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Section 2 B:
The Prospectus must include a statement that the
consent of the Securities and Exchange Commission
has been obtained to the issue of securities and
Security of any private company shall not be subject
of public offering for sale without the consent of the
Commission.
Section 2 C: No purchase of Securities unless the consent of the
Commission has been accorded to the issue of securities.
Section 8 (4): No broker unless listed on a Stock Exchange
Section 9 (l): An issuer who intends to get any of his securities listed on
a Stock Exchange shall submit an application therefor, in the prescribed
form to the Stock Exchange and submit a copy of the application to the
Commission.
Section 9 (3): Where a Stock Exchange refuses to list a security, the
Commission may direct the Stock Exchange to list the security.
Section 9 (5): A listed security may be de-listed on application by the
issuer to the Stock Exchange which may deny the application or grant it
on such conditions as appear necessary or appropriate for the
protection of investors.
Section 9 (7): The Commission or a Stock Exchange may, if it
considers it to be in the interest of trade or in the public interest so to do,
suspend for 14 days, by order recording the reasons, trading in any
listed security.
Section 10: Compulsory listing of securities where necessary for public
interest.
Section 11. An issuer of a listed security shall furnish an annual report
of its affairs and such statements and other reports as may be prescribed
to
the Stock Exchange,