Você está na página 1de 258

INFORMATION TO USERS

This manuscript has been reproduced from the microfilm master. UMI
films the text directly from the original or copy submitted. Thus, some
thesis and dissertation copies are in typewriter face, while others may
be from any type of computer printer.
The quality of this reproduction is dependent upon the quality of the
copy submitted. Broken or indistinct print, colored or poor quality
illustrations and photographs, print bleedthrough, substandard margins,
and improper alignment can adversely afreet reproduction.
In the unlikely event that the author did not send UMI a complete
manuscript and there are missing pages, these will be noted. Also, if
unauthorized copyright material had to be removed, a note will indicate
the deletion.
Oversize materials (e.g., maps, drawings, charts) are reproduced by
sectioning the original, beginning at the upper left-hand comer and
continuing from left to right in equal sections with small overlaps. Each
original is also photographed in one exposure and is included in
reduced form at the back of the book.
Photographs included in the original manuscript have been reproduced
xerographically in this copy. Higher quality 6" x 9" black and white
photographic prints are available for any photographs or illustrations
appearing in this copy for an additional charge. Contact UMI directly
to order.

A Beil & Howell information Company


300 North Z e e b R o a d Ann Arbor. Ml 48106-1346 USA
313/761-47 0 0 800/521-0600

ENLARGING THE MORAL DOMAIN OF JUSTICE: AN IMMANENT CRITIQUE


OF NEO-KANTIAN POLITICAL THOUGHT
by
Patricia Moynagh

A dissertation submitted in partial fulfillment


of the requirements for the degree of
Doctor of Philosophy
Department of Politics
New York University
May 1995

'

'

.C /X

Approved

^ ^

UMI Number: 9603170

UMI Microform 9603170


Copyright 1995, by UMI Company. All rights reserved.
This microform edition is protected against unauthorized
copying under Title 17, United States Code.

UMI
300 North Zeeb Road
Ann Arbor, MI 48103

For Bruce

ii

Acknowledgments
I break my own rule that one should refrain from
universalizing one's subjective maxims by saying that "all
graduate students should have Mark Roelofs as their
advisor."
around,

But, there would not be enough of Mark to go

(nor is it to be assumed that he would want the job)

so I amend it to all should be fortunate to have one like


him.

Mark is a great source of inspiration and encourages

critical thinking.

He is always there for his students,

in

mind and spirit, despite his own very frantic schedule.


From the beginning of my graduate career, Mark taught me to
look for the presuppositions behind everything.

I remain

deeply indebted to him for this.


I thank Mark Lilia for his consistent good sense, and
for his ability to help me see how to make an argument
stronger, and for valuing the time it might take to get it a
little closer to how I wanted it to be.
I could not, but am beginning to more,

He could see, when


the virtues in

staying focused on less in order to say more.

My early

readers will recall the other two projects contained in this

one, and how the integrity of these projects should stand on


their own.
I thank Russell Hardin who walked into NYU just
needed him to.

I only wish I had known him sooner.

me pondering a new set of questions.

as I
He has

As Russell joined my

project, Bertell Oilman's good fortune took him to Japan and


Australia to study Marxism, but away from my project.

thank him for all his encouragement and for the


conversations.

Especially the one before he packed his bags

the night before leaving to share some final thoughts with


me about Rawls and dialectics.

I also thank him for

returning to my project via the

modern wonder of the fax

machine which brought his critical and challenging questions


across the oceans,
assumptions.

forcing me to elaborate some of my own

I also thank him for all his work on

abstractions and internal relations which I have borrowed


for my own purposes.
I would also like to thank Seyla Benhabib whose works
continue to inform my own.

Fortuitous circumstances placed

her just up the street from me twice.

iv

I thank her for her

graciousness on both occasions, particularly I am grateful


to her for inviting me to sit in on her class "The Discourse
Theory of Legitimacy" at the New School, and for agreeing to
read my work.

I thank Christine Harrington for joining my

project in the later stages and Marshall Berman for reading


earlier drafts.

Both have brought critical input.

Two very dear friends and graduate school colleagues,


Lori Marso and Marla Brettschneider, both now professors
themselves,
life.

continue to enrich my academic and personal

I look forward to all of our future conversations,

explorations and experiences together and value all those


that have gone before.
And last but not least,

in fact most of all,

I thank my

husband Bruce Cronin, who, in the final months of my re


writing, not only took on the lion's share of the domestic
work, but displayed his vast and unique culinary talents
along the way.

I thank him for his extraordinary

intellectual and emotional support.

I hope his new

experiences at Madison, where he begins his professorship


this fall, will be all he wants it to be and more.

TABLE OF CONTENTS

Chapter One: Introduction


Kant and the Moral Domain of J u s t i c e ..........
3
M e t h o d o l o g y ........................................ 10
Organization of the S t u d y ......................... 11

PART I
Chapter Two: The Politics of the Categorical Imperative
O v e r v i e w .......................................... 17
Kant's Fear of R e l a t i v i s m ......................... 18
Membership in Two W o r l d s ......................... 23
Establishing the Supreme Moral Principle
.........
33
Separating Duty from I n c l i n a t i o n ................ 38
The Politics of Revering the Moral Law: What
About P e o p l e ? ......................................41
External Relations
.................................
46
The Illusions of the Self-Legislating Cogito . . .
53
Kant's Categorical Imperative(s)
57
Kant's Illustrations
...............................
63

Chapter Three: The Politics of Enlarged Mentality:


Sublating the Categorical Imperative
O v e r v i e w ...........................................76
Re-working Kant's Concept of Enlarged Mentality . . 78
Kant's Maxim of Enlarged Mentality: Shifting to
the Standpoint of O t h e r s ..................... 82
Determinant and Reflective Judgements .............
98
Interactive v. Substitutionalist Universalism . . . 103
Kant as a Radical Pluralist with Principles . . . . 109
The Kant-Aristotle Debate: A Brief Encounter
. . . 113
vi

PART II

Chapter Four: Rawls: Going Behind the Veil of Ignorance


through a Procedural Re-interpretation of the
Categorical Imperative
O v e r v i e w ............................................. 124
An Attempt to Recast the Social Contract
......... 128
The Kant-Rawls Connection .......................... 139
The Politics of the Original Position: Too Empty
or Too F u l l ? .....................................142
More on the Politics of Rawlsian Abstractions . . . 158
Feminist Objections ................................. 160
C o n c l u s i o n ........................................... 167

Chapter Five: Habermas: Going Public with the Categorical


Imperative through Communicative Action
O v e r v i e w .............................................
Communicative v. Instrumental Reason ..............
Going Public with the Categorical Imperative
. . .
Practical Discourse .................................
Communicative Action: Originary or Compelling?
. .

172
173
179
184
199

Conclusion: Enlarging the Moral Domain of Justice


Testing the T h e s i s ..................................
Negative Freedom
...................................
P a t h o l o g i e s ...........................................
Looking Beyond Deontological Liberalism ...........
C o n j e c t u r e s ...........................................

Bibliography

210
220
222
224
226

230

Introduction
This dissertation is about the moral domain of justice
appropriate for a democratic polity.
narrowly construed?

How did it ever get so

What would it mean to broaden it beyond

the narrow spheres of deontological Liberalism?1


Modern conceptions of justice seek to consistently
privatize questions of happiness and virtue,
envisioning them as broadly shared concerns.

rather than
With so many

institutional arrangements and cultural practices sustaining


a conception of political morality that is limited to the
legal-constitutional disposition, any discussion of what
makes for "the good life" as compared to "mere life" have
largely been left out of our modern definitions of

Michael Sandel defines Deontological liberalism as


"above all a theory about justice, and in particular about
the primacy of justice among moral and political ideals.
Its core thesis can be stated as follows: society, being
composed of a plurality of persons, each with his own aims,
interests, and conceptions of the good, is best arranged
when it is governed by principles that do not themselves
presuppose any particular conception of the good; what
justifies these regulative principles above all is not that
they maximize the social welfare or otherwise promote the
good, but rather that they conform to the concept of right,
a moral category given prior to the good and independent of
it." See Michael J. Sandel, Liberalism and the Limits of
Justice (Cambridge: Cambridge University Press, 1985), p. 1.
1

justice.2

Theoretically,

the choice is stated in very

stark terms: either justice or the good.3


society the choice is clear,

In liberal

justice must trump the good.

Justice is public, while the good is private.


from many valid perspectives,

Of course,

the ascent of the

deontological ethic can be seen as a justified check upon


dogmatic conceptions of the good life.

While this is a

defensible position, and one can raise many points in its


favor, it remains highly insufficient.
What does it mean to inquire into more substantive
areas of concern about what makes for the good life while
concurrently committed to leaving dogma behind?

For it is

dogma itself, visible in any of our social and political or


cultural practices that proclaim some to be the ontological
inferiors of others

(whether men over women, whites over

blacks, West over East, rich over poor,

and so on) that

2Aristotle distinguishes between the "good life" and


"mere life."
He sees the end of political science to be
"the best end, and political science spends most of its
pains on making the citizens to be of a certain character,
viz, good and capable of noble acts."
"Why, then, should we
not say that he is happy who is active in accordance with
complete virtue and is sufficiently equipped with external
goods, not for some chance period but throughout a complete
life."
See Aristotle's "Nicomachean Ethics," Book I,
chapter 9, in The Basic Works of Aristotle, Richard McKeon,
ed. (New York: Random House, 1941), pp. 946 and 948,
respectively.
Provisionally, I define justice as a matter to which
all can make a legitimate claim, and the good life as
consisting in particularized and infinite versions of
happiness.
2

first eased the rise of deontological justice and then


increasingly gave it license to include all in its promises
for Liberal freedoms.
But promoting substantive inquiry into the good life
nondogmatically is not an easy task,

and it is one that

promoters of modern conceptions of justice have not


entertained or pursued as a possibility.

Such kinds of

questions are from the outset said to be outside of their


purview.

But why should they be?

However one answers these

questions, we, the modern sons and daughters of the


bourgeois revolutions have been raised to call it a just
society that not only protects,
individual striving.

but also champions this

Thus, the quandary: how can we broaden

the moral domain of justice without dogmatically prefiguring


the good, while still very much valuing it?

Kant and the Moral Domain of Justice


Immanuel Kant plays a key role in narrowing the moral
domain of justice.
back up again.

But he also shows a way to open it right

This is what makes him a fascinating figure

to study when we take up the question of the moral domain of


justice and what belongs in it.
following pages,

As I will show in the

Kant has left us with two very different

legacies in this area.

The first, his concept of the

Categorical Imperative,

is the basis for the deontological

ethic.

This is the Kant that we tend to think of when

considering questions of justice.

However,

there is also

another Kantian legacy that has been virtually ignored,


of Enlarged Mentality.

that

This thesis will argue that the

concept of Enlarged Mentality is far more appropriate and


compelling for a truly democratic polity.
Unlike other great figures in the history of political
philosophy,

Kant never produced a major work on the subject.

There is no Republic, no Leviathan, no Social Contract.


Yet, the problem of human freedom, particularly the tense
and fragile relationship between justice and the good life,
is at the center of Kant's political thought.

Kant seems to

have truly agonized over how best to get a handle on this


conflict-ridden, yet in-constant-need-of-a-solution
relationship.
There are obvious tensions built into this
relationship, and it has meaning for us only as we further
relate it to our own historically acknowledged struggles in
which we are always already embodied and moving.
relationship deserves close attention because,
relationship,

This

like any

it can be ignored or it can be better attended

to.
In the following pages, we shall see how Kant offers
two very different ways in which to address the inevitable
tensions.

One way is through repressing these tensions in a

rather "once and for all" manner, where a cognitive

conception of justice that relies on self-legislation is


exchanged for a politics of engagement; the other way is
through acknowledging the tensions through devices that
require "reflective judging," imagination, and greater
context-sensitivity to others in our contingentlyacknowledged situations.
I will tease out the two different responses Kant
offers by focusing upon the second of his three great
questions.

Kant asks himself "What should I do?"

leads him in two opposing directions.

This

Kant's first answer

is contained in the Categorical Imperative, which enjoins


each individual to take this question on alone and through
consciousness itself come to determine through willing what
of one's own subjective maxims could be fitting for all.

As

he develops the Categorical Imperative, we will see how Kant


abstracts so much content away from his question that he can
only ever answer it in the negative.

I shall suggest that

he should have left it at that, rather than try to derive


more positive content from what he himself formulates for
negative purposes.

This will come through more clearly when

we examine the results of his attempts to derive positive


content from the Categorical Imperative.
But Kant looks beyond the Categorical Imperative, or at
least I shall make a case for this.

When we shift our focus

to his alternative conception of Enlarged Mentality, we see

Kant opening up other possibilities to answer this question


in more positive terms, but this time he meets with greater
success.

Universal freedom and equality are not bargained

away for something less.

He still regards these as our

valid presuppositions for justice, but the integrity of


content re-appears as, of course,

it must because it never

goes away, nor should we want it to once we better address


it.

Now the importance of "shifting one's ground to others"

more particularly rather than universalizing one's


subjective maxims for all is emphasized as the crux of moral
sense and political commitment.

Inter-subjectivity and

greater context-awareness are points Kant now stresses in a


way he does not with the Categorical Imperative where
dissociated self-identification cannot be overcome.
I shall try to portray what I call the "Politics of
Enlarged Mentality" as a sublation of the Categorical
Imperative,

retaining some of it, but qualitatively moving

beyond it.

The negative virtues of the Categorical

Imperative are not put into question as much as they are


shown to be extremely inadequate.

I claim that a compelling

understanding of what belongs in the moral domain of justice


cannot ignore real-life struggles, but must seek to better
address them.

Ultimately,

I maintain that the moral domain

of justice must expand to include our needs, hopes, and


desires as politically important to engage, not repress.

And that Kant's conception of Enlarged Mentality,

if not

Kant himself, opens up a way through which we might better


begin to do this.
My thesis is a challenge to neo-Kantian theories of
justice that systematically subordinate,

and sometimes seem

to outright ignore, social and cultural struggles as a


priori outside of the moral domain of justice.

Unlike Rawls

and Habermas who creatively re-work Kant's Categorical


Imperative, but never get beyond its deontological contours,
I claim that it is better to begin where ant left off.

In

attempting to re-work Kant's alternative political


philosophy,

I try to show how this enjoins us to better

understand and care about what the Categorical Imperative


obliges us not to destroy.

This is each other in all of our

historical concreteness, and not only as mutually worthy of


respect, but certainly also deserving of this as well.
Kant's influence upon modern political philosophy
pervades.

He openly affirms liberal ideas of freedom and

equality in a way that is qualitatively different from


Hobbesian4 "possessive individualism"5 or the Lockean labor

4See Thomas Hobbes, Leviathan,


1980), especially chapters 12-31.

(New York: Penguin,

5See C. B. Macpherson, The Political Theory of


Possessive Individualism: Hobbes to Locke, (Oxford: Oxford
University Press, 1985)
7

theory of property.6

Kant spends a good deal of tiir;e and

energy arguing that these ideas can be gleaned,

though never

really known, from pure and practical reasoning.


this, he argues,

And all of

requires confirming through our own

experiences which he also acknowledges is where we


necessarily begin.
Hegel complicates and consciously historicizes these
ideas, but they are no less relevant for him as he
introduces culture and societal context into a dialectics of
individual freedom and equality, on the one hand, with that
of solidarity and community that unfolds in a situated
"ethical life" on the other.7

And though Marx appropriates

Hegel's logic to explain how the material world shapes us


before we can shape it,8 he does not question the worth of

6See John Locke, Two Treatises of Government, (New


York: Mentor, 1960), Book Two, especially Chapter Five
entitled "On Property" pp. 327-344.
7See G. W. F. Hegel, Phenomenology of Spirit, A. V.
Miller, trans., (Oxford: Oxford University Press, 1977),
especially Chapters IV-VI, where, for example, he says,
"what counts is not simply knowing in general, but
conscience's knowledge of the circumstances." (p. 3 93); and
his Philosophy of Right, T. M. Knox, trans, (Oxford: Oxford
University Press, 1967), especially Third Part, "Ethical
Life", pp. 105-223.
8See Karl Marx, "The German Ideology," in The MarxSngels Reader, Second Edition, Robert C. Tucker, (New York:
W. W. Norton & Company, 1978), p. 50. "As individuals
express their life, so they are.
What they are, therefore,
coincides with their production, both with what they produce
and with how they produce. The nature of individuals thus
depends on the material conditions determining their
production."
8

freedom or equality.

Marx, more than most,

recognizes how

ideology can mask inequalities; through immanent critiques,


he seeks consistently to expose the gap between an ideology
that proclaims egalitarianism and an actuality that does not
correspond.9
Kant's thinking on the problem of human freedom and
equality not only influences and dominates the prior two
centuries, but it continues to have far-reaching effects on
contemporary political philosophy as well, reappearing in
different formulations.

Probably the two most influential

theories of today that are clearly indebted to Kant's


political and moral philosophy are those of John Rawls and
Jurgen Habermas.

My questions which are hovering about the

justice-good life tension uncomfortably thrust me back to


Kant in order to clarify how Rawls and Habermas have
selectively drawn from his corpus in their respective
attempts to re-figure but one part of it, albeit the
dominant p a r t .
In my attempt to portray Kant's two competing political
philosophies,

I will focus primarily upon the politics of

his epistemology and his aesthetics.

I will rely heavily on

9See, for example, Karl Marx and Frederick Engels, The


German Ideology, C. J. Arther, ed. (New York: International
Publishes, 1985) . See also "On the Jewish Question," in
Karl Marx: Early Writings, (New York: Vintage Books, 1975),
pp. 211-241.
9

his Groundwork of the Metaphysic of Morals to show the


politics contained within the Categorical Imperative.
my discussion of the politics of Enlarged Mentality,

For
I will

primarily use his Critique of Judgement.

While I will make

ample references to his many other works,

I will not rely on

what has traditionally been considered his "political"


writings, most of which are contained in Hans Reiss' edited
volume.10

In this regard,

I agree with Arendt that his

political writings are less important for his theories of


justice than the works cited above.11
METHODOLOGY
In order to show the limits of the politics contained
within the Categorical Imperative,

I will turn my specific

focus to two highly creative attempts to re-formulate it:


those of John Rawls and Jurgen Habermas.

Rawls speaks

primarily from the Anglo-American tradition, while Habermas


comes out of the Frankfurt School of critical theory.

Yet

despite their vast differences, both seek to re-cast the


Categorical Imperative in more compelling terms than its
creator could.

My theoretical claim is that Kant has

something much better to say, and that it might prove more


profitable to creatively re-work his alternative,

ed.

rather

10Immanuel Kant, Kant's Political Writings, Hans Reiss,


(Cambridge: Cambridge University Press, 1970).
See chapter three,

footnote 10.
10

than what I posit he himself was taking steps to move


beyond, however incipiently.
Through an immanent critique of Rawls and Habermas,

will attempt to show how both theories fail to adequately


address their intentions of how best to generate and
cultivate a compelling generalized view.

Immanent critique

is a method that uses internal, rather than external,


standards to judge the success of a particular theory.

That

is, it does not question the stated goals of the theory, but
rather uses the goals themselves as a standard by which to
judge the results.12

I use immanent critique because I do

not challenge the validity of these theorists questions, but


rather their procedures for answering them and the politics
contained within the answers.

ORGANIZATION OF THIS STUDY


This work is divided into two parts.
set Kant's Categorical Imperative

In Part One,

(chapter two)

opposition to his Enlarged Mentality perspective


three).

in
(chapter

His Groundwork will be my major source for

presenting the Categorical Imperative,


sole purpose of this work.

since this is the

I will also draw from the Third

Critique, where he lays out his theory of judgement,

and nis

12The idea of immanent critique comes from Hegel and is


reformulated by Marx (see Karl Marx, "For a Ruthless
Criticism of Everything Existing," in Robert Tucker, e d . ,
The Marx-Engels Reader, second edition, [New York: W.W.
Norton and Company, 1977) .
11

second maxim of taste called Enlarged Mentality.


course of my critique,

In the

I will draw from many of his other

works -- and they inform the thesis -- but the textual


arguments and exchanges are mainly from these two Kantian
works.

In addition,

I will draw heavily from A r e n d t 's

insights and build upon Benhabib's in regard to this


alternative Kantian perspective.

I will dramatize and

stylize the contrast in order to show the social and


political implications of his "lost legacy" for democratic
theory and how different it is from the Categorical
Imperative.
In Chapter two I address Kant's fear of relativism
which leads him to want to forever ground what he comes to
call the Supreme Principle of Morality.

I will also

discuss his impeachment of "ordinary" metaphysics and the


politics that emerges from his replacement.

Throughout,

contextualize Kant and the theoretical issues and problems


confronting him in order not to impoverish what Kant was up
against.

I examine the different ways in which Kant

presents the Categorical Imperative in order to show that it


cannot guide, except negatively.

Finally,

I look closely at

Kant's specific illustrations through which he attempts to


apply the Categorical Imperative in positive terms.
same section,

In this

I ask what different possibilities open up if

we approach these illustrations with a different Kantian

12

mind set, the enlarged one.

I will

conclude by showing the

inadequacies of trying to derive positive content from the


Categorical Imperative,

showing that it can only have the

virtues of negativity.
In chapter three,

I shift my focus to Kant's concept of

Enlarged Mentality which I claim offers a more authentic way


through which to resolve the tension between justice and the
good life.

In this section,

I will portray Kant's concept

of Enlarged Mentality as a kind of sublation of the


Categorical Imperative,

showing how it absorbs that which

remains compelling in this Kantian inheritance, without


falling prey to universality that remains abstract and
formal.

In other words, Enlarged Mentality never enjoins

any to question the inherent worth of each and every human


being, and in this way shares the same theme motivating the
Categorical Imperative, but it goes beyond this.
look at Kant's definition of Enlarged Mentality,
also calls "the second maxim of taste."

I will
or what he

As I do this,

will incorporate Hannah Arendt's insights with Kant's in


order to develop the moral and political significance of
this alternative perspective.

I will also look at Kant's

distinction between "determinant" and "reflective" judgement


in order to develop my own claim that re-working Kant's
alternative political philosophy is best seen as a sublation
of the Categorical Imperative.

13

In sum, this chapter will

demonstrate that Kant's concept of Enlarged Mentality


represents a potential way in which to see how justice and
the good life may not be all that far apart after all.
In Part Two,

I will test the thesis that drawing from

the Categorical Imperative, no matter how creatively re


formulated, seems to sabotage the pursuit for how best to
think about how to derive a compelling generalized view,
appropriate for a democratic polity.

In doing so, I will

turn my specific focus to the two most highly influential


contemporary neo-Kantian theorists: Rawls
Habermas

(chapter four) and

(chapter five).

Chapter Four will focus on Rawls's "procedural re


interpretation of the Categorical Imperative."
Specifically,

I will examine the political implications of

going behind the Veil of Ignorance as a privileged vantage


point from which to gauge how best to think about what
belongs within the moral domain of justice.
insights garnered from feminism,
critical theory,

Drawing upon

communitarianism and

I will challenge Rawls's core assumption

about the nature of the self and his endorsement of the


deontological ethic.

I will not question Rawls's emphasis

on the need for a compelling generalized view, but rather,


how he thinks it best conceptualized and attained.

Finally,

I will conjecture how Rawls's theory might have been far

14

more engaging had he attempted to reinterpret Kant's concept


of Enlarged Mentality.
In Chapter five, I examine Habermas's attempt to go
public with the Categorical Imperative, and his approach to
how we might best generate a compelling generalized view.

will examine what becomes of the Categorical Imperative when


reformulated in the more sociologically dexterous hands of
Habermas.

In doing so, I will ask whether he can breathe

fresh air into this well-worn concept by making it more


compelling than Rawls could, or if he too abandons some of
his own best insights.

Moreover,

I will ask if Habermas,

despite comparative gains we can readily recognize in his


attempts to render the Categorical Imperative dialogical,
nevertheless ultimately limits the moral domain of justice.
And if so, how?

Finally, what role, if any, can a

reinterpretation of Kant's lost legacy of Enlarged Mentality


play so that the politics of radical intersubjectivity for
which Habermas makes a case becomes more actual, more
substantive?

Are there some ways in which Habermas's

program appears to be in sync with the dynamics of Kant's


maxim of Enlarged Mentality?

In addressing these questions,

I will investigate his conception of practical discourse.

15

PART I

16

Chapter II
The Politics of the Categorical Imperative
I sit daily at the anvil of my lectern and guide the
heavy hammer of my repetitious lectures, always beating
out the same rhythm.
Now and then a nobler sort of
inclination stirs in me somewhere, a desire toexpand
beyond these narrow spheres . . .
--Immanuel Kant in a letter to J. G. Lindner1

Overview
In this chapter,

I examine how the Categorical

Imperative narrows the moral domain of justice.

In doing

so, I will organize it around the following points.

First,

I address Kant's fear of relativism which leads him to want


to forever ground what he comes to call the Supreme
Principle of Morality;

Second,

I discuss his impeachment of

"ordinary" metaphysics and the politics that emerges from


his replacement.

Throughout,

I contextualize Kant and the

theoretical issues and problems confronting him in order not


to impoverish what Kant was up against.
I examine the different ways in which Kant presents the
Categorical Imperative in order to show that it can only

1See Immanuel Kant: Philosophical Correspondence 175999, Arnulf Zweig, ed. and trans., (Chicago: Chicago
University Press, 1967), p. 4.
17

guide us negatively.

Finally,

I look closely at Kant's

specific illustrations through which he attempts to apply


the Categorical Imperative in positive terms.

I ask what

different possibilities open up if we approach these


illustrations with a different Kantian mind set, the
enlarged one.

I conclude by showing the inadequacies of

trying to derive positive content from the Categorical


Imperative,
negativity.

showing that it can only have the virtues of


Before I can make a case for the politics of

enlarged mentality, which I mostly reserve for the next


chapter,

I will show the inadequacies that I am claiming

beleaguer the categorical imperative.

I begin with what I

posit led him to develop it.


Kant's Fear of Relativism
Kant sets himself the quite awful task of grounding
morality for all times and
want to do this?

places.

Why would anyone ever

What good can it do?

If Kant can provide

a compelling first principle for morality,


end to moral relativism.

Many scholars,

then he puts an

for example Richard

Bernstein, argue that it is a fear of relativism that


propels Kant to look for a convincing metaphysics of
morals.2

According to Bernstein, Kant is suffering from

2Richard Bernstein, Beyond Ohjectivsim and Relativism,


(Philadelphia: University of Pennsylvania Press, 1983).
18

"Cartesian Anxiety."3

Kant, like Descartes,4

searches for

an Archimedean point from which all else can be then be


measured or assessed.
categorical.

He wants one sure thing,

something

An imperative would satisfy and ease the

tensions once and for all.

All our political actions and

inter-relations can then follow from the moral orientation


at its base.
Bernstein aptly describes how lurking in the background
of Kant's search for an Archimedean point is a dramatic
EITHER/OR.5

Either there is a metaphysics of morals or

morality has no grounds.

Either there is a universal,

objective moral law or morality is without foundations.6

3See Richard Bernstein, Beyond Objectivism and


Relativism.
4See Rene Descartes, Second Meditation, "Of the Nature
of the Human Mind; and that it is Easier to Know than the
Body," Discourse on Method and the Meditations, (London:
Penguin Books, 1988).
Descartes says, "Archimedes, in order
to take the terrestrial globe from its place and move it to
another, asked only for a point which was fixed and assured.
So, also, I shall have the right to entertain high hopes, if
I am fortunate enough to find only one thing which is
certain and indubitable." p. 102.
5See Richard Bernstein, Beyond Objectivism and
Relativism.
6For arguments critical about impartiality or
universalism see, for example, Bernard Williams, Ethics and
the Limits of Philosophy, (Cambridge: Harvard University
Press, 1985).
He argues forcefully that there is something
wrong about universal thinking or impartiality.
See also
Iris Young, Justice and the Politics of Difference,
(Princeton: Princeton University Press, 1992) who is also
suspicious of impartiality, and who thinks such arguments
suppress differences.
19

Only when we get a look at his conception of Enlarged


Mentality do we see how much more fluid Kant is trying to
be.

With his alternative conception,

Kant begins to show a

way to be far more context-sensitive, yet not morally


unprincipled.

He will talk less about duty and focus more

upon the importance of "shifting one's ground to others."


But for the architect of the Categorical Imperative, who is
plagued with Cartesian Anxiety,

the quest for moral

certainty follows almost naturally.


Bernstein also argues that while Kantian objectivism is
no longer a live option, neither is giving up the search for
relevant criteria altogether.7

My attempt to develop

Kant's concept of Enlarged Mentality is consistent with


Bernstein's sentiments, but for Kant as he constructs a
metaphysic of morals only something more certain will do.
Like Faust, who Goethe could have modeled upon Kant's
journey for certitude but probably did not,8 Kant swaps
almost everything away for the satisfaction of something
seemingly more grounded and certain.

We will see how

questions that were once important in political philosophy,


such as happiness as extended over a lifetime and what makes

7See Richard Bernstein, Beyond Objectivism and


Relativism.
8See Walter Kaufmann, Discovering the Mind: Goethe,
K a n t, and Hegel, (McGraw-Hill Book Company: New York, 1980),
p. 29.

for the fulfilled life, are no longer important to pursue.


What becomes of primary importance is that each individual
can decide alone how to answer these questions and then be
legally protected to do so.
While Kant seeks a compelling first principle for
morality,

it is important to put this Kantian project in its

proper context.

Kant himself is suspicious of metaphysics

and first principles.

In fact, he spends so much of his own

energy and time "impeaching ordinary metaphysics," that it


comes as somewhat of a surprise that he has it in him to
offer his own.

But it is his own frustration with

"ordinary" metaphysics which he finds utterly unworthy and


dogmatic,

that compels him to provide the modern world with

a "truer" metaphysics which promises to get beyond dogma.


Kant tears everything to shreds until he grounds the
universal moral law.

Kant disenchants.

Kant is impatient with arrogant metaphysics whose first


principles he argues cannot withstand the skeptics'
legitimate objections.

For example,

in his Prolegomena to

Any Future Metaphysics,

he says such things as:

This much is certain: whoever has tasted


critique will be ever after disgusted wich
all dogmatical twaddle which he formerly put
up with because his reason had to have
something and could find nothing better for
its support.
Critique stands in the same
relation to common metaphysics of the schools

21

as chemistry does to alchemy, or as astronomy


to astrology of the fortune teller.9
Kant believes that his Groundwork of the Metaphysics of
Morals, which I examine below,
superstition is not; though,

is worthy metaphysics whereas

in characteristic undogmatic

fashion, he leaves it up to others to challenge his ideas,


saying that he will deem his "impeachment of ordinary
metaphysics," unjust if any can prove it so.10
For Kant, metaphysical arrogance is a kind of villain.
For him, it is what happens if people fail to respect one
another as if members of a universal kingdom of ends.

Kant

constantly challenges dogmatic claims and i3 frustrated by


metaphysical assumptions that cannot meet the challenges of
doubt.

At one point he says "the world is tired of

metaphysical assertions; what is wanted is the possibility


of this science . . . 1,11

Kant has contempt for any and

all, if their claims cannot bear the scrutiny of criticism,


calling his age the one of criticism to which all things

9Kant, Immanuel, Prolegomena to Any Future Metaphysics


That Will Be Able to Come Forward As a Science, Paul Carus,
trans., (Indianapolis: Hackett Publishing Company, 1977),
pp. 105-06.
10Kant, Immanuel, Prolegomena to Any Future Metaphysics
That Will Be Able to Come Forward As a Science, p. 118.
Kant, Immanuel, Prolegomena to Any Future Metaphysics
That Will Be Able to Come Forward As a Science, p. 116.
22

must submit.12
He writes,

He invites others to criticize his works.

"My critique must be accepted or a better one

take its place.

. .1,13

Actually,

Kant himself offers a

replacement that shows itself to be much more compelling,


not duty-impaired, but context-aware.

We will explore this

alternative in the next chapter.


But when Kant goes on his Cartesian quest for moral
certainty,

reason becomes his only guide, but even this

Kant's critical mind will put on trial.

Reason,

through and

through self-critical, will be his only companion.


though placed by Kant in a privileged position,
completely off the hook.

Reason,

is not

It must itself remain self-

suspicious and keep itself from transcending into realms it


cannot know.

And yet, for him, this is what reason desires

more than anything.

But if reason is both his only

companion and is itself on trial,


own pronouncement.

it must also produce its

He believes reason must come to honestly

know its limitations as well as its strengths.

If reason

were to seek to go beyond that which it can know, then the


skeptic would be justified in asking how reason can have
access to that which is beyond its capacity to know.

Even

12Kant, Immanuel, The Critique of Pure Reason, Norman


Kemp Smith, trans., (New York: St. Martin's Press, 1965), p.
9.
13Kant, Immanuel, Prolegomena to An y Future Metaphysics
That Will Be Able to Come Forward As a Science, p. 116.
23

if there is such a realm beyond experience, which Kant


believes there is, we can have no knowledge about it.

Kant

further disenchants.
Kant believes that,

in the end, one must provide a

metaphysic of morals, but only after exposing the flaws of


bogus metaphysics.

He believes that his moral philosophy

provides those first principles that are defensible because


one reaches them through an analysis of pure and practical
reason which makes everyone a member of two w o r l d s .
Membership in Two Worlds
In this section I will discuss Kant's supposition that
there are two worlds to which we all belong.
purposes,

the argument14 can be systematically formulated

as the following:
world is sensible
(noumenal).

We are all members in two worlds.

One

(phenomenal) and the other intelligible

Kant sees the sensible world as full of desires

and inclinations.

The sensible world is where we eat or

feel hunger, love, feel sad or get angry,


friends,

For my

talk to our

take a walk, pursue our interests, or, as we say,

14See Immanuel Kant, Critique of Pure Reason,


especially pp. 257-326.
Here he make the argument that
freedom as an Idea has a priori validity, and is
theoretically possible; See also Kant's Critique of
Practical Reason and Other Writings in Moral Philosophy,
Lewis White Beck, trans., (Chicago: University of Chicago
Press, 1949), along with his Groundwork of the Metaphysic of
Morals, H. J. Paton, trans., (New York: Harper & Row, 1964)
in which he aims to show how reason can be practical as it
relates to morality in that one can be free and determined
by individual will.
24

experience the world and each other as we live our lives or


are prevented from fulfilling them.

It is the world in

which we, as historically embodied beings, are always


already situated and moving.
Kant supposes that beyond this world of inclination and
desire,

there is yet another world.

membership in this other world?


should believe him?

But what gives us

Why does he think we

For Kant, what gives one and all

membership in the intelligible world is the Idea of freedom.


Kant writes,

"the Idea of freedom makes me a member of an

intelligible world."15

He further argues that although

nobody can have perfect knowledge of this other world,


existence must be presupposed.

According to Kant,

its

if we do

not recognize our membership in the intelligible world, we


could not have moral experiences.
Moral experiences,

he claims, owe their existence to

the Idea of freedom, and without this Idea, we would lack


moral sense, which Kant is quickly confident to acknowledge
we all have.

Kant's whole method begins with the

observation that we have moral experiences.


how they are possible.
to see freedom,

He then asks

Kant believes that it is our ability

in its broken and damaged manifestations,

that allows us moral experiences.

We then judge if

15Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 123.
25

situations are either in or out of sync with what we demand


from each other by virtue of being human, and this is mutual
respect.
Without the recognition that freedom is not for some
but for all, Kant believes we would too easily pursue our
own ends to the detriment of others, or be too quick to
dictate to others the kinds of ends that they should pursue.
This is especially true of ends that are based on precisely
those other more ontologically troublesome assumptions -such as some people are more equal than others -- that he is
challenging as morally untenable because he maintains we
could not all will this.

Kant really believes that if we do

not recognize that our membership extends into the


intelligible world via our own realization that the Idea of
freedom has a priori validity,

and therefore is determining,

then we have a tendency for falling into treating others as


only a means and not also always as ends or with requisite
dignity and respect.
Kant posits that our membership in the sensible world
revolves around inclinations,

some of which he sees as

immediately good and admirable and others not, and he claims


that like such "crooked pieces of wood"16 that we are all
made from, we are inclined to overlook what our membership

16Kant, Immanuel, On History, Lewis Beck White, ed.,


(New York: Macmillan Publishing Company, 1963), pp. 17-18.
26

in the intelligible world requires from us in regard to one


another.

To avoid what he believes are the hazards of self

exemption, he argues that we have universal membership in


the intelligible world.

He argues that this brings an

obligatory and mutual sensitivity to each other that goes


beyond the natural bonds of kinship that he assumes we all
feel with those closest to us.

This recognition to include

all others with oneself in the universal kingdom of ends, he


calls "moral feeling"17 which is for him sublime and deeply
abiding.

Mutual recognition is important to Kant and it

takes a form that is broad and abstract.

He argues that

freedom is best approximated when everybody self-legislates


as if a member of a universal kingdom of ends.
What in the world--sensible,
-is awry in this view?

intelligible or otherwise-

Surely a sensitivity to others must

be at the heart of moral sense and practical reasoning.


what is wrong with this view?

So

The problem stems directly

from his two-world metaphysics that he offers to replace all


the others he is questioning as unfounded.
world metaphysics,

Through his two-

Kant is deontologically ripping apart

questions of formal justice from substantive concerns about

17This theme runs through his works from his


Observations on the Feeling of the Beautiful and the
Sublime, John T. Goldthwait, trans., (University of
California Press: Berkeley, 1960) to The Critique of
Judgement, James Creed Meredith, trans, (Clarendon Press:
Oxford, 1991).
27

what makes for happiness and the good life.


metaphysics seemingly solidifies into stone

As his
(dogma?), it

does not occur to Kant to extend the moral domain of justice


beyond what he claims mutual respect demands.

However

necessary universal moral respect is, and I believe that it


is, there remains an overriding problem in his view.
Kant believes that the crux of moral sense and
practical reason emerges from an ability to transfer to a
standpoint not one's own.
with him more.

On this point,

I could not agree

But listen to how he puts this. He says:

This better person he believes himself to be


when he transfers himself to the standpoint
of a member of the intelligible world.
He is
involuntarily constrained to do so by the
Idea of freedom--that is, of not being
dependent on determination by causes in the
sensible world; and from this standpoint he
is conscious of possessing a good will which,
on his own admission, constitutes the law for
the bad will belonging to him as a member of
he sensible world--a law whose authority he
is aware even in transgressing it.18
Kant's two-world metaphysics is a problem, not because
he takes steps--even leaps--to argue for universal
freedom and equality or because he endorses universal
moral respect or because he sees that reciprocity is
constitutive for the moral point of view, but for
another reason.

Kant seems never to consider what it

really means for one person to be in concrete

18Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 123.
28

relation19 to another who is not only deserving of


moral respect, but is also and necessarily recognized
as a sensuous,
oneself.20

finite, and affective being like

Moreover, he does not consider that this

person is necessarily shaped by historical and cultural


practices, and moves with or resists what happens in
what Kant calls the "sensible world."

Many of these

insights begin with Hegel's critique of Kant's formal

19For a similar point, see Robert Paul Wolff's The


Autonomy of Reason: A Commentary on Kant's Groundwork of the
Metaphysics of Morals, (Harper & Row: New York, 1973).
Wolff says, "Despite his overriding concern for moral
matters, Kant never seems to have asked himself the
fundamental question, What is it for one man to stand in a
real relation to another man?" (p. 15).
Despite his great
admiration for Kant, Wolff laments that Kant frequently does
not say what Wolff hopes he would.
20I owe these insights to Seyla Benhabib's works.
She
makes these points as she criticizes formal universalisitic
theories that she calls "substitutionalist" if the
conception of self is restricted to one group's experiences,
i.e., white, male, propertied, or at least professional
adult.
Against this, she argues for "interactive
universalism," wherein engaging differences inform what
could be valid for all.
See her "The Generalized and the
Concrete Other: The Kohlberg-Gilligan Controversy and Moral
Theory," in Situating the Self: Gender, Community, and
Postmodernism in Contemporary Ethics, (Routledge: New York,
1992), pp. 149-177.
See also her explanation for why she
pleads for "historically self-conscious universalism," in
her Afterward to The Communicative Ethics Controversy,
(Cambridge: MIT Press, 1990) entitled, "Communicative Ethics
and Current Controversies in Practical Philosophy."
She
writes: ". . . 1 would like to plead for a 'historically
self-conscious universalism.'
The principles of universal
respect and egalitarian reciprocity are our philosophical
clarification of the constituents of the moral point of view
from within the normative hermeneutic horizon of modernity."
p. 339.
29

morality,21 and have been further developed by others


beginning with Marx.22

I am informed by and

participate in these criticisms.

Although I join the

company of these critics of Kant's abstract formalism,


I would also like to support the project to retrieve
Kant's "lost legacy", which begins with Hannah
Arendt,23 in order to see what possibilities it might
further open up.

I will return to these themes in the

next chapter.
My battle with Kant in regard to the Categorical
Imperative is not over his supposition that the ideas

21See G. W. F. Hegel, Hegel's Philosophy of Right, T.


M. Knox, trans., (Oxford: Oxford University Press, 1973),
where, in his Introduction, Hegel says, "In every philosophy
of reflection, like Kant's . . . freedom is nothing else but
this empty self-activity" (p. 28). For his distinction
between "morality" and "ethical life," see also p. 36.
But
especially, see Section 135 where Hegel criticizes Kant's
moral formalism as insufficient to the concerns that arise
from and are immanent to any concrete community.
Hegel says
"to adhere to the exclusively moral position, without making
the transition to the conception of ethics, is to reduce
this gain to an empty formalism" (p. 90).
See also his
Phenomenology of Spirit, A. V. Miller, trans., (Oxford;
Oxford University Press, 1977), especially "The Ethical
Order," where he says, "the solitary self, is, in fact, an
unreal, impotent self." (p. 292).
22See Karl Marx, Critique of Hegel's 'Philosophy of
Right', Joseph O'Malley, ed., (Cambridge: Cambridge
University Press, 1982). See also "The Jewish Question," in
Karl M a r x : Early Writings, (New York: Vintage Books, 1975),
pp. 211-241.
23Hannah Arendt, Lectures on Kant's Political
Philosophy, Ronald Beiner, ed., (Chicago: University of
Chicago Press, 1982) .
30

of freedom and equality represent our own self


clarification for our own normative claims.

And I

would not want to question the claims that seem to


quite naturally follow from this insight which is that
each person has inherent human dignity.

I would only

ever argue to expand this as I recognize this, and then


affirm it, as a necessary precondition for improving
human relations of all kinds.

Neither would I question

his sense of radical egalitarianism.

Rather,

I would

stretch it further so that it would not, as Hegel


claims,

ever only be an empty category, but radicalized

so that it is more substantively meaningful and


practically realized in our own concrete communities
and "ethical life," however historically embodied and
aware we come to know ourselves as being.
I take Kant's "impeachment" of any metaphysics or
life practices that are inegalitarian as normatively
sound, and I would only further build upon these
insights to repudiate any who still argue or act from
suppositions that some people are superior to others as
wholly and completely ontologically unacceptable.

And

while I would not want to regress behind these Kantian


insights,

to further repudiate any claims that one sex

is better than another as morally untenable and


politically disastrous or that one race or one nation

31

is better than another as culturally impoverishing,


cannot accept Kant's substitute metaphysics.

This is

primarily because he recommends a retreat into the


self-legislating world of the cogito.

Politically, the

implications go no further than an endorsement for


external relations and consequently, a very narrow
understanding of the moral domain of justice which
remains highly juridical and insufficiently engaged
with social and political struggles emerging all around

us.
Although many of us would want to question Kant's
two-world metaphysics,

his appeal to human dignity as

normative self-clarification is worth preserving.

Few

political philosophers have emphasized this component


of morality as insistently as Kant.
truly great about him.

This is what is

But even as I find a certain

normative validity to all of this,

I am still

dissatisfied for what it leaves out as Kant takes


flight into the world of the self-legislating cogito.
One can share with Kant a suspicion of dogmatism
and metaphysical arrogance and still continue to
impeach ontological assumptions that some human beings
are better than others as normatively unsound.
Moreover, one can be prepared for a variety of ways in
which to live the good life, find happiness and want to

32

preserve the inevitable plurality and the integrity


that accompanies such a plurality as disclosed24
through life itself, while also claiming that the
Categorical Imperative, and the deontology implicit
within it, cannot satisfy these desires.

A firmer

commitment to cultivate the very conditions beyond the


negative virtues becomes both necessary and attractive
\.f we are

to satisfy all of Kant's demands.

next chapter,

I will try

In the

to show how developing his

conception of enlarged mentality is an all-around


better candidate for achieving all he wants to
accomplish with the categorical imperative, but cannot.
Despite what remains salvageable within it, it is for
the most part a disaster.
In order to see how Kant narrows the moral domain
of justice by deontologiclly removing questions of
happiness and well-being from it, we will need to take
a look at

the Groundwork of the Metaphysic of

Morals25.

In the present study,

second critique,

I underplay the

not because I think it irrelevant to

my concerns, but because the Groundwork continues to be


more widely read,

is more accessible and precedes the

24I owe these insights to Hannah Arendt.


See her
Lectures on Kant's Political Philosophy, Ronald Beiner,
(Chicago: University of Chicago Press, 1982) .
25Hereafter the Groundwork.
33

ed.,

second critique by three years.26

Moreover,

it is

with the Groundwork that Kant set himself the specific


project of developing and defending the Categorical
Imperative, or the Supreme Moral Principle of the Good
Will.

It is where we first get acquainted with the

Categorical Imperative.

The second critique is a

continuation on this theme, and while this work is said


to develop the Groundwork and have its own unique
strengths,27 for the reasons above,

I take the

Groundwork, as better suited for my purposes, which has


the additional bonus of being the smaller of the two.
However,

I refer to other Kantian works where relevant.

Having tried to situate Kant in a context that does not


belittle what he himself was up against--a simultaneous
struggle to both avoid dogma and preserve plurality--,
I now turn my focus specifically to what he says, as he
sets his groundwork for developing the Categorical
Imperative.

Establishing the Supreme Moral Principle


Kant begins his Groundwork of the Metaphysic of
Morals,

a work whose "sole aim" is "to seek out and

26See Paton's preface to Immanuel Kant,


the Metaphysic of Morals, p. 8.

Groundwork of

27See Lewis White Beck, A Commentary on Kant's Critique


of Practical Reason, (Chicago: University of Chicago Press,
1984) .
34

establish the supreme principle of morality"26 with


the following claim:
It is impossible to conceive anything at all
in the world, or even out of it, which can be
taken as good without qualification, except a
good will.29
Upon reading this opening passage, we might think that
Kant is about to begin a discussion about virtue since he
mentions the word good twice and already speaks in such
exalting terms about the good will.

Moreover,

it is not at

all unreasonable to expect that a .moral or political


philosopher might take up the importance of virtue.
Kant is not about to do this.

Rather,

he

But

attempts to

subordinate virtue to what he calls the "Universal Principle


of Justice."

I will discuss the obvious strengths that

accompany this approach,

and then I will focus upon the

incoherence of trying to define the moral domain of justice


as ideally indifferent to questions about

the good

a deontologist, it is his primary goal to

subordinate

life.As

substantive questions of virtue or the good life to


questions of formal justice.
By a good will, Kant is not referring to certain human
traits that we might, like others before us, want to

28Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 60.
29Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 60.
35

associate with virtue.

Wisdom,

temperance, and bravery are

frequently exalted as consistent with virtuous activity.


But this is not quite what Kant has in mind when he speaks
about the good will.

For these human attributes, however

good, are not always and consistently such, and can even be
out of place depending upon circumstances.
is different,

and is never out of place.

But a good will


And while it is

not the only good, Kant says we must see it as the highest
good.

Kant writes:
A good will need not . . . be the sole and
complete good, but it must be the highest
good and the condition of all the rest, even
of all our demands for happiness.30

Kant also says that any talents of the mind


intelligence, wit, or judgement)
temperament
purpose)

(such as courage,

(such as

and any qualities of

resolution, or constancy of

are

without doubt good and desirable in many


respects; but they can also be extremely bad
and hurtful when the will is not good which
has to make use of these gifts of nature.31

His claim is not counterintuitive.

In fact,

it is even

obvious in some respects and extremely familiar.

For

example, one's intelligence could enable one to plan the

30Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 64.
31Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 61.
36

most clever of murders for selfish gain.


is intelligence used for bad purposes,

Predictably,

this

according to Kant.

Or one is brave, but in a situation where empathy is more


appropriate and effective.

One might use one's talents to

grossly mistreat or utterly degrade somebody.

The doctors

in Nazi war camps presumably had their medical training, but


they used their technical expertise for the most horrendous
purposes.

Or, a terrorist who blows himself up in a car

bomb attack, killing hundreds of civilians can be considered


courageous; but this would be courage for bad purposes,
according to Kant.
same point.

Countless other examples would make the

In his own example,

Kant challenges the Greek

virtue of "moderation and sober reflection," saying that


this too, if not accompanied with a good will,
exceedingly bad."

"may become

He says,

the very coolness of a scoundrel makes him,


not merely more dangerous, but also more
immediately abominable in our eyes than we
should have taken him to be without it.32
Although any of these human traits are in many particular
instances morally exemplary,

their very variability leads

Kant to exclude these or any other "virtuous" activities


from playing any significant role in his awesome roject to
ground morality for all times and all places.

He wants to

be indifferent to questions about the good life and what

32Immanuel Kant,
Morals, p. 62.

Groundwork of the Metaphysic of


37

makes for happiness in order that he can clearly attain the


conditions for justice.

Kant is looking for a different

kind of moral excellence whose moral import is beyond


questioning.

Kant is in search of a solid foundation for

the massive structure he is about to build.

What he really

needs is a "determining ground," and he believes he has


found it in the good will.

This, he will argue,

is not a

shaky foundation, and can thus bear the tremendous weight of


his system.
So with his points made that neither intelligence nor
courage nor any other human characteristic is good in
itself, but is conditionally good, Kant seeks to put his
whole moral edifice together.

His view so far actually

reveals an acute sensitivity to circumstances and


situational detail and for context,

but he will overlook all

of this in order to say something more categorical.

With

his acute sensitivity for situational context already in


view, he could have at this point developed a theory of the
Golden Mean.

Like Aristotle33, he could have sought to

show how human responses under the right circumstances in


reference to the right people are appropriate and while in
other occasions they would not be, and that our experience
in the world of particulars helps us to know what is

33See his "Nichomachean Ethics, " in The Basic Works of


Aristotle, Richard McKeon, ed., (New York: Random House,
1941), Book Two.
38

appropriate when.

But, Kant instead turns to the Golden

Rule--at least for now, as he fights what he takes to be the


hazards of contingency,
definite.

in order that he might be more

Without a determining ground for morality, he

might turn into the relativist that he does not want to be.
In a discussion of "the good will and its results,"
Kant says that the good will does not need results in order
to be good.

He declares:

A good will is not good because of what it


effects or accomplishes--because of its
fitness for attaining some proposed end: it
is good through its willing alone--that is,
good in itself.34
He asserts that a good will "is to be esteemed beyond
comparison," even "if by its utmost effort it still
accomplishes nothing."

Of what can a good will consist such

that, even if it meets up with resistance and is fruitless,


would "still shine like a jewel for its own sake as
something which has its full value in itself"?

Kant's

answer is to be found in reverence for the moral law.

And

this requires a separation between Duty and Inclination.


In claiming that the good will is somehow separable and
more primary than "all of our demands for happiness," Kant
argues that duty is separate from inclination, but this

34Immanuel Kant,
Morals, p. 62.

Groundwork of the Metaphysic of


39

ushers in some very questionable assumptions for


understanding morality.
Separating Duty From Inclination
Kant distinguishes duty from inclination when he says,
"to help others where one can is a duty," but the action to
help others,

if it springs only from one's inclination to do

such, has no "genuinely moral worth."35

He says,

"its

maxim lacks moral content, namely the performance of such


actions, not from inclination, but from duty."36

What more

exactly does it mean for Kant to do good, not from


inclination, but from duty?
Just as many worthy human traits are variable,
with inclinations.

so too

For Kant, there is no moral import to

the generous act if it springs from an inclination.

To

Kant, what is morally praiseworthy is if one can be generous


despite one's inclination not to be.
Kant recognizes the goodness in inclinations that are
immediately virtuous, but he is more interested in excluding
inclinations that are destructive.

This is instructive, but

if this is the case, why not consider the possibility of


fostering those very inclinations that he himself
acknowledges as virtuous?

He will not, because he does not

35Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 66.
36Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 66.

want to teach virtue, even if he knows it when he sees it.


His business is always justice, and because it is of a
deontological variety,

he must not take up questions of the

good life as a virtuous and happy one as important to


explore.

Kant distinguishes between inclinations he thinks

laudable and those not, but with one fell swoop he brushes
them all aside in favor of the reliable good will.
Kant says he "does not intend to teach virtue, but only
to give an account of what is just."37

One can understand

and appreciate his reluctance at this point.

History is

full of examples of "taught virtues" that have been


intolerant of differing perspectives which Kant wishes to
preserve.

Kant's deontological move shows tolerance and a

respect for plurality and multiple modes of goodness,

and is

liberating in this way. However, his external understanding


of justice and the moral law will not yield substantive
results, beyond the negative virtues.

And if it is true

that a deontologically defined moral domain encourages a


juridical world at the expense of one that engages with our
desires for happiness as more sharable,

then what good is

it?
As Kant develops his Supreme Moral Principle, he seems
to represent an uncomfortable mixture of rigidity and

37Kant, Immanuel, The Metaphysical Elements of Justice,


John Ladd, trans., (New York: Macmillan Publishing Company,
1965), p. 35.
41

openness.

On the one hand, Kant seeks rigid grounding for

an objective moral law.


resists rigidity,

On the other hand, he persistently

to the point of becoming practically

agnostic or unaffected on the question of social struggles,


culture, history and politics in general, and the struggles
that emerge from what he calls the sensible world.

He is

not particularly interested in what or how people will give


meaning to their lives, just that generalizations oblige
each to allow the other to do so.
With Kant's basic intentions and tensions in view and
his methodology outlined, albeit in broad strokes, we can
now turn to the politics of revering the moral law.

The Politics of Revering the Moral Law; What about People?


Kant says reverence for the law is a unique feeling
which is due, not to any stimulus of the sense, but to the
thought that my will is subordinated to such a universal
law.38

He says:
Yet although reverence is a feeling, it is
not a feeling received through outside
influences, but one self-produced by a
rational concept, and therefore specifically
distinct from feelings of the first kind, all
of which can be reduced to inclination or
fear.
What I recognize as immediately law
for me, I recognize with reverence, which
means merely consciousness of the
subordination of my will to a law without the

38Immanuel Kant, Groundwork of the Metaphysics of


Morals, p. 69.
42

mediation of external influences of my


senses.39
For Kant, actions require three things to be considered
moral.

Kant's three propositions are the following:

1)

action should be motivated by duty, 2) an action done from


duty has a formal maxim and 3) duty necessitates reverence
for the law.40

Kant adopts the Rousseauian idea that law

is only legitimate if it is what we prescribe to ourselves


whereas obedience to appetites or inclinations alone would
be slavery.41

Kant gets this idea from Rousseau, but by

placing it in the context of the Categorical Imperative, he


removes the communal and local flavor it has for him.
who never left his hometown of Konigsberg,
more cosmopolitan terms.

Kant,

is thinking in

But for both, the essential

problem is how to put freedom in the company of determinism,


and then still claim that the participants or selflegislators who do this are more free than n o t .

When I

develop the full implications of the Politics of Enlarged


Mentality,

I will show that solidarity and a communal sense

39Immanuel Kant, Groundwork of the Metaphysics of


Morals, p. 69.
40Immanuel Kant, Groundwork of the Metaphysics of
Morals, pp. 64-69.
41Jean-Jacques Rousseau, The Social Contract and
Discourses, (London: J. M. Dent & Sons, 1988).
Rousseau
says, "for the mere impulse of appetite is slavery, while
obedience to a law we prescribe to ourselves is liberty." p.
196 .
43

inform it.

We might see this as a meeting place of Rousseau

and Kant.
For Kant, it is pure practical reason that determines
the will.

The Idea of freedom itself commands,

commands are, at the same time,


will to self-prescribed law.

and these

fully determined through

He says:

"The object of

reverence is the law alone--that the law which we impose on


ourselves but yet as necessary in itself."42
At the very minimum,

for Kant, practical reasoning both

commands one to not destroy another, and then enjoins each


to respect another's freedom and autonomy through revering
the moral law.

The analytical strength of Kant's argument

is that through it, one can maintain that everybody is a


free and equal moral being because none would presumably
will one's own ruin by the hands of another,

and that each

should additionally respect one another through revering the


moral law.
autonomy.

And that if this is granted,

then each has

But all of these gains for freedom and autonomy

exact very high costs that put reverence for the moral law
itself in a more questionable light and thus makes it worth
reconsidering.

Each is now free to define happiness

individually, but is all alone.-

This raises fundamental

concerns about how truly desirable this kind of protection

42Immanuel Kant, Groundwork of the Metaphysics of


Morals, p. 69.
44

for self-defined happiness can be.

Happiness,

if it is to

be sustained over a lifetime, and not only fleeting,


requires sharing and solidarity, not merely gains for
juridical standing in society and formal recognition from
one another.
If the moral law and the Categorical Imperative bring
an obligation of universal moral respect,

it is the politics

of enlarged mentality that enjoins us to better care about


and cultivate all that we can normatively recognize we are
obligated not to destroy.

Now Kant's more public sense will

show itself as more internally related, and it points to a


highly politically context-sensitive approach, without being
morally unprincipled.

But this will have to wait because

now we still are concerned to show the limits of the


politics contained in revering the moral law.

As Kant now

defines the moral domain of justice, he removes any


questions of happiness from the determining grounds of
morality.

On the one hand, Kant has an important point to

make in regard to happiness and this concerns its


indeterminism.

Kant says:

the conceptst of happiness is so


indeterminate a concept that although every
man wants to attain happiness, he can never
say definitely and in unison with himself
what it really is that he wants and wills.
The reason for this is that all the elements
which belong to the concept of happiness are

45

without exception empirical--that is they


must be borrowed from experience . . .43
But the problem is that in revering the moral law
alone,

Kant cannot at this point move beyond freedom as

externally defined.
indeterminate,

While happiness itself is

an enlarged conception of the moral domain of

justice would not so thoroughly seek to privatize it.


Instead,

the point becomes to put greater focus upon

addressing substantive concerns for addressing our social


struggles and cultural crises.

This disposition ushers in a

politics of engaged and committed reflection informing


social actions, not a politics of juridicalism that
privatizes social an cultural crises away from the moral
domain of justice.
An enlarged moral domain of justice, by definition,

is

not juridically blind, but validates the necessity to


address societal problems where action itself is unfolding
and struggles erupting.
domain,

Kant, at this point, narrows the

rendering it blind to any social, cultural and

historical context.

Such an approach, cannot but displace

43Immanuel Kant, Groundwork of the Metaphysics of


Morals, p. 85
46

politics by way of "agonistic" and lively exchanges44 right


out of the moral domain of justice.
Through revering the law itself with little or no
regard for actual people as situated amidst,

it is quite

possible to forget about ourselves and other people who are


not only deserving of respect but have needs, hopes and
desires that an engaging politics would want to better
address.

We should not de-politicize away through an overly

juridicalized conception of the self as one who is deserving


of autonomy and legal protection to pursue happiness so
individually, but which may well produce a very unhappy
populace.

External Relations
Heeding what Kant stipulates is "the moral law within"
means confirming external freedom for all others who are
also enjoined to self-legislate.

With duty and the moral

44See Bonnie Honig, Political Theory and the


Displacement of Politics, (Ithaca: Cornell University Press,
1993).
Honig pits "virtue" theorists against "virtu"
theorists.
In the former camp, Kant is joined by Rawls and
Sandel. Despite the differences in these theorists, she
claims they all tend towards closure because they seek
virtue, leaving ruptures unattended to, creating
"remainders."
In the virtu camp, she puts Arendt along with
Nietzsche and Machiavelli.
She favors thevirtu theorists
as not seeking to displace politics from political life.
With these theorists, she argues, the agon,
which she wishes
to defend, stays more open.
47

law figuring so prominently,

it comes as little surprise

that Kant says the Universal Principle of Justice is:


act externally in such a way that the free
use of your will is compatible with the
freedom of everyone according to a universal
law. "45
This is, as Kant quite plainly states, an external
definition of freedom, and it leaves a lot to be desired.
As we have now seen, what makes for the good life and shared
happiness does not matter.

These concerns are all

sequestered into the privacy of one's own life.

Kant

destroys these Ancient preoccupations about asking what


makes for happiness as sustained over a lifetime, and in
community with others in order that he might speak more
categorically about the demands for individual freedom.

But

this deonotological approach to defining the moral domain of


justice only seems to limit it unjustifiably.

We have

already seen how Kant, when he speaks of the moral law,


becomes duty-impaired,

and context-insensitive.

we look at his enlarged mentality perspective,

Only when

does he

become more attentive to the integrity of particular


content, while not losing his radical egalitarianism for it.
But, according to the Universal Principle of Justice,
which so jealously guards protection for legal autonomy for
each and all but in the process contributes to the

45Kant,
p . 35 .

Immanuel,

The Metaphysical Elements of Justice,


48

deterioration of poor quality inter-relations,


to be stuck.

Kant appears

If our own cultural and social actions might

affect others beyond legal infringement,

this is not

important to pursue, but is placed outside of the moral


domain of justice.

This arrangement, while it has the

virtues of Liberal freedoms,46 remains limited by external


relations.

It promotes a proliferation of juridical

personalities, but does little to cultivate civic spirit and


more solidaristically-oriented public institutions.

The

logical result is no shared sense of general well-being, but


a lot of protection to pursue happiness alone.

If it

remains the overriding and precise purpose to define the


moral domain of justice without virtue,

it should then

surprise no one that a conception of justice, and the


institutions that align themselves with such a conception,
will be unvirtuous.

This is the deontological bargain, but

it is neither a good, nor is it a wise one.

I will try to

show that Kant takes steps to retract it; if however


incipiently,

he opens up another path.

the moral law in sight,

But whenever only

Kant exchanges substantive concern

for formalized freedom that is external and necessitates


reverence for the moral law, but really could not much care

46Steven Macedo, Liberal Virtues: Citizenship, Virtue


and Community in Liberal Constitutionalism (Oxford:
Clarendon Press, 1990).
See also Will Kymlicka's
Liberalism, Community, and Culture, (Oxford: Clarendon
Press, 1989) .
49

about people who are simply left to enjoy their own


autonomy.

With reverence for the moral law itself, but so

little concern for people, each self legislating cogito is


enjoined to not encroach upon others.
Through respecting each and all through reverence for
the moral law, freedom is attained by sacrificing happiness
as a more sharable political concern.
externally defined,

When respect is only

it is quite probable to forget about

concrete concern for others, but who now all have the legal
rights procured for them by a deontological system of
justice that commits to principles of law but not to people
especially.
Only when we are enjoined to "shift ground to others,"
more particularly and go beyond what Kantian formalism
requires, and what the politics of enlarged mentality
encourages is the moral domain of justice no longer
juridically blind and the contours of political commitment
broadened so that politics itself is not rendered contextimpervious and socially and politically disengaged from our
own civil and social strife which needs to be at the center
of our attention, not relegated to the margins.
Kant shows us that negative freedom need not be defined
along Hobbesian47 possessive individualist48 or Lockian49

47See Thomas Hobbes, Leviathan, (New York: Penguin


Books, 1980), where Hobbes says, " Liberty, or freedom,
signifieth (properly) the absence of Opposition; (by
50

acquisitional lines.

Against these canonical rivals, one

can define negative freedom as Kant does, and it loses its


bitter edge.

But even in this,

its more enlightened

version, negative freedom is still about external


relations.50

As such,

it deflects our attention away from

our shared and historical struggles that the politics of


enlarged mentality enjoins us to see as more internally
connected.

Any individual always reveals and embodies the

residue of a life lived within a larger societal whole.

Any

individual contains within oneself the institutional


markings of a life situated in a larger social whole,
showing the place each occupies within it51 which is only
comprehensible relationally and internally.

General well

Opposition, I mean external Impediments of motion;)",


XXI, p. 261.

Chap.

4BI follow C. B. MacPherson's interpretation of Hobbes


and Locke.
See his The Political Theory of Possessive
Individualism, (Oxford: Oxford University Press, 1962).
49See John Locke, Two Treatises of Government, (New
York: Mentor Books, 1963), particularly Book II, Chap. V "Of
Property" for his labor theory of property.
50For an alternative understanding to external
relations, from a Marxist perspective, see Bertell Oilman,
Alienation: Marx's Conception of Man in Capitalist Society,
Second Edition, (Cambridge: Cambridge University Press,
1988), Chapter Three, entitled "The Philosophy of Internal
Relations," pp. 26-4 0.
51Benhabib takes up similar themes, and I am indebted
to her work for helping me to clarify my position in regard
to the tensions in this relationship.
See Seyla Benhabib,
Critique, Norm, and Utopia, (New York: Columbia University
Press, 1986), especially Chapter Eight.
51

being, through context-attentiveness to cultural and


societal crises, becomes a second-rate concern.

As long as

public personalities are structured and maintained through a


deontologically narrowed understanding of the moral domain
of justice, substantive concerns are subordinated to formal
questions of legalistic justice which leaves each free and
equal formally, but substantively ignored and disengaged.
In the last analysis,

the self-legislating cogito retreats

from the political world with all its conflicts in order to


rise above the social melee, and life itself, rather than
reflectively engaging with it and socially acting,
participating in order to get beyond our own cultural
crises.
Some have argued that all Kant ever sought to achieve
with his conception of morality is the argument for
formalized universal freedom and equality, and have then
asked is not Kant really only saying with his conception of
freedom and equality the minimum about the basic standards
for morality?52

Is not the declaration for free and equal

moral status for all necessarily a normative prohibition of

52See, for example, H. J. Paton's "Analysis of the


Argument," in Immanuel Kant, Groundwork of the Metaphysic of
Morals.
Paton says, "Yet is not Kant merely saying the
minimum that can and must be said about morality? A man is
morally good, not as seeking to satisfy his own desires or
to attain his own happiness (though he may do both these
things), but as seeking to obey a law valid for all men and
to follow an objective standard not determined by his own
desires." p . 22.
52

any actions to the contrary such that hierarchical social


orderings are on their face illegitimate while it is also
illegitimate to prescribe for others what they should be or
do more particularly?

Kant addresses these problems with

more compelling force in his alternative political


philosophy.
With the deontological ethic limiting the moral domain
of justice,

radical egalitarianism can only be negative.

But to fail to move beyond this minimalism contained in


negative freedom is at the very root of the problem.

If all

we gain from formal justice is our duty to leave each other


apart and alone to self-legislate, we might from pure
reverence for the moral law quite possibly overlook the
needs and desires of others' or suppress our own from
emerging.

Kant says,"

"All reverence for a person is

properly only reverence for the law."53


While I maintain that the moral domain of justice
cannot do without the virtues of negativity by way of
universal moral respect,

this is highly insufficient.54

And it would be shallow to insist that this external


definition of freedom, while necessary,

53Kant,
p. 69.

Immanuel,

exhausts the moral

The Metaphysical Elements of Justice,

54See Isaiah Berlin's classic "Two Concepts of Liberty"


essay in Four Essays on Liberty, (Oxford: Oxford University
Press, 1969), pp. 118-172.
Berlin makes the argument that
negative freedom is necessary for positive freedom.
53

domain of justice, or that it alone grasps it most


intelligibly.

Kant begins to move beyond these narrow

spheres of deontology when he switches to his position


contained in his competing concept of enlarged mentality.
What lives on is Kant's moral law is the normative claim
that none is anybody's superior, that all humans qua humans
are intrinsically equal by virtue of being human.

However

much we can acknowledge what remains vital within Kantian


morality,

these are regulative ideas, and there can be no

replacement for making final use of this insight.

An

engaged politics that begins by shifting our ground to


others more particularly -- and not only abstractly or
regulatively but concretely and substantively -- is one way
to begin to make final use of these insights.
engaging with substantive content,

This requires

the failure of which

leads to a degeneration into blind juridicalism.


A more de-deontologized conception of the moral domain
of justice could not support this radical a rupture in
questions of justice and those of the good life, public
standing in democratic society and private well-being,
freedom and happiness, but try to bring these together more,
not insist upon pulling them apart.
Kant wants to overcome a politics of self-interest, but
with the moral domain so

externally constructed and

understood, he opts for other-indifference in regard to

54

substantive questions.

Juridicalism is the obvious

institutionalized form this insight takes, even if Kant


might not intend this.

Taking all his cues from pure

practical reason and the moral position that through this


unites will with freedom, he overlooks the fact that each
person is already always affected and historically situated
within an inherited context and that struggles surfacing in
these realms deserve more substantive attention.

In

recommending reverence for the moral law, Kant retreats into


the illusory world of the self-legislating cogito.

The Illusions of the Self-legislating Coqito


Whenever Kant speaks of consciousness itself rather
than embodied beings who have consciousness,
the standpoint of a fiction.

he argues from

Any individual personality

always necessarily reveals the imprints of an inherited


social and cultural life of which each is a paic, and the
place one occupies in the social whole discloses itself
through inter-action and resistance.

Ignoring these voices

of resistance is a mistake and a broadened moral domain of


justice would not be juridically blind, but more othersensitive to concrete struggles for recognition.

For Kant,

each self-legislator thinks and stands all alone,

above and

apart from the social and political world,

in order to

better appreciate and tolerate differences emerging from


within it.

Liberal tolerance, we might say, nas certain

55

strengths.

But through invoking a self-legislating cogito,

none can ever really come to "practically" know what any


differences might be, because varying and actual
perspectives are a priori blocked from one's vision.

The

politics of the self-legislating cogito is ultimately


perspectiveless, unlike the politics of enlarged mentality
which we will see, thrives upon insights gained through
shifting one's ground to as many perspectives as is
possible.

And, through doing so in the concrete world of

our inter-actions enjoins each to find the "universal when


only the particular is given."
As Kantian moral agents are enjoined to self-legislate,
they do so to preserve their autonomy and to recognize that
all other moral agents have like autonomy.

Such moral

agents are indeed enjoined to put themselves in the place of


others55 with whom they share the world, but their wholly

55There is a rich and inter-disciplinary literature in


moral psychology that also takes its bearings from the
importance that role-playing with others is at the heart of
morality.
See, for example, Lawrence Kohlberg, "Moral
Stages and Moralization: The Cognitive-Developmental
Approach," in Thomas Lickona, ed., Moral Development and
Behavior: Theory, Research and Social Issues, (New York:
Holt, Rinehart and Winston, 1976).
The current controversy,
in large part sparked by Carol Gilligan's work, is about who
"the other" is and what assumptions accompany "the self" who
role plays with "the others."
For her findings that
Kohlberg's research design is not only gendered, in the
sense that it reflects the experiences of the male in AngloAmerican society, but also punitive in its judging of
competing moral orientations that tend to be more
representative of young women's experiences, who respond to
the same hypothetical dilemmas more contextually, see her
56

disassociated and idealized aloneness brings into question


if they really have a grip on what it means to share the
world--the sensible one--or know how to or either care to
live in it well and with each other.
Everything is always already settled and done with via
pure consciousness itself, political life deflected away
from any who appeal to pure consciousness.

Social and

political struggles are not acknowledged as important to


care about in any more sharable way than through realizing
negative freedom for each.

If we self-legislate,

as Kant

recommends, we rely solely on the purity of consciousness,


but as we see this cannot but be a fiction. Consciousness
itself is always historically and culturally influenced.
In the end, the argument for self-legislation,

by

definition, means we refrain from engaging with each others'


needs and desires for happiness and welfare as part of the
very project of democracy.
legislating cogito,

As Kant resorts to the self-

it is crystal clear that he believes

that the crux of moral sense and practical reason emerges


from an ability and a willingness to transfer one's own
standpoint to that of another.

About this I quite agree.

Transferring one's ground to another, however, only begins

book, In a Different Voice: Psychological Theory and Women's


Development, (Cambridge: Harvard University Press, 1982) .
What makes Kant a fascinating figure to research in light of
the current controversies is that his works represent both
moral orientations.
57

to have substantive value when we are willing to do this


beyond what Kant argues pure practical reason demands and
extend this willingness into the concrete world of our and
others'

social struggles and cultural crises.

Kant begins

to shift his own position only when he switches to his


alternative of Enlarged Mentality.
However, according to the categorical imperative, one
need not transfer one's standpoint to that of a real person
caught up in a life history which is defining whoever she or
he is, but rather to a member of a realm beyond appearances,
which politically translates into the external relations of
his Universal Principle of Justice.

The problem is that

this ability to shift places goes no further than in one's


own solitary and disengaged reflections, extending to
another disengaged and "disembodied" cogito.
legislating cogito is thus an illusion.

The self-

Again,

only in the

Politics of Enlarged Mentality does he open up better


possibilities to be both context-aware, but not without
losing his democratic intent.
I will now turn to Kant's specific formulation of the
Categorical Imperative so that we might then examine the
illustrations to see what he thinks the Categorical
Imperative might accomplish if any try to live by its
dictates.

58

Kant's Categorical Imperative(s)


At one point, Kant says the categorical imperative has
one form, but he gives three different formulations of it,
and some Kantian scholars debate whether or not there are
really five.56

I am not so much interested really in the

various formulations Kant gives to the categorical


imperative,

although this is interesting.

I am more

concerned with what happens when Kant puts the categorical


imperative in positive terms.

I am interested in this

because I do not think that the categorical imperative can


yield anything positive.

This is not to say that it lacks

value, but its value is in its negativity which is how Kant


first expresses it.

The kindest thing we can say about the

categorical imperative is that it is negative.


The fact that Kant first presents the categorical
imperative in its negative form (this is not considered one
of the three main forms)

is something that I think is rather

important, despite the fact that he then goes on to claim


that the one true form is positive,
others.

and then adds the two

It would have been better if Kant stopped talking

about the categorical imperative as soon as he gave it its


admittedly negative form, and then launched into developing
his conception of enlarged mentality.

But, of course,

this

superimposes onto his inquiries the benefits of

56See Walter Kaufmann, Discovering the Mind, p. 110.


59

retrospection, which he did not have.

The way to transform

his argument is to claim that we have an obligation not to


ruin one another and that this is normative self
clarification.

Now, we have more energy to better address

what is desirable for us all if we want to better understand


one another and be concerned with our concrete collective
well-being.

If he had done this, we never would have

encountered his three famous formulations, and Kant would


have spared himself much embarrassment that seems to have
stemmed from his need to have certainty which,
others,

springs from his fear of relativism.

I concur with
Of course, we

know he did not take this path, but instead considered the
categorical imperative the Supreme Moral Principle,

from

which something more positive could emerge. He not only went


on to give the categorical imperative different
formulations, but also increasingly invested in the
categorical imperative, even though his attempts to portray
its strengths fall apart whenever he tried to illustrate how
it could help in any concrete scenario.

The results of

going down this road are disastrous and many of Kant's


greatest admirers and most benevolent critics just cannot
deny this fact.57

His more hostile critics miss no

57See, for example, Robert Paul Wolff's The Autonomy of


Reason: A Commentary on Kant's Groundwork of the Metaphysic
of Morals, (Harper & Row: New York, 1973).
60

opportunity to poke fun at his miserable examples, but this


does not much help matters and can be misleading.
My position, unlike Beck White's for example,

is that

we need to remind ourselves about how plainly inappropriate


the categorical imperative is for defining the moral domain
of justice.

And the easiest way to do this is to look at

the illustrations.

Yet we need not impoverish Kant's

overall contributions in the process.

Beck tires of the

constant barrage of attacks upon Kant's examples,

that in

his view,

I speculate, bankrupt Kant and without giving Kant

his due.

But we need not ignore Kant's greater

contributions by showing how inadequate his illustrations


are.

We can instead suggest that when Kant moved beyond the

Categorical Imperative, he would not have given us these


examples.

But none of these insights alleviate the

responsibility to show the inadequacies.

The need to do so

is all the more important since many political and social


and educational theorists so frequently and consistently
take their moral bearings from the Categorical Imperative,
rather than trying to engage with the Politics of Enlarged
Mentality.
Before examining how plainly inappropriate the
categorical imperative must be if we expect anything but the
virtues of negativity from it, it will help to see the

61

various forms he gives the categorical imperative.

Kant

introduces the categorical imperative by saying:


Since I have robbed the will of every
inducement that might arise for it as a
consequence of obeying any particular law,
nothing is left but the conformity of actions
to universal law as such, and this alone must
serve the will as its principle.
That is to
say, I ought never to act except in such a
way that I can alone will that m y maxim
should become a universal law.58
This is the first time we meet the categorical
imperative,

and Kant gives it an overtly negative

formulation.

Its message is to refrain from destroying one

another because none of us would presumably will our own


destruction by the hands of another.
this is a lot.

On the other hand,

It offers no more, but

it is not enough on which

to build a theory of justice that we could call virtuous,


except negatively so.

Kant's mistake was to try to ask more

from the Categorical Imperative than it could give.


design,

it is negative.

By

Kant constructed it this way.

Whenever Kant tries to get positively concrete with it, all


its inadequacies come rushing to the surface.

My thesis is

that his maxim of Enlarged Mentality better addresses what


he wants to accomplish with the categorical imperative, but
cannot.

And this because he put his understanding of

justice together all so negatively,

58Immanuel Kant,
Morals, p. 70.

so impersonally and so

Groundwork of the Metaphysic of


62

entirely externally, and ultimately unvirtuously.

But this,

as I have shown, is the logical result of strong deontology.


Yet, the next three times we meet the categorical
imperative, he casts it in more positive molds.

Although

this will not work, Kant's attempt to make it so already


reveals that he wants to get beyond the virtues of
negativity.

But this cannot happen via the Supreme Moral

Principle of the good will and the Categorical Imperative,


but has a better chance if we develop the politics of
enlarged mentality.

If we want any help from him in regard

to getting closer to positive freedom, we need to get beyond


the limits of the categorical imperative.
something better to say.

Kant has

But for now we need to remind

ourselves about what he does say as he speaks about the


positive in the categorical imperative.

Then we will see

what really happens or fails to happen when we try to take


positive instruction from the categorical imperative.

This

means laying out the three major formulations, all stated


positively.

Then we are positioned to look at his

illustrations,

or his examples for how to put the

Categorical Imperative to positive use.


Each of the three major formulations of the categorical
imperative has a slightly different focus, but the
connecting thread weaving itself through all of them is a
negative understanding of freedom.

63

So, why does Kant put a

positive spin on the next three formulations of it, after


first presenting it negatively?

Putting the Categorical

Imperative in positive terms is still about negative


freedom.

Kant says,

There is therefore only a single categorical


imperative and it is this: ' Act only on that
maxim through which you can at the same time
will that it should become a universal
l a w .59
This is generally the way people quote Kant's Supreme
Moral Principle, and for good reason.

Kant says there is

"only a single categorical imperative and it is this."

But

with only one sentence in between, he then goes on to


express it a bit differently.

Close to the previous form,

it is sometimes seen as a correlate, and sometimes not.

It

rea d s :
Act as if the maxim of your action were to
become through your will a universal law of
n a ture.60
The next time Kant formulates the categorical
imperative, he gives it a slightly different form.

He puts

it this way:
Act in such a way that you always treat
humanity, whether in your own person or in
the person of any other, never simply as a

59Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 88.
60Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 89.
64

means, but always at the same time as an


end.61
Finally, Kant offers what is often regarded as the
third formulation of the categorical imperative.

He says,

From this there now follows our third


practical principle for the will--as the
supreme condition of the will's conformity
with universal practical reason--namely, the
Idea of the will of every rational being as a
will which wakes universal law.62
Each individual moral agent is enjoined to be a moral
geometer.
We next need to look at his illustrations where he
attempts to show how the categorical imperative can be
applied to concrete situations.

His illustrations are easy

enough to imagine as real-life scenarios.

I have two

specific reasons for spending some time with his


illustrations.

First,

it is helpful to know how he thought

his conceptual apparatus could concretely and positively


apply in any of our moral or political dilemmas. Second,

want to use these same examples and then ask what


possibilities open up for us once we switch to an Enlarged
Mentality perspective.

For one, the principle of no n

contradiction is not important when we look at these


situations from an expanded perspective.

What matters is

Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 96.
Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 98.

our willingness to try and see any situation from another's


point of view in order to engage with others, understand
others, and finally make peace with others rather than only
refrain from waging war.

Kant's Illustrations
In order to show how the categorical imperative can
help in an actual situation Kant develops four examples.
Kant infrequently uses examples to make his points.

It is

refreshing to think that he might get a little concrete,


that is, until we see the consequences.

After seeing what

happens there is little wonder as to why he stays away from


examples.

Kaufmann believes that Kant is afraid of clarity,

lest he let his own mind fully develop in all directions.63


Keeping company with abstractions and conceptual schemata
allows Kant an opportunity to stay aloof from the world of
hard moral and political dilemmas, Kaufmann implies.
Although I quite agree with Kaufmann that the examples fully
reveal the disastrous inadequacies of the Categorical
Imperative,

I would not put the point in these terms, but

would instead argue that Kant's thinking can be seen as


coming to fruition when we develop the politics of enlarged
mentality.

His maxim of Enlarged Mentality allows him to

show a way to retain the commitment to all of humanity, and

Walter Kaufmann, Discovering the M i n d , Part Three.

66

to be context-sensitive at the same time.

This will be

clearer the more we develop his alternative political


philosophy.

But for now, we focus upon his failures of

trying to positively apply the categorical imperative to


particular situations.
Kant's first example is about suicide.

He introduces a

familiar enough scene of a man growing weary of life.

He

writes,
A man feels sick of life as the result of a
series of misfortunes that has mounted to the
point of despair, but he is still so far in
possession of his reason as to ask himself
whether taking his own life may not be
contrary to his duty to himself.64
Kant tells us that the man of reason would ask himself,
"can the maxim of my action really become a universal law of
nature?"

His maxim, or his subjective disposition,

says would be the following:

Kant

"From self-love I make it my

principle to shorten my life if its continuance threatens


more evil than it promises pleasure."65

Kant

then adds,

"The only further question to ask is whether this principle


of self-love can become a universal lav/ of nature."
concludes that

Kant

this suffering man should not take his life

because "it is seen at once" that

64Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 89.
65Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 89.
67

a system of nature by whose law the very same


feeling whose function is to stimulate the
furtherance of life should actually destroy
life would contradict itself and consequently
could not subsist as a system of nature.66
Kant concludes his example by saying "Hence this maxim
cannot possibly hold as a universal law of nature and is
therefore entirely opposed to the supreme principle of all
duty.1,67
And so, like a geometrical proof for Euclid to figure,
Kant provides a solution for any who are deeply troubled
about life based on the principle of non-contradiction.
trying to use the Categorical Imperative positively,
shows it cannot be done.

In

Kant

But he does not seem to see the

failure in giving the categorical imperative positive


formulation,

at least not yet.

He has invested so much in

it he is going to make it work, even if it cannot.


For the purposes of illustrations,

Kant creates an

imaginary man who he tells us is suffering tremendously.

We

recognize this man as someone we might imagine knowing, but


it is difficult to resist asking if Kant is painting a selfportrait.

Kant reaches out to this man

(himself?) with the

categorical imperative. But this man is not about to destroy

Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 89.
67Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 89.

68

somebody else.

Were this the case, then the categorical

imperative would show its usefulness.

Presumably none would

will his or her own destruction by the hands of another.


This can be universalized and it follows quite logically
from Kant's practical reasoning.

As soon as Kant tries to

give the categorical imperative positive form, he flounders.


The categorical imperative can give no positive guidance and
will be wholly out of place if any try to derive something
more positive from it.
negativity.

It can only have the virtues of

And while we have noted that this is quite a

lot and a necessary condition too, it is not enough for a


theory of justice.

For a greater understanding of positive

freedom, we must unearth Kant's alternative political


philosophy in order that we might develop it further.

For

now we return to Kant's imaginary subject who has hit rock


bottom.
What this man in Kant's first example needs is a few
friends, a welcoming community,
understanding.

Are his problems financial?

over a lost family member?


one?

some support and some

His lover?

Is he grieving

Or has he never had

Has he returned from a war with fewer limbs than he

had when he left?

Kant does not allow us to know any of the

factors that are contributing to this man's great despair,


which could allow us to better know how to help him pick
himself back up again.

Moral self-legislators do not need

69

anybody as long as they have their reason.

Although Kant is

even stingy with this, once we recall that any moral agent
must know what cannot be known and this includes reason.
They only ever gets a glimmer of it.

Moral agents only

presuppose it so they can better interact with others,


"rightly."
This man needs everything Kant is prepared to give him
when he switches to his alternative political philosophy,
and then we take it a few steps further.

But what is

pushing this man in Kant's example to the edge we do not


know.

It does not even seem to matter.

the above.

It may some of the above.

It may be all of
It may be none.

All

Kant says is that he has suffered a series of misfortunes.


But with the categorical imperative in his head he need no
longer despair.
Kant's second example involves a man "driven to
borrowing money because of need."
additional problem.

But there is an

The man not only desperately needs the

money, but he also knows he cannot make good on the loan if


he is ever lucky enough to get it.
money, which we are told he needs,

So, if he wants the


he must promise his

prospective lender that he will pay it back "within a fixed


time" even though he knows this is probably not going to
happen.

70

Kant goes on to say that this man "is inclined to make


such a promise; but he still has enough conscience to ask
'Is it not unlawful and contrary to duty to get out of
difficulties in this way?'"68
continues,

But let's suppose,

Kant

that this needy man follows his inclinations and

makes the promise in order to procure the loan.


would his maxim be?

What then

Kant says it would run as follows:

"'Whenever I believe myself short of money,


money and promise to pay it back,

I will borrow

though I know that this

will never be done.'"

Kant describes this principle as one

of self-love and asks:

"Is it right?"

To provide an answer,

he universalizes his maxim in order to re-frame the


question.

Kant speaks for this needy man through his

categorical imperative and asks,

"'How would things stand if

my maxim became a universal law?'"

Kant concludes:

I then see straight away that this maxim can


never rank as a universal law of nature and
be self-consistent, but must necessarily
contradict itself.
For a universality of a
law that everyone believing himself to be in
need can make any promise he pleases with the
intention not to keep it would make
promising, and the very purpose of promising,
itself impossible since no one would believe
he was being promised anything, but would
laugh at utterances of this kind as empty
shams.69

68Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 89.
69Immanuel Kant,
Morals, p. 90.

Groundwork of the Metaphysic of


71

And so concludes the second of Kant's illustrations.


Like the prior example,

Kant himself again shows how

ineffective the categorical imperative is if one attempts to


derive anything substantive from it.

Only when we shift to

an Enlarged Mentality perspective are we enjoined to ask


what it might really be like to be this needy man.
the world look from his particular perspective,

How does

and why is

the focus upon promising in this case just not relevant, but
an attempt to engage with this man's needs is?
Hegel will attack Kant for this example arguing that it
only contains a contradiction if we bring other
institutional and political assumptions into it that
legitimize material inequities to begin with.70

Why does

anyone have to borrow in the first place, often at high


interest rates,

from institutions that operate wholly above

our heads and frequently against our wills?


were more shared,

If property

the conflict is overcome for then none

would need to make loans or worry about paying them back.


This is to take a more institutional view.
We might also look at the matter another way.

But Kant

again tells us very little about the particulars of his


example.

This is because he is more concerned with showing

the positive effects of the categorical imperative rather

70G. W. F. Hegel, Natural Law, trans., T. M. Knox,


(Philadelphia: University of Pennsylvania Press, 1975), p.
77.
72

than developing his other conception.

Kant would have been

better off just saying he did not think suicide was right
and that he thought that is good to develop our talents.
But if we look to his alternative political philosophy, we
would be encouraged to see this particular man's
perspective, whatever it might be.

Part of the problem is

that Kant gives so little in his examples.

The "whatever it

might be" he dismisses as unimportant to know.

If Kant

would only share with us the particulars of the situation.


Does this man need the money for food and shelter?
medicine for his ailing child?

And who is the lender?

why does this man need the money?

Just

If he manages to borrow

it from his equally struggling mother with the intent of


recklessly gambling with it as he did last week and the week
before that, knowing that she cannot now pay the rent,
the status of the "need" changes.

then

If Kant gave us more to

work with, and here developed his concept of Enlarged


Mentality,

he might have given up trying to argue that the

categorical imperative can have positive impact.

But that

trying to see a situation from many perspectives helps


arrive at what is in the general well-being.
Trying to see a situation from another's perspective is
at the core of Kant's maxim of Enlarged Mentality.

If we

develop the politics implicit within it, we see that this


requires engaging both reflectively and in action with real

73

life problems and situations and guides far more positively


than the categorical imperative could ever hope to.

But

this is really not to denigrate what is best in the


Categorical Imperative,
positive value.
obligatory.

just to argue that it can have no

Its negative merits are truly great and

And they bring an obligation not to ruin, but

to mutually respect each other.

But for an engaging

politics, we would not look to the Categorical Imperative,


but only try to go far beyond it, the way I am suggesting
Kant began to.
For Enlarged Mentality to be effective, we must already
recognize that we have an obligation not to destroy.
absorbed, how do we live well with one another?

This

For this,

really see a willingness to appreciate the perspectival as


important to engage.

We do this by allowing

ourselves to

step into the worlds of others, more, shift our ground to to


others more, and then ask ourselves what is compelling for
all.

Only then are we moving closer to positive freedom.


For negative freedom,

there probably can be no

improvement over Kant's categorical imperative.


negative way,

In its

its message could not be more straightforward:

Do not destroy one another because none would presumably


will this for themselves.

But, if we believe that this is

not enough on which to base a theory of justice, and that if


we leave it at this, a proliferation of juridical

74

personalities is the likely result,

each will be legally

protected to make the most of one's autonomy.

But no

efforts to cultivate solidaristic institutions will follow


from it.

Sublating the Categorical Imperative means we will

look beyond the Categorical Imperative, not expecting to


squeeze anything more positive out of it.

Appreciating Kant

is to uncover his lost legacy and to engage with this


alternative political philosophy.

It is an Enlarged

Mentality that helps us to n.t/re genuinely resolve our


political and moral and personal difficulties.

And beyond

this, practicing enlarged mentality helps to show how these


all interconnect.

Kant's third example is about a man who

has unique talents and capacities "whose cultivation would


make him a useful man for all sorts of purposes," but he
"prefers to give himself up to pleasure rather than to
bother about increasing and improving his fortunate natural
aptitudes."

Kantian scholars overwhelmingly seem to agree

that this example is notoriously bad and so I will skip over


it.71
Kant's fourth example is disappointing.

Kant describes

a "flourishing" man who:


sees others who have to struggle with great
hardships (and whom he could easily help);
and he thinks 'What does it matter to me?

71See, for example, Robert Paul Wolff, The Autonomy of


Reason and Walter Kaufman, Discovering the Mind: Goethe,
Kant, and Hegel (New York: McGraw-Hill Book Company, 1980).
75

Let every one be as happy as Heaven wills or


as he can make himself;
I won't deprive him
of anything; I won't even envy him; only I
have no wish to contribute anything to his
well-being or to his support in distress!72
Kant then claims that if "such an attitude were a
universal law of nature, mankind could get on perfectly
well--better no doubt than if everybody prates about
sympathy and goodwill, and even takes pains, on occasion,

to

practice them, but on the other hand cheats where he can,


traffics in human rights, or violates them in other ways."
Claiming that "it is possible that a universal law of nature
could subsist in harmony with this maxim," Kant continues,
"it is impossible to will that such a principle should hold
everywhere as a law of nature."

Kant concludes the

following:
For a will which decided in this way would be
in conflict with itself, since many a
situation might arise in which the man needed
love and sympathy from others, and in which,
by such a law of nature sprung from his own
will, he would rob himself of all hope of the
help he wants for himself.73
Kant makes a mockery of love in this passage.

I will

love because I might need love in return debases what love


is.

He turns this sentiment into some kind of a strategy

that in the end comes back to self-interest.

But love, as

72Immanuel Kant, Groundwork of the Metaphysic of


Morals, p. 90-91.
73Immanuel Kant, Groundwork of the Metaphysic of
Morals, p. 91.
76

we all know,

is beyond self-interest.

We will see Rawls

argue very closely along these lines when he develops his


theory of justice which he roots in the assumptions of
"mutual disinterest and limited altruism."

Despite Kant's

derision of sympathy in this example, his concept of


Enlarged Mentality cannot be developed without it, although
it is not only about sympathy.
I conclude this section on Kant's illustrations with
the claim that Kant's categorical imperative cannot go
beyond the virtues of negativity.

I have shown that Kant's

attempts to derive anything more substantive from what I


posit can only have negative virtue fails via his own
attempts to illustrate through examples its more substantive
and positive impact.

I have also shown what possibilities

open up when we engage with his alternative to his more


famous legacy and begin to taste the full flavor as we now
shift to the Politics of Enlarged Mentality in the next
chapter.
Frustrated with Kant's retreat into the selflegislating cogito, and reverence for the moral law rather
than for people, which deflects attention away from
substantive issues,
lost legacy.

I support the project to re-work his

With Enlarged Mentality Kant opens up a more

genuine way in which to be sensitive to others that moves


beyond external relations and formalism.

77

With Enlarged

Mentality developed to its logical conclusion, we cannot be


the self-legislating cogitios his supposed intelligible
world tries to make us.

We cannot disengage from what he

calls the sensible world and all that happens in it or is


disclosed from it.

Even if we try to use the best

intentions when we set out to universalize our own maxims


making others present to our minds only as deserving of
autonomy, but not confirmed in their particularity,

and make

our actions conform to the test of whether or not we could


make use of subjective disposition fitting for a more public
world, we will fumble as Kant does.

The categorical

imperative is bound to show its inadequacies at the most


critical points.

78

Chapter III
The Politics of Enlarged Mentality: Sublating the
Categorical Imperative

Overview
In this chapter,

I shift my focus to Kant's concept of

Enlarged Mentality which I claim offers a more authentic way


through which to resolve the tension between justice and the
good life.

In this section,

I will portray Kant's concept

of Enlarged Mentality as a kind of sublation of the


Categorical Imperative,

showing how it absorbs that which

remains compelling in this Kantian inheritance, without


falling prey to universality that remains abstract and
formal.

In other words,

Enlarged Mentality never enjoins

any to question the inherent worth of each and every human


being, and in this way shares the same theme motivating the
Categorical Imperative, but it goes beyond this.
The radical egalitarian, moral, and political intent of
the Categorical Imperative is not up for grabs, but no
longer are moral agents enjoined to universalize their
subjective maxims through consultation with the "purity" of
their consciousness.

Rather,

each is encouraged to shift

one's ground to others, more particularly.

Only after this

process is ignited can it make sense to speak of what it


79

means to cultivate a compelling generalized view,

and not

before.
Once it is clear that negative freedom has its virtues,
but that these virtues, precisely because negative, cannot
exhaust the moral domain of justice, or even grasp it most
intelligibly, we are confronted with how do we better
understand and care about that which the Categorical
Imperative obliges us not to ruin.

We have witnessed how

the Categorical Imperative, via its negativity,

says a lot

about what we are obligated to refrain from doing in


relation to one another.

If there are normative violations,

talk of injustice seems to quite naturally roll off our


tongues.

Still, Kant's Categorical Imperative is a negative

guide and we flounder,

just as he did,

squeeze anything more out of it.

if we attempt to

It is a negative device.

It cannot provide any positive guidance.

But this does not

mean that Kant himself did not point towards something that
might.

Positive freedom?

For this Kant's Categorical

Imperative cannot help, but his concept of Enlarged


Mentality is worth developing for this purpose.
I will organize this section as follows: First,
look at Kant's definition of Enlarged Mentality,
also calls "the second maxim of taste."

I will

or what he

As I do this,

will incorporate Hannah Arendt's insights with Kant's in


order to develop the moral and political significance of

80

this alternative perspective.

Second,

I will look at Kant's

distinction between "determinant" and "reflective" judgement


in order to develop my own claim that re-working Kant's
alternative political philosophy is best seen as a sublation
of the Categorical Imperative.

By the end, what I hope to

have demonstrated is that Kant's concept of Enlarged


Mentality represents a potential way in which to see how
justice and the good life may not be all that far apart
after all.

If we accept the merits of what is politically

implied by the Enlarged Mentality perspective, we must leave


most of the Categorical Imperative behind, most particularly
its deontological understanding of justice that remains
context-insensitive to substantive struggles and cultural
crises.

Re-working Kant's Concept of Enlarged Mentality


In re-working Kant's concept of Enlarged Mentality,
am building upon Arendt's insights on this matter.1

I have

followed her quip that the key to Kant's political


philosophy is hidden in his third Critique,2 The Critique

H a n n a h Arendt, Lectures on Kant's Political


Philosophy, Ronald Beiner, ed., (Chicago: University of
Chicago Press, 1982).
2In a letter to Karl Jaspers, dated August 29, 1957,
she writes,
At the moment I'm reading the Kritik der
Urteilskraft with increasing fascination. There,
and not in the Kritik der praktischen Vernunft, is
where Kant's real political philosophy is hidden.
His praise for 'common sense,' which is so often
81

of Judgement.

Unfortunately, Arendt did not live to write

what would have presumably been her full extrapolation of


Kant's critique of judgement.

All that she ever wrote was

the title page of her book-to-be Judging, which was found in


her typewriter, discovered after she died.3
If, as Arendt claims, Kant's true political philosophy
is hidden in his third critique,

then we need to make it

stand out more so that we might appreciate an alternative


Kantian reading.

Books abound about Kant's Categorical

Imperative, many containing this phrase in their titles,4


and many contemporary theories limit themselves to re
working this great legacy.5

Comparatively little has been

scorned; the phenomenon of taste taken seriously


as the basic phenomenon of judgement . . . the
'expanded mode of thought' that is part and parcel
of judgement, so that one can think from someone
else's point of view.
The demand for
communicativeness.
These incorporate the
experiences young Kant had in society, and then
the old man made them come to life again."
See Hannah Arendt, Karl Jaspers Correspondence 1926-1969,
Lotte Kohler & Hans Saner, eds., (New York: Harcourt Brace &
Company, 1992), p. 318.
3See Hannah Arendt, Lectures on Kant's Political
Philosophy, Ronald Beiner, ed., (Chicago: University of
Chicago Press, 1982), opposite title page.
4See, for example, H. J. Paton, The Categorical
Imperative: A Study in Kant's Moral Philosophy, (Chicago:
University of Chicago Press, 1948).
5Although this dissertation confines itself to how John
Rawls and Jurgen Habermas re-work Kant's categorical
imperative, many other influential theories take their
bearings from Kant's categorical imperative.
See, for
82

done to retrieve his other legacy which is, in fact,

far

greater.
While Arendt never wrote a major text on this subject,
we still have some of her other works, particularly her "The
Crisis in Culture"6 piece which we can consult.
Additionally,

Ronald Beiner has assembled a series of her

lectures on Kantian political philosophy which she delivered


at Chicago and the New School during 1965-66.7

Through

these works, we have an opportunity to gain access to at


least some of what she might have further developed.
Beiner notes,

As

the task of following Arendt in these matters

is "doubly elusive" because she never wrote what she claimed


Kant never fully developed.8

But, as he suggests,

this

sense of drama in some ways heightens the responsibility to

example, George Herbert Mead, Mind, Self, & Society: from


the Standpoint of a Social Behaviorist Vol. 1, Works of
George Herbert Mead, ed., Charles W. Morris; and Lawrence
Kohlberg, "Moral Stages and Moralization: The CognitiveDevelopmental Approach," in T. Lickona, ed, Moral
Development and Behavior: Theory, Research and Social Issues
(New York: Holt, Rinehart and Winston, 1976).
6See Hannah Arendt, "The Crisis in Culture," in Between
Past and Future: Eight Exercises in Political Thought,
(Penguin Books: New York, 1968).
7See Hannah Arendt, Lectures on Kant's Political
Philosophy, Ronald Beiner, ed., (Chicago: University of
Chicago Press, 1982)
8See Beiner's "Interpretive Essay" in Hannah Arendt,
Lectures on Kant's Political Philosophy, p. 91.
83

probe further.9

If she is right, we cannot continue to

look at Kant in the traditional way.

At the very least, we

must admit there are really two Kantian strains of political


thinking.10

Then we can ask ourselves which is the more

fruitful to develop for getting our own bearings about the


moral domain of justice.

What belongs in it and how do we

judge are questions that are more creatively addressed


through re-working Kant's alternative.

Arendt's insights

will prove to be very much worth pursuing.


Some have acknowledged the creativity of Arendt's
Kantian appropriations, only then to claim that in them lie

9See Beiner's "Interpretive Essay," p. 91.


10,I:.ere is some irony in this claim, and one might ask,
bemusedly, what happened to the actual political writings
Kant did write, such as "Perpetual Peace."
See Kant's
Political Writings, ed., Hans Reiss, (Cambridge: Cambridge
University Press, 1970) for a collection of Kant's
reflections on politics.
It was Arendt's conviction that
Kant's political writings were of comparatively little value
as compared to his epistemology or his moral theory or his
aesthetics.
She dismisses the outwardly political works, in
order to address the politics as revealed in his other, more
critical, works.
See Hannah Arendt, Lectures on Kant's
Political Philosophy, ed., Ronald Beiner, (Chicago:
University of Chicago Press, 1982).
Here, Arendt,
describing Kant's own evaluation of his political works,
says, "Kant himself called some of them a mere 'play with
ideas' or a 'mere pleasure trip.'" And the ironical tone of
Perpetual Peace, by far the most important of them, shows
clearly that Kant himself did not take them too seriously,"
(pp. 7-8)
Like Arendt, I have not focused upon Kant's more
blatantly political works, but at this point, I make no
judgement about their worth.
84

distortions that she does not recognize.11

But Arendt is

upfront about being more concerned with the political


philosophy Kant could have written had certain of his ideas
been developed systematically.12
written,

And as Beiner has

"There is nothing intrinsically objectionable about

such a procedure so long as one is clear that the enterprise


is not purely exegetical."13

Moreover, Arendt can only

distort Kant if we have a one-dimensional view of him to


begin with.

If we widen our own view of Kant, as Arendt

herself is willing to do, new perspectives are bound to open


up.

It is more advantageous to see that Arendt develops

what Kant did not, but might have.

Since Kant never fully

delivered on developing his own insights,


necessarily bequeathed to others,

this task was

and it is Arendt who first

throws light on this concept of Enlarged Mentality.

So it

is with her we must begin in our efforts to re-work Kant's


alternative political philosophy.

Naturally, we first

examine what Kant himself says.

xlSee, for example, Lisa J. Disch, "More truth than


Fact: Storytelling as Critical Understanding in the Writings
of Hannah Arendt," in Political Theory, November, 1993.
pp.
686-687.
12Hannah Arendt, Lectures on Kant's Political
Philosophy, Ronald Beiner, ed., (Chicago: University of
Chicago Press, 1982), p. 142.
13Hannah Arendt,
Philosophy, p. 142.

Lectures on Kant's Political


85

Kant's Maxim of Enlarged Mentality: Shifting to the


Standpoint of Others
In Book Two of Kant's third Critique entitled the
"Analytic of the Sublime," Kant has a section called "Taste
as akind of sensus
person

communis." It is here that he defines

of "enlarged mind" as one who can shift "his ground

to the standpoint of others."14

It is precisely this point

that Arendt further politicizes and which I wish to pursue.


As I do this,

I shall build upon Seyla Benhabib's insights

in order to further develop what I will call the "Politics


of Enlarged Mentality."

Kant says:

by the name sensus communis is to be


understood the idea of a public sense, i. e.,
a critical faculty which in its reflective
act takes account (a p r i o r i ) of the mode of
representation of every one else, in order,
as it were, to weigh its judgement with the
collective reason of mankind, and thereby
avoid the illusion arising from subjective
and personal conditions which could readily
be taken for objective, an illusion that
would exert a prejudicial influence upon
judgement.
This is accomplished by weighing
the judgement, not so much with actual, as
rather with the merely possible, judgments of
others, and by putting ourselves in the
position of every one else, as the result of
a mere abstraction from the limitations which
contingently affect our own estimate.15

14Immanuel Kant, The Critique of Judgement, James


Creed Meredith, trans., (Clarendon Press: Oxford, 1991), p.
151.
15Immanuel Kant, The Critique of Judgement, James Creed
Meredith, trans., (Clarendon Press: Oxford, 1991), p. 151.

86

Suspecting that his own portrayal of how best to put


ourselves in the position of everyone else will meet with
resistance, Kant says:
Now it may seem that this operation of
reflection is too artificial to be attributed
to the faculty which we call common sense.
But this is an appearance due only to its
expression in abstract formulae. In itself
nothing is more natural than to abstract from
charm and emotion where one is looking for a
judgement intended to serve as a universal
law.16
I contest Kant's "repressed psychology" that downgrades
the emotional components involved in moral judging, and
without which his own theory cannot be rendered coherent.
At the same time,

I shall preserve his meaning that

liberation from excessive self-interest is necessary for


shifting one's ground to another.
Kant next defines his three maxims of taste.
(1) to think for oneself;
of every one else; and

They are

(2) to think from the standpoint

(3) always to think consistently.17

He then names "the second that of enlarged thought," and it


is with this that I am specifically concerned in re-working.
Kant says,
As to the second maxim belonging to our
habits of thought, we have quite got into the
way of calling a man narrow (narrow, as
opposed to being of enlarged mind) whose

16Immanuel Kant, The Critique of Judgement, James Creed


Meredith, trans., (Clarendon Press: Oxford, 1991), p. 152.
17Immanuel Kant,

The Critique of Judgement, p. 152.


87

talents fall short of what is required for


employment upon work of any magnitude
(especially that involving intensity).18
"But," he continues,

"the question here is not one of the

faculty of cognition, but of the mental habit of making a


final use of it."19

He then says:

This, however small the range and degree to


which a man's natural endowments extend,
still indicates a man of enlarged mind: if he
detaches himself from the subjective personal
conditions of his judgement, which cramp the
minds of so many others, and reflects upon
his own judgement from a universal standpoint
(which he can only determine by shifting his
ground to the standpoint of the others) .20
There are various ways in which any of us might
interpret these passages.
some ways,

How we interpret them will,

in

reflect what we bring to them, what we discard,

and then where we want to take what we see as valuable.


Quite possibly, Rawls might want to claim that his Veil of
Ignorance, which we will review in the next chapter,
consistent with the maxim of Enlarged Mentality.21

18Immanuel Kant,

is

That

The Critique of Judgement, p. 153.

19Immanuel Kant, The Critique of Judgement, p. 153.


Italics indicate Kant's emphasis, the boldface indicates
mine.
20Immanuel Kant, The Critique of Judgement, p. 153.
Italics indicate Kant's emphasis, the boldface indicates
mine.
21This is a speculative claim.
I have not come across
any reference to Kant's concept of Enlarged Mentality in
Rawls's writings.
He consistently talks about offering a
"procedural reinterpretation of the Categorical Imperative,"
retaining the emphasis upon autonomy which gives rise to his
88

is, Rawls might contend that he, like Kant,

is emphasizing

detachment from one's own interests in order to derive a


compelling generalized view.

Surely he does say this when

he credits Kant's Categorical Imperative and the notion of


autonomy for helping him develop the Original Position.
However,
lines,

I would like to suggest along more Arendtian

that the point worth developing from Kant's second

maxim of taste is not to detach from oneself or from others,


but to liberate oneself from overriding self-interest in
order to shift one's ground to another.

This is a crucial

point for appreciating what I am positing is Kant's


alternative to the Categorical Imperative, and what is left
undeveloped by many neo-Kantian theories.
when we turn to Rawls,

As we will see

the whole purpose of going behind the

Veil is to settle what belongs in the moral domain of


justice "once and for all."

For Rawls, we will see,

it is

not necessary to shift our ground to the standpoint of


others but once,

(and for all) and when we are guided on how

to do this, we are asked to assume that everyone is selfinterested or ought to be, and,

in any case, will be legally

protected to be and acculturated to be.


My point now is that Rawls, who draws from Kant, does
not ask us to think beyond self-interest, but Kant does.

deontologically defined conception of justice.


Four.
89

See Chapter

Arendt sees this and she wants to develop it.

For her, Kant

is talking about how we might go beyond self-interest, not


justify it.

To do this, she draws out the political

significance of what it would mean to shift one's ground to


the standpoint of others.

For her, this is profoundly moral

and deeply political, as it no doubt is for Kant as well.


What Arendt sees in Kant's alternative is not a selfcentered understanding of moral subjectivity, but an other
conscious and other-sensitive approach to political thinking
that we arrive at by representing to ourselves the worlds of
others.

She recognizes that we may not succeed in

representing the world of others to ourselves in exactly the


way others themselves experience it, and others may not be
able to do the same on our behalf.

But Arendt sees the

effort itself as moving us beyond a merely subjective view.


What others might see, hope for, feel, and struggle for in
this world that we share is what Arendt in picking up on as
important to develop.

The Delphic Oracle that reads Know

thyself is replaced with a new motto to know the other


m o r e .22

22I borrow this point from Alessandro Ferrara, varying


it slightly.
He uses it to describe what he sees is the
"shift of emphasis under way in our times."
I use it to
show how Arendt, taking her cues from Kantian Enlarged
Mentality, stresses this context-sensitivity to others as an
important part of political judgement.
Alessandro Ferrara,
"Postmodern Eudaimania," Praxis International, vol. 11, no.
4 (January 1992), p. 393.)
90

Kant is showing a way to move beyond the narrow


deontological spheres that beleaguer the Categorical
Imperative, and Arendt grasps this.

She says:

In the Critique of Judgement, . . . Kant


insisted upon a different way of thinking,
for which it would not be enough to be in
agreement with one's own self, but which
consisted of being able to "think in the
place of everybody else" and which he
therefore called an 'enlarged mentality.'
(eine erweiterte Denkungsart) .23
Whereas Kant's Categorical Imperative enjoins each
individual to ask oneself alone what of one's subjective
maxims are worthy of universalization,

his concept of

Enlarged Mentality is now pointing to a more consciously


public and shared understanding of politics.

In some

important ways, we will see Habermas launching his project


from these Kantian grounds, but he does not overcome the
traditional bias of a strongly construed deontological
understanding of justice that is more closely linked with
the Categorical Imperative.

Creatively reformulate the

Categorical Imperative, he certainly will.

But move beyond

the justice-good life divide, he will not show a way.


Habermas will ultimately banish discussion about what makes
for the good life and happiness from the moral domain of
justice.

In his language,

communicative action must limit

23Hannah Arendt, Between Past and Future: Eight


Exercises in Political Thought, (Penguin Books, New York,
1968), p. 220.
The literal translation of this phrase is
"enlarged thought."
91

itself to "moral-practical", and not "aesthetic-expressive"


concerns.

Benhabib will become my model here and I shall

maintain that her approach to "construct Habermas from


within" steers his project away from strong deontology.
This new understanding demands an enlarged moral domain of
justice in which the politics of engagement is the desirable
and necessary next step, not only the promise for abstract
universal moral respect.
Kant is moving away from the Categorical Imperative,
and so in re-interpreting his legacy,

it might be better to

begin more where he left off, rather than where he began and
then got stuck, or at least badly stumbled.

His own

intellectual flux can instruct us as to where he is most


compelling and where least for our concerns about democratic
theory and practice today.

In his third critique,

his

political questions revolve more around the role of judgment


and what he calls "moral taste" rather than with cognition
proper.
Kant is recognizing that it is not enough to merely ask
ourselves alone what is right.

Arendt is developing the

idea that self-legislation through appeal to one's


consciousness is out of place and that even no matter how
good the intention of one's inner conscience, politics
requires more engaged reflection and ultimately a
participatory public sphere--if not always in fact, at least

92

virtually.

An Enlarged Mentality perspective can help at

this point,

although it cannot be a substitute for an actual

participatory democracy.
Arendt stresses Kant's communicativeness and his
public sense that is now coming through more strongly than
it did in the Groundwork or the prior two Critical writings,
although at least one of his pre-Critical works,
Observations on the Beautiful and the Sublime,

The

resonates

strongly with some parts of the last critique.24

One

Kantian scholar is convinced Kant must have had the earlier


work close by, maybe even open in front of him, when he
composed the last critique.25
As Kant speaks about Enlarged Mentality, he is less
duty-impaired and more sensitive to the integrity of
contextual particulars.

As he suggests that Enlarged

Mentality requires shifting one's ground to others,

rather

than universalizing one's subjective maxim for all, he is


far more engaging.

This is the gem in his theory,

and it

24This is a point Arendt often stressed in her lectures


in order to dispel the suspicion that Kant was slipping
intellectually when he composed the last critique.
See
Hannah Arendt, Lectures on Kant's Political Philosophy,
Ronald Beiner, ed., (Chicago University Press: Chicago,
1982).
But more like a good wine, Kant is getting better
with age because the basic ingredients where there from the
beginning.
25See translator's introduction in Immanuel Kant,
Observations on the Feeling of the Beautiful and Sublime,
trans., John T. Goldthwait, (Berkeley: University of
California Press, 1960).
93

sparkles much more brightly and in many more directions than


his Categorical Imperative ever could have hoped to.

By

viewing Enlarged Mentality as a sublation of the categorical


imperative,

the regulative ideal of human dignity does not

evaporate into thin air, but now we are enjoined to expand


our own vantage points26 to see each other,
we identify with,

or the groups

in our most radically phenomenal light,

which is to say in our relationships with each other.

We

may not get it right, as Arendt will say, but the


willingness to appreciate the integrity of another's life
position and all that it contains within it, rather that
only externally respect others through appeal to the moral
law, is much more compelling.
According to both Kant and Arendt, we need our
imaginations to make final use of cognition,

so that we

might represent to ourselves how others experience the


world.

For Arendt,

"to think with an Enlarged Mentality

means that one trains one's imagination to go visiting."27


An Enlarged Mentality perspective is for her "closely
connected with particulars, with the particular conditions

26For a very concise discussion on abstraction by level


of generality, vantage point, and extension see Bertell
Oilman's Dialectical Investigations, (Routledge: New York,
1993), Part Two.
27Hannah Arendt, Lectures on Kant's Political
Philosophy, Ronald Beiner, ed., (Chicago: University of
Chicago Press, 1982), p. 43.
94

of the standpoints one has to go through in order to arrive


at one's own 'general standpoint.'"28

She also says:

Political Thought is representative.


I form
an opinion by considering a given issue from
different viewpoints, by making present to my
mind the standpoints of those who are absent;
that is, I represent them.
This process of
representation does not blindly adopt the
actual views of those who stand somewhere
else, and hence look upon the world from a
different perspective; this is a question
neither of empathy, as though I tried to be
or feel like somebody else, nor of counting
noses and joining a majority but of being and
thinking in my own identity where actually I
am not.
The more people's standpoints I have
present in my mind while I am pondering a
given issue, and the better I can imagine how
I would feel and think in their place, the
stronger will be my capacity for
representative thinking and the more valid my
final conclusions, my opinion.29
Representative thinking,

for Arendt, makes us more

competent in our political judgements.

If we try to think

from the standpoint of more rather than fewer perspectives,


our judgement is less likely to suffer from intractable
partiality, or be over-burdened by self-interest.

Arendt is

here developing Kant's concept that we try to "avoid the


illusion arising from subjective and personal conditions
which could readily be taken for objective," and

28Hannah Arendt, Lectures on Kant's Political


Philosophy, p. 44.
29Hannah Arendt, Between Past and Future: Eight
Exercises in Political Thought, p. 241.
95

recommending that we "weigh the judgements of others" by


"putting ourselves in the position of every one else."
Again extrapolating how Kant's sense of politics is
shifting from the loneliness of the philosophy of
consciousness itself, which enjoins each to self-legislate,
to a more public and shared understanding, Arendt puts it
this way:
The power of judgement rests on a potential
agreement with others, and the thinking
process which is active in judging something
is not, like the thought process of pure
reasoning, a dialogue between me and myself,
but finds itself always and primarily, even
if I am quite alone in making up my mind, in
an anticipated communication with others with
whom I know I must finally come to some
agreement.30
If we interpret Kant in this more liberating way, he is
not suggesting that we lose sight of ourselves, but that we
try to appreciate the positions of others more.

We do not

detach from each other, but rather through releasing


ourselves from the limits of self-interest, we are enabled
to think about all others more.
In order to flesh out what she has in mind, Arendt puts
the point this way, through giving an example:
Suppose I look at a specific slum dwelling
and I perceive in this particular building
the general notion which it does not exhibit
directly, the motion of poverty and misery. I

30Hannah Arendt, Between Past and Future: Eight


Exercises in Political Thought, (Penguin Books, New York,
1968), p. 241.
96

arrive at this notion by representing to


myself how I would feel if I had to live
there, that is, I try to think in the place
of the slum-dweller. The judgement I shall
come up with will by no means necessarily be
the same as that of the inhabitants, whom
time and hopelessness may have dulled to the
outrage of their condition, but it will
become for my further judging of these
matters an outstanding example to which I
ref e r ...31
With this example, Arendt puts Kant's Enlarged
Mentality to use.

She shows how to shift ground to another,

and that while what she experiences as a result of doing


this may not correspond precisely with those she tries to
put herself in the place of, her judgment is "no longer
subjective either."

More specifically,

she says,

Furthermore, while I take into account others


when judging, this does not mean that I
conform in my judgement to those of others, I
still speak with my own voice and I do not
count noses in order to arrive at what I
think is right.
But my judgement is no
longer subjective either.32
Arendt's point about not counting noses is important
for developing the politics of Enlarged Mentality.

It is

not the point to swap or tally views, but rather to think


from the standpoint of all concerned, as best one can.
we only swap views, we might just end up exchanging
prejudices.

Unless it is clear that it is our political

31Hannah Arendt, Between Past and Future: Eight


Exercises in Political Thought, p. 107-8.
32Hannah Arendt, Between Past and Future: Eight
Exercises in Political Thought, p. 108.
97

If

point to cultivate the most compelling generalized view we


can, we will not.

The politics of reflective engagement

does not mean that we just recognize everyone as having a


position or being a number and then add everything up,
although we do want to confirm the integrity of each in the
process of deriving a more valid generalized standpoint.

As

Arendt says it is through our willingness to engage, both


reflectively and in action,

that matters.

For then we seek

more genuine solutions to our problems, which we are


prepared to acknowledge as shared and more relational.
For the politics of Enlarged Mentality,
needs to be this additional step.

there is and

When we look at what

makes for a good relationship between two people,

it is

frequently this willingness on both sides to get to know,


through representing to oneself what the other is getting at
so that a more authentic attempt to reconcile differences
can be made.

It is not a question of one having victory

over the other or one humiliating the other into


acquiescence.
not ends.

At this point, the relationship weakens,

if

According to the politics of Enlarged Mentality,

it is a]ways the point to get beyond self-interested


assumptions, to move beyond a politics that promotes and
exploits self-interest in order to attain something greater,
more to the benefit of all involved in any given set of
circumstances.

98

When we do not claim to know a priori what is in our


best interests, but it instead becomes our willingness to
engage and contest that really matters, we might then more
truly come to know.

Contesting and engaging,

though,

is

regulated by our own recognition that promoting human


dignity is our own normative self-clarification for social
criticism.
In the last chapter,

I mentioned that some of Kant's

edifice might be worth keeping.

Without letting this pillar

stand, our engagement and contestation will quickly


deteriorate.

But if we only speak of human dignity,

and

then do not follow through with attempts to try and put


ourselves in the place of others, except formally, we will
have empty ideals and a very limited understanding of
justice, probably one that does not go beyond juridiacalism.
We will revert back to a celebration of the negative
virtues, but fail to enlarge the moral domain of justice
itself.

If Enlarged Mentality is best seen as a sublation

of the Categorical Imperative, then it points to more


consciously developing and cultivating a way of life that
values committed reflection and participatory politics,
regulated by human dignity.
With human dignity as what we all could will, a
politics of engagement and contestation can thrive.
Arendt's understanding of politics is lively and contesting,

99

not but not without principles.

From Kant's sense of

Enlarged Mentality, she sees a liberating model for


politics.

When we enlarge our mentalities, we resist pr e

judging prior to participating, but we enter our engagements


fully presupposing and aware of our regulative ideas
nonetheless.

Detaching from private interests is not about

giving up what most intimately defines us and what matters


to us, although there can be no question that it does mean
liberating oneself from excessive self-interest.

We will

not be able to "put ourselves in the position of others",


try to see what others might as important and valued,
are too bogged down by excessive self-interest.

if we

We will not

see other perspectives if we cannot move beyond our own.

We

are not then equipped to engage in the spirit required by


democracy.
If there is to be any hope for developing a more
personalized moral domain of justice that yields a more
authentic generalized view--one that is context-sensitive,
but not without principle--it will have greater affinity
with Kant's Enlarged Mentality perspective and less to do
with the Categorical Imperative.

The politics of Enlarged

Mentality, as I envision it, does not ask us to forfeit


ourselves, but rather to expand our own perspectives,
whenever possible for us, so that we do not mistake our own
interests for what could be in everyone's.

100

The politics of

Enlarged Mentality involves more flexibility, openness, and


empathetic understanding on how to define the moral domain
of justice with all in mind.

To do this, requires political

and moral vision not juridical blindness.


Now that it is clear what Kant himself says about
Enlarged Mentality,

and how Arendt seeks to develop its

political implications,

I turn to Kant's distinction between

Determinant and Reflective Judgements in more detail.


Arendt says,

"Judging is one,

if not the most,

When

important

activity in which this sharing-of the-world-with-others


comes to pass,"33 she is moving in sync with Kant's
understanding of "reflective judging."
Where previously in the Groundwork,

Kant relied upon

cognition proper to get his moral bearings which culminated


with the Categorical Imperative, now he is arguing that the
point of cognition "is to make final use of it."
argued,

As I have

for this he becomes far more context-sensitive and

less duty-impaired.

He does not now speak as one so taken

in by his transcendental deductions, but more as somebody


who is aware of how the world of particulars is by
definition lacking in determinate rules to guide actual
actions and situations.

And while he now claims there can

be no proofs for the world of particularity,

which evades

33Hannah Arendt, Between Past and Future: Eight


Exercises in Political Thought, p. 105.
101

logical deductions, he still claims that "the universal has


to be found for the particular."

What is he getting at?

hope to show what is still important in this Kantian


distinction and what it has to do with developing the
Politics of Enlarged Mentality.

Determinant and Reflective Judgements


In the Third Critique, Kant draws a distinction between
two types of judgements.

It is useful to retrieve this

distinction in order to further develop what I am calling


the politics of Enlarged Mentality.
distinction,

In making his

Kant directs his attention to the following

problem: the world of particulars is not determined a priori


by transcendental deductions, and thus evades rules of
cognitive proofs, yet we still need to get our moral
bearings in this world that we share and will experience
differently.

With inderderminacies all around us, and the

realization that there are lots of good ways of living--and


that it would be dogmatic to pronounce once and for all what
is the good--how do we judge anything well?

Sticking closer

to Kant's language, how do we find the universal for the


particular, when "only the particular is given?"
Kant says Determinant judgements subsume the particular
under the universal, but for reflective judgements there can
be no such subsumption.

Kant writes:

Judgement in general is the faculty of


thinking the particular as contained under
102

the universal.
If the universal (the rule,
principle, or law) is given, then the
judgement which subsumes the particular under
it is determinant.34
He a d d s :
The determinant judgement determines under
universal transcendental laws furnished by
understanding and is subsumptive only: the
law is marked out for it a priori, and it has
no need to devise a law for its own guidance
to enable it to subordinate the particular in
nature to the universal.35
But this is not the whole of judging for Kant.

And,

in

fact, reflective judging is his more interesting and richer


concept of the two because,

like Enlarged Mentality in

relation to the Categorical Imperative,

it goes beyond

Determinant Judging while nonetheless still absorbing its


indispensable commitment to human dignity.

Kant says,

"If,

. . . only the particular is given and the universal to be


found for it, then the judgement is simply reflective.36
Kant seems to be understating the importance of
reflective judgements in regard to determinant judgements.
This is because he still gives conceptual primacy to the
negative virtues and the moral law, or what he is now
developing into Determinant Judgements.

If, however, we see

34Immanuel Kant, The Critique of Judgement, James Creed


Meredith, trans., (Oxford: Clarendon Press, 1991), p. 18.
35Immanuel Kant, The Critique of Judgement James Creed
Meredith, trans., (Oxford: Clarendon Press, 1991), p. 18.
36Immanuel Kant, The Critique of Judgement James Creed
Meredith, trans., (Oxford: Clarendon Press, 1991), p. 18.
103

the politics of Enlarged Mentality as a sublation of the


Categorical Imperative as I suggest is a useful way to r e
interpret Kant's political philosophy,
determinism of the negative virtues.

then we accept the


If we approach Kant

more through his conception of Enlarged Mentality,

then his

accompanying idea of reflective judging becomes much more


relevant to pursue for both moral and political actions.
Its role for orienting our interactions in all of our
specificities and particularities is that much more
important to develop.
As Kant makes his distinction between determinant and
reflective judging, he stresses the integrity of particular
circumstances and events in a way that he did not
previously.

He maintains that such events are not

subsumable under any universal deductions "just like that,"


but are in need of our judging anyway.
judgments,

then what more particularly?

positively and substantively?

For Kant,

If not determinant
What more
it is now a

question of reflective judging, which calls upon a different


set of mental faculties than cognition proper.

For Kant,

reflective judging requires imagination and what he calls


"moral taste."

While Kant believes the moral law compels in

general, he is nevertheless now backing off from expecting


the Categorical Imperative to give any more substantive
meaning.

104

We might summarize this way:

For Kant, determinant

judgments regulate our interactions in general.


judgements apply to everybody.

Determinant

By definition, we cannot

support human dignity for some and not others, without


violating what it is we have clarified as our own normative
ideas.

This does not mean there will not be violations of

human dignity.

But when they occur, we necessarily speak of

moral failing.

We resort back to our own normative

presuppositions of human dignity as the basis for social


criticism.
And while we need not get so metaphysical

(a point I

share with Rawls) and follow Kant by supposing an


intelligible world in order to then derive equal membership
for all a priori, we can figure out that human dignity is
our own regulative idea.

It is enough to get clear about

our normative grounds for social criticism that are not


reducible to a mere preference.37

Human dignity seems to

be our normative presuppositions for our own social and


political critiques that are not akin to m y liking for fresh
maple syrup or yours for a deep-bodied red wine.
tastes are what Kant calls "agreeable"38

These

(or disagreeable)

37See Kenneth Baynes, The Normative Grounds of Social


Criticism: Kant, Rawls, and Habermas, (Albany: State
University of New York, 1992) who argues these points in
compelling fashion.
38Immanuel Kant,

The Critique of Judgement, p. 149.


105

tastes, and they either do or do not please us immediately.


While the same food is too spicy for me, it is just right
for you, but this kind of taste is not equivalent to claims
that my neighbor does not mind social prejudice and I do or
that we think it permissible to allow hate speech, but they
do not.

As Kant says,

it would be folly to attempt to

convince one another that we ought to agree in matters where


we freely let the immediacy of our palates decide for us.
But "moral taste" is different.

In regard to moral taste,

Kant believes "we are suitors for agreement from everyone


el s e .1,39
But if this is true, we need to know what others strive
for, hope for, need, and try ourselves to see from more than
our own perspective.

This would allow our "public sense" of

justice to take full account of who each of us is more


historically, without losing sight of the bigger societal
picture that necessitates thinking from everyone's
perspective.

At the same time, it would be with the

knowledge that we do so contingently and with historical


consciousness,

and not with a more purified kind.

As Arendt

reminds us, the politics of Enlarged Mentality is not a


question of nose counting.

Or as Rousseau, who Kant at last

vindicates, would put it, we are not concerned with merely


tallying all the particular wills, but in pursuit of what we

39Immanuel Kant,

The Critique of Judgement, p. 82.


106

could, with more confidence, call the General Will.

But

such a will only has a chance if we strive to be what


Benhabib calls more "interactive" in our approach to
defining the moral domain of justice,

rather than

"substitutionalist."40

Interactive v. SubBtitutionalist UniversaliBm


In this section I will build upon Benhabib's
distinction between a universalism that is
"substitutionalist" and one that is "interactive"41 in
order to further pursue what the politics of Enlarged
Mentality entails.

Benhabib is critical of a universalism

that remains abstract and formal or merely seeks only to


"substitute" a deeply entrenched understanding of what one
group has experienced as an exemplary model for all others.
She writes:
Universalistic moral theories in the Western
tradition from Hobbes to Rawls are
substitutionalist, in the sense that the
universalism they defend is defined
surreptitiously by identifying the
experiences of a specific group of subjects
as the paradigmatic case of the human as
such.
These subjects are invariably white,

40For a further explanation of this distinction, see


"The Generalized and the Concrete Other: The KohlbergGilligan Controversy and Moral Theory," in Situating the
Self: Gender, Community and Postmodernism in Contemporary
Ethics, (New York: Routledge, 1992), pp. 148-177.
41Seyla Benhabib, "The Generalized and the Concrete
Other" especially pp. 252-153 and 164-170.
107

male, adults who are propertied or at least


professional .42
She claims that one social group, particularly if this group
is privileged, cannot simply substitute its selfidentifications for those of another.

To do so, deflects

attention away from the whole spirit of what it really means


to cultivate a truer generalized view.
Extending a juridicalized conception of the person to
all others in society whose own situations are not brought
more fully out into the open will only bring the very same
formalistic rights and privileges to those whose needs and
desires cannot be grasped or satisfied through winning legal
standing in society.

Enlarging the moral domain of justice

involves personalizing justice through cultivating civic


virtue and more solidarity in regard to one another.

To

fail to do so, will continuously promote a proliferation of


juridical personalities without cultivating a sense of
responsibility for or to each other beyond juridical
equality.

This itself stifles and impoverishes culture and

public virtue as well as reveals a deeply rooted prejudice


contained in this conception of the self who seeks more
autonomy, but is not other-aware,

except juridically.

An

"interactive" approach proceeds more from the ground up, and


does not deny our embodied and embedded

42Seyla Benhabib, "The Generalized and the Concrete


Other," especially p. 153.
108

identity, but aims at developing moral


attitudes and encouraging political
transformations that can yield a point of
view acceptable to all.
Universality is not
the ideal consensus of fictiously defined
selves, but the concrete process in politics
and morals of the struggle of concrete,
embodied selves. . .43
In this passage, Benhabib makes a case for an "interactive"
sense of universalism which proceeds more from recognizing
social struggles and, through a more solidaristic
understanding of the moral domain of justice.
Substitutionalist universalism, of which deontological
Liberalism is a good example, does not take seriously the
"concrete" dimension of our very existence as profoundly
important to engage, both reflectively and in our political
and civic actions.

"Substitutionalist" universalism seeks

to extend a single body of rights that has been historically


enjoyed by a minority of privileged people to a broader
segment of the population, without seeing that a gain in
juridical standing gives the newly enfranchised a public
personality, but little else.

Politics by substitution

fails to make any further attempt to engage with social


differences, which if pursued, might really lead to what
could be more authentically generalizable.

Its supporters

fail to recognize social differences among various groups as


important from the point of view of an enlarged conception

43Seyla Benhabib, "The Generalized and the Concrete


Other," especially p. 153.
109

of justice which cannot be one size fits all, but requires


cultivation through greater empathetic understanding of
others.

Concrete recognition of social differences is the

starting point for an "interactive" universalism, which


bases its moral claims on a commonality among members of
society, while acknowledging unique situations of each
social group.
Benhabib's approach to the justice-good life quandary
is illuminating, and it is along these lines, that I argue
with her that it is both necessary and desirable to not
abandon universalizability, yet important to avoid naive
formalism in the process.

For this she advocates a

"historically self-conscious universalism" to avoid the


illusions of "substituting" notions of the self that remain
disengaged from political life.

There are very practical

implications to her approach for re-defining "universalism"


to be interactive and not substitutionalist.

She writes:

The gap between the demands of justice, as it


articulates the morally right, and the
demands of virtue, as it defines the quality
of our relations to others in the everyday
lifeworld, can be bridged by cultivating
qualities of civic friendship and solidarity.
These moral attitudes of civic friendship and
solidarity involve the extension of the
sympathy and affection we naturally feel
toward those closest to us unto larger human
groups and thus personalize justice.44

44Seyla Benhabib, "Judgement and the Moral Foundations


of Politics in Hannah Arendt's Thought," in Situating The
Self, p. 140.
110

Benhabib adds,
Whereas it is customary particularly from a
Kantian perspective to see a rupture here
between the public virtue of impersonal
justice and the private virtue of goodness,
it is possible to envisage not their identity
but their mediation.45
From this point of view,

it would be highly

insufficient to simply extend public standing to a single


mother struggling in today's society; a wider understanding
of social justice would require a greater degree of
empathetic understanding.

Building further upon Kant's

Enlarged Mentality perspective compels us to be more othersensitive,

and all-around more committed politically.

Or

think of the many young people living in our inner cities,


who would benefit more from better schools and creative
surroundings from which they might emerge with more hope for
their futures.

It is precisely these kinds of committed

reflections that inform actions that are needed for


developing a greater sense of engaging political life and
civic virtue,

regulated by human dignity.

To develop Kant's alternative political philosophy is


to move in these directions.

It takes one away from

external relations and moves concrete needs and desires for


happiness and shared concern for others to the center of our

45Seyla Benhabib, "Judgement and the Moral Foundations


of Politics in Hannah Arendt's Thought," in Situating The
Self, p. 140.
Ill

politics.

This is both to move with Kant and then take

steps beyond him.

Drawing from his Categorical Imperative

tends to bring a "substitutionalist" approach which leaves


the moral domain of justice extremely narrowly defined.
In the next chapter, we will see how perfect a
candidate Rawls's theory is for "substitutionalist
universalism."
net broadly,

Rawls is indeed inclusive, and casts his

inviting everybody to accompany him on his

abstract thought experiment.

But we will see how he

"substitutes" one model of the self for all others.

His

emerging sense of universalization is limited by the scope


of Kantian deontology, which cannot much move beyond
juridical acculturation.

He will ignore, through use of a

metaphorical veil, all of our most deeply felt and


experienced political, social and cultural crises as not
important to address directly, but deflect away or ignore.
We will also see how much more engaging Habermas is,
but also how he too,
beginning,

in the end, or maybe even from the

invokes deontological categories where questions

about the good life are a priori parcelled off from


questions of justice.

Both will fail to endorse what

Benhabib shows is both necessary and desirable if we strive


for a more authentic, because "interactive", universalism
which goes beyond the narrow spheres of deontological
substitution, promoting solidarity instead.

112

Both Rawls and Habermas draw from Kant, and yet, one
can find within Kant's Enlarged Mentality perspective the
incipient beginnings for getting beyond the narrow spheres
of deontologically defined moral domain of justice.

Arendt

spots this and then Benhabib takes it even further by


promoting an "interactive" conception of universality which
repudiates the politics contained in substituting
categories as itself contrary to the spirit of cultivating a
more valid generalized view.
The point in Benhabib's conception of "interactive"
Universalism is to seek out ways so as to not silence a
dialogue of needs, but to be attentive to them.

The

critical point is to unmask ways in which some members of


our societies continue to be ignored and how mere
"substitutionalist" attempts at universalizing do very
little to recognize what Kant,

I believe,

thought could be

developed through an Enlarged Mentality perspective where we


shift our ground to others, more.

Without shifting our

ground in this way, voices go unheard and needs ignored.


Universalizing by substitution disguises a politics of selfinterest and masks inequalities rather than helps us to
think beyond them.

Universalizing by substitution takes the

life out of what it means to cultivate a more authentic


generalized view through committed and reflective engagement
via a politics of Enlarged Mentality.

113

Kant as a Radical Pluralist with Principles


Kant recognizes the infinite and radical pluralism that
makes the world of particulars what it is--vast, varied,
in motion.

and

But as he speaks of Enlarged Mentality and

reflective judging, he now backs off from talk of cognitive


proofs and rule-like transcendental deductions.

He

maintains they cannot much help because


there are such manifold forms of nature, so
many modifications, as it were...left
undetermined by the laws furnished by pure
understanding a priori.*6
Yet, his radical pluralism does not leave him unprincipled.
As he develops his understanding of Judgement,

his

recognition of vast plurality keeps him away from deductive


logic; but if he now moves more inductively,

he does so

asking what could be more valid for everybody in any given


situation.

He says that when only the particular is given,

we still look for the universal.

But for this there are no

determinant judgements which means we have to cultivate our


own way of life in light of each others' needs.

This

requires that we try to better understand all perspectives


more, but without losing sight of what can be compelling for
all through doing so.

The politics of Enlarged Mentality is

still about trying to think in these expanded ways which he


continues to regard as the crux of moral sense and political

46Immanuel Kant,

The Critique of Judgement, p. 18.


114

commitment, but now Kant acknowledges the inevitable


situatedness in which we try to do this.

He therefore

speaks less of transcendental and logical proofs and is no


longer duty-impaired.

He becomes much more attentive to

context, but he does not lose his sense of radical


egalitarianism for his induction.

He says,

The reflective judgement which is compelled


to ascend from the particular in nature to
the universal, stands, therefore, in need of
a principle.47
But, he continues, such a
transcendental principle . .
judgement can only give as a
itself.
It cannot derive it
quarter (as it would then be
judgement) .48

. the reflective
law from and to
from any other
a determinant

If we reinterpret Enlarged Mentality as a sublation of


the Categorical Imperative, we retain, as Kant is beginning
to suggest,

the commitment to humanity as our own regulative

ideal, while also being sensitive to context.

Now we can

see more what Kant might have been trying to be all along--a
radical pluralist with principles, a radical egalitarian
with a sense of goodness, but whose sense of justice makes
him refrain from sketching "the good" out in any detail,
because he really believes it is for us to define it for
ourselves, but always more relationally in light of one

47Immanuel Kant,

The Critique of Judgement, p. 18.

48Immanuel Kant,

The Critique of Judgement, p. 18-19.


115

another's life conditions.

And although he will not

prescribe what the good should be, his suggestion that we


enlarge our mentalities by appreciating all perspectives
more cannot help but to already endorse an approach to
politics in which justice and the good life nevertheless
correspond more than they do repel each o t h e r .

The more we

pursue the politics contained in an Enlarged Mentality


approach to the world and to one another,

the more his

deontological claims unravel.


Kant says,

"we cannot get this logical objective

necessity where the principles are merely empirical."49


For Kant, the art of reflective judgements requires more
than cognition which he believes is sufficient for
Determinant Judgements.

We now need our imaginations, moral

taste, more sensitivity to everything around us, and yet for


Kant there are no determined judgements, but only a
willingness to try to see what others might, more.
Reflective Judging is for Kant the tougher of the
judgements because it was rather clear to him that
determinant judgements are of a primarily cognitive type and
that their observance can be easily universalized.

But, how

do we make use of our judgement beyond recognizing the


determinant judgement that brings obligations of only a

49Immanuel Kant,

The Critique of Judgement, p. 18.


116

formal kind?

No doubt, there are many ways.

We surely owe

much to experience and to others with more knowledge on any


occasions where we are wanting, but there is no replacement
for an Enlarged Mentality perspective.

He recommends an

Enlarged Mentality perspective in getting one's bearings


about any given situation where there can be no formulas and
no rule-like imperatives apply, but only the desire to think
from the standpoint of all involved and to engage
reflectively and take action from this basis.
There can be no categorical imperatives on how to live
the good life, but only not to ruin it, yet the world of
particulars forces us to make judgements without pr e
determined rules all the time.

Through endorsing an

Enlarged Mentality perspective, we do not put the regulative


idea of universal moral respect into question because we
recognize this as our own self-clarification for normative
critique.

It is now a question of superseding this

realization so that we acknowledge ourselves as participants


and engaged moral and political agents who can only ever
better judge our situations and what they call for through
greater context-sensitivity to one another.
At last Kant's more compelling response to his
question: What should I do? is answered.

The answer is we

try to enlarge our mentalities by shifting our ground to


others more, liberating ourselves from excessive self

117

interest so we move beyond negative freedom and get a taste


of positive freedom.
Kant does not sketch out utopias, and we can be
grateful to him for not doing so, but he gives good
practical advise that is beginning to sound an awful lot
like Aristotelian phronesis,

except within the framework of

radical egalitarianism where human dignity regulates in


general and ontological arguments that some human beings are
superior to others is withering away.
The Kant-Aristotle Debate: A Brief Encounter
It is a central question for moral and political
philosophy to ask how we get our bearings on how to judge
anything in the particularity of our lives.

Aristotle50

called this ability phronesis or practical wisdom and for


him it consists in knowing how to handle particular
situations, knowing if one situation requires more outrage
and less timidity,
sympathy.

or another less courage and more

Is thriftiness in one situation admirable, but in

another selfish,

stingy and out of place?

And how do we

50Aristotle, "Nicomachean Ethics," in The Basic Works


of Aristotle, Richard McKeon, ed., (New York: Random House),
1941, pp. 959.
Aristotle says, "both fear and confidence
and appetite and anger and pity and in general pleasure and
pain may be felt both too much and too little, and in both
cases not well; but to feel them at the right times, with
reference to the right objects, towards the right people,
with the right motive, and in the right way, is what is both
intermediate and best, and this is characteristic of
virtue."
118

tell the differences?

These were questions that were

important to Aristotle and they have meaning for Kant as


well.
This attentiveness to situational detail was emphasized
by Kant early on in the Groundwork.

But recall how he

overlooked his own eye for detail, his own judgment to make
these distinctions so that he might say something more
categorical.

But now with reflective judgements and the

politics of Enlarged Mentality,

he returns to the

inevitability that in our lives we live in particular


places, with certain circumstances and historical
inheritances of all kinds shaping our own unique situations
as we mutually constitute and affect one another.
Kant is frequently seen as having no corresponding
conception of Aristotelian practical wisdom, but this is
really only true if we focus exclusively upon his conception
of the categorical imperative which of course is the
tendency,

since it was Kant's as well.

But if we follow

Arendt's lead that hidden in the third critique is Kant's


true political philosophy,

then it is tougher to attack Kant

on grounds that he is insensitive to situational context


when his understanding of reflective judging is
extraordinarily contingent and context-sensitive.
If we develop the politics of Enlarged Mentality by
following Arendt's lead and move further with Benhabib's

119

insights,

then we draw the following conclusions.

Beyond

recognizing the "Generalized Other" as one who, like


ourselves,

is "worthy of respect and dignity" the Politics

of Enlarged Mentality enjoins us to see that "every


generalized other is also a concrete other."

In respecting

the Generalized other,


the norms of our actions are primarily public
and institutional ones . . . the moral
categories that accompany such interactions
are those of right, obligation, and
entitlement, and the corresponding moral
feelings are those of respect, duty,
worthiness and dignity.51
But for the politics of Enlarged Mentality there is and
needs to be the additional step of confirming each
Generalized Other as a being
with a concrete history, identity, and
affective-emotional constitution.
In
assuming this standpoint, we abstract from
what constitutes our commonality, and focus
on individuality.
We seek to comprehend the
needs of the other, his or her motivations,
what s/he searches for, and what s/he
desires.
Our relationship to the other is
governed by the norms of equity and
complementary reciprocity: each is entitled
to expect and to assume from the other forms
of behavior through which the other feels
recognized and confirmed as a concrete,
individual being with specific needs, talents
and capacities . . . The moral categories
that accompany such interactions are those of
responsibility, bonding and sharing.
The

51Seyla Benhabib,
Other,"_p. 159.

"The Generalized and the Concrete

120

corresponding moral feelings are those of


love, care and sympathy and solidarity.'52
The politics of Enlarged Mentality makes this
transformative move beyond deontology, validating the
Generalized Other as a Concrete Other,
political and human concern.
personal as political",

seeing this as a

Without validating "the

the moral domain of justice will

remain formal and juridical,

failing to move substantive

questions about happiness into our public engagements.


With this mindset, we can cultivate a more compelling
and personalized moral domain of justice that strives to
engage with our social and cultural problems through
cultivating greater understanding for what others seek to be
and strive for, what others in their concreteness are up
against, and how we ourselves might find greater fulfillment
beyond what kind of a life Liberal deontology generates for

us.
Sensitivity to one moral orientation reinforces the
other, and while proximity will influence to what degree we
can promote the interests and desires of the "concrete"
others, and while our sense of responsibility will be more
intense for those closest to us who are family and friends,
our sense of enlarged mentality compels us to expand the
very moral domain of justice and to develop a public sense

52Seyla Benhabib,
Other,"_p. 159.

"The Generalized and the Concrete

121

that blurs the deontological assumptions Kant began with


when he constructed the Categorical Imperative.
From these conceptions of reflective judging and
Enlarged Mentality, Kant is revealing a sensitivity to
particulars as acute as Aristotle's, with the added
advantage that such practical wisdom in not divorced from
radical egalitarianism which we know Aristotle did not,
perhaps could not, endorse.

Thus, by emphasizing Kant's

Enlarged Mentality approach,

the claim that all human beings

have intrinsic worth is brought together with the Ancient


virtues frequently attributed to Aristotle's more contextual
approach to ethics that emphasizes moral character as
exemplary and which takes its moral bearings from the world
of experience and particularity.
While neo-Aristotelians argue convincingly about the
deficiencies in Kant's categorical imperative for not
knowing its ends or purposes,53 these attacks on Kant lose
their merits when we switch to Kant's alternative political
philosophy,

and creatively engage with it.

Kant's

conception of Enlarged Mentality has all the advantages

53I find MacIntyre's critique of Kantian morality


persuasive as long as I confine my understanding of Kant to
the Categorical Imperative.
Others, though, for example
Onora O'Neill (Constructions of Reason: Explorations of
Kant's Practical Philosophy [Cambridge: Cambridge University
Press, 1989], argue that MacIntyre's account is "selective
and simplified."
See Alasdair Maclntrye "Postscript to the
Second Edition," in After Virtue: A Study in Moral Theory,
(University of Notre Dame Press: Notre Dame, 1984), p. 271.
122

wrapped into one.

It is both moral and political,

deep, universal and particular,

just and good.

neither wholly deductive nor only inductive,


dogma, but remains principled.

broad and

It is

and it avoids

Perhaps this is why Arendt,

a great admirer of both Aristotle and Kant, sought to


further develop the full implications for political thinking
behind Kant's conception of Enlarged Mentality and why she
was able to make linkages that frequently go unnoticed by
others who turn their attention to exhibiting the great
differences between Aristotelian phronesis and Kantian
procedural morality which comes easy.

Perhaps this too is

why Arendt saw something worth developing in Kant's


alternative concept of Enlarged Mentality.
For she, as an integrated thinker, values both and
realizes it is not so much a question of making a choice
between either justice or the good life, but one of
realizing how deeply implicated they really are.
them apart has grave consequences.

Ripping

The moral domain of

justice will be narrowed and it will ignore our desires for


happiness and general well-being.

In the case of

deontological Liberalism this means we are legally protected


to define happiness individualistically without taking
responsibility for a greater and committed politics.

If we

have only justice, we are juridically blind; if we have only


the good in mind, but not justice too, we might get overly

123

particularized and dispense with the radical egalitarianism


inherent in democracy.
If the Categorical Imperative gives negative
instruction,

it is the politics of Enlarged Mentality that

might help us navigate our way through the vast and varied
world where we are constantly confronted with conflicts, but
have no categorical rules at our disposal, but only the
willingness to engage with all we might otherwise be tempted
to deflect away as unpolitical or outside of the moral
domain of justice.

Were we to only take our moral bearings

from the Categorical Imperative, we would make separations


between justice and the good life before we even give
ourselves the opportunities to define these and negotiate
our understandings more in light of each others' needs,
hopes, and desires.
In the prior chapter, we saw how Kant's Categorical
Imperative separates justice and the good life, but with his
Enlarged Mentality perspective more developed, he shows a
way to bring them back together.

With the politics of

Enlarged Mentality more fully defined,

they are moving

together more than they are parting ways.

Universal moral

respect determines but now we make final use of this


normative insight as we seek to engage with each other more
as we are, appreciating each others'

struggles and searching

for understanding--a politics beyond the loneliness of self-

124

legislation or the logic of individualism and promote


instead a politics of engaged reflection and social
commitment.
Kant himself seems to have put the logic of his own
great legacy into question.

We might follow him on this and

develop his alternative even further.

To keep justice and

the good life together, we need "imagination" and engaged


politics,
around us.

"moral taste" and greater care for everything


Or, as Kant prefers,

the purpose of Enlarged

Mentality is to "make final use of cognition" through


"shifting our ground to others."
Kant leaves us with two answers to his initial
question: what should I do?
positive.

One categorical,

One is negative and one is


the other more engaging.

With

the categorical imperative, as I have interpreted it, it is


more proper to say he answers what we should refrain from
doing;

with Enlarged mentality, as I have attempted to

interpret it, he gives a more substantive answer, although


we could not expect him to sketch out anything in more
detail if he really is as contextual as one who supports an
Enlarged Perspective would need to be.

He envisions that

something greater is achieved by trying to put ourselves in


another's position rather than to universalize maxims as we
try to find the "universal when only the particular is

125

given."

For this we always need to better develop our

relations.
The categorical imperative helps me to know what I
should refrain from doing, but it gives no guidance on how
to live life more fully, more enjoyably, more
solidaristically with others.

For this I need imagination

and caring, and a willingness to release myself from


excessive self-interest so that I really can try to shift my
ground to others more.

For this,

I need a public sense,

an

Enlarged Mentality that responds to an inclination to takes


me "beyond the narrow spheres" of deontologically defined
justice which puts shared happiness at the center of its
domain,
margins.

rather than relegating these life concerns to the


Kant's concept of Enlarged Mentality lays a

different groundwork than the one he originally and


initially sought to develop,
Enlarged Mentality,

and it is this, his sense of

that we can claim is his alternative

political philosophy as we seek to develop it even further.

126

PART II

127

Chapter IV
Rawls: Going Behind the Veil of Ignorance through a
Procedural Re-interpretation of the Categorical Imperative
In Part I, I thematized two interpretations of Kantian
moral philosophy, by demonstrating the vast differences
between the logic of the categorical imperative versus that
of enlarged mentality.

This stylized contrast enabled me to

speak of two different Kants.

I showed that while various

reincarnations of the categorical imperative have long


occupied a privileged position in both contemporary theories
of justice and moral psychology,

relatively little has been

done to retrieve Kant's concept of enlarged mentality.

Yet,

asking what light, if any, a revival of this lost legacy


might shed on the difficult relationship between morality
and the socio-political world has proved fruitful.
asked this question in the previous chapter,

Having

I concluded

that this less familiar Kantian concept of enlarged


mentality is the more compelling for democratic theory,

in

that it does not simply replace the categorical imperative


as much as it does supersede i t .
I suggested that it might be helpful if we think of the
practice of enlarging mentality as a kind of sublation of
the categorical imperative.

This means that we cannot help


128

but to confirm the universal commitment to humanity as an


indispensable regulative ideal, but we must reject the
belief that this commitment can avoid engagement with our
concrete struggles for recognition.

I claimed that

developing the theoretical and practical implications of


Kant's concept of enlarged mentality promotes a type of
concern that would need to be as deep for each as it would
be broad for all.

I further maintained that this dual

commitment is internally related and that to view either of


these components in rigid abstraction from the other is a
temptation worth resisting.
join, rather than exploit,

I tried to show how efforts to


the tensions implicit in these

poles points to the desirability of cultivating ongoing,


communicative attempts to seek justice free from systemic
blindness, and the good life free from dogmatic
prescriptions.1

Finally,

I interpreted Kant's concept of

enlarged mentality as quite possibly his attempt, not only a


more palatable way in which to read him today,

to get beyond

the problems of abstract formalism which besets his


competing concept of the categorical imperative.

1For some recent and various viewpoints relating to


these'concerns, see Liberalism and the Moral Life, ed.,
Nancy Rosenblum, (Cambridge: Harvard University Press,
1989).
See also Seyla Benhabib, Critique, Norm and Utopia:
A Study of the Foundations of Critical Theory, (New York:
Columbia University Press, 1986) and William A. Galston,
Justice and the Human Good, (Chicago: University of Chicago
Press, 1980) as well as Charles E. Larmore Patterns of Moral
Complexity, (Cambridge, Cambridge University Press, 1987).
129

Overview
In this chapter,

I will offer an immanent critique of

Rawls's theory of justice as it relates to my thesis.


Drawing upon insights garnered from feminism and critical
theory,

I will challenge Rawls's core assumption about the

nature of the self and his endorsement of the deontological


ethic.

While Rawls has various and numerous critics,2 I

2The following sample of Rawls's critics is incomplete.


This list represents some of the more influential voices on
the subject that have, in one way or another, influenced my
thinking.
Those who tend to resist Rawls on communitarian
grounds include Michael Walzer, Spheres of Justice: A
Defense of Pluralism and Equality, (New York: Basic Books,
1983) and "The Communitarian Critique of Liberalism" in
Political Theory, Vol. 18, No. 1, February 1990).
In
addition to Walzer, who says that the communitarian critique
"would not recur if it were not capable of engaging our
minds and feelings," (ibid, p. 7) other major critics who
have voiced opposition to Rawls's re-fashioned Liberal
paradigm from a communitarian perspective include Michael J.
Sandel, Charles Taylor, and Alasdair MacIntyre.
For their
detailed objections, see Sandel, Liberalism and the Limits
of Justice, (Cambridge: Cambridge University Press, 1982),
Taylor, Philosophy and the Human Sciences Philosophical
Papers 2, (Cambridge: Cambridge University Press, 1985) and
Sources of the Self: The Making of Modern Identity,
(Cambridge: Harvard University Press, 1989), and in addition
MacIntyre's After Virtue: A Study in Moral Theory, (Notre
Dame, University of Notre Dame Press, 1984).
For a
different and more recent set of objections that draw from
feminist insights, see Seyla Benhabib's influential essay
entitled "The Generalized and the Concrete Other," in her
Situating the Self, (New York: Routledge, 1993).
Other
prominent voices, who also draw upon feminism in critiquing
various aspects of Rawls's theory, include Nancy Frazer and
Iris Young.
For their objections, see Frazer, Unruly
Practices: Power, Discourse in Late-Capitalist Social
Theory, (Minneapolis: University of Minnesota, 1989) and
Young, Justice and the Politics of Difference, (Princeton:
Princeton University Press, 1991). For a more sympathetic,
though still critical analysis of Rawls, see Susan Okin,
"Justice and Gender," in Philosophy and Public Affairs, Vol.
130

will take Rawls's own stated desire for a compelling


generalized viewpoint as my focus, and then seek to show how
his assumptions of autonomy and mutual disinterest as well
as his methodology sabotage the pursuit.

I will not critique

his turn to the abstract thought experiment as inherently


faulty, but will emphasize the distinction between
abstractions and idealizations of abstractions.3

I will

conclude that Rawls's idealization of the self is not


equipped to meet the challenge of cultivating a compelling
generalized view.

In brief,

I will not question Rawls's

emphasis on the need for a compelling generalized view, but


only how he thinks it best conceptualized and attained.
I shall also conjecture how Rawls's theory might have
been far more engaging had he attempted to reinterpret
Kant's concept of enlarged mentality.
allowed him to remain a

This move could have

Kantian, but a far more

sociologically sensitive one.

Had Rawls attempted to build

from this Kantian legacy, which has for so long lived in the

16, 1987) but more especially her "Reason and Feeling in


Thinking About Justice" in Feminism and Political Theory for
an alternative interpretation of the original position that
stresses how empathetic one must really be to step behind
the veil of ignorance.
For an interesting contestation of
Rawls, from the point of view of deconstruction, see Bonnie
Honig's Political Theory and the Displacement of Politics,
(Ithaca: Cornell University Press, 1993), Ch. 5.
3For further clarification on the virtues of making
this distinction, see Onora O'Neill, Constructions of
Reason: Explorations of Kant's Practical Philosophy,
(Cambridge, Cambridge University Press, 1989). pp. 208-213.
131

shadow of its more celebrated counterpart, he just might


have been convinced to enlarge the moral domain of justice.
As I shall try to show, expanding the moral domain of
justice would first and foremost entail a break with the
deontological ethic that Rawls seeks to advance.

For this

serves to so rigidly subordinate our most existential


concerns about actual needs, hopes, and desires to those of
principles of right that the status of the principles
embracing such a hierarchy must itself remain
questionable.4
As an alternative way in which we might get beyond the
real tensions generated by broad concern for all and deep
concern for each,

I try to develop the possibilities opened

up by Kant's concept of enlarged mentality which retains the


commitment to universalizability, but without forgetting
that every generalized other is also a "concrete other"
(Benhabib).

This requires emphasizing the need to cultivate

4Sandel makes a similar point.


After conceding the
obvious by saying " [if] the good is nothing more than the
indiscriminate satisfaction of arbitrarily-given
preferences, regardless of worth, it is not difficult to
imagine that the right (and for that matter a good many
other sorts of claims) must outweigh it." (Liberalism and
the Limits of Justice, p. 168).
He then critiques the
deontological ethic saying "the morally diminished status of
the good must inevitably call into question the status of
justice as well.
For once it is conceded that our
conceptions of the good are morally arbitrary, it becomes
difficult to see why the highest of all (social) virtues
should be the one that enables us to pursue these arbitrary
conceptions 'as fully as circumstances permit.'" (ibid).
132

greater empathy and compassion for concrete others rather


than committing only to generalized others through
categorical imperatives.
This chapter is organized as follows: First,

I will

look closely at Rawls's attempt to recast the social


contract.

Here I confirm Rawls's question, but challenge

his procedure as the most fruitful way in which to address


it.

Second,

I examine the Kant-Rawls connection.

Here I

show how Rawls both does and does not follow the legendary
Kant, but more importantly show how he uncritically accepts
the deontological ethic and the politics that necessarily
accompanies it.

Third,

I discuss the politics of Rawls's

"the original position," (maintaining that it is at once too


empty and too full).

Last,

call "feminist objections."

I pursue what I shall simply


Throughout,

I keep Rawls's

rigid deontology in question as well the autonomous nature


of the self it presupposes.
An Attempt to Recast the Social Contract
Rawls has attempted to recast the social contract via
an abstract thought experiment that he names the original
position.

He does not claim that such a social contract

ever really did exist

(Locke), nor does he see the social

contract as a lamentable second best solution to the more


desirable and uncorrupted

state of nature which might have

continued had the emergence of civil society not irrevocably

133

tarnished human nature in the first place

(Rousseau).

Rawls

works within the social contract tradition because he


accepts its modern vocabulary of fairness and equality and
because he believes it accords with "our convictions about
the priority of justice as on the whole sound."5

But,

unlike his predecessors, whose differences he does not much


address, Rawls proceeds counterfactually.
social contract model,

He describes his

in which he substitutes the original

position for the state of nature as follows:


in justice as fairness the original position
of equality corresponds to the state of
nature in the traditional theory of the
social contract.
This original position is
not, of course, thought of as an actual
historical state of affairs, much less as a
primitive condition of culture.
It is
understood as a purely hypothetical situation
characterized so as to lead to a certain
conception of justice.6
What does Rawls mean by a certain conception of
justice?

And, how does the original position of equality,

for which Rawls makes a case, play a role in contributing to


this certain conception of justice, and not others?

Asked

in another way, does Rawls seek to convey that this certain


conception of justice, once he expounds it, is meant somehow
to achieve an ahistorical stance in that its certainty is in
some sense irrefutable and unchanging, or can we view this

5John Rawls, A Theory of Justice,


University Press: 1971), p. 28.

(Cambridge: Harvard

6John Rawls, A Theory of Justice, my emphasis, p. 12.


134

certain conception of justice, as we watch Rawls develop it,


as deeply informed by the liberal, democratic experience
that also exemplifies norms more closely associated with men
in these societies than with women?

Can Rawls accommodate

the challenges that his theory is gendered?

And even if he

cannot, do feminists want to affirm the validity of his


question,

arguing its importance for women's emancipation

and all marginalized groups, but not participate in Rawls's


conclusions?
debates,

These are questions circulating in current

and my attempt will be to highlight that there is

value for all oppressed groups in not dispensing with


Rawls's question, while at the same time show how his
procedure jeopardizes the whole endeavor.
Rawls argues that through his hypothetical thought
experiment, which he maintains needs careful construction
through abstraction, we may all gain greater clarity about
how to work through a compelling generalized view,

if we

ever find ourselves struggling with such questions.

He

confidently asserts that we would all accept both the


principles of justice that he thinks would emerge from his
idealized design as well as the legitimacy of the original
position7 as the proper -place from which to think through

7While Rawls has revised his theory in some ways, he


has not abandoned the original position as a privileged
perspective from which to ascertain principles of justice
and its accompanying suppression of concrete identity.
He
has sought to give these concepts greater weight and
135

justice,

if not at first then, at least, upon due

reflection.
Before considering his procedure of abstraction more
fully, and the idealization of the self that it adopts,

it

is helpful to make a brief detour to give some attention to


what Rawls particularly means by due reflection to which he
gives the fancy name "reflective equilibrium."

While Rawls

uses this term interchangeably with due reflection,


specific meaning in his thought.

it has a

And it is quite clear he

intends it to play a prominent role in his theory.

Rawls

refers to this concept throughout his work,8 but one of its


formulations that remains most acute is captured in the
following quotes.

Rawls says,

From the standpoint of moral philosophy, the


best account of a person's sense of justice
is not the one which fits his judgements
prior to his examining any conception of

clarity.
For example, see Political Liberalism (New York:
Columbia University Press, 1993), pp 22-40 in which one
finds Rawls re-clarifying his position of the original
position as much as referring the reader back to the
original conception as he portrayed it in A Theory of
Justice.
8I am not attempting to systematically compare all of
Rawls's works. Rather, I am focusing on those aspects and
assumptions in his theory that have remained constant in
regard to what he considers the appropriate moral domain of
justice.
In doing this, I will refer to his two major
books, A Theory of Justice, and Political Liberalism; and
his two major articles, "Kantian Constructivism in Moral
Theory" in The Journal of Philosophy (Vol. lxxvii, No. 9,
September 1980) and "Justice as Fairness: Political not
Metaphysical" in Philosophy and Public Affairs, (Vol. 14,
No. 3, Summer 1985).
136

justice, but rather the one that matches


judgements in reflective equilibrium.9

his

Further elaborating this concept, Rawls continues,


[m]oral philosophy is Socratic: we may want
to change our present considered judgements
once their regulative principles are brought
to light.10
This concept of reflective equilibrium at once seems
very useful and potentially rich.

It seems to contain much

of what the Kant who stresses the importance of enlarged


mentality encourages,
and undogmatic.

in that it is fluid, communicative,

But whether or not Rawls's theory can make

fullest use of this concept of reflective equilibrium is


worth looking at more closely.

For Rawls, we will see,

omits from our vision so much of what is desirable to


include in our deliberations about justice, that it is
immediately questionable to what degree Rawls's best
insights can be made most fruitful.

I will return to these

points in more detail when I explore feminist objections.


For in order to make such objections cogent,

it is first

necessary to see what Rawls is claiming and why.

This

requires trying to lay out Rawls's essential project,

the

questions that seem most to be motivating his intentions,


and the process of inclusion and exclusion he seeks to
defend in "a theory of justice."

9John Rawls, A Theory of Justice, pp. 48-49.


10John Rawls, A Theory of Justice, p. 49.
137

With his concept of reflective equilibrium, Rawls at


first appears to adopt a healthy suspicion of any
definitions of justice whose inquirers have not wrestled
with other conceptions in addition to recognizing its own
inner contradictions,

if there are any.

By pointing to what

he finds to be a virtue in Socratic questioning and re


questioning,

Rawls also seems to exhibit requisite comfort

with the provisional,

holding dogma at bay.

He does not

want hegemonic notions of the good to ascend unjustifiably


as appears to be so often the case, both historically and
currently.

The turn to Nature, Reason, and Divine Law and

the hierarchies they too frequently bring in their wake can


understandably lead one for a craving to be more open.

For

we can see how each of the above mentioned turns has left a
thick residue which continues to influence and define many
of our most important struggles and resistances today.
kind of openness,

The

then, which Rawls at least initially

endorses seems essential to any discussion or deliberation


about justice.

This much is not difficult to grant Rawls.

But how true Rawls's theory can remain to his own best
insights becomes dubious as soon as he begins to restrict
the moral domain of justice in ways that do not allow for
the kind of fluidity and shifting for which he himself has
made a good case.

As we watch certain aspects of his theory

unfold, we see Rawls abandon his best insights about this

138

process he names reflective equilibrium.

And this because

he places unjustifiable constraints upon what can be


discussed,

seen, and most important listened to should we

attempt to go behind the veil of ignorance, one of the most


important features of his hypothetical.
Bringing this brief detour to a pause, we can now
continue to examine other aspects of Rawls's procedure for
how to ascertain a compelling generalized view.

This

requires that we return to Rawls's attempt to revive the


social contract model as a way in which to think through the
most essential elements of justice.

If Rawls can convince

that all are likely to "choose" as he describes we should


from what he contends he has constructed for our benefit as
"a well-defined initial situation," and that the choice is
consistent with broad concern for all, then he can
approximate the requirement for consent that is emphasized
by the contractarian tradition which he is attempting to
revitalize.

If he cannot so convince,

seriously flawed,

then his theory is

for this remains its major purpose.

Rawls posits that the way we can better understand what


principles of justice would be most fair, according to our
own standards upon due reflection

(or in reflective

equilibrium), is to think of ourselves as if we had the


choice to bring them into practice from a condition we might
imagine is equal.

Rawls asks if we could but so choose, how

139

would we?

There are many drawbacks in posing questions of

this nature, mainly because such questions tend to deflect


attention away from the fact that there never really can be
any such ideal original position.

On such matters, we never

get the chance to start from the beginning,


beginning that is equal,

let alone a

so why pretend that we do?

It is

more truthful to acknowledge that we always find ourselves


ensconced somewhere in what is more accurately described as
the middle.

But Rawls believes there are good reasons for

not beginning in the middle.

The middle is drenched with

inequalities and thoroughly soaked with inevitable


partiality, made heavy and heavier by various historical
events and parochial acculturation.
For Rawls,

to begin in the middle would necessarily

mean that insurmountable differences and partiality for


one's own individual or group defined preferences would
greatly inhibit,

and probably impede, any attempts to

discern what might approximate to a compelling generalized


view.

Having always been a Hatfield, Rawls seems to assume,

one cannot possibly think from the vantage point of the


McCoys and vice versa.

But,

the real challenge,

at least

from the perspective of Kantian enlarged mentality,

is

precisely for Hatfields to at least attempt to understand


how McCoys might view their world and vice versa.
argues that too much partiality,

140

But Rawls

and too many profoundly

different world views imparted historically would not only


prevent such clear thinking about what could possibly be
compelling for all, but would also be downright
inflammatory.

Thus, according to Rawls's logic which

emphasizes the virtues of simplicity,

to proceed more

inclusively is to doom the clarification of what defines


justice from the beginning, and makes impossible the
derivation of a generalized view.
openness begins to close.

The initial pleas for

For Rawls, defining justice

involves a process of exclusion.

Rawls says,

we cannot have a coherent and manageable


theory if we must take such a multiplicity of
positions into account.
The assessment of so
many competing claims is impossible."11
In order to avoid the potential problems of partiality,
Rawls seeks to develop a procedure which "ensures that no
one is advantaged or disadvantaged by the outcome of natural
chance or the contingency of social circumstances."12
Since inequality and differences define our world, yet Rawls
seeks to emphasize equality and sameness,
somewhere other than the actual.

he must look

He wants a condition that

is not so drenched by inequalities, believing that only from


such a condition can one gain clarity about what all could
conceivably consent to.

Knowing that prevailing conditions

John Rawls, A Theory of Justice, p. 96.


John Rawls, A Theory of Justice, p. 12.
141

so often position us in direct opposition to how Rawls


thinks we best imagine ourselves in order to get our proper
bearings on matters that apply to us all, Rawls has to look
elsewhere for the symmetrical conditions that he believes he
needs to support his argument.

The desire for conditions of

equality in an unequal world causes him to make use of a


hypothetical thought experiment which, as we saw, he names
the original position.

Through this privileged spot, with

its defining feature of the veil of ignorance, Rawls wages


that we could all agree to the principles of justice that he
argues will emerge upon simulation.
Rawls says the following about his hypothetical thought
experiment:

"since all are similarly situated and no one is

able to design principles to favor his particular condition,


the principles of

justice are the result

of a fair agreement

or bargain."13

further maintains that

the original

He

position, with its device


"prevents us from

of the veil of

ignorance,

shaping our moral view

own particular attachments and interests."14

to accord with our


In praise of

the veil of ignorance, Rawls continues,


We do not look at the social order from our
situation but take up a point of view that
everyone can adopt on an equal footing.
In
this sense, we look at our society and our
place in it objectively: we share a common

John Rawls, A Theory of Justice, p. 12.


14John Rawls, A Theory of Justice, p. 516.
142

standpoint along with others and do not make


our judgements from a personal slant.
Thus
our moral principles and convictions are
objective to the extent that they have been
arrived at and tested by assuming this
general standpoint and by assessing the
arguments for them by the restrictions
expressed by the conception of the original
position.
The juridical virtues such as
impartiality and considerateness are the
excellences of intellect and sensibility that
enable us to do these things well.15
While Rawls is aware of the problems and paradoxes of
political origins,

and that his original position can never

be anything but hypothetical,


stock in his approach.

he nonetheless puts great

He says,

I have emphasized that this original position


is purely hypothetical.
It is natural to ask
why, if this agreement is never actually
entered into, we should take any interest in
these principles, moral or otherwise.
The
answer is that the conditions embodied in the
description of the original position are ones
that we do in fact accept.
Or if we do not,
then perhaps we can be persuaded to do so by
philosophical reflections.16
I will attempt to go along with Rawls's hypothetical,
despite its dangers of deflection noted above, to see what
it might offer and what it takes away.
how

it

I shall try toshow

is less his turn to an abstract thought experiment as

a potentially useful expository device, and more his


idealization of the self that accompanies his experiment
that deserves close scrutiny.

I contend that this remains

John Rawls, A Theory of Justice, pp. 515-516.


John Rawls, A Theory of Justice, p. 21.
143

the crucial point of focus.

It is for this reason that I do

not consider it necessary to take up in any great detail the


actual principles that Rawls argues are likely to emerge.
There is a wealth of literature on this aspect of Rawls's
project already.

Fewer studies have openly legitimized

Rawls's question while critically questioning his approach.


My focus is always on Rawls's dilemma, which I share, and
the approach he offers to solve it, which I question.
Part of the reason for going as far as one can with
Rawls is because his emphasis upon the need for a compelling
generalized viewpoint continues to be of value.

Without it,

"the war of all against all," "natural hierarchy," or "might


makes right" are real possibilities.

More accurately

stated, they are prevailing realities.

At the same time,

will suggest that we need to depart from Rawls because he


idealizes a self that is not ultimately equipped to meet the
challenge of thinking either broadly or deeply about a
compelling generalized view.
With Rawls, we can concur that without the turn to
broad concern for all, one faces the dangers of potentially
aggressive particularities or harmful parochialism that
cannot be open to other points of view.

Rawls persuades

best when he questions rigid teleological theories or


practices if their espousers claim to know "the good" in
advance of "the right."

Rawls is helpful as he reminds us

144

of the horrors committed in the name of dogmatic


prescriptions for the good life that are not sufficiently
attentive to alternate ways of being.

But whether or not

Rawls's theory can avoid the problems of teleological hubris


without creating new violences of its own is a point very
much worth pursuing.

For in wishing to avoid all the

pitfalls of rigid teleology, Rawls is led to argue for an


equally untenable position that relies too heavily upon the
deontological ethic.

Well,

just what is all the fuss about

over the deontological ethic?

What is it generally, what

use does Rawls want to make of it particularly?


wager that we would "choose" it worth it?

Is his

Even possible?

Is it somehow a wager men in our society are more likely to


cash in on?

In order to begin addressing these questions,

turn my focus upon Rawls's Kantian debts.


The Kant-Rawls Connection
As will be recalled from the prior chapter, deontology
is an ethic that rigidly and antecedently sets boundaries
between formal questions of justice and those of the good
life.

The faith that promoters of deontology have in the

"neutrality" of justice upon this view allows them to


believe that justice always trumps goodness.

The

deontologically-inclined claim that this kind of definition


of justice allows each individual to pursue his or her own
conception of the good life, allowing all others the same.

145

Those who adopt a deontological conception of justice,

then,

argue that the ultimate goal is to regulate rather than p r e


define these "individualized"

"choices."

To be sure, my

punctuation here is purposely intended to raise questions.


And that I have serious doubts about the claims that
deontological justice can be neutral, or that choices about
one's life plan can be so individualized as deontologists
claim ought to be clear.

That this is even a desirable

ideal, or something worth striving towards, radically


challenged.

My critiques must be deferred,

though, until we

are sufficiently clear about the essence of Rawls's position


and the particular way in which he makes use of Kant.
Rawls defines the essence of deontology very simply
when he says,
the good."17

"the concept of the right is prior to that of


He claims that his theory is superior to

rival teleological theories which, as we saw, he argues are


prone to dogma.

Rawls also claims that his deontological

theory of justice is superior to Kant's original.


does challenge Kant in one primary way.

So Rawls

But Rawls's

challenge to Kant has nothing to do with questioning the


separation between justice and the good life itself.

Rawls

wants only to avoid Kant's metaphysics and his


transcendental appeals to the realm of noumena.

I think

most of us would recognize this as a good move.

Rawls

John Rawls, A Theory of Justice, p. 396.


146

claims to offer a more recognizably "political not


metaphysical" conception of deontology where Kant did
n o t .18
But I claim that Rawls would have provided a richer
conception of democracy itself by broadening the very domain
of the political.

Purging the categorical imperative of its

metaphysics was never really the problem.

I maintain that

challenging Kant's deontology itself remains the more


compelling path to follow.

Whether or not Kant really did

move beyond deontology is, of course, a question many are


sure to contest.

But if my interpretation that his concept

of enlarged mentality,

if not Kant himself,

is a compelling

one for further developing democratic theory,

then there can

be no rigid separation between questions of justice and the


good life.

And if this is conceded,

then the deontological

ethic cannot be endorsed--neither when offered by Kant in


his role as the grand architect nor by Rawls as his
contemporary archeologist.

One might say that Kant himself

took steps to deconstruct his grand design once he saw its


structural flaws.

If true, he did not need a later

generation to do it for him.19

But this is to open another

18For this argument, see his article "Political not


Metaphysical," as well as his recent Political Liberalism.
19Here I mean to probe whether or not Foucault's wellknown attacks upon Kant, for example, lose some of their
vitality once we appreciate Kant's lost legacy.
See, for
example, Foucault's "What is Enlightenment?" in Donald F.
147

debate.

I thus return to Rawls's reconstructed deontology.

Elevating what he takes to be strengths inherent in the


deontological ethic Rawls says,
teleological theories,

"in contrast with

something is good only if it fits

into ways of life consistent with the principles of right


already on hand."20

It is important to see that one can

question rigid teleology if its espousers dogmatically


prescribe the good, without in the process, being led into a
defense of rigid deontology.
fails to do this.

I attempt to show how Rawls

Formulated in question form,

I ask: can

Rawls's cure for a problem well-diagnosed not create others


along the way?

Answers to these questions are more likely

to emerge when we look at the troubling politics that engulf


the original position.

The Politics of the Original Position: Too Empty or Too


Full?
In this section,

I will discuss two possible

interpretations of the Rawlsian original position.


interpretations will be portrayed as objections,

Both

although

depending upon how one sees the original position, the


objections are quite different.

Either way, however,

the

objections point to the flaws of an approach that

Bouchard, ed., Language, Counter-Memory, Practice: Selected


Essays and Interviews (Ithaca, Cornell University Press,
1977) .
20John Rawls, A Theory of Justice, p. 396.
148

systematically seeks broad concern in abstraction from deep


concern,

justice without goodness,

reason without desire,

and freedom at the expense of happiness.


The first interpretation aims to show that the original
position is too empty,

the second that it is too full.

For

those who will view the original position as too empty,


which is one plausible interpretation,

the claim that it is

left vulnerable to charges of mere formalism will be


stressed.

Just as Hegel never tired of attacking Kant's

categorical imperative for being too empty, one could


similarly critique Rawls's original position, which he
defines as a procedural reinterpretation of the categorical
imperative,21 for also being unable to generate much
content.

Supporters of this interpretation will note that

whatever strengths Rawls finds in Kantian formalism, he also


inherits its greatest liabilities.
experiment,
silently.

For Rawls's thought

like Kant's categorical imperative, proceeds


The hypothetical choosers are mute, attempting to

catch a glimpse of what social justice might entail "from


afar."
According to this interpretation, which I shall call
the "exclusionary objection," Rawls simply omits too much

21See John Rawls, A Theory of Justice, (p. 256) , where


he says: "The original position may be viewed . . . as a
procedural interpretation of Kant's conception of autonomy
and the categorical imperative."
149

concrete and historical information from those we try to


creatively imagine in an initial symmetrical position.

The

hypothetical choosers are not credibly enabled to consider


how to reach any kind of understanding with each other about
what could and could not be truly generalizable.
for two reasons.

First,

they lack sufficient knowledge

about themselves and others,


epistemological deficit.
information underload.

And this

so they are operating with an

We might say they suffer from


Second, Rawlsian selves are

idealized as mutually disinterested.

So even if we were

asked to restore their memories, which Rawls has asked us to


permanently repress whenever we consider what marks the
moral domain of justice,

these hypothetical choosers are

best idealized by Rawls as not particularly caring about


others.

Rawls, we will see, not only assumes mutual

disinterest for achieving a worthy generalized view, but he


considers it a desirable prerequisite. He claims it brings
advantages that benevolence cannot.

Let's look first at how

Rawls can be viewed as emptying the original position of


vital information,

and then how he morally depletes its

occupants as well.
In an effort to preempt the dangers of aggressive
partiality, Rawls too thoroughly denudes his hypothetical
choosers as he places them in what he hopes can serve as a
"well-defined initial situation."

150

This situation "ensures

that no one is advantaged in the choice of principles by the


outcome of natural chance or the contingency of social
circumstances."22

It attempts to similarly situate each so

that "no one is able to design principles to favor his


particular condition," and one that seeks to make sure that
"the principles of justice are the result of a fair
agreement or bargain."23

Here one appreciates that while

Rawls is grappling with how best to counteract aggressive


partiality,
human.

his solution renders the choosers unrecognizably

Going behind the veil means ignoring a deeper

inquiry into our ongoing social and political struggles.


Because such existential concerns go unspoken and
unaddressed,

it is hard to see that any insights about their

possible sources can be gathered.

If not rounded up and

then addressed, how can they possibly be overcome?

And,

isn't it desirable that we at least try to recognize their


potential sources so that we might get beyond them?
famous passage in which Rawls describes the original
position, he says:
Among the essential features of this
situation is that no one knows his place in
society, his class position or social status,
nor does anyone know his fortune in the
distribution of natural assets and abilities,
his intelligence, strength, and the like.
I
shall even assume that the parties do not

22John Rawls, A Theory of Justice, p. 12.


23John Rawls, A Theory of Justice, p. 12.
151

In a

know their conceptions of the good or their


special psychological propensities.
The
principles of justice are chosen from behind
a veil of ignorance.24
According to the "exclusionary objection," the critical
questions revolve around identity erasure.

Idealized as not

knowing who we are or what matters most to us, not given the
chance to get acquainted with what most matters to others,
how can we, if we take our bearings from Rawls's procedural
reinterpretation of the Kantian categorical imperative,
creatively engage together in an ongoing attempt to discern
what could be our common political domain of justice?
would not we need to do it together,

And

at least on frequent

enough occasions than what Rawls sees fit, were we not to


fall prey to a new kind of partiality,

say, that of the

Liberalism he endorses, albeit with changes?

How can one

argue for what one believes should be deemed generalizable


without also knowing who one is?

And how can one come to

understand what might be important to others, not allowing


or considering it morally significant to ever find out in
the first place?

With this possibility denied, how do we

ever find out what is important to others with whom we might


compose the generalizable,

together,

continuously?

Agreement on all matters may be difficult,

even impossible,

or maybe not even necessary or appealing.

However,

24John Rawls, A Theory of Justice, p. 12.


152

to

obstruct the possibility for engaging, discussing,


reflecting, and deliberating from the beginning, makes it
difficult to ever know what all could plausibly find
compelling and what not.

Upon these grounds, Rawls's theory

has been challenged as being "epistemically incoherent"


(Benhabib).
Rawls denies the hypothetical choosers

(and us, if we

simulate his experiment) vital information, which needs to


be considered,

if, in fact, cultivating a perspective which

can be compelling for all is to remain valuable.

Any chance

for cultivating such a view is prevented from the beginning,


yet we know that generating a generalized view is Rawls's
greatest hope.

Rawls has a troubling quandary.

The primary objection to the original position,


according to this "exclusionary interpretation," is that
precisely the information that is most needed to concentrate
upon in order to discern what could or could not be
generalizable is forever closed off.

The very information

that might lead to important societal and political


connections gets systematically and procedurally blocked
from the beginning.

For example, knowing one's social

class, and knowing one's likes and dislikes and the effects
these might have upon others with whom we share our
political and cultural spaces is not up for discovery
through ongoing discussion and socially engaged reflection.

153

According to this interpretation,

this blockage is

radically put into question and understood as debilitating,


rather than enabling,
generalized view.

for the cultivation of a compelling

According to this interpretation,

this

kind of existential information is both essential and


appropriate, rather than "too many distracting details" as
Rawls never ceases of characterizing such information.

It

thus remains difficult for us to imagine, once we appreciate


the "exclusionary interpretation," that such selves can
perform the task Rawls sets for them.

Rawls gives his

hypothetical choosers an extraordinary and important task,


but then denies them much of what they would need to know in
order to stand a chance of succeeding.

Those who are given

the task to decide are without the resources, both by lack


of sheer information and also by how they are idealized,
impervious to others'

needs, hopes, and desires.

The first

gap is like trying to bake a cake with no ingredients,


second with the wrong ingredients.

the

Without this vital

information, and with mutual disinterest seen as a virtue,


Rawls leaves many who attempt to gain insights from his
abstract thought experiment, utterly frustrated.
conditions of identity erasure,

Under

the desired results for

attaining a generalized view cannot be met without "false


victory."

(Sandel)

While one can appreciate Rawls's desire to get beyond

154

the threats and realities of aggressive partiality,


"exclusionary

the

objection" points out that Rawls's approach,

which sees virtue in blindness, seriously jeopardizes,


not wholly undermines, the desire.

Rawls does not allow his

hypothetical first choosers to be much of anything,


these nameless,

and yet

faceless, and bodiless entities are supposed

to choose principles of justice for everyone,


more,

if

and what is

they are to do so "in advance" and "once and for all"

as well as "from afar."


How far can we go before we cease to see more clearly
what it is that opposes us?

Getting a greater perspective

on such struggles is not best espied from afar, but needs to


be seen as closely as possible, without forgetting about
broad concern. Focusing in on particulars and the concrete
may not always bring the insights we hope for, but to deny
their place in a theory that attempts to conceptualize what
can be generalizable is like trying to make rules before we
have decided what game we are going to play.

While it is

understandable that Rawls is afraid of aggressive


partiality,

it is far from clear that such real and

potential threats are best dealt with by systematically


trying to preempt their eruption, which for Rawls so often
seems to be hovering around the volcanic.
the potentially volcanic,

But along with

so goes the more nurturing

attempts to discuss their possible sources.

155

If these are

made clearer, we might then at least be more credibly


enabled as we seek to develop a more motivating generalized
stance.
Rawls would no doubt see this as expecting too much to
ask from a theory of justice.

He is very clear that the

self is best idealized as not taking too much interest in


each others'

interests.

This brings me to the second way in

which Rawls depletes the original position.

But this time

not through removal or blockage of vital information, but


rather through emptying the choosers of any character they
might have.

In addition to an epistemological deficit,

then, there is also a moral one.

With Rawls's assumption of

mutual disinterest and limited altruism, character is not


considered a prerequisite for selves who would attempt to
cultivate a generalized view.
But if Rawls's device is to have sufficient motivating
force,

it ought to be occupied by beings,

albeit in

abstraction, with whom we can all nonetheless comfortably


identify as capable of generating a worthy generalized view.
That is, they would need to have a certain kind of
character,

rather than another.

this desired disposition virtue.

Maybe we would want to call


This would require that we

see certain characteristics as strengths and others as


weaknesses.

For example, we might consider it essential

that any who attempts to cultivate a generalized view be

156

capable of listening to each other and caring about each


others'

concerns, and who encourages mutual recognition as

part of the very process of achieving a generalized view.


Open and sympathetic would be among the adjectives used to
describe the activity that took place whenever the
generalized good was the issue.

Such deliberation and

activity would be carried out by those who would be ready to


understand,

less inclined to criticize and more prepared to

engage with another's situation, before concluding what


could be good for all.

This would not require an

abstracting away of the other, but attempts to reach out to


others in his or her particular situations.

Those

deliberating about a generalized view would want a kind of


friendly quality so that justice itself was wrapped up in
realizing another's good.

But this is to mix justice and

the good life and brings the deontological hierarchy itself


into question.
A willingness to listen and encouragement for others to
do the same, as well as a readiness to try to understand
others in their more particular concerns is not only
difficult to see in Rawls's original position,
no place.

it really has

His deontology, which requires him to subordinate

questions of goodness to those of justice, means he must


resist their integration or their re-solution.

Rawls's

solution is meant to be a "once and for all" solution,

157

not

an attempt for ongoing re-solutions that seek to combine


justice and the good life more fully.

If Rawls moved beyond

deontology, he would endorse a different kind of politics,


one that would need to confirm the very emphasis on
benevolence which he spurns.

For Rawls,

justice ought not

be virtuous, even though he calls it the first virtue.


Having explored the emptiness of the original position in
both its epistemological and moral dimensions,

I shall now

look to what I term the "inclusionary objection" which


allows us to see the original position as too full.
According to a second interpretation,
position is too full.
objection."

the original

I will call this the "inclusionary

Whereas the "exclusionary objection" stresses

how the hypothetical choosers are idealized as not knowing


any defining characteristics of either themselves or anybody
else, the inclusionary objection sees the hypothetical
choosers as concrete "litigants in civil society."

Here,

bourgeois interests are taken as primary in Rawls's abstract


thought experiment.

Those who go

behind the veil are

individuals who are encouraged to

pursue their own life

plans in a mutually disinterested

way.

do so with very little particular

regard for others, except

They are expected

to

to confirm free and equal status for each and all to do the
same.
Whereas according to the first interpretation, we do

158

not know anybody like the hypothetical choosers, according


to the second one, almost everyone we interact with is
compelled to conform to these Rawlsian selves when
interacting in civil society.

The selves we encounter and

the self we disintegrate into becoming bear strong


resemblances to Rawls's ideal.

They embody in very real and

strongly felt ways all that Rawls has idealized about the
self in his hypothetical situation.
only too well,

We know Rawlsian selves

interacting with and counteracting them daily

in our societal, political, and cultural lives.

If the

second interpretation convinces us that we now know the


content,
not.

it is no more compelling than before when we did

Through the lens of the second interpretation, we are

not left in the dark.

To more fully appreciate this second

interpretation, we need to look closely at the politics


contained in Rawls's abstraction.
Rawls argues away many contingencies from his
hypothetical experiment as "too many distracting details,"
whose presumable presence would be nothing but contentious,
while other contingencies remain.
others?

But why some and not

These matters deserve careful discussion.

For

although at first it appears all contingencies must be


removed by abstraction,

they are not.

It thus becomes

exceedingly important to know what is removed and what


remains, and what consequences ensue.

159

Rawls's method of

inclusion and exclusion has grave political consequences and


much is at stake in his highly selective removal of
contingencies.

This is most clear in his list of primary

goods which all are assumed to want whatever else they want.
Those things that all are assumed to want whatever else they
(we) want are described and listed in descending
significance as follows:
For simplicity, assume that the chief primary
goods at the disposition of society are
rights and liberties, powers and
opportunities, income and wealth."25
Rawls continues,
Imagine, then, a hypothetical initial
arrangement in which all the social primary
goods are equally distributed: everyone has
similar rights and duties, and income and
wealth are evenly shared. This state of
affairs provides a benchmark for judging
improvements.
If certain inequalities of
wealth and organizational powers would make
everyone better off than in this hypothetical
starting point, then they accord with the
general conception.1,26
Rawls defines primary goods as "things that it is rational
to want whatever else one wants," and the difference
principle allows for disparities if "everyone benefits from
economic and social inequalities."27 But despite the
attempt to more fairly distribute goods, wanting as many of

25John Rawls,

A Theory of Justice, p. 62.

26John Rawls,

A Theory of Justice, p. 62.

27John Rawls,

A Theory of Justice, p. 65.


160

them as possible is taken for granted.

Rawls continues,

given human nature, wanting them (primary


goods) is part of being rational; and while
each is presumed to have some conception of
the good, nothing is known about his final
ends.
The preference for primary goods is
derived, then, from only the most general
assumptions about rationality and the
conditions of human life. To act from the
principles of justice is to act from
categorical imperatives in the sense that
they apply to us whatever in particular our
aims are.
This simply reflects that no such
contingencies appear as premises in their
derivation,28
Do no contingencies appear as premises?

Here, those

partial to the inclusionary interpretation would argue that


contingencies

have been allowed into, and are everywhere

evident in Rawls's abstract thought experiment.


so philosophically pure,

It is not

impervious to the contingent, but

very much reflective of and the product of a commodious


lifestyle that is institutionally and culturally sustained.
Those who want more rather than fewer primary goods want
them because they have been acculturated to want them,
critics would stress.

these

That wanting more primary goods is a

general fact of human nature--rather than reflective of a


bourgeois way of life whose societal offspring values more
rather than fewer primary goods--is not convincing according
to this interpretation.

It may be that a whole society has

come to want more of what Rawls defines as primary goods,

28John Rawls, A Theory of Justice, p. 253, my emphasis.


161

but these collective desires,

if that is what they are, are

more consistent with a particular way of life, than with a


claim about what is most essential about human nature.
Wanting them does not necessarily adhere with ascertaining a
compelling generalized view, but may be part of the reason
why it remains difficult to think more generally and more
magnanimously in the first place.
Rawls also claims that "these goods normally have a use
whatever a person's rational plan of life." Granted, but
this only follows if we take embourgeoisment as what the
primary goods are to aid.29

He says "whatever one's system

of ends, primary goods are necessary means."30

He adds,

"while the persons in the original position do not know


their conception of the good, they do know,

I assume, that

they prefer more rather than less primary goods."31


says,

Rawls

"Everyone is assured an equal liberty to pursue

whatever plan of life he pleases as long as it does not


violate what justice demands."32

But what justice demands

is that each regard one another from a distance.


distance,

From a

how do we know when we have violated what might be

important to somebody?

From too far a distance we are

29John Rawls,

A Theory of Justice, p. 62.

30John Rawls,

A Theory of Justice, p. 93.

31John Rawls,

A Theory of Justice, p. 93.

32John Rawls,

A Theory of Justice, p. 94.


162

rendered incapable of seeing what others with whom we share


our cultural and political spaces find intrusive,
and humiliating.

hurtful,

We cannot know what is experienced as

hurtful if de-sensitized and consistently placed at a


distance.
Interpreting the original position as too full, replete
with bourgeois assumptions,

is equally plausible,

interpreting it as utterly devoid,


assumptions.

as is

free of any concrete

The objection, when looked at from a

perspective that stresses its fullness,

is that the original

position fails to envision other ways of being with each


other that gets us beyond the very aggressive partiality
that Rawls wants most to put into question as inherently
destructive.
If we simulate Rawls's original position, we are not
encouraged to expand our moral boundaries to such a degree
that we consider it worthy of asking what the world might
look like from somebody else's "particular" and "radically
situated perspective."

For example, a white person, middle

aged and living in the suburbs is not encouraged to ask what


it might be like to be black,
inner city of New York.

18, male, and living in the

Neither are any who simulate the

original position compelled to think, as best they can, from


the perspective of being a single mother, on welfare and
living in the slums.

Or, from the perspective of a middle-

163

aged man with three children, who loses his job as his
employer, be it Sears or McDonnell-Douglas,
him right out of it.

"restructures"

And neither are we encouraged,

we take our cues from the original position,

should

to make more

vivid to ourselves the vantage point of those many homeless


people who pick through society's garbage in search of their
next meal or as they try to collect enough returnable
bottles to procure a new one they hope to fill with whiskey.
But we can only be asked not to see these kinds of
"particular" things if they are already deeply defining or
destroying our relations and creating our politics in some
way.

To see these things and consider them worthy of our

deliberation about justice is to enlarge one's mentality.


This requires humbling one's own pretenses about wherein the
just lies, and leads one to yield to a more participatory
process.

Such a process confirms all as members,

and then

points to the desirability of an ongoing discussion of needs


that does not a priori claim to decipher the just in
abstraction from the good and vice versa.

More on the Politics of Rawlsian Abstraction


Rawls is insistent that no "particular facts," which
he usually portrays as more rather than less threatening,
can make their way into the original position.
permits what he calls general facts.

But he

Although he separates

general from particular facts, without implying the need for

164

participants themselves to have more of a say about how they


see fit to draw these boundaries, his procedure and his
assumptions can be viewed as highly particular and
contingent indeed.

While he argues relentlessly that

particular facts must be suppressed as far as possible,


order to achieve an initial state of equality,

in

"general

facts" do not disappear along with the particular facts.


Rawls says:
As far as possible, then, the only particular
facts which the parties know is that their
society is subject to the circumstances of
justice and whatever this implies.
It is
taken for granted, however, that they know
the general facts about human society.
They
understand political affairs and the
principles of economic theory; they know the
basis of social organization and the laws of
human psychology.
Indeed, the parties are
presumed to know whatever general facts
affect the choice of the principles of
justice.
There are no limitations on general
information, that is, on general laws and
theories, since conceptions of justice must
be adjusted to the characteristics of the
systems of social cooperation which they are
to regulate, and there is no reason to rule
out these facts.33
Yet, if the parties can have knowledge of the
principles of economic theory (by which Rawls means laissezfaire or traditional economics),34 why can the parties also

John Rawls, A Theory of Justice, p. 137.


34He says, "I assume moderate scarcity and competing
claims."(Theory of Justice, p. 257) and "I assume . . . that
the economy is roughly a free market system, although the
means of production may or may not be privately owned,"
165

not have knowledge of various critiques of traditional


economic theory,
various strands?
kind?

say, Marxist political economy in its


Why is there virtue in ignorance of this

Why cannot the parties,

"our representative men,"

consider many rival paradigms if they are really interested


in what can be most compelling from all perspectives?
The same applies to Rawls's assumptions about human
psychology.

Are we ready to generalize moral psychology

before we see what possible varieties it may come in?

Rawls

says that those who simulate his original position will


retain their knowledge concerning the general laws of
psychology.

But what does he mean by this?

While Rawls

does not use the language of rigid ego boundaries,


clear that this is his assumption.

it seems

His many allusions to

the value of autonomy would support this claim.

As would

the assumption of mutual disinterest which he hails as more


compelling for a theory of justice than benevolence.
Even if we grant to Rawls that the parties can have
knowledge of the general laws of human psychology

(primarily

experienced in terms of rational self-interest), why can the


hypothetical choosers not also have knowledge of competing
theories that challenge the self as self-contained and
circumscribed, rationally driven and seemingly without
emotional components?

Given that psychologists themselves

Theory of Justice, p. 66) .


166

are not clear on what constitutes human psychology,

it is

probably wise to proceed more prudently, and to resist


appeal to a generalized psychology,
competing conceptions.

when there are

It is in this context of what

defines moral psychology that I would like to offer some


feminist objections to Rawls's assumptions of autonomy.
Feminist Objections
Carol Gilligan's In a Different Voice has become so
important a text that no discussion of moral psychology can
afford to do without it.

There are important political

implications opened up by her research,

as it compares to

the prevailing politics contained within strongly defined


deontological frameworks represented most recently by such
theorists as Rawls.
At the heart of Gilligan's research is a challenge to a
morality based upon an autonomous actor whose moral
vocabulary is rights and justice only.35

As is well-known,

Gilligan has thematized a very compelling and neglected


moral voice that is preponderant in girls and women as
compared to boys and men, at least in Anglo-American
culture.
voices.

As such, her research suggests at least two moral


What she terms "a different voice" emphasizes the

35Carol Gilligan, In a Different Voice: Psychological


Theory and Women's Development (Cambridge: Harvard
University Press, 1982) .
167

primacy of relationships as enabling rather than threatening


for determining one's moral psychology.
What makes her research valuable is that this
"different voice," which affirms response-ability to
concrete others through socially engaged reflection,

has

typically been shut out from the democratic process.

I see

this different voice as both akin to re-working Kant's


understanding of enlarged mentality which enjoins each to
think from another's particularized context,
enriching for democratic theory.

as well as

But, ever an abstracting

away of relational and contextual thinking and an


acculturation of a more rules-oriented approach has
dominated modern conceptions of justice.

Although Gilligan

herself does not seek to debunk the need for justice,

she

claims justice needs care and empathy.


An important and recurring theme that animates much
feminist theory is the challenge to the autonomous
conception of the self.

Because Rawls idealizes the "just"

self as autonomous and mutually disinterested,

it is not

surprising that many feminists have questioned Rawls's


project.

That Rawls works with this assumption is, of

course, well-known, but that he idealizes it so thoroughly


is best remembered when we look at the boldness with which
he makes his assertions.

I will point to a couple of key

passages for illustrative purposes in an effort to make

168

plain how Rawlsian selves are thoroughly idealized as


autonomous.

Rawls says,

"moral education is education for

autonomy. 1,36

This conception of autonomy, he continues is

"fitting for human beings,"37 and that


acting autonomously is acting from principles
that we would consent to as free and equal
rational beings, and that we are to
understand in this way.
Also, these
principles are objective.
They are the
principles that we would want everyone
(including ourselves) to follow were we to
take up together the appropriate general
point of view.
The original position defines
this perspective, and its conditions also
embody those of objectivity: its stipulations
express the restrictions on arguments that
force us to consider the choice of principles
unencumbered by the singularities of the
circumstances in which we find ourselves.3B
There are two points worth pursuing.

First,

the

original position is not a place from which we ask ourselves


how "to take up together the appropriate general point of
view."

Rawls turns the "we" into an aggregation of self-

contained "I's," over-appreciating historical struggles for


more self-defined projects at the expense of making the
connection that sympathetic communities are most likely ones
that can promote self-fulfillment for all.

As we follow

Rawls through on his attempt to discern a generalized

36John Rawls,

A Theory of Justice, p. 516.

37John Rawls,

A Theory of Justice, p. 516.

38John Rawls,
emphasis.

A Theory of Justice, p. 516, my points of


169

standpoint,

it is not a "we" who works together to ascertain

democratically what might constitute a compelling


generalized view, but rather an aggregation of segregated
selves who are alone and in perpetual pieces.

From behind

the metaphorical device of the veil of ignorance,

these

selves try to determine in silence what all others, who are


assumed to be like-minded, would want for themselves.

But

this requires that such selves see themselves as prior to


their ends and purposes.
Michael Sandel has critiqued Rawls's conception of the
self as misguided,

for no self can be prior to its ends.39

This brings me to the second point.

While I accept Sandel's

arguments that we are all "radically situated selves," and


for this reason cannot go behind Rawls's veil, Gilligan
shows how women's "encumbrances" seem to lead to an emphasis
upon connection with, rather than separation from, others.
If Sandel shows how none of us can go behind the veil
without distortion,

it is through Gilligan's research that

we see how women seem to be less tempted into trying.


If we are all encouraged to see how the world looks
from another's concrete perspective, and everywhere
cultivate reciprocation, we do not want a veil.
the way.

It gets in

Once we see that this "different voice" can be

39See Michael J. Sandel, Liberalism and the Limits of


Justice, pp. 19-24.
170

enabling for a theory of justice, our boundaries can be more


fluid and open, and the poles that Rawls in his role as
deontologist seeks to keep apart are confirmed as
interrelated.

That only women can think from the

perspective of concrete others is dispelled once we


appreciate that Gilligan's different voice is Kant's
enlarged one.
In this section I shall probe only two further
questions.

First,

is Rawls's original position completely

inimical to feminist ideals of empathy and care?

And

second, even if it is, can feminists stop asking Rawls's


question about the need for a generalized view?

One might

expect consensus on the first question, but Susan Okin has


recently claimed that Rawls's original position can be seen
as consistent with such feminist ideals.
reading of Rawls's original position,

In her alternative

she argues that any

who step behind the veil must require an extraordinary


amount of empathy.

To support this claim,

she describes

what she sees as the rather demanding activities that must


go on behind Rawls's veil by saying such things like the
following:
It is not easy for an essentially
nonreligious person, trying to imagine heror himself in the original position, to adopt
the standpoint of a fundamentalist believer;
nor is it easy for a devoutly religious
person to imagine the situation of a
nonbeliever in a highly religious society.
To do either requires, at the very least,
171

both strong empathy and a preparedness to


listen carefully to the very different points
of view of others.40
She argues that once Rawls's theory is purged of its
rationalism, simulating the original position requires
benevolence and sympathy with others.

This is a very

interesting argument, and a kind of vindication of Rawls on


the part of Okin.
end.

And it is worth following through to the

But I believe she changes many of Rawls's assumptions.

In place of mutual disinterest,


benevolence.

she puts sympathy and

With this qualitative change,

the original

position no longer looks like the original, original


position.
Whether scholars will argue she does or does not change
Rawls's assumptions,

though,

is less interesting,

in many

ways, than that it was a feminist who found a way in which


to recast his project to make it consistent with feminist
ideals.

Okin removes assumptions that Rawls is clear about

making until, at last, we have a very different picture of


the original position.

If Rawls is clear about anything it

is that benevolence and caring and empathy are inferior


motivational assumptions than are mutual disinterest and

40Susan Okin, "Reason and Feeling in Thinking about


Justice," in Cass R. Sunstein, e d . , Feminism and Political
Theory, p. 31.
172

limited altruism41 for thinking through what is required


for a theory of justice.
Rawls castigates Hume's emphasis upon benevolence.42
Mutual disinterest, he claims, will bring the benefits
without the problems he believes accompany benevolence.
Still, Rawls wants a certain minimalist degree of concern
for others, but not in the way feminists typically pursue
this connection with greater care and empathy.

The role-

playing that women often excel at emanates from an ability


to put oneself in the direct context of another person's
situation.43

Rawls never allows this possibility.

The

41Rawls says, "In the original position . . . the


parties are mutually disinterested rather than sympathetic;
but lacking knowledge of their natural assets or social
situation, they are forced to view their arrangements in a
general way."
(A Theory of Justice, p. 187) . He also
writes, "A love of mankind that wishes to preserve the
distinction of persons, to recognize the separateness of
life and experiences, will use the two principles of justice
to determine its aims when the many goods it cherishes are
in opposition.
This is simply to say that this love is
guided by what individuals themselves would consent to in a
fair initial situation which gives them equal representation
as moral persons.
We now see why nothing would have been
gained by attributing benevolence to the parties in the
original position." (A Theory of Justice, p. 191).
42John Rawls, A Theory of Justice, pp. 183-192.
43Gilligan's findings are persuasive that girls and
women tend to make their moral judgements and form their
moral personalities through a more contextualized, rather
than abstract, form of moral reasoning.
Each of her case
studies provide rich and illuminating examples for how girls
and women "enlarge their mentalities" with relative ease by
asking how others would be affected directly by their or
others' actions.
Much of this different voice as enlarged
perspective is evident through responses to hypothetical
173

veil prevents it.

Where Rawls sees this kind of behavior,

he trivializes it as "supererogatory, 1,44 and simply beyond


a theory of justice.

It is an inability to be more caring

that ushers in a theory of justice.

However, a feminist

theory of justice validates these acts of empathy as a


necessary ingredient for a cogent theory of justice.
of empathy are not saintly, but human.

Acts

From a feminist

theory of justice, what Rawls asks us to become is more


inhuman than what we see ourselves as capable of being and
potentially becoming.

By mixing justice with empathy, a

feminist theory does the unpardonable,

at least from a

strongly construed deontological point of view as it has


recently been presented by Rawls.
Conclusion
In this chapter,

I showed the limits of using the

categorical imperative and the politics of deontology it


adopts in developing a theory of justice.
I tried to expose the internal contradictions in
Rawls's conception of "justice as fairness."

Using immanent

moral dilemmas designed by Lawrence Kohlberg.


Consistent
low scoring on the part of girls and women led Gilligan,
Kohlberg's assistant, to further explore possible causes for
the prevailing gender gap.
Once we appreciate the responses
from girls and women as voices of moral strength and
character, then it is the tester, not the tested, who is
deficient.
See Gilligan, In a Different Voice.
44John Rawls, A Theory of Justice, pp. 116,
43 8 and 550.
174

191, 33 9,

critique,

I accepted Rawls's position that a compelling

generalized viewpoint remains desirable,

that only this can

be fair, and that one cannot be unduly concerned with one's


own interests and still speak of social justice.

I showed

that Rawls persuades best when he points to the flaws in any


teleological theories or practices,

if their espousers claim

to know "the good" prior to conceptualizing "the right" or


act in systematic disregard of it. I further maintained that
Rawls's discussions on the flaws inherent in any rigid
teleological theories are more convincing than his own
attempt to overcome their well-portrayed shortcomings.
I tried to show how Rawls isolates only one pole of
what would be desirable to view as a more connected, albeit
tense, relationship.

That is, I tried to demonstrate how

Rawls attempts to separate "the right" from "the good" more


rigidly than what would make sense if we were to truly speak
of a worthy generalized view.

And that Rawls's attempt to

sustain such a rigid separation turns his solution, despite


intentions for considerable distributive parity,

into a new

moral hierarchy with violences uniquely its own.


I also attempted to confirm Rawls's question about the
need for a generalized view.

Since his theory of justice

makes an effort to provide one,


abstract thought experiment.

I followed him along on his

As I did this,

dangers of deflection along the way.

175

I noted the

Nonetheless,

considered what his theory might teach us about how to


answer his question, which I thought worth asking.
same time,

At the

I have shown that Rawls is ultimately

unsuccessful precisely because he draws too heavily upon the


formalism of the categorical imperative.

By neglecting the

role that empathy and benevolence must play in any


universalizability procedure,
cannot be virtuous.

his theory may be just, but it

It is here that I suggested he could

have maintained his Kantian ideals, while moving beyond


formal pleas for equality.

This would require r e

interpreting Kant's lost legacy of enlarged mentality.


I conclude that Rawls's question remains valuable and I
doubt I will stop asking it.

But because Rawls's solution

strives so much to be a once-and-for-all kind of solution


rather than a perpetual re-solution,
insufficient guide.

I find his project an

He too thoroughly subordinates

substantive questions of the good life to those of formal


justice,

leaving us questioning the status of this kind of

justice that does not further pursue the very kind of


individualized "goodness" we each are protected to pursue.
While Rawls helps to remind us of the problems that
accompany any dogmatic prescriptions for the good life, his
solution succumbs to a new dogmatism and an unjustifiable
narrowing of the moral domain of justice.

Although he calls

justice the first virtue, his conception of justice itself

176

never seeks to be such.

His proposed solution,

for all its

insights on the problems of aggressive partiality,

cannot

ultimately rectify the difficulties it seeks to overcome.


What,

if anything,

can?

With this question still unresolved,

but having

suggested the virtues of communicative action over Rawls's


original position,

I turn to Habermas, yet another neo-

Kantian who also takes his cues from Kant's concept of the
categorical imperative, but does something very different
with it from what we have seen when in Rawls's hands.

177

Chapter Five
Habermas: Going Public with the Categorical Imperative
Through Communicative Action
In the previous chapter,

I showed how Rawls's

assumptions of rigid autonomy and mutual disinterest


undercut his attempt to discern a compelling vantage point
for best capturing generalized interests.

I shared Rawls's

emphasis upon the need to recognize and promote generalized


interests as indispensable for democratic theory, but
revealed how his "procedural reinterpretation of the
categorical imperative" creates obstacles for any
substantive success.
For through his suggested procedure, Rawls argues that
we, who live in Liberal, democratic regimes can dispense
with addressing the very historical struggles we find
ourselves in.

The result is indeed a generalized view, but

one too minimal to address our worst problems because they


are all deflected away.
While mindful of the force Rawls's argument for sheerly
generalized mutual acknowledgement evinces,

I showed that

encouraging concrete mutual recognition is at the heart and


is the soul of democratic life.

178

Overview
This chapter examines Habermas's approach to how we
might best generate a compelling generalized view.
Actually, Habermas does not ask this question as much as he
consistently brings attention to how various systemic
imperatives and institutional arrangements can and often do
suppress generalized interests from emerging.1

But if

Habermas is concerned "with revealing and thereby indicting


the suppression of generalized interests,"2 then perhaps we
can find guidance from him for how to address the difficult
question of what we would need to see

(and do)

in order to

better generate a more compelling generalized view in the


first place.
This chapter is organized as follows:

first,

I will

situate Habermass alternative conception of communicative


reason as he distinguishes it from Weber's instrumental
definition; second,

I will examine Habermas's reformulation

of the categorical imperative as it compares to the Rawlsian


reconstruction.

Then I shall show how Habermas's revised

Kantianism suffers from deontological blindness and


methodological monochrome.

I will suggest that a creative

!For these points, see, for example, Jurgen Habermas,


Legitimation Crisis, Thomas McCarthy, trans, (Boston: Beacon
Press, 1973), pp. 111-117.
2Jurgen Habermas, "A Reply to my Critics" in Habermas:
Critical Debates, eds., John B. Thompson and David Held, p.
221.

179

re-engagement with Kant's alternative political philosophy


might strengthen his project.

Throughout,

I will be

concerned to show what we can learn from Habermas, and what


is gained when we look beyond some of his categorical
distinctions.

Communicative v . Instrumental Reason


Habermas does not treat reason monolithically.
most things, reason comes in different varieties.

Like

This

outlook allows Habermas to become a great critic of reason


as well as remain one of its fiercest defenders.
Habermas,

For

it is always a matter of making distinctions.

When he challenges reason,

it is its instrumental or

strategic forms that he means to put on trial.

When he

defends reason, he speaks of its communicative version.


This position is visible in his critique of Weber.3
Through remembering Weber's concept of reason, without in
the process submitting to it, Habermas's alternative
conception of reason comes more clearly into view.
Much of Habermas's critique of Weber represents his
discomfort with limiting rationality to its instrumentalized

3Jurgen Habermas, The Theory of Communicative Action:


Reason and the Rationalization of Society. Volume One,
trans., Thomas McCarthy, (Boston: Beacon Press, 1984), pp.
143-243.
180

version.4

It is not so much that he disagrees with Weber's

diagnosis of modern times.

In fact, Habermas rather agrees

with Weber that we live in a near wholly administered


society, one that increasingly disenchants in large part
because it so nearly instrumentalizes.

But Habermas claims

this is a one-sided account of rationality nevertheless.

He

is just not willing to say that this Weberian conception of


reason comprises the whole of rationality.
this represents a distortion.

For Habermas,

And so unlike his

intellectual forebears in the Frankfurt School,5


particularly Horkheimer and Adorno, who Habermas depicts as
having succumbed to this Weberian thesis, Habermas moves in
another direction.
Rather than himself cave into the "dialectic of
enlightenment thesis"6 in which reason is said to have not
liberated but increasingly enslaved, Habermas seeks a
creative re-enchantment through shifting the focus upon the

4See Jurgen Habermas, Theory of Communicative Action:


Reason and the Rationalization of Society. Vol. 1, (Boston:
Beacon Press, 1984), Vol. 1, pp. 143-243.
5For two excellent books on the history of the
Frankfurt School, see David Held, Introduction to Critical
Theory: Horkheimer to Habermas, (Berkeley: University of
California Press, 1980) and Martin Jay, The Dialectical
Imagination: A History of the Frankfurt School and the
Institute of Social Research, 1923-1950, (Boston: Little,
Brown and Company, 1973).
6Horkheimer, Max and Adorno, Theodore, Dialectic of
Enlightenment (New York: Herder and Herder, 1972).
181

redemptive power that he sees in reason, but in its


specifically communicative version.

In opposition to

instrumental reason, which is calculative or strategic


reason which is nonsocial, Habermas stresses reaching
understanding as the defining feature of a kind of reason he
calls communicative.

We might say that for Habermas,

if the

ascent of instrumental reason helped to build an iron cage


of bureaucracy that disenchants, communicative reason might
hold the key to its unlocking.

According to Habermas,

then,

the Weberian picture of modernity, which culminates in the


bureaucratic state, represents reason in its most
instrumental form, rather than reason in its only or most
desirable form.
So against Weber, Habermas claims that reason has its
communicative side, and it is upon this alternative to Weber
that Habermas seeks to develop his conception of
communicative action.

Communicative action is to be

distinguished from instrumental action in that the former


exists whenever action is oriented towards reaching
understanding whereas its instrumental form is goaloriented.

Now, of course, communicative action too has a

goal, Habermas acknowledges, but its goal is always to reach


understanding.

There is something very fluid and desirable

in his alternative conception of reason that does not appear


to be enslaving, but that we might see as truly liberating.

182

Habermas argues that Communicative Action begins with


and relies for its very being upon inter-subjective
exchanges.

Without such exchanges,

communicative action.
actions.

there can be no

Not so for instrumental or strategic

Instrumental action relies upon calculative reason

where goal-setting, not geared towards understanding,


preempts the very recognition of which Habermas speaks,
necessary for communicative understanding and which is for
him at its base reflective of a democratic process.

Thus,

there is a primary distinction between communicative and


instrumental reason, and for Habermas the former is
emancipatory whereas the other forms enslave,

and make for

poor human relationships.


Habermas says,
. . . the concept of communicative action
refers to the interaction of at least two
subjects capable of speech and action who
establish interpersonal relations (whether by
verbal or by extra verbal mea n s ) . The actors
seek to reach an understanding about the
action situation and their plans of action in
order to coordinate their actions by way of
agreement.7
This,

is not, as we know, what Weber means by instrumental

reason.

7Jurgen Habermas, The Theory of Communicative Action:


Reason and the Rationalization of Society. Volume One,
trans., Thomas McCarthy, (Boston: Beacon Press, 1984), p.
86 .
183

Like other critics of rigid individualism and


calculative action in regard to societal interactions,
Habermas sees such calculative agents or strategic agents
interested mostly in securing protection to pursue selfinterest with little or no regard for others.

Habermas

contends that instrumental action, which is nonsocial,


exists any time agents pursue goals.

He maintains there is

little or no social dimension to this kind of activity.


Strategic action, on the other hand, has a decided social
dimension,

and occurs whenever one

imperatives")

(or many, or "systemic

seek to succeed by reliance upon varying

degrees of force, deception, or manipulation to achieve a


goal.

Habermas also holds that any such strategic actions

can be either conscious or sub-conscious.

In sharp contrast

to either instrumental or strategic actions, Habermas names


communicative action any which is oriented to reaching
understanding "free from coercion."
According to Habermas,

the success-oriented model

cannot be our basis for generating or deriving norms to


which all participants could find compelling.

For very

clearly this skips over what makes for democratic life.


Habermas recognizes,

in a way that Rawls does not, the

importance of community and solidarity as aspects of social


identification.

In fact the contrast between the two

approaches on this point is worth reflecting upon.

184

For

Rawls, the individual is idealized as a free and equal moral


agent.

Prior associations are given little or no role to

play in determining who the individual any of us is turns


out to be.

In drastic opposition to this, Habermas

recognizes the role associations play in identifying any


person in particular.

He views inherited associations as

significant contributors or detractors to identity


formation.

He agrees with Mead that "one has to be a member

of a community to be a self."8
Understanding will be bypassed if success is the most
important goal in trying to extend broad concern to each
through confirmation of each.

I will not hear your protests

if they conflict with my more calculated goals, and you will


not listen if your goals compete with what I have to say.

am more inclined to hear you if I relinquish my calculations


and open myself up to your point of view.
interaction,

then,

Strategic

is not the way to generate a compelling

generalized view.
There are obstacles everywhere to thwart the success of
these kinds of communicative interactions, yet Habermas
argues only attempts to understand each other through
communicative efforts that make reaching understanding about

8Jurgen Habermas, The Theory of Communicative Action,


Volume Two, Lifeworld and System: A Critique of
Functionalist Reason, Thomas McCarthy, trans., (Boston:
Beacon Press, 1987), p. 24
185

something in the world our goal can be the true purpose of


democracy.
Unlike Rawls, Habermas points to a critique of any
institutions or interactions that suppress generalizable
interests, or that might themselves give incentives to not
promote communicative action.

Unlike Rawls who asks how

could we develop a vantage point which might aid us in


deciphering a compelling generalized view, Habermas proceeds
through a critique of all those times and places,
institutionally sustained,

frequently

that prevent a generalizable view

from emerging.
For this purpose he attempts to re-formulate the
Categorical Imperative.

Having situated the general project

of communicative action against instrumental action,

I now

turn to Habermas's attempt to go public with the categorical


imperative.

Going Public with the Categorical Imperative


Like Rawls, Habermas turns to Kant's categorical
imperative to help guide his moral and political
philosophy.9

Also like Rawls, Habermas is concerned with

9While Habermas' distinctive trademark may be his


ongoing engagement with vast and various thinkers, Kant only
one among a multitude, his project, on the whole, is seen as
a "triumph of the Kantian influence."
This point is widely
recognized.
See, for example, David Rasmussen, Reading
Habermas (Cambridge, MA: Basil Blackwell: 1990), p. 57.
Kenneth Baynes, in his The Normative Grounds of Social
Criticism: Kant, Rawls, and Habermas (New York: State
University of New York Press, 1992), also deals extensively
186

furnishing a procedure for normative justification.

But

there is one central difference between these two theorists,


even though they both draw inspiration from a common source
of light.

Whereas Rawls's original position repeats the

silence of the famed Kantian model, Habermas gives center


stage to dialogue.
It is importantt to appreciate this difference.

For

whereas Rawls seeks to re-work the categorical imperative


along less metaphysical and more political lines,

the

original position he advocates for this task requires no


dialogical exchanges.

Like his precursor's,

Rawls's

procedure carries on in silent fashion, dismissing from the


outset all that Habermas will emphasize is essential to the
very meaning of a true democracy.

In four words,

participation free from domination.


As we have seen in the previous chapter,

Rawls's

approach fails to include participation in the actual


cultivation of the moral point of view.

Rawls argues that

the moral domain of justice is best discovered and

with the Kantian themes motivating the Habermasian project.


Nevertheless, it is important to see that his work clearly
lends itself to other interpretations.
His strong
affinities with Marx and Weber as well as Hegel and
additionally Adorno, Meade and Pierce, among others, really
sets him apart as a political and social theorist who is
serious about engaging with all who take up his questions
and who are credited with already informing him as he argues
with and against each and every one as if in a "practical
discourse."
187

immediately apparent upon simulating the original position.


We are not enjoined to see any concrete position or to
reflectively engage with others in mind.

We are not

encouraged to think solidaristically or relationally.

We

ask only ourselves what could be generalized for all, but


without any knowledge of who the others are with whom we
share the world.
But Habermas's sociologically sensitive approach
clearly means to bring into sharper relational focus all
that Rawls believes we should place out of our vision.
Recall that Rawls does indeed promote a stance for mutual
recognition, but the consequences are for the legalconst4tutional right for each individual to procure as many
primary goods as is lawfully permitted.

The very desire for

ever more primary goods is not itself a topic for critical


reflection and further investigation as it is surely meant
to be if we take our cues from Habermas's more critically
aware and socially attuned approach to politics.

The

quality of our relationships to one another are not


important to Rawls in the same way they are to Habermas.
While Habermas also takes his bearings from Kant's
categorical imperative, he clearly means to change its
original formulation which he claims is formal and silent.
He asks what can animate the categorical imperative.
answers "unconstrained discourse."

188

With his focus so

He

thoroughly upon dialogue, Habermas bids farewell to the


model of a solitary consciousness which remains at the
center of Kant's categorical imperative,

and which gets

repeated in the Rawlsian reconfiguration.


In opposition to a subject-centered politics, or a
subject-object relationship to the world, Habermas argues
for the politics of radical intersubjectivity.

As Thomas

McCarthy describes Habermas's dialogic twist on Kant's


universalizability procedure:

"This really shifts the frame

of reference from Kant's solitary,

reflecting moral

consciousness to the community of moral subjects in


dialogue."10
According to Habermas,
imperative is to guide,

then, if the categorical

it can only do so through a drastic

reformulation which enjoins historical subjects themselves


to engage together in what he calls "practical discourses."
But what are practical discourses, when do they arise, what
purpose do they serve, what might thwart their success,

how

practical are they really, and how does Habermas's


deontology work against his endorsement for promoting
"dialogue free from coercion?"

These are questions I will

address below.

10See his introduction to Habermas's Theory of


Communicative Action: Reason and the Rationalization of
Society, Vol. 1, (Boston: Beacon Press, 1984), p. x.
189

As a beginning point, we can extract some passages from


Habermas to get at what he means by practical discourses.
Given my project,

the following passage represents a

particularly appropriate starting place because it contains


Habermas's rejection of the Rawlsian procedure and a pitch
for his own.
project.

Habermas speaks directly to the Rawlsian

Distinguishing his project from Rawls's, he puts

it this way:
Practical discourse is an exacting form of
argumentative decision-making.
Like Rawls's
original position, it is a warrant of the
rightness (or fairness) of any conceivable
normative agreement that is reached under
those conditions.
Discourse can play this
role because its idealized, partly
counterfactual presuppositions are precisely
those that participants in argumentation do
in fact make.
This is why I think it
unnecessary to resort to Rawls's fictitious
original position with its "veil of
ignorance.1,11
For all the emphasis we will see Habermas put upon
insights gained through dialogical exchanges,

it remains to

be seen whether or not Habermas remedies the monologic


problem, which he detects is plaguing Kant and Rawls, only
then to have his own approach fall into an unjustifiable
narrowing of the moral domain of justice.

Jurgen Habermas, "Morality and Ethical Life: Does


Hegel's Critique of Kant Apply to Discourse Ethics?" in Kant
and Political Philosophy, Ronald Beiner and William James
Booth, eds. (New Haven: Yale University Press, 1993), pp.
322-3.
190

The critical question in this regard is does Habermas's


approach, while more appealing than Rawls's,

still remain

trapped in what Benhabib has termed the "rationalistic


fallacy?"12

I shall claim that it does and that Habermas's

strongly construed deontological ethic prevents him from


broadening the moral domain of justice in a way that would
be compatible with his own radically democratic impulses.
It will become increasingly clear that when the
commitment to strongly construed deontology is at issue,
Habermas is neither contesting his legendary predecessor nor
challenging his contemporary colleague, but rather firmly
joining their ranks.

This, however,

should not blind us to

the many important ways in which Habermas clearly means to


part company with these two other theorists of the
categorical imperative.

And how he very clearly succeeds.

It would be a mistake to devalue his vast contributions


to contemporary critical theory.

At the same time, it is

important to keep a vigilant eye on how Habermas restricts


the moral domain of justice and how this threatens to
undermine his participatory model of politics in which
"discourse free from coercion" really holds sway.
Before jumping to the more critical points surrounding
Habermas's narrowing of the moral domain of justice,

I shall

12Seyla Benhabib, Critique, Norm and Utopia: A Study of


the Foundations of Critical Theory, (New York: Columbia
University Press, 1986), pp. 320-323.
191

first give the additional attention deserved to those ways


in which Habermas succeeds in moving away from Kant and
Rawls.

For only then will we see how it is his

uncompromising deontology, not his exemplary participatory


model of politics,

that puts him back in company he would

rather not keep, or so it would initially appear.

And so we

return to Habermas's conception of practical discourse.


Practical Discourse
Through his concept of practical discourse, Habermas
sets out to defend the simple yet extraordinarily
challenging and important idea that being affected by any
norm is enough to gain entrance into a process which
determines whether or not the norm that affects is valid and
therefore ought to be vindicated or repudiated.
Habermas says

" . . .

the categorical imperative

needs to be reformulated as follows"


rather than ascribing as valid to all others
any maxim that I can will to be a universal
law, I must submit my maxim to all others for
purposes of discursively testing its claim to
universality.
The emphasis shifts from what
each can will without contradiction to be a
general law, to what all can will in
agreement to be a universal norm.13

13Jurgen Habermas, "Discourse Ethics: Notes on


Philosophical Justification," in The Communicative Ethics
Controversy, e d s ., Seyla Benhabib & Fred Dallmayr,
(Cambridge: MIT Press, 1990), p. 72.
This passage is
requoted from Thomas McCarthy, The Critical Theory of Jurgen
Habermas, (Cambridge: MIT Press, 1978), p. 326.
192

Others have stated Habermas's theoretical claim, which


is the basic insight of communicative action, as follows:
only those norms can claim to be valid that
meet (or could meet) with the approval of all
affected in their capacity as participants in
a practical discourse."14
Habermas assumes that some norms exist, but they may
not be worthy.

He argues that "norms are judged according

to whether they can be justified,

that is, whether they

deserve to be recognized as legitimate."


norm exists,

"And we say that a

is in force, or enjoys social currency when it

is recognized as valid or justified by those to whom it is


addressed.1,15

He further states that:

A norm is ideally valid means that it


deserves the assent of all those affected
because it regulates problems of action in
their common interest.
That a norm is de
facto established means by contrast that the
validity claim with which it appears is
recognized by those affected, and this
intersubjective recognition grounds the
social force or currency of the norm.16
If we do not grant this intuition, we can go no further
with Habermas.

If we want to recognize the validity of

making this kind of a distinction without,

14Kenneth Baynes,
Criticism, p. 3.

in the process,

The Normative Grounds of Social

15Jiirgen Habermas, The Theory of Communicative Action:


Reason and Rationalization of Society, Vol 1, (Boston:
Beacon Press, 1984), p. 88.
16See Jurgen Habermas, The Theory of Communicative
Action, Vol. One, pp. 88-9.
193

turning to foundational beliefs, essentializing claims, or


first principles,17 then it may well be that only a very
inclusive and very open procedure for determining whether a
norm is legitimate or not can be endorsed.

Habermas says:

communicative action, the very outcome of


interaction is . . . made to depend on
whether the participants can come to an
agreement among themselves on an
intersubjectively valid appraisal of their
relations to the world.
On this model of
action, an interaction can succeed only if
those involved arrive at a consensus among
themselves
. . ."18
He also says:
Norms express an agreement that obtains in a
social group.
All members of a group for
whom a given norm has validity may expect of
one another that in certain situations they
will carry out (or abstain from) the actions
commanded (or proscribed). The central
concept for complying with a norm means
fulfilling a generalized expectation of
behavior.19
According to Habermas, practical discourses occur when
all affected by any norm

(or their advocates)20 engage in

17None of these are options for Habermas.


He says,
"All attempts at discovering ultimate foundations, in which
the intentions of First Philosophy live on, have broken
down. " See Jurgen Habermas, The Theory of Communicative
Action, pp. 2-3.
18See Jurgen Habermas,
Action, p. 106.

The Theory of Communicative

19Jurgen Habermas,
Vol. One, p. 85.

The Theory of Communicative Action,

20Jiirgen Habermas,
Vol. One, p. 104.

The Theory of Communicative Action,


194

the very process of vindicating or repudiating its


worthiness to exist.

Participation in practical discourses

by all affected is at the core of Habermas's understanding


of communicative action.
participant is an adult,

While his model assumes the


inclusion is extended to others,

who may be unable to speak and who will therefore need


somebody to advocate for them.

Very young children would be

an example, but not necessarily all children.

Animals too

if the moral domain is significantly expanded,

although

Habermas never mentions this.

The major point here is that

presumably those who advocate on the behalf of another's


position can and will be inspired to do so with the intent
of what is best for those on whose behalf they are
advocating.
In practical discourses,

the participatory process

itself becomes the basis for determining whether or not a


norm can claim legitimacy in the more de jure rather than
merely de facto sense.
practical discourse,

The idea is that only by engaging in

and not before, do participants

themselves come closer to understanding one another about


the status of a particular norm.

Habermas writes:

What was intended by the categorical


imperative can be made good by projecting a
will-formation under the idealized conditions
of universal discourse.
Subjects capable of
moral judgements cannot test each for himself
alone whether an established or recommended
norm is in the general interest and ought to

195

have social force; this can only be done in


common with everyone else involved.21
But then does not such an endorsement for this kind of
a procedure itself have strong idealizations built into its
very framework?

We shall see that it does, and how

Habermas's reticence to acknowledge the full implications of


this throws his whole procedure into question.

I do not

challenge the basic insight of communicative action, but


rather I support it.

I only question the deontological

ethic that so strongly informs it, and then depletes it, and
ultimately limits its full democratic intentions from
emerging.
Like Rawls, Habermas separates questions of formal
justice and those of substantive well-being in a priori
fashion.

But this attempt can only once again mean that the

moral domain of justice is limited to procedure while


deflecting attention away from our life struggles, needs,
and desires.

More generally, questions about happiness and

what might make for "good action" are not deserving of our
reflection and discussion within these "practical
discourses".

Habermas insists upon keeping the Just point

of view more separate from substantive concerns for the Good


than is desirable for his own understanding of democracy.

21Jiirgen Habermas,
Vol. Two, p. 95.

The Theory of Communicative Action,


196

If this distinction between the just and the good did


not have such troubling political consequences,
would be of no matter.

then it

But with strong allegiance to this

distinction, Habermas takes the life right out of his own


otherwise very compelling procedure.

From the beginning, he

limits what is discussable and what is not.

In fact, he

calls for a "razor-sharp" distinction.


He s a y s :
the universalization principle acts like a
knife that makes razor-sharp cuts between
evaluative statements and strictly normative
ones, between 'the good' and 'the just.'22
Habermas "define(s)

the scope of application of a

deontological ethics", which he supports, by saying it


covers only practical questions that can be
debated rationally, i. e., those that hold
out the prospect of consensus. It deals not
with value preferences but with the normative
validity of norms of action.23
But recall the consequences that emerged from Kant's
attempt to wholly subordinate questions of virtue to those
of justice.
else.

He could not succeed,

so he looked somewhere

I believe that Habermas inherits this deontological

prejudice precisely from taking his moral bearings from the

22Jurgen Habermas, "Discourse Ethics: Notes on


Philosophical Justification," in The Communicative Ethics
Con troversy, p . 101.
23Jurgen Habermas, "Discourse Ethics: Notes on
Philosophical Justification," in Seyla Benhabib and Fred
Dallmayr, e d s ., The Communicative Ethics Controversy, p.
101.
197

Categorical Imperative,

thereby ignoring what it fully means

to "shift ground to others," as Kant was beginning to stress


as important in his third critique.

Even though Habermas

shows a way to render the Categorical Imperative dialogical,


the theorist of communicative action is not moving beyond
its deontological limits.
According to his procedure, we are clearly no longer
meant to see ourselves as Kant's self-legislating cogito,
nor are we led behind Rawls's veil of ignorance.

Rather we

are asked to consider what it would mean to put ourselves in


a "practical discourse" where we can engage together and
discuss together the very worthiness of our own n o r m s .
there is a catch here, and it is a deontological one.

But
For

although we are now considering the very worthiness of our


norms together,

in democratic fashion,

and doing so through

insights that we presume dialogical exchanges can bring, we


are without an opportunity to bring up evaluative questions.
We cannot discuss what most matters to us and what we value.
So what good do these discourses do, or can they only ever
be deontologically just?

Or is there a confusion here about

trying to pull justice and the good life apart?


In an incisive critique of all procedural ethics, of
which Habermas's is acknowledged as the richest,

Charles

Taylor makes the crucial point that there are "tacit


assumptions about the good" in any procedural ethics.

198

"[W]hich," he continues,

"on the one hand places their logic

in question and on the other hand renders it possible to


bridge the supposed chasm."24
By assuming that any procedural ethics such as
communicative action is "secretly nourished by a conception
of the good," Taylor helps us see that there is not such a
great divide between procedural ethics and substantive
questions.25

It is Habermas's deontological allegiances

that lead him to sidestep the centrality of this question.


What is important in all of this is the politics of
proceeding "as if" we can make these kinds of hard
distinctions.
not good ones.

There are political consequences and they are


Making this kind of a separation cannot be

acceptable to a more genuine politics of intersubjectivity


and "discursive will formation."

Virtue is, and needs to

be, a part of justice.


However one wants to answer,

there are political

consequences to trying to sustain this distinction.

It is

contrary to what cultivating a democratic way of life is


about.

The procedure is reduced to a procedure which takes

our attention away from addressing questions about what

24Charles Taylor, "The Motivation behind a Procedural


Ethics" in Ronald Beiner and William James Booth, e d s ., Kant
and Political Philosophy: The Contemporary Legacy, (New
Haven: Yale University Press, 1993), p. 338.
25Charles Taylor,
Ethics," p. 338.

"The Motivation behind a Procedural


199

makes for a better way of life than the one we have


inherited.

If we put ourselves in Habermas's practical

discourses, we are not behind a veil, and this is a big


relief, but we are not quite out in the open either.

And so

we are not really engaging in a way that is consistent with


the politics of radical intersubjectivity.
Habermas is limiting what we, if we follow him through,
in our "practical discourses" can and cannot discuss before
we even get started.

But if we allow ourselves through such

discourse to re-consider our norms, why not allow ourselves


the opportunity to address the goodness of them, as
determined by how all are affected by them, based upon
"shifting our ground" to others as they are and not only
based upon trying to reach cognitive competence through
rational agreement?
If we see Habermas's procedure as inherently
democratic, because through it we can bring up any norm for
the purposes of vindicating or repudiating it, but not in
the process seek out ways through which to cultivate, or at
least consider more substantive and collective well-being,
do not see the motivating force behind these discourses.
we treat these two moral orientation too differently,
procedure runs the risk of being empty.

I
If

the

And what ever can

be the criteria for separating norms from values before the


discussion gets going?

200

As Benhabib addresses this question:


It is crucial that we view our conceptions of
the good life as matters about which
intersubjective debate is possible, even if
intersubjective consensus, let alone
legislation, in these areas remains
undesirable.26
She supports the basic insight behind communicative
ethics, but allows for the possibility for better addressing
our evaluative questions and then potentially transforming
these through allowing them to be addressed in the first
place,

in light of better seeing how each is affected by

them.

She supports Habermas's project of communicative

ethics, but she goes beyond it saying that it should also


render "our conceptions of the good life accessible to moral
reflection and moral transformations."27
While Benhabib supports Habermas's project,

she

nonetheless shifts its focus away from a heavy-handed


deontological ethic, showing a way to bring justice and the
good life more together.

As I argued in the last chapter,

it is Benhabib's closer affinity with Enlarged Mentality,


rather than the Categorical Imperative that allows this
move.

She sees the value in Habermas's procedure, but will

not make strong a priori separations between justice and the

26See Seyla Benhabib's "Communicative Ethics and


Current Controversies in Practical Philosophy," in The
Communicative Ethics Controversy, p. 3 50.
27Seyla Benhabib's "Communicative Ethics and Current
Controversies in Practical Philosophy," p. 350.
201

good life, stressing the desirability of their mediation


instead.
If it is not the point of the "practical discourses" to
clarify our controversies and our issues in light of how
each is affected by them more substantively,
them?

then why have

If we cannot bring some of our values into the

practical discourses in order to reflect upon their


worthiness in light of "shifting our ground to others" more
particularly, beyond what the extension of human dignity
demands,

then what good are they?

Without reformulating

Habermas's project along the lines by which Benhabib


attempts to, Habermas's procedure suffers from deontological
blindness and is thus depleted from everything it cannot
really a priori keep out.
If we see value in these kinds of democratic
procedures, which I do, then we would want the discourses to
be more open and attentive to all of our current crises,
even those that cannot always be put so readily into
rational terms.

By letting more in, we may find that

rational consensus itself is not always appropriate for our


reaching greater understanding with one another, but may
even distort our vision in the process.
of Habermas's most motivating points,

To come back to one

communicative ethics

is about promoting non-threatening relations to otherness

202

and overcoming dominating relations of all kinds.


is its motivation,

If this

there can be no razor sharp cuts.

While I support Habermas's politics of radical


intersubjectivity and his decided focus upon dialogue as a
key ingredient for better defining what democratic theory
needs to be and is about in practice,

I cannot accept his

restrictions upon the content of the discussions, or that he


makes them in advance.

I would come back to one of

Habermas's other insights that the point of communicative


interaction, what makes it so radically different from
strategic or instrumental actions,

is its decided focus upon

the importance of reaching understanding with others, or at


least trying.

If this is the point, Habermas cannot sustain

his deontological distinction, without jeopardizing the


success of his

own focus upon the politics of radical

intersubjectivity.
life distinction,
another

Without easing up on the justice-good


his procedure deteriorates into just

procedure that may be just, but is not also good

precisely because it seeks not to be.


If the point is to really reach some kind of
understanding with one another,

as he says it is, it is not

helpful from the beginning to "cut like a knife" what is and


what is not a question of normative versus evaluative
validity.

A real politics of engagement cannot proceed

203

with these distinctions, but must find ways to bring these


moral orientations together more.
I believe that of the three theorists studied in this
dissertation, Habermas,
compelling.

in many ways, remains the most

Yet, he undermines the whole spirit of his

procedure insofar as it is meant to so wholly endorse the


subject-subject relationship.

This would mean that the

subjects come

into the discourse as they are, which may not

be as one who

can put forth the most

rational argument,

but

whose needs are important to try to understand and better


address because this is what is good about this kind of
procedure and

this kind of democracy

which heotherwise

supports.
When the focus moves back to engaging without coercion
and trying to understand without strategy or
instrumentality,

then his procedure is made more compelling.

It is my thesis that if Habermas had engaged more with


Kant's alternative,

rather than relying too heavily upon

cognitive competence, he might have agreed with Kant that


the point of cognition is to "make final use of it" and this
begins when we "shift our ground to others more."

Only when

we ignite this process are we better equipped to make use of


Habermas's
with

"practical discourses" which would not proceed

a priori sharp distinctions, but look for ways to

bring justice and the good life together.

204

We cannot better

judge what we do not allow ourselves to first see, and this


is the point of the Politics of Enlarged Mentality: to build
and seek out ways to create and cultivate non-threatening
relations to others while also envisioning happiness as more
sharable.

This enlarges the moral domain of justice.

Recovering Kant's conception of Enlarged Mentality is


to take conscious steps in these directions,

to cultivate

this way of life, but this requires a shift to others as


they are.

As Kant was beginning to realize there are no

determinant judgments beyond the regulative ideas of human


dignity, but reflective judging requires a shift to others
more particularly in order to better derive the General Will
from the ground up.

This is the true meeting place of Kant

and Rousseau, and how to vindicate them,

though retaining

their commitments, by moving with and going beyond them.


This is the new groundwork!
The Politics of Enlarged Mentality makes it more
important to try to understand others as they experience the
world, and not only as how they can articulate through
rational discourse what norms can claim validity or deserve
repudiation.
If we only ever consider the norms regulating our
actions, but do not address the implications of the actions
themselves, we deflect attention away from questions about
happiness and what might make for more sharable and good

205

actions.

Habermas disbars more substantive questions about

what makes for the good life and happiness into the debates
because he does not believe we could rationally ever agree
upon what these might be.28

But if it no longer is the

purpose to reach rational agreement but it is the point to


better understand one another,

through shifting our ground

to others as they are, then we may find that what we really


all want goes beyond the very logic of deontology itself.
Habermas succeeds in giving the Categorical Imperative
a dialogical formulation, and so his procedure does not
repeat the silence of the original Kantian model or of
Rawls's, but what puts all three procedures of the
Categorical Imperative into question is strong
methodological deontology.
It may be that rational agreement is not as important
as trying to hear what the other is attempting to say or
what their position is, or what we ourselves are really
after.

If we reach greater understanding, we may find that

rational consensus itself may not be what we really need,


want, or desire.

But happiness and good action is.

If we

let ourselves reflect upon and discuss questions of well


being and not only the worthiness of the norms regulating
our actions within the "practical discourses", then we might

28He calls "moral-practical" questions those we can


discuss rationally while "aesthetic-expressive" ones we
cannot.
See his Theory of Communicative Action, Volume Two.
206

gain insights into how this activity itself contributes to


cultivating a more just point of view because there is
something of the good in this activity.

But if we enter the

"practical discourses" with the idea that we can only


discuss what is a question of justice as separable from the
good life,

I do not see how this is consistent with the

politics of radical intersubjectivity and collective


normative will-formation.
If Habermas sought to integrate these more, he could
not make his quasi-scientific claims for morality.

But

watch what happens to the theorist of communicative action


when he does not see the full value of his own procedure.
Communicative Action; Oriqinarv or Compelling?
While I agree with Habermas that the focus upon
reaching understanding is desirable and essential for the
democratic way of life, Habermas makes a very troubling
claim about the status of communicative action.

Here we

need to look at the originary mode he gives to communicative


action.

Now that we have compared communicative to

instrumental and strategic action, we have a basis for


understanding the basic differences.

They are rather stark.

In further developing communicative action, Habermas


seems to do so veeringly.
gripping,

What is peculiar,

if initially

about Habermas's alternative conception of reason

is that he gives it a primary status, upon which any other

207

forms are said to "parasitically feed."

In other words,

Habermas does not merely argue that communicative action is


better than instrumental and strategic action

(although he

must believe this) as much as he makes a case for its


primacy.
Habermas says,

" [r]eaching understanding is the

inherent telos of human speech."29


Describing Habermas's project, Rasmussen says,
The argument is not that communicative forms
ought to be primary, the argument is that
they are primary.
Reason does not need to be
regenerated, it is by nature regenerative in
the sense that reason as communicative reason
is embedded in language.30
But in reclaiming reason in its more communicative
form,

is it also necessary to argue that it has an originary

mode?

What good,

theory?

if any, does this do for democratic

How does democratic theory at all benefit from

claiming such an originary mode for communicative action?


Is the claim for the originary mode of communicative action
itself meant to help us develop a conception of society that
can get us beyond all forms of threatening relations to each
other?
Habermas seems to suppose that there is quite a let to
gain by claiming that communicative action is the originary

29Jtirgen Habermas,
Vol. One, p. 287.

The Theory of Communicative Action,

30David M. Rasmussen, Reading Habermas, p. 28.


208

mode of all action.

If he can persuade that communicative

action does in fact enjoy a certain originary status,

then

he assumes the path is paved for showing how all other


actions are distortions.

But if we see these other forms as

distortions, can this really be because they are not


originary, or do we want to evaluate instrumental and
strategic actions as themselves inappropriate for good human
relationships,

and something to consciously strive to get

beyond?
It is troubling that Habermas claims an originary mode
for his alternative conception of reason, primarily because
this diverts our attention away from the virtues of critical
theory whose practical intent is to get beyond all modes of
domination.

David Held once described Habermas's project

as the "attempt to develop a theory of society with a


practical intention: the self-emancipation of people from
domination"31

The extent to which it lives up to this goal

is what keeps it alive.

But Habermas is attempting to prove

that communicative action is more grounded than it might


truly b e .
This has prompted charitable critics of his project,
such as Rasmussen32 and McCarthy,33 to ask what is the cost

31David Held, Introduction to Critical Theory:


Horkheimer to Habermas (Berkeley and Los A n g e l e s : University
of California Press, 1980), p. 250.
32David Rasmussen,

Reading Habermas.
209

of his attempt to ground communicative action, and why is


this even necessary?
demonstrate his claim,

If Habermas can convincingly


then communicative action is not a

matter of choice or mere preference, or even a matter of


moral transformation, but visible in our very utterances to
each other.

(that is, if our relations to each other are

not already suffering from deep colonizing practices


creeping in from depersonalized and systemic imperatives,
such as capitalism and the bureaucratic state which Habermas
believes to be the case.)

The attempt to ground

communicative action in science rather than cultivate it


leads to not cultivating it.
This claim takes Habermas,

and any who might follow

him, away from the greater part of his argument for the
politics of non-threatening relations to otherness via
developing radical intersubjectivity.

This brings him into

quasi-scientific forays that seem to be wholly inappropriate


for his theory.

What gets lost from this claim, and then

the increased investment in it, is that orienting our


actions in order to reach understanding is desirable for its
own sake.

This is democratic virtue.

In claiming that language itself reveals and contains


an inherent telos geared towards reaching understanding,

33Thomas McCarthy,
Habermas.

The Critical Theory of Jurgen


210

Habermas makes his scientific claims for morality.

But

morality can have no such status, even in reconstructive


form.

Saying this, however,

is not to also claim that

morality is therefore without criteria.


understanding,

Trying to reach

through extending virtual reciprocity and

deeper caring are not akin to scientific claims, but these


are all unmistakably moral dispositions and provide criteria
for promoting non-dominating relations to each other.
Seeing the good in trying to attain mutual understanding
helps one move away from claims that such attempts must have
something of the scientific in them.

Science,

for all its

own virtues, cannot help us here.


With these claims, Habermas's deontology visibly
intrudes upon his democratic inclinations.

Cast under the

dark shadow of Kant's Categorical Imperative, Habermas


inherits all of its deontological trappings and prejudices,
which recall Habermas never really sought to repudiate as
much as he tried to validate with a communicative form.
Habermas displays a way to reach a dialogical rational
consensus about our norms without allowing substantive
engagement with what is good about our actions.

We thereby

could emerge from Habermas's practical discourses with


questionable agreements because we do not make it our point
to reflect and engage about the good to begin with.

211

While the emphasis upon dialogue and the development of


practical discourse are both deeply compelling for
democratic theory and practice, his move into linguistics,
while interesting when comprehensible,

takes us from seeing

any motivation we might have for wanting to communicatively


interact rather than not, or from seeing that communicative
action itself needs to be developed and nurtured for its own
sake.

This requires seeing its virtues as virtues.


Drawing particularly from Austin,

and then through an

in-depth and complicated discussion of linguistics,


introduces us to illocutions and perlocutions.

Habermas

If we allow

time to get acquainted with them, we eventually learn for


what purpose.

Perlocutions are parasitic upon illocutions

which are primary.

But once all of this is cleared up, it

pretty soon thereafter is difficult to acknowledge what any


of this has to do with the politics of radical
intersubjectivity or democratic theory.
Rasmussen's question to Habermas is a pressing one.
asks,
Is it that once we know the illocutionary
(read communicative reason) has a certain
priority over the perlocutionary (read
strategic or instrumental reason) in language
we will struggle to make this the case in
society?34

34David M. Rasmussen, Reading Habermas, p. 96.


Parentheticals mine.
212

He

Is it a fear that his theory will degenerate in its


significance by falling into being a decionistic one that
causes Habermas to seek a grounding for it that somehow
reaches beyond the evaluative?
response

(and criticism)

In other words,

that one might claim,

is the

"well, you

like communicative action and I do not," that leads Habermas


into wanting to ground it in something more solid than a
perceived preference?

Habermas claims that communicative

action is not merely a matter of preference.

Any and all

ethical skeptics are the specters haunting Habermas.

If the

claims that reaching understanding is the inherent telos of


language proves true, Habermas has won the argument.

But

what we wipe away from our attention here is the motivation


there is for wanting to reach understanding.
For all his differences from Rawls, and they are many
and substantive, Habermas agrees with him on this point.
Deontology is ultimately at variance with its own desire for
justice.

Habermas's deontology and his endorsement for the

politics of radical intersubjectivity cannot be reconciled.


Breaking out of the deontological straightjacket does
not mean that one forfeits the benefits of procedural ethics
as much as it requires getting clear about the goodness
motivating it.

If one is unabashedly interested in

promoting all forms of non-threatening relations to


otherness as Habermas obviously is, it is simply necessary

213

to make evaluative judgements that non-threatening relations


to otherness and its cultivation is better.

It is not

necessary to claim or show how linguistic or scientific


vindication makes for communicative action, but rather to
show that it is good to practice such relations and build
upon these.
While his question about linguistics fascinates,
also distracts.

it

Habermas is at his least compelling when he

speaks of how perlocutions are parasitic upon illocutions.


It is sometimes beyond difficult to find the value in what
he says upon reading such sentences as the following two,
which abound in his text.

He begins to create bulky

constructions is his attempts to substantiate democracy via


linguistics.

Just to give a taste of what happens to

Habermas's own language when he uses perlocutions and


illocutions rather than pushing the argument into what is
good about communicative action,
examples.

I cite the following two

Habermas says,

I have called the type of interaction in


which all participants harmonize their
individual plans of action with one another
and thus pursue their illocutionary aims
without reservation 'communicative
action.'35
Or again,

35Jurgen Habermas,
Volume One, p. 294.

The Theory of Communicative Action,


214

. . I count as communicative action those


linguistically mediated interactions in which
all participants pursue illocutionary aims,
and only illocutionary aims, with their
mediating acts of communication36
As Habermas increasingly invests in the originary mode
of communicative action,

the motivation for adopting it as a

better way through which to coordinate our actions seems to


disappear from sight.

Habermas seems to lose track of what

his participatory model of politics is about, what kind of a


life--the good life I assume--this mode of being with each
other both assumes is desirable and means to generate and
bring further forth.
In the end,

I am not really sure if language reveals an

"inherent telos towards reaching understanding" as Habermas


claims.

It might.

But Habermas's attempts to show that it

does still takes us away from evaluating what is good about


communicative action.

That it is more desirable to orient

our actions on trying to reach understanding seems to vanish


as soon as claims for its primacy becomes the focal point.
I conclude with the claim that communicative ethics is
compelling so much more than because it might be originary.
Once the claims that it enjoys primacy are not central to
the Habermasian project, we can see communicative ethics in
a more illuminating light.

36Jurgen Habermas, The Theory of Communicative Action


Volume One, p. 295.
215

Conclusion:
Enlarging the Moral Domain of Justice

In this dissertation,

I examined what I posited to be

Kant's two competing political philosophies as expressed


through his Categorical Imperative and his conception of
Enlarged Mentality.

Through a stylized juxtaposition of

these two Kantian legacies,

I sought to delineate two very

different approaches about how to define the moral domain of


justice appropriate for a democratic polity.
Beginning with Kant's Categorical Imperative,

I showed

the weaknesses of a procedure for deriving norms for others


through silently consulting one's own consciousness in
wholly dissociated fashion.

I concluded that the political

implications of the Categorical Imperative lead to an a


priori blindness to general well-being.

Needs get displaced

and evaluative concerns dismissed rather than incorporated


more directly into the moral domain of justice.
Dissatisfied with Kant's attempt to derive anything
more substantive from the Categorical Imperative beyond the
negative virtues,

I turned to his alternative political

philosophy of Enlarged Mentality, which I reinterpreted as a

216

sublation of the Categorical Imperative.


dialectical fashion,
and transcend it.

In true

I attempted to preserve, annihilate,

That is, I showed a way to preserve its

radical egalitarian intent by rejecting its overriding


problem of proceeding from "noumenal" assumptions of
idealized autonomy and ahistorical consciousness, and then
pointed to something greater.
In Kant's alternative model,

I found a far more

fruitful way in which to think about defining the moral


domain of justice.

In this alternative,

the moral domain of

justice extends well beyond the logic of deontology and its


tendency to degenerate into blind juridicalism.

Instead of

making a virtue out of juridical blindness, an enlarged


moral domain of justice relies upon contextual judging and
political engagement with our own inevitable historical
circumstances from within which our own societal and
cultural conflicts emerge.
Building upon Arendt and Benhabib,

I further concluded

that Kant's alternative has most meaning for us the more we


are historically self-conscious of our own conditions.

Once

we replace the assumption of pure consciousness and a priori


notions of autonomy with historical consciousness and turn
our attention to concrete struggles for recognition, we can
view any struggle for autonomy emerging from historical
situations through which social and cultural actions

217

necessarily transpire.

It is these that become for us

important to engage with as we ourselves come to see that


each one of us is individuated from within a larger and
inherited societal context, not autonomous or prior to it.
In Kant's alternative,

I found a different groundwork

than the one he initially set out to deduce from pure


practical reasoning.

The politics of enlarged mentality

enjoins us to begin from the ground up, not the other way
around.

I concluded that by shifting our ground to

"concrete others," we are led to more coherently define the


moral point of view appropriate for a democratic polity.
With Benhabib,

I remain convinced that what matters is

not to replace the Generalized other with the


Concrete other, but to develop a
universalistic moral theory that defines the
"moral point of view" in light of the
reversibility of perspectives and an
"enlarged mentality."1
Rather than by trying to deduce and thereby reduce the
moral domain of justice to juridicalism, where every
individual gains legal standing, but no more, our
understanding of the moral domain of justice is now
transformed.
Testing mv Thesis
To test the thesis -- that drawing from the Categorical
Imperative tends to bring deontological prejudices into the

^ e y l a Benhabib, Situating the Self,


Routledge, 1992), p. 164.
218

(New York:

very definition of the moral domain of justice -- I turned


my specific focus to the two most highly influential
contemporary neo-Kantian theorists.

Rawls and Habermas

represent a new generation of political philosophers who


turn to Kant in order to get their bearings on how to define
the moral domain of justice, appropriate for a democratic
polity.
Accompanying both Rawls and Habermas through on their
abstract thought experiments,

I found that both procedures

separate questions of formal justice from those of the good


life in a priori fashion.

I showed how Rawls's "procedural

reinterpretation of the Categorical Imperative" suffers from


the same limitations as Kant's original formulation.
behind the Veil of Ignorance is, as Rawls promises,
to Kant's Categorical Imperative.
flaws.

Going
similar

But herein lies its

Rawls's procedure emphasizes the same dissociated

sense of autonomy as Kant's Categorical Imperative rather


than engaging with the insight that the individuation
process happens historically and contextually and
relationally.

Rawls never asks us to think of who "the

other" is, except as one, who, like oneself,

is assumed to

have a life plan and therefore is in need of the same


primary goods we would all expect to secure for ourselves so
that we might enjoy our own autonomy.

219

No attempt is made to

define the moral domain of justice in light of bringing more


concrete perspectives into view.
I showed how Rawls's method also shares the silence of
the original model in Kant's Categorical Imperative.

We are

simply encouraged to ask ourselves alone about how to define


the moral domain of justice.

Rawls does not ask us to shift

our ground to others more concretely before or as we derive


the moral point of view appropriate for a democratic polity.
Rather, he asks us to proceed as if we were blind to these
very perspectives.

While I remain sympathetic to Rawls's

conviction that a generalized view remains desirable to


cultivate,

I concluded that his procedure does not allow us

to think coherently about what it might mean to cultivate


one.

Going behind the Veil,

I argued,

is a temptation worth

resisting.
Rawls's procedure, unlike Kant's Enlarged Mentality
perspective, does not try "to find the universal when only
the particular is given."
away.

Rawls takes all the particulars

At one and the same time, though, he smuggles in a

highly particular conception of the self, which he then


seeks to universalize or "substitute" for everybody, not
recognizing as important that this procedure itself deflects
our attention away from cultivating collective well-being.
I found in Rawls's procedure the same deontological
trappings that draw boundaries in a prioristic terms,

220

defining the moral domain of justice too legalistically,


before participants, or even legislators themselves might
have a chance to make law in light of practicing
reversalizability of perspectives with many more concrete
vantage points as is encouraged by the politics of enlarged
mentality.
I next focussed upon Habermas's attempt to "go public"
with the Categorical Imperative by examining his procedure
for "normative will-formation" which he argues we best see
as taking place in "practical discourses."

Compared to

Rawls's abstract thought experiment on how best to think


about the moral domain of justice,

I found this a much more

engaging attempt to reformulate Kant's original.


procedure brings many strengths.

Habermas's

In his abstract thought

experiment, we are not encouraged to ask ourselves alone


what is generalizable.

But it is precisely his point that

our norms, whenever they are brought into question by any


one of us, are to be validated or repudiated via dialogic
exchanges.
The idea is that such a dialogic procedure further
informs our views in regard to the troubled norm.

Moreover,

it is assumed that this process influences our reflections


and actions such that we might say about the procedure that
what emerges from it is acceptable because we have gone
through the very dialogic process itself which highlighted

221

for us many more vantage points than if we did not engage in


such a procedure.
I found that Habermas truly reconceptualizes Kant's
Categorical Imperative in dialogic terms such that the basic
insight of discourse ethics is the following:
norms can claim to be valid that meet

Only those

(or could meet) with

the approval of all affected in their capacity as


participants in a practical discourse.2

In regard to

Habermas's attempt to re-work the Categorical Imperative,

conclude that the emphasis upon dialogue is not in any way


the problem.

This remains Habermas's strength.

weakens the argument,

What

is the deontological ethic which

accompanies the dialogue.

It restricts the dialogue to

"norms" and not "values."

But I conclude this separation

has politically troubling implications, cannot really hold


up and is obfuscating.
While I found Habermas is much closer to Kant's
enlarged mentality perspective than is Rawls, his support
for a strong deontological ethic remains problematic for two
reasons.

First,

if "practical discourse" a priori banishes

evaluative questions from the very moral domain of justice,


we may not be able to discuss what matters most to us.
Frequently,

it is questions about our values that are in

2Kenneth Baynes, The Normative Grounds of Social


Criticism: Kant, Rawls, and Habermas (Albany: State
University Press, 1992), p. 3.
222

need of most sorting out with each other.

Quite simply,

how

can we know what we will find endorsable if the discussion


is at the outset limited to what we know a priori will bring
agreement from the beginning?
In allowing ourselves to discuss values,

this does not

mean that we have to accept them all as we discuss them, but


excepting them a priori is not acceptable either.3
Reflective and actual engagement and more solidaristic openmindedness is.

The politics of enlarged mentality resists a

priori separations, encouraging the democratic process


itself to perpetually occur through a simultaneous politics,
revolution, and education.4
Second, what is of concern in all of this is the
political implications of making this distinction in a
priori fashion and what consequences this has,

in fact.

believe the very attempt to antecedently separate the just


from the good leads to a suppression of needs, which is to
subvert the radical intent of politics by way of discussion,

3Seyla Benhabib makes a similar point saying, "It is


crucial that we view our conceptions of the good life as
matters about which intersubjective debate is possible, even
if intersubjective consensus let alone legislation, in these
areas remains undesirable.
However, only through such
argumentative processes can we draw the line between issues
of justice and of the good life in an epistemically
plausible manner, while rendering our conception of the good
life accessible to moral reflection and moral
transformation." See The Communicative Ethics Controversy, p
350.
4I owe this insight to Mark Roelofs.
223

such that the formal procedure becomes more important than


the content any of us might bring into it.

This implication

undermines the strength of Habermas's project of


communicative ethics, which is above all committed to
politics by way of discussion,

and the presumed insights

dialogue brings.
But limiting the discussions to norms alone,

I am

afraid, means we can only ever discuss those questions upon


which it is somehow clear from the beginning that we could
find agreement upon.
happened to democracy?

But if this is the case, what has


How will we ever know how to sort

out the differences in regard to our controversies unless we


give ourselves access to discuss them, unless we go through
the democratic process which Habermas himself says is an
exacting one?

If we cannot discuss what might be our worst

problems and our competing values through the practical


discourses, what really is their purpose?

What good do they

do?
Yet,

I sympathize with Habermas's struggle which I

believe is this.

I think he wants not to regress behind the

norm of human dignity, by falling prey to "concrete


particularism" that sometimes expresses itself in Naziism or
Fascism or the current nationalisms competing in bloody
battles across much of the world today, e. g., former
Yugoslavia . . .

I take this point well, yet I maintain it

224

is possible to acknowledge the regulative ideal of human


dignity, and view this not only as a norm, although it
certainly is this, but as deeply evaluative as well,

so

wherein really lies the razor-sharp distinction between the


just and the good?

To act as if we can make it,

I believe,

is not only confusing, but moreover what I am concerned


about are the political implications of trying to sustain
this kind of a distinction in practice.

Making this

distinction a priori risks reducing the moral domain of


justice to juridicalisms,

formalisms, and procedures thereby

deflecting attention away from our attempts,

our energy,

and

our democratic spirit to focus more upon concrete well-being


and shared happiness as important to the very project of
democracy as well as to life itself.
This is not an argument that concludes with or is a
plea to a priori define "the good life" or to prescribe in
hegemonic terms what is the good.

Rather, this is an

argument to expand the very moral domain of justice itself


such that questions about our needs, hopes, and desires and
our evaluative concerns and how we experience these are more
accessible to our political reflections and our public
discussions.

This is an argument to expand the moral domain

of justice such that evaluative questions gain access to our


public reflections in order to better inform our
institutional practices such that they do not continue to

225

proliferate juridical personalities with little or nothing


gained substantively.
The practical effects of making razor sharp
distinctions between justice and the good life is to deflect
attention away from the importance of deliberating upon our
needs, hopes and desires for well-being.

These questions,

believe, belong at the center of our political reflections,


not on the margins.

And they should inform our

institutional practices and arrangements in helping to both


generate and produce collective well-being.

An enlarged

moral domain of justice includes these, rather than, a


priori excludes or wholly privatizes or displaces them
altogether.
The political implications of making a priori
separations lead me to conclude that cultivating a more
radically democratic spirit and civic ethos that blends
justice and good life concerns, rather than trying to tear
them apart is more desirable for generating collective well
being.

A deontological conception of justice, because so

intent on not teaching virtue and so utterly privatizing it,


will itself not be virtuous, although it will be
deontologically just and probably highly juridical.

The way

out of avoiding dogma on the question of what is good is to


enlarge the moral domain of justice itself, making
collective well-being the goal, but supporting a grounds-up

226

process that strives for it, beginning with the politics of


Enlarged Mentality.
Habermas's concern about the pathologies of "concrete
particularism" can hardly be ignored, but the answer to this
danger is neither to go behind a veil as Rawls suggests nor
to restrict practical discourses to norms alone as Habermas
suggests.

All of these insights lead me to more strongly

conclude that the way out of these difficulties is to


support an Enlarged Mentality perspective.

Kant's Enlarged

Mentality perspective as first spotted by Arendt and then


radicalized by Benhabib fundamentally serves to re-direct
the Habermasian project.

It is no longer possible to study

communicative ethics without making use of Benhabib's


insights on the matter,

and,

I believe,

it is her closer

affinity with Kant's Enlarged Mentality perspective that


takes its bearings from reflective judging and context sensitivity,

but remains principled nonetheless, because we

are now enjoined to shift ground to "concrete others" more,


that serves to revive Habermas's project through wholly
transforming it from within.
Building and engaging with this alternative Kantian
legacy is far more productive for re-defining the moral
domain of justice for a democratic polity.

If we do not

attempt to expand our moral domain of justice, we will have


more juridicalism and less understanding.

227

It will be

tougher to shift ground to others more when juridicalism in


many ways reflects and continues to propagate a more
adversarial and individualistic culture.

These conclusions

are not meant to denigrate the gains of civil and political


rights.

Rights emerged from our struggles for concrete

recognition in a society that denied its less privileged


basic civil standing in society or some independence from
the "mother country" and the benefits of living in civil
society,

especially for the more educated or more

professional.

But, the sole emphasis upon legalism in

defining the moral domain of justice is not adequate to


address the worst of our society's ills.

Our culture is in

profound crisis, particularly on the questions of race, sex,


and class.

I do not believe that legalisms can any longer

address the cultural challenges emerging in these spheres.


Enlarging the moral domain of justice means to break free of
juridical blindness and to think beyond addressing any of
these problems through legal means alone, and to begin to
really face these through the politics of Enlarged
Mentality.
Negative Freedom
The advantages of Kant's negative freedom is that he
shows a way to understand external relations that need not
be possessively individualist, assumptions that I believe

228

beleaguer other conceptions of negative freedom as expressed


in canonical rivals, most particularly Hobbes and Locke.
Although I believe Hobbes and Locke--not Kant--remain
Liberal Democracy's philosophers, particularly American
style,5 my point is this: Even were we to draw from a more
enlightened conception of negative freedom a la Kant's
Categorical Imperative, which Rawls and Habermas seek to,
and moreover move beyond it by trying to creatively
reformulate it, as Rawls and Habermas do, we still end up
with an overly juridically defined and morally limited
domain of justice.

Were we in America ever to make a break

with Hobbesian and Lockean assumptions,

founding new

institutions by looking to Kant for inspiration would not


help much, unless we creatively engaged with his alterative
to the Categorical Imperative and further developed these
political insights.
Structural transformations begin by asking what the
world looks like to others, more concretely and more

5See H. Mark Roelofs, The Poverty of American Politics:


A Theoretical Interpretation (Philadelphia: Temple
University Press, 1992), Chapters Two and Three, but
especially pp. 44-62. Roelofs systematically traces what he
calls the "Bourgeois/Protestant Complex" that he argues
imbues and informs American institutions and culture.
Hobbes and Locke inform the Bourgeois aspect of the cleavage
which is systematically ambiguous because competing with it
is another moral orientation that in rooted in radical
egalitarianism, communitarianism and pacifism that represent
the other pole.
The result is a systematically ambiguous
political orientation.
229

particularly.

This is one concrete step in reattempting to

define the moral domain of justice.

For example,

if

legislators looked not to punitive measures to "discipline"


(Foucault) welfare recipients, but instead asked themselves
what it might really be like to be unemployed for the last
five years because the economy itself cannot accommodate
everybody who has an interest in getting a job, other
concerns about true welfare and happiness might enter the
debates, were they not a priori restricted and privatized.
If concern for all via an Enlarged Mentality motivated our
legislators,

the new Contract With America currently under

way would not be on the brink of legislation.

The Contract

could not better show how lacking in an Enlarged Mentality


our legislators frequently are.

But, since it is my

observation that legislators are themselves structurally


constrained and cannot themselves act more magnanimously,
even if they should desire to, I can only conclude that a
firmer commitment to cultivating a stronger democratic ethos
that brings many of these institutional arrangements
themselves into question is desirable because,
to one of Habermas's insights,

to come back

institutions frequently

suppress generalizable interests from emerging in the first


p l a c e .6

6Jiirgen Habermas,
Press, 1973), p. 113.

Legitimation Crisis,
230

(Boston: Beacon

If our legislators were ever to make law with an


Enlarged Mentality perspective they would have to legislate
against excessive self-interest.
to others more,

When we shift our ground

in order to provide a more compelling

politics for all, we are thereby calling into question many


of the fundamental structures of our own institutions.

But

the results of doing so might be a more shared sense of


well-being, not only the legal protection to pursue and
consume it privately.

Pathologies
There are pathologies on both sides of the justicegood life tension.

This is why it is important to neither

succumb to one nor the other, but keep them in the same
moral domain, and in healthier conflict.

Justice without

solidarity and understanding will be "substitutionalist" in


the Benhabisian sense, an extension of juridical standing to
all, but no more.

On the other side,

if only the good,

whose?
In this century,
believe,

"concrete particularism" would,

have been fodder for Kant's appeal to "abstract

universality" where moral obligations outrightly and


normatively prohibit many modern atrocities and acts of
genocide happening as I write my conclusions.
Habermas,

Like

I believe the sage from Konigsberg would have

231

then

truly and deeply grieved over these modern tragedies,


pointing to the virtues of abstract universality.
The virtues of negative freedom and negative virtues
are all plain to see if we would only always see them.
yet herein lies the major challenge.

And

If we only mostly see

these--our vision is obscured which is what I believe has


been the overriding intent and strength,

success in this

country, but we have mostly depleted our conception of the


moral domain of justice from virtue and positive freedom.
Any conception of the moral domain of justice that so
insistently seeks to keep virtue outside of its scope, as
deontology does, will eventually succeed by failing.
new pathologies emerge.
side,

And

To avoid pathologies on either

"concrete universalism" is the only option left.

for this purpose,


way to begin.

And

a politics of enlarged mentality is one

Benhabib's "historically self-conscious

inter-active universalism" is my model here.

Looking Beyond Deontological Liberalism


Looking beyond deontology means that justice and the
good life are not as far apart as Kant originally sought to
keep them.

In the end, the great deontologist himself

begins to yield in the face of contingencies,

but still

remains principled through striving to find solutions to our


inevitable differences and tensions through adopting an
Enlarged Mentality perspective.

232

Kant's commitment to radical egalitarianism is not


relinquished, but rather it is superseded so that
understanding is the primary goal,

rather than consensus as

we recognize we are as complex and diverse in all of our


concreteness through which we want to be free to express
infinite and diverse modes of living together.
If even a relationship between two people is not best
grasped by reaching a consensus, but thrives when there is a
mutual attempt to understand one another, why or how could
we want it to be our goal to reach consensus for 280 million
people?

And, of course, we cannot restrict our view to this

country because our actions here have consequences for other


people in other parts of the world.

This is not a trivial

claim, but one that strongly suggests that our foreign


policies as well as our domestic strife should proceed with
an Enlarged Mentality perspective.
This is by no means a suggestion for world government
which as Kant well knew, and with whom I concur, would be
among the worst of tyrannies7, but rather an endorsement
for a moral orientation in which reaching understanding and
liberating oneself or one's nation from excessive selfinterest is the primary g o a l .

Reaching understanding

through mutual respect that transcends into care brings

7Hannah Arendt, Lectures on Kant's Political


Philosophy, Ronald Beiner, ed. (Chicago: Chicago University
Press, 1982), p.
44.
233

justice and the good life together.

Reaching understanding

about our respective needs, hopes, and desires that take us


beyond the commitment to mutually respect one another is the
driving force behind the politics of an Enlarged Mentality
perspective.
The moral domain of justice in this enlarged
understanding does not limit itself to juridical
conceptualizations and practices, but seeks to move beyond
them.

Going beyond them means to move substantive questions

of well-being and happiness to the center of our political


debates, not privatize these so completely, and thereby only
legally protect everybody's private pursuits of them.

The

point is to liberate oneself or one's nation from selfinterest .


This cannot ever be a priori determined, but requires
cultivation of democratic will and institutions that do not
pre-empt a true politics of reflective commitment to others
through generating a politics of Enlarged Mentality and
solidarity with those who struggle for a better life than
the one a Liberal society generates for all of us.

It

requires imagination and commitment to try and put oneself


in the shoes of another, not only as one deserving of
respect,

and as one who has formal standing in society, but

as a concrete,

sensuous being who has needs that require

234

more than formal standing in society, moving the margins of


our society to the center of our politics.
Conn ectures
By way of conclusion,

I re-formulate Rawls's abstract

thought experiment based upon what might have happened if he


drew from Kant's Enlarged Mentality perspective.

Compare

the differences between the democratic flavor that comes


through in Rawls's original formulation -- which
deontologically rips justice and the good life apart -- with
my reformulation which puts them back together, based upon
engaging with Kant's Enlarged Mentality perspective.
Recall that Rawls,

in asking us to simulate the

Original Position as a privileged vantage point from which


to define the moral domain of justice invokes the
metaphorical devise of the Veil of Ignorance.

Recall that

Rawls says:
It is assumed, then, that the parties do not
know certain kinds of particular facts.
First of all, no one knows his place in
society, his class position or social status;
nor does he know his fortune in the
distribution of natural assets and abilities,
his intelligence and strength, and the like.
Nor, again, does he know his conception of
the good, the particulars of his rational
plan of life, or even the special feature of
his psychology such as his aversion to risk
or liability to optimism or pessimism,
More
than this, I assume that the parties do not
know the particular circumstances of their
own society.
That is they do not know its
economic or political situation, or the level
of civilization and culture it has been able
to achieve.
The persons in the original
235

position have no information to which


generation they belong.
Now,

I want to demonstrate what might happen if Rawls

drew upon Kant's alternative.

Remember what Kant says:

But the question here is not one of the


faculty of cognition, but of the mental habit
of making use of it. This, however small the
range and degree to which a man's natural
endowments extend, still indicates a man of
enlarged m i n d : if he detaches himself from
the subjective personal conditions of his
judgement, which cramp the minds of so many
others, and reflects upon his own judgement
from a universal standpoint (which he can
only determine by shifting his ground to the
standpoint of others).8
No doubt on first sight, these appear like similar
exercises, and there is an unmistakable ring of Kantianism
imbuing both passages.

And it is clearly the intent of both

procedures to practice some degree of reversalizability.


But Kant's man of enlarged mind does not go behind a veil,
but tries to liberate himself from self-interest by shifting
his ground to the standpoint of others.
I do not know why Kant relegated this insight to a
parenthetical.
passage,

It is the most important sentence in this

if not in all his writing.

It is an essential

insight that an enlarged moral domain of justice cannot


afford to do without, but is its life.

Rawlsian moral

agents practice reversalizability only with others who are

8Immanuel Kant, The Critique of Judgement, trans.,


James Creed Meredith, (Oxford: Clarendon Press, 1991), p.
153 .
236

assumed to have a life plan whatever else they also want,


others who have not critically looked into the great costs
of deontologically defining the moral domain of justice.
There is no shifting ground in the Rawlsian experiment to
others except in vacuo, much like Kant's Categorical
Imperative.

But the political implications of shifting in

vacuo cannot move beyond negative virtue and may even


mistake negative for positive virtue.

But Kant shows a way

to move beyond this way of thinking.


Now consider what Rawls might have said if he offered a
"procedural re-interpretation of Enlarged Mentality" rather
than a "procedural re-interpretation of the Categorical
Imperative, which repeats the deontological ethic.

It would

go something like this.


It is assumed, then that the parties, even
though they cannot always know all the
particular facts, will, by attempting to
shift their ground to those they are aware
of, seek to derive the moral point of view
appropriate for a democratic polity in light
of practicing reversalizability with as many
"Concrete Others" as they can.
Rather than
ignore particular circumstances and social
facts, each is enjoined to make use of these
insights in order to consistently make
efforts to better derive what might be in
everybody's collective well-being.
Based
upon these insights, we define institutions
to meet these needs.
If Rawls engaged with Kant's alternative, everything he
abstracts away needs to come back out from behind the veil
and into our "reflective judgements" as we try to find the
237

"universal when only the particular is given."

It is not

acceptable to say class is no matter in a society so fully


defined and structured by class.

It is not acceptable to

conclude that sex is insignificant in a culture that is


suffering its way through an extraordinarily problematic
gender-structured society and the violences that surround
it.

An Enlarged Mentality perspective proceeds from the

insight that only after, and not before, we ignite this


process of shifting our ground to concrete others more can
we speak of generating a moral view compelling for all.

238

Bibliography
Arendt, Hannah, Karl Jaspers Correspondence, 1926-1969
(New York: Harcourt Brace & Company, 1992).
Lectures on Kant's Political Philosophy, Ronald
Beiner, ed. (Chicago: University of Chicago Press,
1982) .
Between Past and Future: Eight Exercises in Political
Thought (New York: Penguin Books, 1968).
The Human Condition (Chicago: University of Chicago
Press, 1958) .
Aristotle, The Basic Works of Aristotle, Richard McKeon,
(New York: Random House, 1941).

ed.

Avineri, Shlomo, The Social and Political Thought of Karl


Marx (Cambridge: Cambridge University Press, 1978).
Baynes, Kenneth, The Normative Grounds of Social Criticism:
Kant, Rawls and Habermas (Albany: SUNY Press, 1992).
Beck, Lewis White, A Commentary on Kant's Critique of
Practical Reason (Chicago: University of Chicago Press,
1960) .
Beiner, Ronald, Political Judgement
Chicago Press, 1983) .

(Chicago: University of

What's the Matter with Liberalism? (Berkeley:


University of California Press, 1992).
Beiner, Ronald and William James Booth, e d s ., Kant and
Political Philosophy: The Contemporary Legacy (New
Haven: Yale University Press, 1993).
Benhabib, Seyla, Critique, Norm, and Utopia
Columbia University Press, 1986).

(New York:

Situating the Self: Gender, Community and Postmodernism


in Contemporary Ethics (New York: Routledge, 1992).

239

Benhabib, Seyla and Drucilla Cornell, e d s ., Feminism as


Critique: On the Politics of Gender (Minneapolis, M N :
University of Minnesota Press, 1987).
Benhabib, Seyla and Fred Dallmayr, eds., The Communicative
Ethics Controversy (Cambridge: MIT Press, 1990).
Berlin, Isaiah, Four Essays on Liberty (New York: Oxford
University Press, 1969) .
Berman, Marshall, All That Is Solid Melts Into Air: The
Experience of Modernity (New York: Penguin Books,
1982).
Bernstein, Richard, Beyond Objectivism and Relativism:
Science, Hermeneutics and Praxis (Philadelphia:
University of Pennsylvania Press, 1983) .
The New Constellation: The Ethical-Political Horizons
of Modernity/Postmodernity (Cambridge: MIT Press,
1992) .
Bernstein, Richard J., e d., Habermas and Modernity
(Cambridge: MIT Press, 1991).
Buber, Martin, I and Thou, Walter Kaufmann,
York: Charles Scribner's Sons, 1970).

trans.

(New

Cassirer, Ernst, Kant's Life and Thought, James Haden,


trans. (New Haven: Yale University Press, 1981) .
Daniels, Norman, ed., Reading Rawls: Critical Studies on
Rawls' 'A Theory of Justice' (Stanford: Stanford
University Press, 1989).
Descartes, Rene, Discourse on Method and the Meditations,
F.E. Sutcliffe, trans. (London: Penguin Books, 1968).
Disch, Lisa J., "More Truth Than Fact: Storytelling as
Critical Understanding in the Writings of Hannah
Arendt," Political Theory, vol. 21, no. 4 (November
1993), pp. 665-694.
Ferrara, Alessandro, "Postmodern Eudaimania," Praxis
International, vol. 11, no. 4 (January 1992).
"Universalisms: Procedural, Contextualist and
Prudential," in David Rasmussen, ed., Universalism and
Communitarianism: Contemporary Debates in Ethics
(Cambridge: MIT Press, 1990).
240

Ferry, Luc, Rights -- The New Quarrel Between the Ancients


and the Moderns (Chicago: University of Chicago Press,
1990) .
Foucault, Michel, Discipline and Punish: The Birth of the
Prison (New York: Vintage Books, 1979).
Fraser, Nancy, Unruly Practices: Power, Discourse and Gender
in Contemporary Social Theory (Minneapolis: University
of Minnesota Press, 1989).
Gadamer, Hans-Georg,
1994) .

Truth and Method (New York: Continuum,

Galston, William A., Justice and the Human Good (Chicago:


The University of Chicago Press, 1980).
Gilligan, Carol, In a Different Voice: Psychological Theory
and Women's Development (Cambridge: Harvard University
Press, 1982).
Haan, Norma, "Two Moralities in Action Contexts:
Relationships to Thought, Ego Regulation and
Development," Journal of Personality and Social
Psychology, vol. 36, no. 3 (2978), pp. 286-305.
Habermas, Jurgen, Toward a Rational Society: Student
Protest, Science and Politics (Boston: Beacon Press,
1968) .
Knowledge and Human Interests, J.J. Shapiro,
(Boston: Beacon Press, 1970).

trans.

Theory and Practice

(Boston: Beacon Press,

1973).

Legitimation Crisis

(Boston: Beacon Press,

1975).

Communication and the Evolution of Society, Thomas


McCarthy, trans. (Boston: Beacon Press, 1979).
Autonomy and Solidarity,
Verso, 1986).

Peter Dews, ed.

(Cambridge:

The Theory of Communicative Action, Volume One: Reason


and the Rationalization of Society, Thomas McCarthy
(Boston: Beacon Press, 1984).
The Theory of Communicative Action, Volume Two:
Lifeworld and System, A Critique of Functionalist

241

Reason, Thomas McCarthy,


1987).

trans.

(Boston: Beacon Press,

The Structural Transformation of the Public Sphere: An


Inquiry Into a Category of Bourgeois Society
(Cambridge: MIT Press, 1989).
Moral Consciousness and Communicative Action,
Lenhardt and Shierry Weber Nicholsen, trans.
(Cambridge: MIT Press, 1990).

Christian

Justification and Application: Remarks on Discourse


Ethics, Ciaran P. Cronin, trans. (Cambridge: MIT Press,
1993) .
Hegel, G.W.F., Philosophy of Right, T.M. Knox
Oxford University Press, 1967).

(Oxford:

Natural Law, T.M Knox, trans. (Philadelphia: University


of Pennsylvania Press, 1975) .
Phenomenology of Spirit, A.V. Miller, trans.
Oxford University Press, 1977).
Logic, William Wallace,
Press, 1991).

trans.

(Oxford:

(Oxford: Clarendon

Held, David, Introduction to Critical Theory: Horkheimer to


Habermas (Berkeley: University of California Press,
1980) .
Held, Virginia, "Non-Contractual Society: A Feminist Vie w , "
Canadian Journal of Philosophy, Supplementary vol. 13,
pp. 111-135.
Hobbes,

Thomas,

Leviathan (New York: Penguin Books,

1980).

Honig, Bonnie, Political Theory and the Displacement of


Politics (Ithaca: Cornell University Press, 1993) .
Horkheimer, Max and Adorno, Theodore, Dialectic of
Enlightenment (New York: Herder and Herder, 1972) .
Jahanbegloo, Ramin, "Philosophy and Life: An Interview," The
New York Review of Books, May 28, 1992, pp. 46-54.
Jay, Martin, The Dialectical Imagination: A History of the
Frankfurt School and the Institute of Social Research,
1923-1950 (Boston: Little, Brown and Company, 1973).

242

Kant,

Immanuel, Critique of Practical Reason and Other Works


on the Theory of Ethics, Thomas Kingsmill Abbott,
trans. (New York: Longmans, Green and Co., 1909).
Kant's Critique of Practical Reason and Other Writings
in Moral Philosophy, Lewis White (Chicago: University
of Chicago Press, 1949).
Observations on the Feeling of the Beautiful and
Sublime, John T. Goldthwait, trans. (Berkeley:
University of California Press, 1960) .
Lectures on Ethics, Louis Infield, trans.
(Indianapolis: Hackett Publishing Company,
On History, Lewis White Beck, ed.
Publishing Company, 1963).

1963).

(New York: Macmillan

The Doctrine of Virtue, Part II: Metaphysic of Morals,


Mary J. Gregor, trans. (New York: Harper and Row,
1964) .
Groundwork of the Metaphysic of Morals, H. J. Paton,
trans. (New York: Harper & Row, 1964) .
The Metaphysical Elements of Justice, John Ladd,
(New York: Macmillan Publishing Company, 1965) .
Critique of Pure Reason, Norman Kemp Smith,
York: St Martin's Press, 1965).

trans.

trans.

(New

Kant: Philosophical Correspondence 1759-99, Zweig, ed.


& trans. (Chicago: University of Chicago Press, 1967).
Anthropology From a Pragmatic Point of View, Mary
Gregor, ed. (The Hague: Martinus Nijhoff, 1974)
Prolegomena To Any Future Metaphysics That Will Be Able
To Come Forward As Science, Paul Carus, trans., revised
by James W. Ellington (Indianapolis: Hackett Publishing
Company, 1977).
Kant's Political Writings, Hans Reiss, ed.
Cambridge University Press, 1983) .

(Cambridge:

The Critique of Judgement, James Creed Meredith,


(Oxford: Clarendon Press, 1991).
The Metaphysics of Morals, Mary Gregor,
Cambridge University Press, 1991).
243

ed.

trans.

(Cambridge:

Kaufmann, Walter, Discovering the Mind: Goethe, Kant, and


Hegel (New York: McGraw-Hill Book Company, 1980) .
Kelly, Michael, e d . , Hermeneutics and Critical Theory in
Ethics and Politics (Cambridge: MIT Press, 1990).
Kittay, Eva Feder and Diana T. Meyers, e d s ., Women and Moral
Theory (Totowa, N J : Rowman & Littlefield, 1987).
Kymlicka, Will, Liberalism, Community and Culture (Oxford:
Clarendon Press, 1989).
Larmore, Charles, Patterns of Moral Complexity (Cambridge:
Cambridge University Press, 1987).
Larrabee, Mary Jeanne, ed., An Ethic of Care: Feminist and
Interdisciplinary Perspectives (New York: Routledge,
1993) .
Lickona, Thomas, ed., Moral Development and Behavior:
Theory, Research and Social Issues (New York: Holt,
Rinehart and Winston, 1976).
Locke, John, Two Treatises of Government (New York: Mentor
Books, 1963).
Macedo, Stephen, Liberal Virtues: Citizenship, Virtue, and
Community in Liberal Constitutionalism (Oxford:
Clarendon Press, 1990).
MacIntyre, Alasdair, A Short History of Ethics: A History of
Moral Philosophy from the Homeric Age to the Twentieth
Century (New York: Macmillan Publishing Company, 1966).
After Virtue: A Study in Moral Theory (Notre Dame:
University of Notre Dame, 1984) .
MacPherson, C.B., The Political Theory of Possessive
Individualism (Oxford: Oxford University Press, 1962).
Marx, Karl, Critique of Hegel's 'Philosophy of Right'
(Cambridge: Cambridge University Press, 1982).
Marx, Karl and Frederick Engels, The Marx-Engels Reader,
Robert C. Tucker (New York: W.W. Norton and Company,
1978).
McCarthy, Thomas, The Critical Theory of Jurgen Habermas
(Cambridge: MIT Press, 1978).

244

Ideals and Illusions

(Cambridge: MIT Press,

1991).

Mead, George Herbert, Mind, Self, & Society, Charles W.


Morris, ed. (Chicago: University of Chicago Press,
1962).
Nagel, Thomas, The View From Nowhere
University Press, 1986).

(Oxford: Oxford

Neal, Patrick and David Paris, "Liberalism and the


Communitarian Critique: A Guide for the Perplexed,"
Canadian Journal of Political Science, vol. XXIII, no.
3 (September 1990), pp. 419-439.
New German Critique:
Winter 1981.

Special Issue on Modernism, vol. 22,

Special Issue on Jurgen Habermas,


1985.

35, Spring/Summer

Nussbaum, Martha C., Love's Knowledge: Essays on Philosophy


and Literature (New York: Oxford University Press,
1990).
Okin, Susan, "Justice and Gender," Philosophy and Public
Affairs, vol. 16 (1987).
"John Rawls: Justice as Fairness -- For Whom?," in Mary
Lyndon Shanley and Carole Paleman, eds., Feminist
Interpretation and Political Theory (Oxford: Blackwell,
1991).
Oilman, Bertell, Alienation: Marx's Concept of Man in
Capitalist Society, Second edition (Cambridge:
Cambridge University Press, 1988) .
Dialectical Investigations

(New York: Routledge,

1993).

O'Neill, Onora, Constructions of Reason: Explorations of


Kant's Practical Philosophy (Cambridge: Cambridge
University Press, 1989).
Paton, H.J., The Categorical Imperative: A Study in Kant's
Moral Philosophy (Chicago: University of Chicago Press,
1948).
Rasmussen, David M., Reading Habermas (Cambridge, MA: Basil
Blackwell, 1990) .

245

Rawls, John, A Theory of Justice (Cambridge: Harvard


University Press, 1971).
"Kantian Constructivism in Moral Philosophy,"
Journal of Philosophy, vol. 77 (1980), pp. 515-72.
"Justice as Fairness: Political not Metaphysical,"
Philosophy and Public Affairs, vol. 14 (1985),
p p . 2 2 7- 51.
"The Domain of the Political and Overlapping
Consensus," New York University Law Review, vol. 64
(1988), pp. 233-55.
"The Priority of Right and Ideas of the Good,"
Philosophy and Public Affairs, vol. 17 (1988), pp. 25176 .
Political Liberalism (New York: Columbia University
Press, 1993).
Roelofs, H. Mark, The Poverty of American Politics: A
Theoretical Interpretation (Philadelpia: Temple
University Press, 1992) .
Rosen, Allen D., Kant's Theory of Justice (Ithaca: Cornell
University Press, 1993).
Rosenblum, Nancy L., ed., Liberalism and the Moral Life
(Cambridge: Harvard University Press, 1989).
Rousseau, Jean-Jacques, The Social Contract and Discourses
(London: J.M. Dent 6c Sons, 1973) .
Sandel, Michael J . , Liberalism and the Limits of Justice
(Cambridge: Cambridge University Press, 1982).
Scruton, Roger, Kant
1992) .

(Oxford: Oxford University Press,

Seung, T. K., Kant's Platonic Revolution in Moral and


Political Philosophy (Baltimore: The Johns Hopkins
University Press, 1994) .
Shanley, Mary Lyndon and Carole Pateman, eds., Feminist
Interpretations and Political Theory (University Park:
The Pennsylvania State University Press, 1991).
Simon, J., "A Conversation with Michel Foucault," Partisan
Review, 2, pp. 192-201.
246

Singer, Peter, Hegel


1983) .

(Oxford: Oxford University Press,

Smith, Steven, Kegel's Critique of Liberalism (Chicago:


University of Chicago Press, 1989).
Strauss, Leo, Natural Right and History (Chicago: University
of Chicago Press, 1953).
Sunstein, Cass R., ed., Feminism and Political Theory
(Chicago: University of Chicago Press, 1990) .
Taylor, Charles, Philosophy and the Human Sciences,
Philsophical Papers 2 (Cambridge: Cambridge University
Press, 1985).
Sources of the Self: The Making of Modern Identity
(Cambridge: Harvard University Press, 1989).
Thompson, John B. and David Held, e d s ., Habermas: Critical
Debates (Cambridge: MIT Press, 1982).
Tronto, Joan C., Moral Boundaries: A Political Argument for
an Ethic of Care (New York: Routledge, 1993).
Walker, Margaret Urban, "Moral Understandings: Alternative
'Epistemology' for a Feminist Ethics," Hypatia, vol. 4,
no. 2 (Summer 1989), pp. 15-28.
Walzer, Michael, Spheres of Justice: A Defense of Pluralism
and Equality (New York: Basic Books, 1983) .
"The Communitarian Critique of Liberalism," Political
Theory, vol. 18, no. 1 (February 1990), pp. 6-23.
Weber, Max, From Max Weber, Gerth, H.H and C. Wright Mills,
eds. (New York: Oxford University Press, 1946) .
White, Stephen K . , The Recent Work of Jurgen Habermas:
Reason, Justice and Modernity (Cambridge: Cambridge
University Press, 3988).
Williams, Bernard, Ethics and the Limits of Philosophy
(Cambridge: Harvard University Press, 1985) .
Williams, Howard, Kant's Political Philosophy (New York: St.
Martin's Press, 1983).

247

Wolff, Robert Paul, The Autonomy of Reason: A Commentary on


Kant's Groundwork of the Metaphysic of Morals (New
York: Harper and Row, 1973).
Young, Iris, Justice and the Politics of Difference
(Princeton: Princeton University Press, 1990).
Zammito, John H., The Genesis of Kant's Critique of
Judgement (Chicago: University of Chicago Press,

248

1992).

Você também pode gostar