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119
Introduction
Ecuador, like other Andean countries, comprises three
basic physiographic zones: coastal plains, highlands, and
easternlowlands. While the importance of connections between the coast and highlands has long been recognized,
linkages to the tropical forest zone east of the Andes have
traditionallybeen downplayed or ignored (but see Lathrap
1971, 1973a, 1973b). The ethnic groups occupying this
region have, at least since Inca times, been considered as
geographic isolates and treated as separatefrom, and outside of, mainstream Andean history (Renard-Casevitz,
Saignes, and Taylor 1988). The archaeological record,
however, suggests that such a rigid division between highland and eastern lowland groups has not always been so
pronounced (e.g., Lathrap 1971, 1973a, 1973b; Lyon
1981; Myers 1988; Pickersgill 1969). It seems more likely
that the opposition between these two regions has been
more conceptual than concrete, with differencesbeing variously emphasized or obfuscated by proximate highland
and lowland societies at different points in time.
Recent investigations in the Pimampiro district of
northern Ecuador were designed to explore the nature of
relations between highland dwellers and neighboring populations of the eastern montana (the forested flanks of the
Andes known as the Orientein Ecuador) from a multi-disciplinaryperspective, integrating archaeology, ethnohistory, and paleobotanicalresearch.Located near one of a limited number of natural passes through the eastern
cordillera, Pimampiro was described in 16th-century
sources as a gateway to the Oriente and an important mul-
ti-ethnic trade center (Borja 1965 [1591]; Ordonez de Cevallos 1960 [1614]). Given this information, the Pimampiro district seemed an ideal venue for advancing our understanding of the nature of trans-regionalrelations in the
Andes.
Scattered ethnohistoric references indicate that the ties
between people of the northern highlands and the Oriente
were a complex of political, economic, and ideological elements. Oberem (1974: 347), for example, citing a 16thcentury document, notes various instances of interzonal
marriage and comments on the political implications of
such practice. Borja (1965 [1591]) mentions various
modes of tribute and exchange, highlighting the mercantile elements of the regional economic system. References
to the use of tropical forest paraphernaliain the northern
highlands as insignia of status (Caillavet 1983a: 17), and
the general respect accorded lowland healers and their
medicinal herbs (Oberem 1974: 351), underscore the ideological linkages between the two zones. Such observations suggest a degree of mutual dependence between the
societies of these regions and underline the importance of
encompassing extra-local relations in any attempt to understand the historical trajectory of a given group (e.g.,
Schortman and Urban 1992; Stein 1999).
The Pimampiro district lies at the extreme eastern end
of the semi-arid Chota-MiraRiver valley in northern highland Ecuador (fig. i). The warm, dry climate of this valley
has made it a resourcezone of specialimportance since Precolumbian times. During the late Prehispanic period, it
was dedicated to the production of coca, cotton, indigo,
Figure 1. Map indicating the general boundaries of the Pimampiro district in northern highland
Ecuador.
satellite sites. The highly stratifiednature of Caranquisociety found material expression in the construction of large
truncated pyramidal mounds known as tolas,with sites in
this region having anywhere from one to several dozen
such mounds (Athens 1980; Bray 2003). The Pasto to the
north shared a common ethnic identity but do not appear
to have been as highly stratified as the Caranqui.Aboriginal villages were comprised of numerous low circular
dwellings known as bohios(Uribe 1977-1978, 1986a). According to ethnohistoric information, the level of sociopolitical organization among the Pasto was not sufficiently
121
periodin northernEcuador.
Figure2. Distributionof ethnicgroupsin the latePrecolumbian
for highland studies. Investigations of economic interaction in the latter region are more commonly framed in
terms of the "verticalarchipelago model" (Dillehay 1979;
Pease 1982; Morris 1985; Stanish 1989). As originallyformulated, this model describesan approachto interzonal articulation that emphasizes economic self-sufficiency and
direct access to extra-localresources at the expense of territorial contiguity and significant inter-ethnic relations
(Murra 1964, 1968, 1972). Within this model, Andean
communities attempt to insure direct access to a varietyof
resources through the deployment of permanent colonies
to different, vertically-arrayed ecozones. These colonists
would have retained membership in their original communities and maintained close connections through kin obligations and economic transactions.The dominance of this
model in the Andes has arguably stymied interest in exploring other forms of regional interaction and change
through time (Bray 1995a; Van Buren 1996).
Directing our attention to the evidence for long-distance trade and other modes of interzonal articulation in
the Andes has the potential to inform upon much more
than purely economic transactions or the simple movement of goods. Exchange relations encompass a complex
web of local and external interests related to social obligations, privileges, aspirations, and competing goals of the
actors involved. As Cobb (1993: 61) notes, systems of exchange are intrinsicallylinked to the mobilization of surplus labor and the development of social inequality at the
local level. On a regional scale, formal ties with external
groups often underscore existing relations of power and
provide a basis for expanding domination (Dalton 1977;
Miller, Rowlands, andTilley 1989). Focusing on exchange
may also provide insights into the role of ideology in the
creation of social hierarchy,as illustratedby Helms (1979,
1993).
Ethnohistoric
Background
The principal source of ethnohistoric information on
Pimampiro is Antonio Borja (1965 [1591]), parish priest
for the district during the latter part of the 16th century.
His report, which is rich in ethnographic detail, offers a
glimpse of local economic organization prior to the Spanish occupation. The passages on regional exchange relations, coca production, and multi-ethnic enclaves form the
point of departure for the archaeological investigation of
this area.
Besides the town of Pimampiro, which was the center of
local power in the late Prehispanic period, the only other
settlement of interest, according to Borja (1965 [1591]:
248), was that of Chapl. During the late 16th century,
Chapi was in the process of being consolidated into Pimampiro as part of the colonial program. The process was
apparentlya slow one, however, as Pimampiro and Chapi
continued to appearas separateentities in regional censuses throughout the next century,while other aboriginal villages in the area ceased to be mentioned early on
(Landazuri 1990: 18). This, together with other clues
from ethnohistoric sources, suggests that Chapi operated
as a semi-autonomous entity during the Precolumbian era,
perhaps politically on a par with, if not somewhat larger
than, Pimampiro (Borja 1965 [1591]: 252).
The priest describes Chapi as a multi-ethnic settlement
located "two leagues [ca. 11 km] up [from Pimampiro], at
the base of the Cordillera of the Quijos" (Borja 1965
[1591] : 248). The Quijos were a distinct ethnic group who
occupied the region below and immediately adjacentto the
densely forested upper reaches of the eastern montana
(Oberem 1980). Borja states that nearly half of the inhabitants of Chapi were "people of the montana" who were
born and raised in that zone, maintained fields there, travelled back and forth to harvest timber, and spoke a language similar to that of the Quijos (Borja 1965 [1591]:
Figure 3. Topographic map of the study area indicating the location of sites recorded during the regional survey.
LaMesaisO2-C3-O15.
123
Figure 4. Types of decorative techniques noted in the ceramic assemblage from the Pimampiro
region. A) Tuza bowl rim sherd with red and black painted design on cream slip on interior surface;
B) Red-slipped footed bowl with resist design on upper half of exterior surface.
Figure 5. Types of vessel forms characteristicof the Pimampiro district. A) Globular-bodied olla; B) Footed bowl; C) Elongated
flat-bottomed jar; D) Shoe-shaped (zapatiforme)vessel; E) Polypod vessel; F) Pedestal-basedbowl (compotera).
125
Figure 6. Reconstruction of vessel forms recovered by Porrasin 1970 during salvage work at the site of
La Mesa (after Porras 1972: 230). Vessel forms 1-5 are Panzaleo, form 6 is Napo (Cotococha phase),
forms 7-9 are Caranquitypes, and forms 10-11 are Pasto (Porras 1972: 215-216).
like creatures), were documented during field investigations (fig. 7). These motifs are identical to those carvedin
bas-reliefon the flagstone pavement at the site of La Mesa
(Porras 1972: 223-231). The depiction of what may well
be tropical lowland fauna is seen in other media from the
region as well (Bray 2002: 341-345). The iconography
found on the carved stones in the Pimampiro district suggests that residents likely shared a common ideological system with the peoples of the Oriente.
In addition to these finds, another important discovery
during survey was a series of previously unrecorded stonefaced terraces in the Mataqui River valley (Sites O2-C3005, O2-C3-007, O2-C3-018, O2-E1-001, O2-E1-002,
O2-E1-003) (fig. 3). Crops known to have been produced
on terracesin the Andes include corn, coca, tubers and local grains (Donkin 1979). In the montana, agriculturalterraces were widely associated with the cultivation of coca
127
point in the 17th century and memory of its original location was eventually lost. Based on the ethnohistoric data,
local informant input, observations of previous researchers
(e.g., Grijalva1921, 1947; Jijon y Caamano 1941; Knapp
1991; Landazuri 1990; Mothes 1986), and the archaeological evidence (Bray 1994, 1995a; Gondard and Lopez
1983), I have tentatively identified the modern community of Shanshipampaat the south end of the Pimampiro district as the late prehistoric site of Chapi (Site O2-E 1-004)
(FIG. 3).
The Quijosarealso knownto havepracticedmummification and to have used urn burials (Oberem 1980:
245-251; Ortegon 1577, in Newson 1995: 88). Other
recordthatwereexpectedto
elementsof the archaeological
revealethnicdifferencesin this areaincludedpotterystyles
andvesselforms,food preferencesas potentiallyindicated
by paleobotanicalremainsand cookingfeatures,and featuresrelatingto distinctiveagricultural
practicesandtechniques.
Low linearmounds (fig. 8) are concentratedin the lower western sector of the site. These parallelbarrow-likefeatures are perpendicularto the slope. Their uphill ends frequently abut unfaced terracerisers.The mounds are 1 to 2
m tall, range from 6 to 9 m in width, and are from 20 to
100 m in length. Spacing between mounds varies from 12
to 28 m. Test excavations suggest that these features consist of piled colluvium. Probing the areasbetween mounds
yielded substantially lower densities of cultural materials
than elsewhere at the site. While these features are somewhat enigmatic, their association with terraces and concentrationin the lower elevations of the site, the lack of associated artifacts, and ethnohistoric and ethnographic information on indigenous farming practices (e.g., Caillavet
1983b, 1989; Knapp and Preston 1987) suggest that they
had an agriculturaluse relating to the division of fields.
TERRACES
129
able interest is the presence of the species maranta (a variety of arrowroot) in 6 of 10 flotation samples from the excavation units. Maranta is a tropical lowland species that
does not grow naturally beyond 1000 m above sea level.
The rhizome of this plant yields a highly comestible starch
similar to tapioca. It is also said to have medicinal properties and was used as a remedy for spider and scorpion bites
and poisoned arrows.Its presence at the site provides good
evidence of contact with the eastern lowlands. Interestingly, it is found only in the lower sectors of the site, specifically in association with two small burial mounds.
In the second season of fieldwork, a pilot study was undertakento determine the utility of geophysical techniques
for identifying subsurface features at the site. Several sectors were gridded and surveyed with a proton magnotometer. Interpretation of the magnotometer data proved
more complex than originally anticipated due, in part, to
the amount of basalt present at the site. Numerous anomalies were registered in the field and several were tested
with mixed results. One strong subsurfaceanomaly identified in the magnotometer survey on an upper terracewas
interpretedas a circularfeaturewith a magnetic spike in the
center.This anomaly was thought to be potentially significant as one of the house types associated with the protohistoric populations of this region was the round bohio.
Test units placed in the vicinity of this anomaly revealed a
circularvoid in an otherwise dense layer of cobbles (fig.
9). This "negative feature"(feature 14) had a firepit in the
center as well as other evidence of domestic activity including a large olla found in situ, a complete mano and an
unusual round metate, two spindle whorls, and a varietyof
sherds and lithic debris. We have tentatively identified this
feature as a house floor.
Excavationsin two other terracesin the upper sector of
the site also produced large globular jars in situ in association with considerable amounts of domestic debris. Carbon from the interior of one such vessel associated with a
ne-sw trending rock alignment yielded a radiocarbondate
of 910 70 b.p. (Beta no. 136129), indicating a calibrated date of between a.d. 1000 and 1265 at two sigmas.
HEMISPHERICALMOUNDS
The hemispherical and oblong-shaped mounds scattered about the site, known locally as tolas, appearto have
served different purposes. In some instances the archaeological evidence suggests a domestic function, while in other cases the mounds are clearly mortuary features. One of
the larger oblong mounds (Tola 1), when excavated, revealed severalpossible hearths in the middle and lower levels. These features along with ceramics, several broken
manos, and an oval-shaped metate suggest a domestic
Another type of burial practice at Shanshipampa involved the use of small rock shelters excavatedbelow substantial rock outcrops. Two such features were documented in 1999, both at an elevation of ca. 2900 m above sea
level (fig. 8). Looters had removed all of the remainsfrom
Burial Cave 1 prior to our project, but we were permitted
to examine a significant portion of the collection. The other cave (Burial Cave 2) had apparentlyalso been visited by
huaquerosin the past but not completely looted. Each cave
contained the commingled remains of multiple individuals
who were apparentlyinterred in large funeraryurns.
131
Figure 10. Cross-sectionalview of the clay-lined pit feature identified in Sector A found in association
with a largerhouse mound (Tola 1).
coal from the interior of this vessel produced a conventional radiocarbon age of 940 110 b.p. (Beta-136130),
indicating a calibated date of a.d. 885 to 1285 at two sigmas. While this date falls within the parametersof the late
prehistoric period, it is the earliest we have from Shan-
shipampa.
Neither the use of funeraryurns nor the use of caves for
multiple interments has been reported in the archaeological literature for the northern highlands. Oberem (1980:
251) notes, however, that in the early Colonial period the
Quijos of the adjacent eastern montana often buried children, and possibly adults as well, in urns. Secondaryinterment of human remains in decorated urns was a common
practice in the Amazonian lowlands throughout much of
the Precolumbian era (Evans and Meggers 1968; Gillin
1936; Lathrap 1970; Nordenskiold 1930). Reichel-Dolmatoff (1965: 136-138) notes the beginning of what he
describes as an "urn-burialhorizon" circaa.d. 1000 across
much of Colombia to the north, though the urns were typically placed in shaft tombs (Labbe 1986: 115-118). The
two radiocarbon dates associated with urn burials at the
site of Shanshipampa accord well with Reichel-DolmatofPs estimates for the spread of this mortuarypractice.
CERAMICS
133
La Mesa
The other site in the study areathat produced significant
preliminaryevidence for trans-sierran contacts and which
also, interestingly, shares a unique set of iconographic motifs with Shanshipampa,as discussed above, is La Mesa (see
Bray 2002). The first season of testing at the site of La
Mesa was completed in 2001 (fig. 3). Though located only eight km nne of Shanshipampa,the site is situated near
the bottom of the deep Bio Mataqui canyon at approximately 2050 masl, and is considerably hotter and drier
than Shanshipampa. Occupying a broad alluvial shelf, La
Mesa is associated with an extensive system of agricultural
terraces that cover the surrounding hillslopes. Investigations at the site began with a systematic shovel test survey
of an area of approximately 50 ha with the aim of ascertaining the density and distribution of subsurfacecultural
deposits. Over 700 shovel test pits were dug at 20 m intervals. Based on the results of this survey, six 1 x 1 m test
units were placed above the flagstone pavement described
earlierwhere considerablesubsurfacematerialswere noted.
Even though the testing operation was minimal, the
small number of units at La Mesa yielded more decorated
pottery than any other site in the Pimampiro district, including Shanshipampa (fig. 13).The decorated diagnostic
elements included 85 pieces of Tuza pottery, 5 Piartal
sherds, and 30 Panzaleo fragments.Analysis of the rims recovered at La Mesa (n = 251) revealed the same basic
forms and percentages across vessel categories as found at
Shanshipampa(67% bowls, 23% jars, 10% globular ollas).
A number of special finds such as a worked bone handle, a
ground quartzite pendant fragment, and the remains of
tropical bird species such as Sarcoramphus
papa (King vulture) were also recovered.
Analysis of faunal and botanical remains indicates that
the residents had a rich and varied diet. In particular,quantities of land snails (churos)and carbonized maize (var.canguil; Bob Thompson, personal communication 2002)
were recovered, as well as guinea pig, agouti, rabbit, deer,
turtle, llama, and dog bones (Peter Stahl, personal communication 2002). A single radiocarbon date from an organic deposit containing Tuza pottery at approximately3
Figure 12. Rim profiles of the different vessel categories identified at Shanshipampaand La Mesa. Types
A-D: unrestrictedvessel forms (bowls); Types E-G: globular-bodied ollas with and without necks; Types
H-I: medium and tall-neckedjars.
135
Discussion
Recent archaeological investigations at Shanshipampa
and La Mesa in the Pimampiro district of highland
Ecuador have yielded new insights into the significance of
highland-lowland interactions and modes of interzonal articulation in the northern Andes during the late Precolumbian period. A series of radiocarbon dates indicate
that these two sites were occupied for severalcenturiesduring the latter half of the Integration period (a.d.
500-1500). Though they appearto be essentially contemporaneous, Shanshipampamay have been occupied slightly earlier(circaa.d. 900), and persisted into the earlyColonial period. While investigations at La Mesa are more limited, there is no indication of continued occupation there
into the Colonial era. The relationship between the two
sites is demonstrated by the sharediconographic motifs on
the petroglyphs at Shanshipampaand the carvedflagstones
at La Mesa. The double-headed serpent motif, in particular, is unique to these two sites and may represent the insignia of the small polity of Chapi (Bray 2002).
The archaeologicaldata recovered at both La Mesa and
Shanshipampasupport the hypothesis that residents maintained significant contacts with the groups from the eastern flanksand foothills of the Andes. Extra-localgoods and
remains indicative of linkages with tropical lowland cultures include the widespread occurrence of Panzaleo pottery and the presence of maranta, greenstone axe fragments, tropical bird remains (at La Mesa), coquero figurines, and the simian and ophidian iconography found
acrossa range of media in the Pimampiro district. Tuza, Piartal,and Capuli style pottery, as well as carvedstone sculptures, also suggest ties with the Pasto region to the north,
while the widespread occurrence of obsidian and lesser
amounts of Caranquistyle pottery indicate contacts to the
south and sw.
The ubiquitous low-frequency distribution of obsidian,
arrowroot, and Panzaleopottery at Shanshipampasuggests
that regional networks were organized at the level of the
household between members of this community and others located in neighboring but ecologically distinctive
zones. In general, there seems to be little evidence for a
centralized authority directing or controlling the distribution of foreign goods. The data correspond, at least in part,
to a specific type of economic arrangementfound in the
As
equatorial Andes and described as "micro-verticality."
defined by Oberem (1978), micro-verticalityrefersto a situation in which a community has access to a varietyof production zones within a day'sjourney due to the compacted nature of the ecozones in the northern Andes. This precluded the need for permanent extra-territorialcolonies
such as those that typify the vertical archipelagomodel assumed for much of the centralAndes. Evidence that Shanshipampawas a multi-ethnic settlement, however, complicates this picture.
At Shanshipampa domestic and mortuary features, as
well as the ethnohistoric data, suggest that the site was occupied by residents of different ethnic backgrounds. With
respect to house forms, two types of domestic structures
are discernible: those situated atop hemisphericalmounds
or tolas in the lower sector of the site, and those situated
on low terraces in the upper portion of the site. House
mounds are a common feature among the Caranqui immediately to the south and west of the Pimampiro district
(Athens 1980; Jijon y Caamano 1920: 47; Oberem
1981a). An underground oven was discovered in association with the house mound excavatedin the lower portion
of the site, the only one found at the site. The lower section of the site, where the majority of tolas are found, also
calibrated) (Doyon 1988: 52). In the Carchi-Narino region, radiocarbon dates from shaft tomb burials fall between A.d. 1100 and a.d. 1650 (uncalibrated) (Cardenas
1989: 29-30; Uribe 1977-1978: 167). Burials beneath
house floors and urn burialshave been documented for the
Quijos of the easternAndean slopes during the late prehistoric and early Colonial periods as well as for other groups
of the Amazonian lowlands (Oberem 1980: 245-251;
Newson 1995: 88). As noted earlier,urn burials become
common across much of Colombia beginning ca. a.d.
1000 (Reichel-Dolmatoff 1965: 136-138). The use of
such burialfurnitureat Shanshipampamay reflect the presence of either Quijos, as indicated by Borja (1965 [1591]),
or ethnic groups from other parts of Colombia beyond the
Carchi-Narinoarea.
Taken as a whole, the archaeologicalevidence supports
the idea that Shanshipampacomprised a multi-ethnic enclave. In contrast, there is little evidence to suggest much,
if any, intra-site socioeconomic differentiation among
members of this community, domestic and mortuary assemblages being relatively homogeneous across the site.
There do, however, appearto be significant differencesbetween Shanshipampaand La Mesa, which I interpret as evidence of intra-polity hierarchy and differential social status. Greaterwealth among the residents of La Mesa is indicated by the quantities of decorated serving bowls, the
diversity of foodstuffs, and the richer mortuary assemblages. The relativeaffluenceof La Mesa is attributedto direct control over coca production.
The archaeological evidence from the Pimampiro district may not give a precise picture of the mechanisms of
interregionalarticulationbut it seems clear that such interaction was a fundamental feature of social and economic
life in this region. An initial reading of late 16th-century
documents would suggest that the Pimampiro district, and
specifically the site of Chapf, functioned as a Cport-oftrade"during the late Prehispanic era. Important features
of such centers included their multi-ethnic character,their
location at strategic boundary points, their political and
militaryneutrality,the emphasis on exclusive luxury items,
and the singularity of function of such sites (Chapman
1957; Revere 1957). While the archaeological data from
Pimampiro support the port-of-trade model in terms of
multi-ethnic character, strategic location, and neutrality,
there is no evidence for an exclusive interest in luxury items
or that trade was the only activity that occurred there.
An obscure method of interzonal articulation recorded
for the northern highlands that is known with referenceto
the Pasto (Borja 1965 [1591]: 250; Salomon 1986: 212),
may offer a better intepretive model for the archaeological
data from Pimampiro. The ethnohistoric information sug-
137
Acknowledgments
This researchwas made possible through the generous
support of the Wenner-GrenFoundation, the National Science Foundation (SBR-98 10477), and the Office of the
Vice President for Research at Wayne State University.
Many individuals contributed to the success of the Pimampiro project. I thank first YolandaCeballos, owner of
the Hacienda San Leonardo in Shanshipampa, her husband German Herrera, and brother, Rodrigo Ceballos, for
graciously allowing us access to their property and facilitating our project. I extend equal thanks to the Roman
family of Pimampiro, particularlyNacho and Patricio, for
permitting us to work at the Hacienda La Mesa. Drs.
Cristobal Landazuri and Ernesto Salazar of the Catholic
University of Quito offered their support and friendship
throughout the course of the project. In the field, I have
been fortunate to have the help of a number of dedicated
young archaeologists.These include CesarToapanta,Marco Vargasand Rita Diaz, of the INPC (Instituto Nacional
de Patrimonio Cultural); Washington and German Arevalo, and Romel Frias of Shanshipampa; and students
Colleen Donley, Cindy Frank, William Johnson, Allison
Muhammad, Rebecca Pickering, Sreekishen Nair, Linda
Schilling, Maria Toyne, Kate Van Til, Josefina Vasquez,
and Alden Yepez. Don Johnson of Minneapolis, and Larry
Conyers of the University of Denver graciously contributed their time, skills and equipment for the geophysical pilot study conducted in 1999. 1 also thankTammy Szatkowski for her skillfulrendering of the topographic maps,
Jonathon Brewster and Dawn Bender for their eleventh
hour aid in revising figures, Maria Toyne for inventorying
the human skeletalremains, JavierUrcid for specific skeletal identifications, and Peter Stahl for the analysis of the
faunal remains from La Mesa. Finally, I offer my sincere
thanks to the residents of Shanshipampa and El Cebadal
who were extremely gracious in accepting us as their temporaryneighbors. In particularI wish to acknowledge the
friendship and assistance of the President of Shanshipampa, Don Anibel Mera and his family, Pepe Chasiguano and
his wife Gloria, Bolivar Arevalo, Marcela Frias, Reynaldo
Frias, Rosario Herrera, Alfonso Pupiales, Juan Antonio
Chasiguano, Hectario Layton, and Mariano Cuasqui. In
the community of El Cebedal, we are especially indebted
to the kindness of Charito Andrango.
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