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Abstract:
Is there an aesthetic dimension to engineering design? Is aesthetic sensitivity a
characteristic that ought to be cultivated by prospective engineers? Does aesthetic
sensitivity enhance or impede the engineering design effort? The answer to these
questions will largely determine the answer to the broader question, ``What is the role
of the humanities in undergraduate engineering education?'' Toward that end, this
paper offers some answers to those more specific questions regarding aesthetics. After
surveying a portion of the relevant literature, the issue of how we recognize and
distinguish the aesthetic dimension is investigated. This is followed by a discussion of
the nature of engineering design and how it differs from what is often called ``applied
science.'' With that distinction clarified, the question of terminology is addressed. A
definitional context for questions such as ``What is aesthetics?'' and ``What is good
engineering design aesthetics?'' is developed by rehearsing the meaning of well-defined
terms and by suggesting meanings for those terms that often litter the linguistic
landscape with their ambiguity. Equipped with these definitions, the role of aesthetics in
engineering design is fleshed out, aesthetic allusion is distinguished from symbolic
signifying, and examples of aesthetics in technical products as well as in the process of
design are discussed. The paper concludes with some thoughts and recommendations
about teaching aesthetics to undergraduate engineering students.
and communicate that lawfulness, we use law statements, or simply, laws. ``Two plus
two equals four'' is such a law. It expresses the ``is'' character of the numerical aspect
of all things that can be counted. Two other such law statements are
and
. The
former is the Pythagorean theorem, an expression of the ``is'' character of the spatial
aspect of all things that have the property of extension. The latter is Newton's law of
gravitation, an expression of the ``is'' character of the physical aspect of all things
that have mass. Normativity, on the other hand, indicates the ``ought'' character of
reality. When we say that we ought to distinguish between `A' and `non-A,' we are
expressing a norm of logic. To say that we ought to speak and write clearly is to
express a linguistic norm. Agreeing that we ought to conserve limited resources is
agreeing to an economic norm. And when we say that in the performance of our
professional engineering duties we ought to hold paramount the safety, health, and
welfare of the public, we are expressing an ethical norm. The purpose of this
distinction between ``is'' and ``ought,'' between ``lawfulness'' and ``normativity,''
is to aid us in distinguishing between science on the one hand, and engineering
design on the other.
Consider the following definition: ``Engineering design is an activity involving an
interplay between theory, experiment and imagination, in which human beings form
and transform nature, with the aid of tools and procedures, for practical ends and
purposes.'' The emphasis in this definition is on developing the world of nature-the
real world-in order to achieve things that we value. And, as most engineers are aware,
this kind of activity is normed, that is, there are ``good'' designs and there are ``bad''
designs, but there is never just one absolutely good design.
In contrast to engineering, consider the following: ``Science is an activity in which
human beings seek theoretical knowledge about nature.'' The emphasis here is not on
development but on discovery; discovering, as precisely as we can, how nature
behaves. Here, although we may never achieve it, there is one ``right'' answer. It is
nature itself.
The difference between engineering and science is manifest, for example, in that my
seeking to learn about radiation heat transfer is a seeking to learn something about
nature, something that already exists. On the other hand, when I seek to design a
heating, ventilating and air conditioning system that uses radiant panels for heating
and cooling, I am trying to bring into being something that never existed before. In
the former I am guided by the law structure of nature. In the latter, I am guided by
the normative structure for human living-something I need to express in linguistic
and mathematical form as a guide for specific action.
It is quite common for people to confuse engineering and science by referring to the
former as ``applied science.'' But applied science is merely scientific activity that is
pursued with a specific goal, other than knowledge itself, in mind. It remains a
seeking after knowledge of what is, in contrast to engineering, which is an attempt to
bring into being that which is not yet. For example, researching the thermodynamic
the oil transportation problem. Holism in engineering design means considering all
the aspects of the design problem. Engineering students usually learn very well how
to deal with the physical and numerical aspects of a problem. They do not always
learn how to deal with those aspects of an engineering problem often associated with
the humanities and social sciences.
What is there beyond the physical and numerical aspects of an engineering design
problem? Certainly there is an economic aspect. Often there will be a significant
social aspect. How many distinct aspects might there be? Consider the following list of
irreducible aspects of reality as presented by Schuurman [15]:
Table 1 presents an ontology (philosophy of being) that begins with the simplest
aspect of existence, that of discrete number or quantity, and builds upon it. Each
aspect depends upon, but is irreducible to, those that precede it in the list. They
roughly correspond to the various special sciences that have evolved in the Western
academic tradition. Although it is beyond the scope of this paper to make a detailed
presentation of this system of ontological categories, it is instructive to consider how
every artifact functions in some way in each category and how the engineering
designer must either take seriously or ignore that functioning. Consider, for example,
the problem of economically transporting people over distances varying from one to
one hundred miles. One way in which that problem has been addressed is the
invention and design of the automobile. The automobile obviously functions
numerically, spatially, kinematically, and physically. But consider some of the other
aspects of reality found in Table 1. Does an automobile function biotically? An
automobile is not a living thing, yet it has a critical function when it comes to the life
functions of the people it transports. It must preserve those lives, even though it
transports them through space at what in many circumstances are life-threatening
velocities. Similarly the automobile has a sensory function. Not only must it transport
its passengers safely, it must transport them with a reasonable degree of comfort. The
automobile also has a complex and critical set of semantic functions. Consider just the
brake lights, the instrument panel, and the directional signals. Each is a subsystem of
the automobile, the chief purpose of which is to symbolize meaning ``(this car is
stopping,'' ``the gasoline supply is low,'' ``this car is turning)'' in as clear and concise
a manner as possible. The economic functioning of the automobile is obvious without
too much reflection. Besides its monetary value and depreciation, the automobile
depletes scarce resources (petrochemicals) in a relatively frugal or prodigal manner.
The juridical functioning of an automobile is manifest in liability insurance, the
system of licensing procedures, and the multitude of laws defining its legal operation.
And lastly, consider the fiduciary or trust aspect of the automobile. This function is
demonstrated most dramatically in the relative ease with which drivers accelerate
their vehicles to highway speeds, trusting that when needed, the braking system will
operate as it ought. In engineering design we refer to this function as reliability.
What about the aesthetic functioning of an automobile? Does it have to do only with
its pleasing appearance? To adequately answer that, we must first be sure we
understand the meaning of the word ``aesthetics.'' That is the goal of the next section
of this paper.
that they lack awareness of the worlds of art, culture, and politics, then perhaps
``anesthetic'' is a term, the nuances of which we engineering educators ought to be
keenly sensitive.
Technological Allusivity
The question at the heart of this paper is, ``What are the characteristics of good
engineering design aesthetics?'' One answer to that question is given by
functionalism. Functionalism is the aesthetic theory that focuses on utility, and, in
fact, defines beauty as the promise of utility or, to use the terminology developed
earlier, the allusion to utility. One may argue, however, that the focus of
functionalism is misplaced. Surely ``the allusion to utility'' may be an element of
aesthetically good design. But concerning aesthetics, the focus ought to be on the
allusive quality, not the utilitarian quality of the design.
At least since Plato and Aristotle, ``aesthetically good'' has often been defined in
terms of ``the beautiful.'' But, of course, such a definition only begs the question
because we have at least as much difficulty defining ``beautiful'' as we do
``aesthetically good.'' As we have seen, functionalism defines beauty in terms of
utility. According to our discussion of aesthetics and allusivity, we may want to define
beauty as that which is strikingly yet subtly suggestive, displaying a unity in variety.
Robert Pirsig, author of Zen and the Art of Motorcycle Maintenance [13], seems to
define aesthetically good design as a holistic, delightful harmony between human and
machine. Lambert Van Poolen, an engineering educator who has given significant
thought to these issues, views aesthetically good design similarly, arguing that ``the
design specification should reflect the telos of delightful harmony'' [19].
Incorporating Van Poolen's notion of delightful harmony, I want to argue that
aesthetically good engineering design is that which embodies technological allusivity.
By that I mean the following:
Technological allusivity in engineering design is achieved when the design
successfully suggests a (delightfully) harmonious interaction, at the human-technical
interface, whereby the product dissolves into an extension of the user.
Consider the key words in this definition. ``The design successfully suggests,'' refers,
of course, to the idea that allusivity is the core of aesthetic meaning. By referring to
the ``human-technical interface,'' technological allusivity is connected with
ergonomics and user-friendliness. The phrase, ``dissolves into an extension of the
user,'' is a metaphor for the process by which the product becomes so familiar to us
that it is as unobtrusive and as natural as our bodies and minds.
Examples
{A fork lift is used to move palettes of heavy material, usually in boxes, over short
vertical and horizontal distances. As such it multiplies the operator's physical
strength, maintains a degree of balance that would be difficult to maintain under
such strenuous circumstances, extends the movement capabilities of the operator,
and facilitates the operator's sense of spatial ordering. Each of these characteristics:
strength, balance, extension, and spatial ordering, are qualities possessed by a human
being. A fork lift multiplies those. An aesthetically well-designed fork lift, that is, a fork
lift exhibiting technological allusivity, is one whereby the multiplied qualities are
such natural extensions of the operator's abilities that the fork lift as technological
artifact virtually disappears. The fork lift dissolves into an extension of the operator's
strength, balance, movement, and spatial ordering.
Technological allusivity ought be manifest not only in the products of engineering
design, but also in the processes of engineering design. Sometimes a product of
engineering design is a process, as in the case of an industrial assembly line process.
Aesthetically good engineering design in such a case would result in an assembly
process whereby the stages of the process are not perceived as stages imposed upon a
collection of workers, but as the natural flow of events in the process of assembling
an artifact. In this sense, the failure of Frederick Taylor's imposition of ``scientific
management'' on American industry in the late nineteenth century was a failure to
balance aesthetic design norms with economic design norms. In Taylor's theory, the
human dissolves into an extension of the tool rather than the tool dissolving into an
extension of the human.
The engineering design process itself, as a process, has an aesthetic aspect to it. As
such it ought to be guided by the norm of technological allusivity. When that occurs,
the stages of the design process dissolve into the engineer's continuous and normal
thought patterns, reflect her creativity, and allude to an autonomous and ex nilio
creativity.
Consider the following specific examples. An aesthetically well designed windmill on
a farm in northwest Iowa dissolves into an extension of the farmer's water pumping
ability, energy independence, and self-confidence (sense of security). An aesthetically
well designed word processor used by a college student dissolves into an extension of
the student's ability to write, spell, control layout, etc. An aesthetically well designed
HVAC system that is part of a single family home, dissolves into an extension of the
homeowners sense of environmental control and security. And an aesthetically well
designed automobile will first dissolve into an extension of the driver's ability to
travel from point A to point B. It may also, however, become an extension of the
driver's sense of self-worth.
The example of the automobile points out that the aesthetics in a given product's
design may not be exhausted by allusion to the products corresponding function in
the human user. There are often other allusions present in a product that are not at
all central to its function. The clearest example, of course, is the automobile in
America with its allusions to wealth, prestige, and power. The design engineer's
sensitivity to the need to deal with this side of the product's aesthetic aspect is a
requirement for aesthetically good design.
senior design experience is like waiting until the day before the Olympics to start
practicing for the steeplechase. It is too late. Just as the integration of engineering
design into as many engineering courses as possible is correctly urged by ABET, so too
the sensitizing of engineering students to the aesthetic aspect of design at every
opportunity ought to be urged. There are three things that we can begin to do that will
help us move in that direction. I discuss them in reverse order of importance.
First we can include lectures, discussions, and assignments in our courses that
directly address aesthetics in design. The design portion of an introductory
engineering course for freshman and the senior design course are two places to start.
Second, we can collaborate with our colleagues in the liberal arts so that the courses
taken by engineering students either provide the groundwork for or reinforce the
notion of engineering design aesthetics. Technology and the liberal arts are not
mutually antithetical or mutually antagonistic. Each one of our students comes to us a
whole person. We owe them a holistic education in engineering courses and outside
them. That means sensitizing students to the importance of aesthetics in their
particular technical field. It also means enabling them to cultivate an appreciation for
aesthetics in its broader cultural sense.
That leads to the third and most important thing that we can do. We can more
aggressively work at developing aesthetic sensitivity in ourselves, and we can take
seriously the importance of aesthetic sensitivity in prospective faculty. The best way
for engineering students to develop an appreciation for aesthetics is for it to ``rub off
on to them'' from engineering faculty who can't resist using a good metaphor when
appropriate, who informally share their love for music, poetry and art with their
students, and who can extemporaneously relate to them why the Statue of Liberty has
a torch in her hand and why the tail lights on 1959 Cadillacs look the way they do.
Summary
In this paper it has been argued that
1. Quality engineering design demands the recognition of the many dimensions
(for example, physical, social, economic, etc.) of the ``real world.''
2. The aesthetic is one of those dimensions.
3. Allusivity is the core of aesthetic meaning in all activities (poetry, music, dance,
engineering design, etc.).
4. Good engineering design aesthetics implies (delightfully) harmonious
interaction, at the human-technical interface, whereby the product dissolves
into an extension of the user.
5. Teaching good engineering design aesthetics to engineering students requires
engineering faculty who are enthusiastic about the arts in general and who are
sensitive to the aesthetic aspect of their own work.
References
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Conference Proceedings, pp. 540-544.
2. Billington, D.P., 1974, ``Structure and Machines: The Two Sides of Technology,''
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3. Billington, D.P., 1986, ``In Defense of Engineers,'' The Wilson Quarterly, v10, n1,
pp. 86-97.
4. Bronowski, J., 1956, Science and Human Values, Harper &Row Publishers, New
York.
5. Dewey, J., 1934, Art as Experience, Capricorn Books, New York.
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History, Literature, Philosophy, Art, and Music, St. Martin's Press, New York.
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New York.
8. French, M.J., 1988, Invention and evolution: Design in nature and engineering,
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Norton &Company, New York.
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Edition, Merriam-Webster, Incorporated, Springfield, MA.
12. Papanek, V., 1972, Design for the Real World, Random House, Inc., New York.
13. Pirsig, R.M., 1974, Zen and the Art of Motorcycle Maintenance, William Morrow
and Company, New York.
14. Post, R.C., 1993, ``The Frailties and Beauties of Technological Creativity,''
Invention &Technology, Spring, pp. 16-24.
15. Schuurman, E., 1980, Technology and the Future: A Philosophical Challenge,
Wedge Publishing Company, Toronto.
16. Seerveld, C.G., 1980, Rainbows for the Fallen World, Toronto Tuppence Press,
Downsview, Ontario.
17. Seerveld, C.G., 1981, Aesthetic Imperatives for North American Life Today, lecture
handout, lecture delivered at Dordt College, Sioux Center, IA, October, 1981.
18. Seerveld, C.G., 1985, ``Dooyeweerd's Legacy for Aesthetics: Modal Law Theory,''
(in McIntire, C.T., editor, 1985, The Legacy of Herman Dooyeweerd, University
Press of America, New York.), pp. 41-79.
19. Van Poolen, L.J., 1989, ``A Philosophical Perspective on Technological Design,''
International Journal of Applied Engineering Education, Vol. 5, No. 3, pp. 319-329.
20. Wolterstorff, N., 1980, Art in Action, Wm. B. Eerdmans Publishing Co., Grand
Rapids, MI.
mort@etp.com
Mon Oct 2 14:06:24 PDT 1995