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CAVITATION IN RESTRICTION ORIFICES AND VALVES
SUMMARY
Restriction orifices and control valves are commonly used for pressure reduction

and measurement of flow rates, however for a liquid system, excessive pressure

drop across these items of equipment may result in cavitation. This article
describes methods of predicting cavitation across restriction orifices and valves
and proposes designs which may be used to avoid cavitation.

1. DEFINITIONS
Ci

: Cavitation Index (often )

P1

: Upstream Pressure (absolute)

P2

: Downstream Pressure (absolute)

Pv

: Fluid Vapour Pressure

Pp : Permanent Pressure Loss


Pr : Recoverable Pressure Loss

2. INTRODUCTION
Cavitation occurs in liquid systems and is the result of rapid formation and
collapse of vapour bubbles in the liquid. Cavitation must be avoided or controlled

as the collapse of vapour bubbles releases significant energy at the location of the

bubble collapse. The consequences of this energy release are typically loud noise
and pitting damage to contact surfaces, which over time may result in significant
damage to or failure of equipment such as pumps or valves.

Cavitation occurs at a region where the pressure is lower than the fluid vapour

pressure, such as the pump suction, or where a large pressure reduction takes

place. In this article we consider control valves and restriction orifices, which are
commonly used as pressure reduction steps in a liquid system.

Cavitation may occur in a pressure reduction system even if the final system

pressure is the above vapour pressure of the liquid. This is because the
intermediate pressures may fall below the final pressure.

In the case of a simple concentric restriction orifice the fluid is accelerated as it


passes through the orifice, reaching the maximum velocity a short distance
downstream of the orifice itself (the Vena Contracta). The increase in velocity

comes at the expense of fluid pressure resulting in low pressures in the Vena
Contracta. Downstream of the Vena Contracta in the recovery zone, the fluid
decelerates converting excess kinetic energy into pressure energy as it slows.

Therefore the intermediate pressure in the Vena Contracta is lower than the final
system pressure and thus the highest chance of experiencing cavitation as
demonstrated in the figures below.

It is difficult or often impossible to measure the lowest pressure of the system, for

example in the Vena Contracta, particularly for complex designs of control valves.
Additionally, variability in flow stability, system vibration and other external
factors can all influence the whether cavitation occurs.

Due to the difficulty in predicting or measuring the systems lowest pressure

equipment may be placed in a test rig where the cavitation through the device
may be characterised in terms of a Cavitation Index.

3. PREDICTING CAVITATION AND THE CAVITATION INDEX


The cavitation index is the ratio of the pressure differential between the

equipment inlet pressure and the fluid vapour pressure to the pressure differential
pressure across the equipment. The equation for calculating the cavitation index
is shown below:

Ci =

P1 Pv
P1 P2

The above equation allows the cavitation index for a particular device and

application to be determined. The value of Ci above is compared against


acceptable values for particular equipment and applications to indicate the
likelihood of cavitation occurring. For example in the case of a typical square-

edged concentric orifice plate a Ci of 2 or above would be unlikely to cause


cavitation, whereas values below 2 would indicate cavitation or incipient
cavitation are likely.

The cavitation index is a heuristic method for analysis of restriction orifice plates

and valves, and the acceptable Ci will depend on the several factors including,
flow stability, piping geometry near the orifice and the particulars of the orifice

design. Some typical Ci values for restriction orifice and valves are presented in
the table below:

Ci

Ci

Typical

Range

Square-edged Concentric

1.8 - 6

Multi-hole orifice plate

1.2 - 4

Globe Valve

1.7 - 2.0

Globe Valve with anti-cavitation trim

1.2 - 1.7

Globe Valve with multi-stage anti-cavitation control trim

1 - 1.3

Butterfly Valve

>2.5

Ball Valve

3.5

Restriction Type

4. AVOIDING CAVITATION
Avoiding cavitation for pressure reduction in liquid is achieved in one of three

ways: multiple steps, tortuous paths, or controlled cavitation. Alternatively


designers may choose to accept some cavitation and use hardened trim control

valves. Each method has pros and cons, such as turn-down, costs, minimum Ci
achievable and physical size of equipment.

4.1 Multiple Steps

Multiple step reductions may involve multiple restriction orifices, control valves

or combinations of both. A typical set up may include a control valve with a

restriction orifice downstream. The restriction orifice then provides the back
pressure on the control valve to prevent cavitation through the valve. However
the restriction orifice itself must also be correctly sized to prevent cavitation.

The advantage of this arrangement is that it is relatively cheap, particularly if


multiple restriction orifices are used in series. Disadvantages of this arrangement

are a larger physical size and poor turn-down performance, particularly for orifice
only arrangements.

4.2 Controlled Cavitation


Controlled cavitation arrangements generally work by allowing cavitation to

occur and controlling the location of the cavitation. This may be achieved via a
control valve which directs jets of fluid at each other, allowing them to combine
and cavitate away from the metal surfaces of the valves.

The disadvantages of this design are that narrow pathways are normally used and
they will be susceptible to plugging. Additionally these valves are not suitable for
use in systems with very low Ci values.

4.3 Tortuous Path


Tortuous path control elements may use a variety of designs such as zig-zags,
bends, etc., to reduce the pressure of the fluid over a longer path and thereby

reduce the likely hood of cavitation. The long path allows the pressure loss and
recovery steps to be essentially simultaneous, removing the pressure dip of the
vena contracta.

Tortuous path arrangements can achieve very low Ci values, with some
manufacturers advertising values as low as 1.001. This allows for a single
compact valve to perform large pressure reductions steps.

The disadvantages of this technology are plugging and cost. The small pathways
of the valve are susceptible to plugging unless the fluid is clean. Complicated
manufacture and proprietary design mean these valves will also have a relatively
high cost.

4.4 Hardened Trim


Using hardened trim control valves does not attempt to avoid cavitation, but
instead attempts to provide equipment better protected against the damage

resulting from cavitation. This may be suitable for situations where cavitation is
infrequent or very mild. It is not usually suitable for sustained or violent
cavitation as even hardened trim valves will be rapidly damaged in these

situations. Furthermore the use of these control valves will not mitigate any other
symptoms of cavitation such as noise and vibration.

Using this type of valve may be appropriate where fluid is fouling (preventing the

use of tortuous path designs) and turn-down or space considerations prevent the
use of a multiple stage pressure reduction.

5. FURTHER READING
1. Flow Measurement Engineering Handbook
2. Instrument Engineers' Handbook, Vol. 1: Process Measurement and Analysis
3. Valve Handbook 3rd Edition
Article Created: August 17, 2012

ARTICLE TAGS
Cavitation Control Valve Flow Orifice Fluid Flow Pressure Drop
Pressure Loss Restriction Orifice Vapour Pressure Vena Contracta

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