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a b s t r a c t
A new approach to crystallize oily substances is described. The tendency for liquidliquid phase separation (LLPS)
is reduced by decreasing the kinetics of self-association via the formation of an intermediate amorphous network.
The path to initial crystal formation followed a sequence of rst freeze-drying an emulsion of solute in the solvent
system followed by suspending the dried solid in water to obtain a hydrated crystalline form. This new procedure
was applied successfully to a pharmaceutical organic substance that was previously isolated only as a viscous oil.
Once isolated, crystals of the drug were utilized as seeds to allow the successful transformation of an emulsion of the
substance into a suspension of crystalline drug solid thus avoiding the freeze-drying step. The isolated crystalline
solid retained its physical and chemical purity at room temperature for at least 3 months.
2010 The Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
Keywords: Oiling out; Liquidliquid phase separation; Freeze-drying; Pharmaceuticals
1.
Introduction
Abbreviations: LLPS, liquidliquid phase separation; PXRD, powder X-ray diffraction; HNMR, proton nuclear magnetic resonance; DSC,
diffrential scanning calorimetry; TGA, thermal gravimetric analysis; LC/MS, liquid chromatography/mass spectrometry; KF, Karl Fischer
analysis.
Current address: Bristol-Myers Squibb Co., Process Research and Development, 1 Squibb Dr., Bld 50, Rm 232C, New Brunswick,
NJ 08903, USA. Tel.: +1 732 325 7704; fax: +1 732 227 3002.
E-mail address: lot.derdour@bms.com.
Received 10 December 2008; Received in revised form 27 January 2010; Accepted 2 February 2010
0263-8762/$ see front matter 2010 The Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
doi:10.1016/j.cherd.2010.02.001
2.
Background
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Fig. 1 (a) Phase diagram, type 1 (Svrd et al., 2007). (b) Phase diagram, type 2 (Bonnett et al., 2003). (c) Phase diagram, type
3 (Veesler et al., 2003). (d) Phase diagram, type 4 (Inspired from Maeda et al., 2001). CLMZ: curve of the limit of the
metastable zone.
is much narrower that the one for crystallization and that
this characteristic can explain the occurrence of LLPS in the
metastable zone for crystallization even for low concentrations. This is depicted in Fig. 1d in which cooling down a
mixture from point B will cross the solute solubility, but then
will cross the liquidliquid solubility and the curve of the limit
of the metastable zone (CLMZ) for LLPS before reaching the
CLMZ for crystallization. If the kinetics of LLPS are fast enough,
this will result in a metastable LLPS. In this case, the emulsion
obtained can in theory be converted into suspension. On the
other hand, cooling a highly concentrated mixture (point A in
Fig. 1d) will result in a stable LLPS because the phase separation occurs outside the metastable zone for crystallization
which excludes the possibility of solid formation. As shown in
Fig. 1d, LLPS can be avoided by lowering the solute concentration, i.e. starting from point C.
If the phase diagram is available, it is straightforward
to select crystallization conditions that should prevent LLPS
from occurring. Unfortunately, constructing the phase diagram is time consuming, labour intensive and is impractical
to complete during drug development in the pharmaceutical industry. Besides, there is no consensus on conditions
that favour LLPS, and the crystallization is system dependent.
Therefore, in industry, where time and labour are major factors, scientists usually rely on experience to select screening
conditions that will produce crystalline materials.
3.
Crystallization attempts were carried in a 24-well temperature regulated shaker, Eppendorf AG, Hamburg, Germany.
4.
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4.1.
The approach that we adopted in attempts to obtain a crystalline form for the developmental drug was based on two
fundamental ideas:
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4.2.
Use of the lyophilized solid to obtain a crystalline
form of a monohydrate-drug
Our next approach was to mix the solid obtained by
freeze-drying with liquid water again to promote favourable
conditions for isolating a hydrated solid form. The amorphous
solid obtained by freeze-drying was highly porous and should
have a lower molecular mobility compared to the molten
phase which would reduce the kinetics of self-association.
It is expected that upon mixing with liquid water, the later
will diffuse into the pores and come in close contact with
the substance for a sufcient time that permits the nucle-
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4.3.
The strategy followed used freeze-drying as a path to produce seeds of crystalline monohydrate. This result indicates
that mixing the drug with water results in a metastable LLPS.
Hence, the possibilities of using the seeds in order drive the
crystallization from an emulsion of the drug substance in
water or a mixture of water and an organic solvent without
performing freeze-drying were investigated. We decided to
introduce the seeds of the hydrate-drug in an emulsion of the
drug in water and to stir the mixture for few hours. Temperature of the mixture was kept in the range 05 C in order to
limit stress to the system. It was observed that after 2 h, the
emulsion turned into a slurry suspension. After ltration and
drying, the solid was analyzed by PXRD and had the same drug
monohydrate form as the seeds. This process proved reliable
as it was repeated several times and produced the crystalline
R1 AR2 H2 O form consistently. Thus, the freeze-drying step
was not needed furthermore and a simple seeded crystallization from an emulsion sufced to produce the highly
crystalline pharmaceutically acceptable crystalline solid drug.
The transformation from the emulsion to a suspension of
crystalline solid indicates that the LLPS obtained is indeed
metastable even though the emulsion remained stable for up
to 3 months without seeding.
Next, the mixture was subjected to temperature uctuations to test the robustness of the procedure. Agitation rate
was also varied. The outcome of the study was always a
crystalline R1 AR2 H2 O with the same PXRD, DSC and water
content. The method thus proved to be robust and reliable.
Also, no issues related to the rheology were observed which
suggest that a priori no potential problems should be expected
upon scale-up.
The stability at room temperature of the solid was also
tested by monitoring the chemical and physical purity for 3
months after isolation using PXRD, KF, LC/MS and HNMR. The
analyses did not show any detectable change proving that the
crystalline R1 AR2 H2 O was stable at room temperature for
up to 3 months.
4.4.
Possible obstacles to nucleation in the liquid
homogeneous phase
It is believed that in the liquid state, nucleation of the crystalline hydrate form is prevented because of the following
reasons:
1. High molecular mobility in molten phase: H-bonds are
continuously formed and disrupted and the duration of Hbonding is short because of the kinetic mobility inherent to
the liquid state. This prevents clusters of hydrate substance
from reaching the critical size for growth.
2. Self-association: water molecules self-associate by Hbonding. Water is known to have a high self-afnity and
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Fig. 6 Procedure followed to isolate a solid monohydrate crystalline form of the drug.
tends to form H-bond linked clusters. Hydrophobic drug
molecules also self-associate by hydrophobic interaction
as described by Scheraga (1998).
The strategy used in this study to obtain initial crystals of
R1 AR2 H2 O was to lower the kinetics of self-association of
the drug molecules by freezing the substance in an amorphous
structure and adding water to form the monohydrate.
4.4.1.
phase
4.4.2.
5.
Conclusions
A case study of a LLPS encountered during trials to crystallize a developmental drug and a novel method to generate a
crystalline form of that substance were presented. Because
of a lack of reliable hydrogen bond donors and acceptors on its periphery and sterical hindrance, the substance
did not crystallize at room temperature. A crystalline form
was achieved by utilizing water molecules as bridging links
between drug molecules to form a solid hydrate of the substance. Lyophillization was involved in the path to the rst
crystals of a monohydrate crystalline form of the drug. These
crystals were then used as seeds to drive the crystallization
from an emulsion of the drug in water. Drug molecules selfassociation combined with high molecular mobility in the
liquid phase are assumed to block nucleation of the monohydrate in solution. Low molecular mobility in the amorphous
solid created by lyophillization is considered to be the facilitator of nucleation. The solid obtained proved to be stable for
up to 3 months at room temperature.
Acknowledgements
The author is thankful to AstraZenecas senior management
at Sdertlje, Sweden, for assistance and follow-up during the
preparation of this paper. Dr. Sebhathu T. is also sincerely
thanked for determining PXRDs.
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