3
V.8.56: 19
V.8.7.89: 25n.7
V.8.7.2223: 40n.86
V.8.9: 24n.1
V.9.8.1315: 95n.7
V.9.8.1617: 82n.70
V.9.11.1013: 118n.162
V.9.11.13: 71
V.9.11.2426: 119n.164
VI.1.124: 110n.104
VI.1.1.1617: 125n.189
VI.1.4: 110
VI.1.4.12: 111n.115
VI.1.4.910: 111n.116
VI.1.4.5051: 111n.113
VI.1.4.5455: 111n.120
VI.2.2: 24n.2
VI.2.2.1011: 10n.29
171
172
INDEX LOCORUM
Plotinus (continued)
VI.2.4: 116
VI.2.4.2122: 116n.148
VI.2.4.3132: 116n.149
VI.2.5: 37, 38
VI.2.5.67: 38n.69, 39n.77
VI.2.5.89: 98n.25
VI.2.5.9: 39, 107n.87
VI.2.7: 102n.48
VI.2.7.67: 103n.58
VI.2.7.1620: 105n.74
VI.2.7.2426: 105n.75
VI.2.7.2628: 102n.49
VI.2.7.30: 102n.50
VI.2.8: 109n.100
VI.2.8.2224: 101n.43
VI.2.8.3136: 107n.88
VI.2.8.3637: 108n.94
VI.2.8.3738: 108n.95
VI.2.8.43: 102n.47
VI.2.9: 103n.55, 113n.131
VI.2.9.1: 102n.47
VI.2.11.4243: 111n.113
VI.2.12: 112n.121
VI.2.12.810: 122n.178, 130n.204
VI.2.13: 110
VI.2.13.1: 102n.47
VI.2.13.12: 110n.108
VI.2.13.23: 111n.117
VI.2.13.7: 110n.109
VI.2.13.2021: 111n.114
VI.2.13.2326: 111n.118
VI.2.13.31: 10
VI.2.17.2223: 24n.3
VI.2.21.1226: 121n.173
VI.2.22.1920: 121
VI.2.22.21: 138n.36
VI.2.22.2223: 121
VI.2.22.2426: 95n.7
VI.3.6: 79
VI.3.810: 47
VI.3.13: 138n.39
VI.3.1624: 119
VI.4.4: 36n.61
VI.4.10.18: 96n.11
VI.5.2.16: 98n.22
VI.5.3.1920: 97n.14
VI.5.3.2324: 35n.58
INDEX LOCORUM
VI.6.414: 5455
VI.6.4.2025: 74, 75, 115
VI.6.4.21: 76n.26
VI.6.4.2123: 76n.27
VI.6.5: 91n.114, 92, 93, 94
VI.6.5.12: 89n.107
VI.6.5.15: 7677
VI.6.5.45: 77n.30
VI.6.5.6: 49, 77n.35, 92n.120
VI.6.5.67: 77n.36, 93n.128
VI.6.5.9: 77n.34
VI.6.5.1012: 78, 115n.141
VI.6.5.11: 78n.41
VI.6.5.1820: 79n.47
VI.6.5.2627: 79n.45
VI.6.5.2835: 79n.48
VI.6.5.3538: 7980
VI.6.5.3951: 80n.50
VI.6.6: 138n.39
VI.6.610: 112
VI.6.6.45: 80n.51
VI.6.6.1718: 92n.123
VI.6.6.1920: 80n.52
VI.6.6.1926: 80
VI.6.6.2629: 80
VI.6.6.2930: 80n.55
VI.6.6.3033: 105n.77
VI.6.6.3134: 81
VI.6.6.3536: 81n.58
VI.6.6.4042: 81n.57, 85
VI.6.7: 77n.31, 81, 83, 88, 107, 108n.90
VI.6.7.12: 82n.62,n.65
VI.6.7.4: 82n.63, 91n.116
VI.6.7.5: 115n.146
VI.6.7.810: 82, 121n.172
VI.6.7.10: 83
VI.6.7.1619: 83n.71, 88n.101
VI.6.8: 81, 83, 88, 107
VI.6.8.14: 83n.73
VI.6.8.2: 83n.71
VI.6.8.3: 107
VI.6.8.46: 84n.77
VI.6.8.5: 80n.49
VI.6.8.1012: 84n.78
VI.6.8.1722: 84, 95n.4
VI.6.8.3435: 107n.87
VI.6.9: 28n.22, 85n.81, 95, 105n.74, 109,
112, 141
173
VI.6.9.15: 85
VI.6.9.811: 85n.85
VI.6.9.1314: 85n.84
VI.6.9.1524: 85n.86
VI.6.9.2227: 86
VI.6.9.26: 15n.44, 97n.15, 106n.79,
120n.167
VI.6.9.2627: 96n.10, 106n.84
VI.6.9.2728: 86n.89, 95n.4
VI.6.9.28: 15n.44, 70
VI.6.9.29: 100, 102, 109
VI.6.9.2931: 15n.46, 87, 88, 106n.83, 123
VI.6.9.3031: 103n.60, 108, 115n.144, 126
VI.6.9.30: 107
VI.6.9.31: 109
VI.6.9.31: 83n.74
VI.6.9.3233: 103n.54
VI.6.9.33: 93
VI.6.9.34: 72, 76, 90
VI.6.9.3435: 99n.30
VI.6.9.3537: 89
VI.6.9.3839: 89n.108
VI.6.9.3940: 89
VI.6.10: 100n.33, 102
VI.6.1011: 90
VI.6.10.1: 90n.111, 110n.102
VI.6.10.12: 106, 113
VI.6.10.24: 91n.113, 96
VI.6.10.1112: 91n.114
VI.6.10.1416: 91n.115
VI.6.10.1720: 91
VI.6.10.2029: 91n.113
VI.6.10.2839: 79n.45, 91n.114
VI.6.10.4151: 91n.115
VI.6.11.45: 91n.117
VI.6.11.79: 91n.118
VI.6.11.12: 92n.120
VI.6.11.1417: 92
VI.6.11.1819: 92
VI.6.11.1921: 92
VI.6.11.3233: 92n.123
VI.6.1516: 112
VI.6.15.2123: 116n.147
VI.6.15.2427: 106
VI.6.15.25: 125n.190
VI.6.15.3435: 110n.103
VI.6.15.3738: 113n.124
VI.6.15.4041: 113n.126
174
INDEX LOCORUM
Plotinus (continued)
VI.6.16: 112
VI.6.16.68: 113n.128
VI.6.16.89: 113n.127
VI.6.16.1518: 113n.129
VI.6.16.1920: 113n.130
VI.6.16.2426: 113n.131
VI.6.16.2728: 114n.134
VI.6.16.3738: 114n.135
VI.6.16.4344: 118
VI.6.16.45: 114n.137, 117n.155,
138n.36
VI.6.16.4754: 115n.138
VI.6.16.5152: 115n.140
VI.6.17.34: 63n.51
VI.6.17.57: 120
VI.6.17.2324: 127
VI.6.17.2526: 9n.28, 120, 128
VI.6.17.2831: 120
VI.6.17.4143: 126
VI.6.18: 121n.172
VI.6.18.14: 121n.169
VI.6.18.56: 121n.170
VI.6.18.612: 121
VI.6.18.24: 40n.84, 135n.21
VI.7.8.1922: 143n.2
VI.7.11.59: 50n.38, 52n.51
VI.7.12.1926: 4950
VI.7.12.2223: 127n.196
VI.7.12.2330: 144n.6
VI.7.13.46: 108n.96, 115n.144
VI.7.15: 70n.89
VI.7.32.2123: 99n.31
VI.7.39.110: 108n.91
VI.7.39.45: 108
VI.7.39.1416: 105n.76
VI.7.39.1719: 107n.86
VI.7.42.2124: 3839, 40n.86, 121n.171
VI.8.8.6: 30
VI.8.14.30: 30
VI.8.16.34: 24n.3
VI.9.12: 48n.31
VI.9.2.20: 51n.44
VI.9.3.4245: 34n.52
VI.9.4.13: 116n.151
VI.9.4.35: 116n.152
VI.9.4.4: 39n.77
VI.9.4.56: 117
VI.9.4.67: 117n.153
VI.9.5: 109n.98
VI.9.5.30: 30n.30
VI.9.5.4142: 130n.205
VI.9.5.42: 123n.179
VI.9.6.35: 117n.156
VI.9.811: 130,n.206
VI.9.910: 119, 129
VI.9.9.2930: 138n.37
VI.9.9.31: 138
VI.9.11.42: 24n.3
Plutarch
De Defectu Oraculorum
409e: 7n.19
De Generatione Animae in Timaeo
1014b: 26n.15
De Procreatione Animae
1012d1013b: 7n.19
Moralia
744b: 131n.6, 140n.47
Porphyry
In Aristotelis Categorias
Commentarium (In Cat.)
101.1: 110n.110
Vita Plotini (VP)
3: 13n.41, 31, 42, 136
45: 18n.59
46: 131, 132n.9
5: 10n.30, 18, 26n.10
5.35: 18
5.5964: 17n.53
6: 23, 39n.78
6.33: 26n.10
7.4951: 132
8.813: 20n.66
8.20: 49n.32
14: 13n.41, 42
1721: 8n.23, 13n.41, 42
2021: 136
20.75: 52n.48
21: 47n.22
21.59: 42
21.7: 52n.48
24: 16
24.2: 133
24.211: 132133
24.56: 133
24.1114: 131
INDEX LOCORUM
175
255.9: 34n.54
In Aristotelis Metaphysica
Commentaria (In Metaph.)
187a: 6n.16
In Aristotelis Physica Commentaria
(In Phys.)
230.34: 44
230.3637: 45n.14
320: 29n.23
798.14: 34n.54
Stobaeus
Anthologia
1, 2122: 14n.42, 44n.9
1, 21: 43n.6
Syrianus
In Metaphysica Commentaria (In Metaph.)
112.31: 100n.37
112.35ff.: 67n.72
134.14: 140n.47
137.11: 34n.54, 38n.69
139.1.2025: 92n.124, 94n.133
183.1.2425: 94n.133
186.3036: 76n.25
Themistius
De Anima
5.3.3.2: 126n.194
In Aristotelis Physica Paraphrasis (In Ph.)
5.2, p. 233.2: 37n.66
Theologoumena Arithmeticae
(Theol. Ar.)
10.26: 38n.73
17.13: 137n.31
20: 138n.40
29: 78n.42
3031: 139n.41
33.2: 137
33.56: 137
33.2223: 137n.31, 138n.36
34.1415: 137n.32
36.2327: 137n.32
36.27: 139
36.31: 137
37.812: 137n.34
56.2425: 139n.43
56.25: 139
176
INDEX LOCORUM
Theologoumena Arithmeticae
(Theol. Ar.) (continued)
57.45: 139n.45
57.78: 139n.44
57.2124: 139
64.3: 137n.33
79: 139n.42
82.10: 60n.34
85.3: 60n.34
Theon of Smyrna
Commentaria in Ptolemaei Syntaxin
Mathematicam (In Ptol.)
377.1.24: 37n.65
457.10: 85n.82
458.12: 85n.82
521.1.7: 37n.65
620.1.19: 37n.65