Escolar Documentos
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Cultura Documentos
1, 1993
This article discusses the change among Yucatec Maya farmers from traditional
shifting m i l p a agriculture to intensive horticultural production for the Mexican
market. The process of agricultural intensification among th& group of peasant
farmers has involved movement toward an increasingly sedentary form of
production which has heightened reliance on the use of chemicals with negative
consequences for the environment. The research, which focuses on the pressure
on producers to abandon more sustainable forms of cultural controls against
crop loss in favor o f modern chemical controls, raises the issue of the
transferability of sustainable traditional technology to small commercial
farmers in the tropics. More specifically, the article draws attention to the
sometimes overlooked issue o f economic, as well as environmental,
sustainability in discussions on agricultural development and resource
management.
KEY WORDS: Maya agriculture; traditional agriculture; sustainable agriculture; agricultural
intensification.
INTRODUCTION
Increasing recognition of the importance of sustainable resource mana g e m e n t for fragile t r o p i c a l e n v i r o n m e n t s has b r o u g h t with it a surge o f
i n t e r e s t in t r a d i t i o n a l m a n a g e m e n t systems as a l t e r n a t i v e s to highly t e c h n o -
1parts of this article were presented at the 89th Annual Meeting of the American
Anthropological Association in New Orleans in November 1990, as well as at a conference
in M6rida in Yucatan entitled "La modernizaci6n de la milpa en Yueatfin: utopia o realidad"
in May 1991.
zCIAT, A. A6reo 6713, Call, Colombia.
87
0300-7839/93/0300--0087507.00/0 9 1993 Plenum Publishing Corporation
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Humphries
logical development solutions (e.g., Alcom, 1990; Anderson, 1990; Gliessman, 1984; G6mez-Pompa, 1987; Hecht, 1989; Norgaard, 1981; Posey, 1983;
Posey and Bal6e, 1989). Interest in the potential of these systems raises the
issues of the transfer of traditional technology and knowledge to small commercial farmers and whether such transfer is appropriate (Brokensha, 1989;
Wilken, 1989). It would certainly be naive to believe that all traditional cultivators live in harmony with nature, and what often appears as sustainable
management is, in reality, the product of low population pressure and hence,
minimal environmental disruption (Wilken, 1989, p. 47). Today small farmers are under pressure to intensify production in the face of increasing
land/person ratios and growing need for cash income to purchase consumer
goods, educational materials, medical services, etc. Thus, if traditional technology is to be transferred it will generally need to be adaptable to intensification.
The crux of the issue is whether it is possible to maintain the integrity
of sustainable traditional systems under the impact of market integration.
Low input agricultural systems that have long been sustainable under production for primarily use value, may no longer be so once the goal becomes
that of exchange, or more explicitly, that of profit. Most importantly, those
cultural practices which are, in essence, "safety-first" mechanisms (Roumasset, 1979) aimed at minimizing variation in expected output and assuring
household subsistence under environmental uncertainty, are often lost during the transition to market integration. And it is precisely the safeguards
inherent in traditional systems against widescale loss caused by variations in
the weather or pest outbreaks that have the effect of making them more
environmentally sustainable than systems aimed at income maximization.
Thurston's (1992) work provides an excellent discussion of some of
the safeguards inherent in traditional systems which serve to buffer producers against the vagaries of nature. These safeguards are embedded in
cultural practices, which include, among others, careful site selection, use
of landraces, timing of planting, manipulation of plant densities, intercropping, and fallowing. Traditional farmers adopt a "portfolio" of such techniques in order to spread "natural" risk (Norgaard, 1989). 3 However, as
farmers become integrated into the market, economic considerations outside of immediate subsistence requirements begin to shape their behavior.
For example, producers may find that there is little customer demand for
the landraces which they have traditionally cultivated; that the transportability of produce may override factors involving the ecological determina-
3In contrast to the risk spreading mechanisms listed here, irrigation, long used by many
traditional cultivators, provides a means to reduce "natural" risk through direct water control.
Agricultural Intensification
89
tion of site selection and, indeed, influence the selection of the crops themselves; or that the timing of marketing may become more critical than the
timing of planting, while labor costs resulting from harvesting a diverse
range of intercrops or varieties may be too high to allow crop owners to
compete in the market place, etc. In other words, producers rapidly discover that to disobey market indicators is to go out of business, and adjustments to the system must be made. Thus it is the built-in safety features
of traditional systems, which make them sustainable in the environmental
sense, that may undermine their viability as economic systems once the
primary goal is income generation rather than direct consumption.
This raises the obvious, but sometimes overlooked, component of economic sustainability in definitions of sustainable resource management. It
is easy to be beguiled by the physical integrity of a given system without
sufficient regard for the individuals whose livelihoods depend upon the
value of the system's outputs. The importance placed here on economic as
well as environmental sustainability is similar to that put forward by Chambers (1988). He argues that it makes little sense to talk in terms of a sustainable resource base if this is conceived of as separate from those who
manage it. For this reason Chambers prefers to use the concept of "sustainable livelihood security." Unfortunately, few of the studies dealing with
sustainable alternatives for the management of fragile environments provide detailed information on the costs and benefits of these alternate systems (Anderson, 1990, p. 17), and therefore our understanding of how
secure these options are is partial at best. However, even when cost-benefit
information based on normal market conditions is provided, it cannot substitute for a description of what is going on at the production end--namely,
a focus on livelihood strategies and the accommodations producers make
in order to adapt to market forces which, in reality, are rarely ever stable.
The contexts out of which traditional and modern agricultural technology arise represent "two agroeconomic worlds" (Norgaard, 1989, p. 201)
and the application of traditional technology within the present global system will almost inevitably lead to changes in its use, as the estimation of
market risk begins to outweigh perceived "natural" risk, Modern technology
contributes to this process by helping to override short-term ecological concerns. For example, pesticides help to reduce the risk of losses from pest
attack and plant disease in the short term, while incorrect usage increases
the chances of long-term risk arising out of environmental damage (Norgaard, 1989, p. 204). The possibility for manipulating risk in this way is
liable to lead to modifications in hitherto sustainable techniques, which may
undermine system integrity. Those who wish to transfer low input technologies to commercial producers must generally confront this dilemma.
Humphries
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Agricultural Intensification
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Fig. 1. Map of the YucatfinPeninsula showingthe location of Dzidzantfin (CIAT, unpublished map).
Agricultural Intensification
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produce a bushy structure such as high yielding tomatoes and regional chile
peppers. 7
The selection of certain vegetable crops has contributed to large increases in yields and, most importantly, in producer incomes. For example,
average yields of tomatoes in the recent past have been in the area of 30
tons per hectare, and watermelon output often reaches 25 tons per hectare; 8 meanwhile, maize yields rarely reach one ton per hectare, even with
irrigation. Moreover, crops whose fruit comes into contact with the ground
benefit from the rocky terrain, since rot is much less common. Fruit loss
through rot is also avoided by the lower rainfall levels in the area close to
the coast than elsewhere in the peninsula. These factors have contributed
to large increases in local incomes, notwithstanding the much higher production costs associated with commercial vegetable-growing over traditional
milpa-making. In other words the decision to adopt vegetable production
is a highly rational one in economic terms.
In environmental terms, however, the decision has proven less rational, at least as currently practiced. The intensification of milpa activities
has involved a reduction in fallowing and an increasing reliance on chemical
inputs. This process is especially marked in the town's irrigation units,
which were built on community land in recent decades to provide local
producers with access to plots with electricity for irrigation and feeder roads
for easy marketing. Even in the bush, however, where large numbers of
vegetable growers continue to work, the degree of itinerancy, characteristic
of traditional milpa agriculture, has been greatly reduced. One of the effects
of this general process has been an upsurge in insect populations and viral
plant disease.
The tendency to adopt a more sedentary form of agriculture cannot
be explained away on the basis of' population pressure (cf. Boserup, 1965)
since mature bushland within the town's commons 9 is available and production units belonging to the community's approximately 800 producers
7Chiles do not fit the generalization about the selection of crops requiring large amounts of
irrigation since they generally do best under drier conditions. Nevertheless, they can become
extremely bushy when grown at a new milpa site, and they have a long harvest period (up
to 6 months); therefore, yields per plant tend to be high.
8This figure for tomatoes is based on what is considered a good average, namely 1000-1250
boxes per hectare. Since a box of tomatoes may vary between 25-30 kg depending on the
type of tomato and how full the box is, the range of output is 25 tons to 37.5 tons/hectare.
Watermelon yield of 25 tons/hectare, which is the rule of thumb average cited by producers,
is in fact generally only obtained at a new milpa site, after cutting down mature bush.
9While access to the commons (ejido) is technically limited to the town's ejidatarios-individuals who acquired heritable usufruct rights to land after the Revolution--many
non-ejidatarios work there without confronting problems of entitlement. Ejidatario status,
however, has been more important in obtaining access to a plot in the irrigation units.
Agricultural Intensification
95
1~ a survey that I conducted in 1986 of 372 production units, which included close to half
of the town's producers, the average size of unit was between one-quarter to one-half
hectare.
nproducers in Dzidzantfin use the terms high and low bush (monte alto and monte bajo or
hubchd in Maya) rather loosely. High bush refers to bush fallows 15-20+ years, while
anything below 10 years, but mostly below 5 years, is categorized as tow bush. Monte crecido
(grown bush) is another commonly used, more intermediate term. It should also be pointed
out that these terms are relative to the bush type in which they occur. In the northern
littoral portion of the peninsula, the bush corresponds to Scrub Forest, and hence, is of
low general stature.
lXThe aridity of the northern littoral region promotes the development of extremely spiny
plants during forest succession which are very time-consuming to cut down; these diminish
as the level of rainfall increases toward the south and, in fact, in the south of the state the
reverse is true: high bush is easier to cut down than low bush.
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traditionally left to dry on the stalk, and simply harvested and brought
home as the need arises. Transportation becomes a much more serious
issue when producers must deal with delicate, perishable produce, such
as tomatoes, which are harvested twice weekly. In this instance, location
is critical. Areas of bush that are close to roads and accessible from the
town are usually under regular use and therefore bush cover will be low;
a preference for higher bush involves going much further off the beaten
track.
When the decision is made to select bush far from an existing transport route, a swath will generally be cut to allow truck access. The work
required for this operation may not be justified if the producer is cultivating
vegetables only on a very small scale. Moreover, the transporter may not
be willing to go so far off the beaten track for a small amount of produce,
or, if he is, the unit cost to the producer will be prohibitively high. The
same argument can be made vis-a-vis the amount of time involved in traveling to and from the location if the producer only spends part of the day
there. The issue of distance is especially important if the small producer
combines self-employment with wage labor elsewhere.
Another key issue in decision-making is the availability of existing
wells or naturally-occurring sink holes for irrigation purposes. Making wells
in the rocky terrain of Yucatan requires capital as well as labor since they
must be blasted out of limestone with dynamite. While one well is sufficient
to irrigate one hectare, for the small producer with around one-quarter of
a hectare in production at a time, well-making represents a considerable
capital outlay, the cost of which must be amortized over a number of cycles
in order to recover the investment. For this reason, many small producers
without access to credit prefer to utilize a location in low bush with access
to an existing well or sink hole.
Thus, small-scale vegetable production tends to militate against milpamaking in more mature bush. And in Dzidzanttln, the tendency is to plant
vegetables on a rather small scale. This is a consequence of the high degree
of uncertainty inherent in market transactions stemming from price volatility in the perishable product market. This uncertainty encourages the
practice of staggered cropping, which reduces the scale of individual plantings at any given moment still further.
Price uncertainty is a product of a number of local factors, such as
high rates of perishability due to climate and lack of refrigeration, the
rather insular nature of Yucatan's market, transportation difficulties, and
the monopoly power of intermediaries, as well as factors associated with
involvement in larger national and international markets. While a strategy
of crop diversity presents a partial solution to price instability, and is
adopted by most producers to some degree, the market for the majority
Agricultural Intensification
97
of locally-grown crops is a good deal narrower than for tomatoes. 13 Moreover apart from the high demand for tomatoes within Yucatan, locallygrown tomatoes gain easy entry to markets outside of the peninsula. This
helps to hold up prices during seasonal gluts. The ease with which tomatoes
enter into outside markets is not true of green chile peppers--Dzidzanttin's
second major crop. These are restricted to the Yucatan market because of
their extreme piquancy which is unpalatable to most Mexicans. This situation, coupled with the rather inelastic nature of local demand for chile,
leads to skyrocketing prices during periods of scarcity and the reverse during market gluts. Thus, for example, in May 1991, following the onset of
the summer rains, producer prices jumped from 50,000 pesos a box (12
kg) to 500,000 pesos within a few weeks, while retail prices went as high
as 50,000 pesos/kg or over 16 U.S. dollars/kg. Hence, green chile peppers
are a very high risk crop, and as a consequence, tomatoes have become
the predominant crop in Dzidzanttln.
Notwithstanding wide demand for tomatoes produced in Dzidzantfin,
the tomato market is far from stable. Production in Mexico is heavily concentrated in the northwestern part of the country in the state of Sinaloa,
and most of the output from this area is shipped across the border to the
United States and Canada. The remainder is sent south, and has a strong
impact on prices in the domestic market. Poor harvests in the northwest
caused by bad weather or pest problems, or a frost in Florida, which increases the demand for Mexican tomatoes north of the border, lead to
domestic shortages and rising tomato prices throughout Mexico. This creates windfall profits for domestic market producers, such as those in
Dzidzanttin. 14 By the same token, however, an increase in the quantity of
tomatoes on the domestic market caused by abundant harvests in the northwest and/or Florida, produces low tomato prices across Mexico.
Most peasant producers in Dzidzantfin seek to protect themselves
from price variation in the tomato market by planting in small batches every
few weeks or so. Staggered cropping serves to spread risk by distributing
output across a time frame that is longer than the normal harvest period.
This "safety-first" mechanism has the effect of limiting the rate of capital
accumulation since there is a tendency for gains to be balanced to some
degree by losses. Producers who plant at one time occasionally succeed in
making a very handsome profit; this can lead to the development of larger
13For example, in 1980, apparent demand for tomatoes in Yucatan was 14,415 tons/yr
compared to 7893 tons/yr for green peppers, 5536 tons/yr for watermelon, 2983 tons/yr for
papaya, 1956 tons/yr for baby squash, and 637 tons/yr for cucumber (Desarrollo Dirigido
Somex, 1985, p. 123).
14For example, in spring 1990, a frost in Florida pushed the price of a kilogram of tomatoes
in the Merida market to more than half the minimum daily urban wage.
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CONCLUSIONS
The case study points to some of the difficulties involved in the adaptation of traditional technology to the market. Specifically, it shows how
and why sustainable traditional systems may break down and why individuals with a profound knowledge of their environment, in this case Maya
farmers, should find themselves making decisions which, over the long term,
lead to environmental degradation. Risk reduction and other decisions relating to integration into an exceedingly competitive market undermined
the integrity of the traditional system of agriculture.
The apparently nonsustainable nature of vegetable production in
northern Yucatan, under current technology, is lamentable. In contrast to
much of so-called economic development in tropical forest regions, which
results in very limited job creation and high rates of deforestation, most
obvious in the case of cattle ranching, vegetable production in Yucatan has
provided work to a substantial number of people and has raised local incomes above the regional norm without destroying the forest resources.
The study points to the difficulty of achieving the twin goal of economic and environmental sustainability and highlights some of the tradeoffs that must inevitably be confronted. Recent discussions dealing with
traditional technology and its transfer to small commercial farmers have
not always given sufficient weight to the economic side of the equation. If
the current interest in traditional resource management is to go beyond
description and translate into strategies that really provide for "sustainable
livelihood security," more attention must be paid to the real life activities
of producers and the implications of the market for traditional behavior.
A focus on decision-making and livelihood strategies provides a good point
of departure for this line of research.
17IPM requires that producers monitor plants for pest buildup and refrain from using
pesticides until certain thresholds are reached. However,the emphasis is on using a variety
of controls, such as cultural and biologicalones, and to minimizereliance on chemicals(see
Kiss, 1990).
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101
ACKNOWLEDGMENTS
I thank Louis Lefeber and Ricardo Grinspun from York University
for suggestions on this and earlier versions of the paper. Any errors are
mine alone. The author wrote this article while holding a Postdoctoral Fellowship at the Center for Research on Latin America and the Caribbean
(CERLAC) at York University, Ontario, Canada, provided by the Social
Sciences and Humanities Research Council of Canada. The Council also
supported research, reported in this article, carried out during a Doctoral
Fellowship. The author is currently Senior Research Fellow at the Centro
Internacional de Agricultura Tropical (C/AT) in Call, Colombia, employed
under the Rockefeller Social Science Fellowship Program in Agriculture.
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