Escolar Documentos
Profissional Documentos
Cultura Documentos
2
PAC PROJECT
CONTRACT DOCUMENT - ELECTRICAL
DETAILED
SPECIFICATIONS
FOR
ELECTRICAL ITEMS
P. O. NARMADANAGAR 392015
GUJARAT (INDIA)
^
^
^
Z
d
& '
' ^
, ^
/ >
:
< s
>
W
APPENDIX-A
PAC PROJECT- SCOPE FOR ISBL-OSBL ACTIVITIES
APPENDIX-B
SPECIFIC REQUIREMENTS FOR ELECTRICAL
SYSTEM
[A] GENERAL CODES AND STANDARDS:
The electrical design shall be in accordance with the latest edition of codes and
standards including:
[B] SCOPE
1. The scope shall cover design, detailed engineering, manufacture, inspection at works,
delivery in well packed condition to site, handling & transportation at site, erection, testing
and commissioning of complete Electrical system on LSTK (Lump Sum Turn Key) basis
required for PAC at Dahej, Gujarat.
3. Contractor shall meet the most stringent requirement, where the parameter differs in two
or more documents i.e. parameter indicated in this section / engineering design
philosophy / equipment specifications.
4. The specifications given indicate only general minimum requirement of some of the major
equipment. Other specifications shall be given by owner or shall be provided by the
contractor as per mutually discussed. However, Contractor shall submit their
specifications for owners approval before procurement.
5. The contractor shall give at least 15 days notice in advance to the owner for witnessing of
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
tests at manufacturers works for all equipment and the equipment shall be dispatched
from works only after obtaining clearance from owner.
[C] SPECIFICATIONS:
1. Basic Considerations:
c. Operability and adequate reliability for all equipments with consideration for special or
unusual requirements of the unit or installation
d. Ease of maintenance
a. All material and equipment shall be new with latest technological applications, standard
design and shall be commercially available for at least 10 years from the date of
installation. These shall also conform to the latest additions of above codes or standards.
The materials and equipment shall be from Owners approved makes only as per
Approved vendor list provided in the ITB.
b. Where several installations of one type of material or equipment are supplied, the
respective parts / equipments shall be interchangeable.
c. All materials and equipment shall be suitable for installation in the applicable climate as
specified elsewhere in this specification.
d. Wherever the drawings or specifications or both, are called for to describe materials or
construction of a better grade or with larger size than as required by the codes or
standards above, then the provisions of such drawings and specifications shall
adequately prevail.
e. The equipment shall be standardized as far as possible to reduce the numbers and
types of various equipment, so that the spares required are minimum.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
Compiled list of manufacturers for items supplied for electrical system with contact person
(West zone/ Gujarat region head & Country head), addresses, phone, e-mail details.
Statutory approval / registration certificates, licenses, application copies for all items / software.
Overall electrical system shall be designed considering basis given in this section and
Appendix C (Engineering Design Basis).
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
i) OWNER shall arrange the power supply to the plant having voltage level of 3.3KV, 3
phase, 50 Hz; through dual feeders.
ii) Permanent paralleling at the secondary of any step-down power transformer is not
permissible. All distribution transformers shall be Dyn11 only.
iii) Accurate information of the available maximum symmetrical fault-level of the existing
system 11KV bus shall be given by Owner. However, it will be the prime responsibility of
the contractor to analyze in detail and provide a suitable distribution system incorporating
the relevant features described below, and ensuring adequate interrupting capacities for
the various components of the system operating at different voltage levels. In arriving at
the maximum interrupting capacities of critical equipments such as circuit breakers, the
system X/R ratio shall be taken into account and ANSI / IEEE C.37 13-1981 shall be
referred to for guidance.
iv) Fault current calculations to determine both the steady state RMS symmetrical fault
current or KVA and the symmetrical peak current shall incorporate all fault current
sources and all components of circuit impedance in the primary system, secondary
system and branch circuit. Both the steady state symmetrical and peak symmetrical
fault currents or the values defined in the Appendix C, whichever is more from
severity view point, shall be considered in determining the required ratings of system
components.
vi) Supply and installation of 3.3KV cables from owners 3.3KV switch board located at TDI
Process sub station to Contractors primary of 3.3KV / 0.433 transformers shall be in
Owners scope. However, termination of above cables at both ends shall be contractor's
responsibility. Raychem make heat shrinkable termination kit shall be supplied by
Contractor. It shall be suitable for 3.3KV UE cable.
vii) Adequate Protection, Instrumentation and Controls for all above systems shall be in
contractors scope
viii) Two independent transformers (3.3KV / 0.433 KV) of adequate capacity shall be
provided. The rating shall be based on maximum operating power of PAC plant with
single feed + 25% margin for future load and taking into account the starting current of
largest rating motor. Distribution transformers shall not be located beneath any piping or
structure. Installations shall be very near to substations (preferably touching to substation
with adequate civil work for walls). Outside installations shall be protected with a
sunshade.
ix) The 3.3 / 0.433KV transformer secondaries shall be connected to the respective
switchgears through armored aluminium cables.
xi) The electrical system components shall be completely coordinated to achieve TYPE-II
coordination so that the system will remain stable under all conditions with regard to the
following features:
Insulation levels
Protective relaying
xii) Special measures shall be incorporated to safeguard the power supply to essential drives
and circuits in case of power failure or a voltage dip of the network. These measures may
be;
Under-voltage time protection of all important L.V. motors of large rating.
Momentary power interruption ride through facility for VFD
Special measures shall be taken to achieve high service continuity and especially to
overcome short-time voltage dips of the network. This shall be done in the following way:
i) Provide all HV / LV motors (>55KW / ACB feeders) with D.C. tripping coils and an under-
voltage time relay. Reacceleration schemes shall be designed & deployed to meet critical
requirement in this case.
i) One feeder from existing emergency power control center shall be made available at
battery limit.
4. AREA CLASSIFICATION
a. All areas shall be classified in accordance with IEC / BIS norms as indicated in Appendix
C.
b. An area classification drawing shall be prepared to indicate the degrees of hazard and
areas of extreme corrosive characteristic.
a. Location of substation & control room building shall be within reasonable vicinity to avoid
voltage drop in interconnection cables from substation to instrument room.
b. Wind direction criterion w.r.t. hazardous gas leakage, corrosive gases & vapors and dust
shall be considered for the location of the substation building from safety view point.
Adequate quantity and types of fire extinguishers & TWO nos. Breathing air cylinders set
with Air Mask shall be placed in the substation.
c. Building shall be provided with means of ventilation of sufficient capacity to permit proper
operation of all equipment. The heat loss of all equipment shall be taken into account
when considering the cooling design.
b. TRANSFORMERS
i) Outdoor transformers shall be oil immersed and all transformers shall be provided with
Buchholtz relays and silica-gel breathers, temperature indicator and trip-contact.
ii) Primary and secondary terminations shall be enclosed in transformer mounted terminal
boxes suitable for cable connections. The cable box shall be air filled type and suitable
for cable sealing kits.
iii) For grounded systems neutrals of secondary windings shall be brought out thru an
insulated bushing.
v) Dial type thermometers for indicating top oil temperature and winding temperature with
two hands; one showing oil / winding temperature at the time of reading and second
showing maximum temperature reached since last resetting.
Thermometers shall have hermetically sealed normally open alarm contact set to close at
maximum self-cooled operating temperature.
4-20mA signals from oil & winding temperature & oil level sensing system to be given to
numerical relay and reading shall be available in SCADA system through soft-link of
numerical relay.
Foundation shall be with earthquake / vibration protection clamp & stopper blocks to
prevent sliding in fixed operating condition.
vii) The transformer yard shall have sun shed.
c. SWITCHGEARS:
i) 415 volts, Power Motor Control Centers (PMCCs) shall be furnished with 20% spare
feeders, at least one each of each type on each bus section.
ii) Control fuses for 415 volts switchgear potential transformers shall be accessible for
replacement. These devices shall be isolated by barriers or to be installed at a safe
distance from non-insulated current carrying parts of switchgear.
iii) All panels, 0.415KV SWBDs, shall be designed such that individual switch
boards have uniform height through out the width of the panels.
d. CONTROL POWER
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
220V DC- The same shall be made available from existing charger and battery set
available at TDI process sub station.
240V AC uninterruptible power supply shall be made available from existing UPS set
available at TDI process sub station.
LT switchboards shall have control supply changeover module with TWO sources. ONE
from UPS & other tapped from main buses (415/ 240V isolation transformer). Normally
UPS supply shall remain in operation. In case of under voltage on main bus for more
than the set duration, it shall transfer to transformer supply.
e. HV / LV MOTOR CONTROLLERS
i) All motors must have dedicated STOP-START push-button stations (LCS) mounted
within 2 meters periphery such that while operating from LCS, the motor & driven
equipment / indicative instrument can be viewed clearly.
For critical motors as defined by process group, where reacceleration scheme is applied
and / or the motors to be fed from emergency power board shall have Auto / Manual
selection from control room DCS.
ii) The control voltage shall be 220V DC for 0.415KV ACB controlled motors while 240V
AC UPS supply for 0.415KV contactor controlled motors.
iii) Ammeters / speed indicators (only for VFD) shall be given on LCS as per requirement
defined by process group.
f. MOTORS
v) Horizontal mounting motors having solid shafts are preferred for applications except
those in which the connection to the driven equipment is a sectional shaft which may
unscrew and lengthen in the event of reversal of rotation. Hollow shaft motors with
special couplings shall be used for unavoidable applications only.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
415V LT motors:
Motors having frame size 160 and above shall be provided with on line greasing facility
and grease draining facility.
g. EOT Cranes:
i) There shall be a single point isolation device for compete EOT crane system, located at
accessible point for operation during emergency.
ii) All motors shall be with Thermistors embedded in the winding for over temperature trip.
The control panel shall be equipped with Siemens make 3RB series relays suitable for
Thermistor connection to protect the motors.
iii) Walk way along the cross travel & long travel and adequate size of platform shall be
provided for maintenance of the control & power panel.
h. FIELD OUTLETS / SOCKET OUTLETS (Three Phase, Single Phase & 24 V Sockets)
shall meet the requirements as per Appendix C & Owner standard specifications. The
selection of enclosure and components shall be according to hazardous area
classification, where the unit is to be installed.
Total two nos. of 160A outlets shall be provided in the plant and one no. 160A outlets
shall be given near transformer yard depending upon numbers of transformers installed
in a row.
ii) Welding Outlets (63A 415V, 3 phase 5 Wire, 30mA ELMCB) (Model no is defined in the
ITB by GNFC)
Sufficient welding receptacles, located at convenient points to serve unit area shall be
installed on each floor. For the unit area in general, receptacles shall be located so that
approximately radius of 25 meters is covered per unit.
ONE 63A outlet shall be given near transformer yard. One 63A outlet shall be installed
in cable cellar.
Branch circuits supplying welding outlets shall serve no other equipment and not more
than THREE outlets shall be supplied by one circuit. Each branch circuit shall be
protected by thermal magnetic Moulded Case Circuit Breaker (160A) of suitable current
rating and 100mA earth leakage current protection, located at the 415 volt main power
distribution board (PDB).
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
These Convenience outlets shall be provided on each floor for adequate maintenance to
serve portable lights and power tools in plant area for alignments, inspection and
temporary work. For the unit area in general, receptacles shall be located so that
approximately radius of 10 meter is covered per unit.
ONE 20A outlet shall be given in each transformer yard. two 20A outlet on each wall
shall be installed in cable cellar.
Permanent installation of 24V sockets is not required. Supply and installation of the same
is not required.
The 3 nos. portable 24V AC switch socket unit with 250VA, 230V / 24V transformer of
Hensel/Schneider or approved make (having polycarbonate / FRP enclosure) shall be
supplied..
a. Non-current carrying parts of electrical equipments shall be grounded to comply with the
requirements of the BIS (IS: 3043 1987), prevailing statutory requirements as per IER
and IEC recommendations (with min. TWO independent earth current paths). It is
contractors responsibility to design, supply and install Plant earthing stations (earth pits)
network with interconnected earth pits so as to achieve defined acceptable resistance
values as per Appendix C.
b. Interconnection between existing Owner complex earth grid and new plant earth grid
shall be in contractors scope. Interconnection shall be carried out after successful
commissioning of new earth grid with acceptable values of resistance only. Connection
to existing grid shall be done by Contractor. Existing grid within the radius of 50 mtr
shall be made available by Owner.
c. Electrical system grounding shall be carried out as per the requirements of the BIS (IS:
3043 1987), prevailing statutory requirements as per IER and IEC recommendations.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
d. All grounding materials used shall be PVC insulated aluminum conductor cable, as
specified.
e. The tallest structures, columns and stacks in each area shall be grounded for full height.
h. More than one grounding electrodes connected to the ground system shall be spaced at
least 3.5 meters apart.
8. ILLUMINATION:
a. Illumination shall be determined by IES methods and shall not be less than the minimum
averages (measured 914 mm.) (3 ft above floor) as listed below:
Location Intensity
(in Lux)
Main roads and parking areas 10
Warehouses and storage buildings (walkways) 50
Building entries 50
Loading platforms and weight stations 200
Boilers, boiler walkways, fuel handling areas 100
Hallways, interior stairs, and service areas 100
Locker rooms, toilets and washrooms 200
Switch rooms 300
offices and laboratory 300
Control room (in front of inst. panel) 500
Control room (rear side of inst panel) 300
Location Intensity
(in Lux)
General Illumination 50
Walkways 50
Stairways 100
Toilet 100
Pump / compressor rooms or areas 150
Face of instrument board 500
Loading / unloading areas 50
Lighting fixtures shall be approved for the area classifications. In the locations subject to
excessive vibration, fixtures shall be flexibly mounted.
General illumination of outdoor area shall be provided by suitably located flood lights,
where supplementary lighting is required for items such as instruments, gauge glasses,
etc., individual fixtures shall be used.
Lighting for general ambience, pathways, garden/ lawn lighting, office reception / corridor
/ Lobby / toilets shall be by using suitable light fittings .
c. Fixtures
i) All fixtures in the process area shall be of FRP Fixtures shall be selected on the basis of:
Efficient illumination.
Uniform distribution of light,
Accessibility and convenience for safe revamping maintenance,
Economy considerations / energy efficient lamps shall be used.
ii) Lighting fixtures for installation indoors shall be standard office and industrial types. LED
type fixtures may be used when economical for areas requiring a high level of illumination
(control room, switchroom, offices, laboratory etc.).
Reflectors shall, in general, be provided for all LED fixtures. Guards shall be furnished for
those fixtures not equipped with reflectors when located at stairs, walkways, and other
locations where they may be subject to accidental damage.
iii) Lamps (coated & protected), chokes & ignitors shall be of Venture make only for MH
lighting for normal lighting.
iv) Field Lighting panels for lighting circuits in all areas shall be located in non-hazardous
plant area (Locations shall be reviewed during detailed engineering stage). Field lighting
panels shall be weather proof type. Flame proof panels are not acceptable.
i) Obstruction and warning lights shall be installed as required by the civil Aeronautics
Authority or other regulatory authority for high structures and stacks.
ii) The lamps for this purpose shall be LED type BINAY / PRECIFINE make long life
(minimum 7 YEARS GUARANTEE) with built-in short circuit protection suitable for 240V
AC supply system.
ii) 50% of the lighting in control room / switchgear room / MCC room / control room and
25% of the process area lighting shall be powered from the emergency switch board.
iii) Emergency lighting in the process area shall cover all critical locations such as stairways,
decks, compressor house etc.
iv) LED lamp fitting shall be installed for emergency lighting having instant start feature.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
v) LED type escape (230V AC) lighting including exit sign with battery back up (only
for control room & substation) shall be provided. For exit routes in plant, LED type
escape (230V AC UPS supply) lighting only at exit routes shall be provided in the plant.
f. Street lights:
i) Street Lighting shall be with LED integral type fittings mounted on FRP pole (min. 10.6
mtr height). Street lighting cable shall be laid underground through pipe.
ii) Street lighting is of the multiple type and shall be controlled by a 415 volt magnetic
contactor in the module at Main Lighting Distribution Board (MLDB) at substation. The
contactor shall be operated by astronomical clock.
a. General
i) All cables routed above ground shall generally be laid in cable trays as indicated in
Appendix C. Trays shall be installed in horizontal plane (width wise) as far as possible.
Bends shall be standard & regular type only.
ii) The cables shall be carried or held in a neat and orderly manner in such a way as to
prevent sagging.
iv) The CONTRACTOR shall be responsible for ensuring that variation, expansion, heat due
to direct sun-rays and any other local conditions are taken into consideration.
v) On cable routes where a number of cables are installed on common racks, the
supporting steelworks and cable tray shall be of sufficient strength to accommodate in
the future additional cables to the extent of 25% (each tray shall have 25% space free).
Also adequate spacing between power cables shall be maintained, as per standards. LT
Power Cables shall be laid in single layer and Lighting and control cables shall be laid in
two layers in a tray.
vi) Where cables pass through floors, protecting covers for groups of cables and conduits for
single cable shall be provided. In either case the covers or conduits shall be sealed with
soft compound.
vii) Where cables enter a building, the cable entry shall be sealed with water-tight and flame
retardant filler. The filler to be used shall be polyurethane foam with a cover of
flammastic or rock-wool panels with a cover of flammastic.
viii) Attention shall be paid to cable racks entering a building. These racks shall be
interrupted.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
ix) In plant areas no cables shall enter electrical power and control equipment from the top.
This requirement applies to all equipment installed in the plant areas.
x) Due attention shall be paid to an adequate earthing and bonding of the cable racks and
trays.
b. Cable Racks
i) All steel work for supports, shall be free from blisters, scale and laminations or other
defects and shall be blasted and painted in accordance with the relevant painting
specification, but at least one layer of primer before and one layer after assembly.
Paint specification indicated in civil section shall be followed.
ii) Parts of the racks which have to be embedded in concrete or masonry shall be left
unpainted.
iii) Plant environment being humid and corrosive, epoxy coated racks and supports are
REQUIRED.
iv) Where the original coating has been damaged by bending, sawing, cutting, etc. the steel
work shall be repainted.
vi) The routing of the racks shall be determined with reference to the general plan of the
installation to be served, but the racks shall never be routed beneath pipes.
c. Cable Tray
i) The MOC shall bee FRP only due to highly corrosive atmospehere.
i) No cables shall be supported on cable racks and fixed with clamps or cable cleats.
ii) Single cables leaving a main cable run to a motor, motor control station, light fitting,
control gear box shall be routed through FRP perforated tray only.
i) Each cable shall be clearly marked at both ends with an indestructible marker, preferably
a cable tag made of Aluminum tacked with indicating cable number & both end feeder
tags with switchboard tags. Cable tags at ends of cable shall be provided inside the gland
plate as well as out side the gland plate.
ii) Conductors of all cables shall be identified at both ends with reference numbers. All cable
lugs in power circuits shall be compression type. Control cables & other cables e.g.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
iii) Where conductors are connected to terminals, the wire shall have sufficient spare length
to allow for small changes (e.g., for reversing the direction of rotation at motors).
iv) Unused conductors of cables shall always be considered as spares for future use and
shall be left with the same length as the longest connected conductor.
10. TESTING
i) The OWNER or their representatives shall be allowed to WITNESS all the Routine and
type tests and the tests specified in item standard specifications. Copies of all test
reports will be furnished to the OWNER. During fabrication, the OWNER. or their
representatives are also allowed to visit the factories for inspection of the work. For final
tests the OWNER must be informed at least fourteen (14) days before the test will take
place.
ii) Loading details & foundation work detailed drawings shall be submitted. Engineering
recommendations given by manufacturer and the recommendations for installation
equipment in respective equipment BIS shall be followed. IER recommendations shall
also be followed.
iii) The installation practices shall be as per installation specifications attached herewith,
recommendations given by manufacturer and shall meet with the prevailing norms
stipulated by government authority at the time of declaration of final commissioning.
Installation & commissioning check list / certificates shall be dully filled up, signed and
stamped by contractor. The results recorded shall be part of commissioning reports.
iv) Before an installation or part thereof is permanently put into service, it shall be tested
jointly by the CONTRACTOR and the OWNER or their representatives. It shall be
checked to determine if the installation complies with the electrical specifications of the
contract.
b. Motor Testing
i) Motors fixed on the foundation should be uncoupled & checked for free running, proper
rotation.
ii) All motors shall be run uncoupled for a minimum period of four (4) hours before the
driven equipment is placed in regular service.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
iii) No-load current, vibrations in THREE positions, i.e. Axial Horizontal Vertical each on
NDE & DE side bearings shall be measured and recorded.
iv) Polarization Index value for all HT cables (including incoming & outgoing), transformers
(HV-LV, HV-E, LV-E) & motors shall be measured and recorded. Result sheets shall be
prepared with motors and cable tags.
c. Transformers
i) Transformer loading & foundation details with drawing shall be submitted. Transformer
yard shall be filled with gravels with the layer thickness of as per standards but not less
than 200mm layer. Fire extinguishers and sand buckets (TWO buckets and TWO
extinguishers per transformer) with canopy & stand shall be provided.
iii) Check insulating oil level gauge with both the valves of Buchholtz fully open, taking' into
account filling level at existing ambient temperature. Make sure that the gauge reads
properly. If required oil must be added (some transformers of this class are shipped dry
or partially filled or have radiators shipped separately and thus oil must be added), take
oil samples from drums and run dielectric test before filling. When filling a transformer
that has radiators mounted in field, take care to open the valves to one radiator at a
time so as not to drop oil level below core windings. After filling, check that all valves to
radiators are open.
iv) Check all gaskets, plugs, sample and drain connections for leaks.
v) Take samples of transformer insulating oil from the bottom sampling valve and have the
dielectric strength tested and recorded. If the transformer has just been filled or oil
added, let it set for 12 hours. Take care of following points while taking oil sample:
Let some oil run out and then draw off enough oil to get a true sample and check it
visually for traces of water.
Use a clean and dry bottle with a suitable cap for sample. Clean bottles with carbon
tetrachloride, or similar solvent.
The sample should be taken when the oil is at least as warm as the surrounding air.
Let the oil sample set in the test room several hours or overnight if possible.
vi) Oil must test 40 KV or higher for 1 minute based on testing of sample in accordance
with ASTM D-l 17 or equivalent national standard. Make sure the test cup is clean. If
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
test is below 40 KV take another sample as the first sample may have been
contaminated by improper handling. If the oil tests below 40 KV, it will be necessary to
filter the oil until the breakdown voltage is raised to more than 50 KV. Oil filtering shall
be carried out at site.
d. Switchgear
i) Before switchgear is energized, following checks must be carried out & results shall be
recorded:
(a) Insulation resistance of each bus shall be measured from phase-to-phase and from
phase-to-ground with 500 / 1000V DC megger for LT & HT switchboards respectively.
Min. acceptable value of Insulation resistance measured in Mega-ohms is more than or
equal to twice of system design volts in KV + 1 i.e. 3.2Mega ohm for LT (1.1KV board).
Measurements shall be repeated with circuit breakers in ON position and OFF position
across contact.
(b) HV test with AC volts (Ph Ph and Ph E) with before & after IR value test shall be
carried out after complete installation of the switchboard. This shall be carried out with
ALL CIRCUIT BREAKERS put up in SERVICE position and in close contacts. Ph E
test shall be carried out with the CB contact away from the bus in EARTHED condition.
Apply HV test voltage according to BIS / IEC guideline.
(d) All commissioning and accuracy tests for each protection relay, as per relay
manufacturers testing guideline, shall be carried out for minimum TWO plus ONE
service setting value (total THREE). Special kits for impedance, directional and
frequency based relays simulation and testing shall be employed. Relays testing shall
be carried out through relay manufacturer or as per manufacturers recommended and
approved testing agency or otherwise through M/s Power Linkers (for numerical relays
& synchronizing relays). The agency shall have calibrated suitable relay test set having
good wave form Settings, calibration points, and test points shall be in accordance with
values given by the approved relay data sheets.
(e) Protection and metering circuits (CT & PT) shall be checked with primary injection
technique for each core. PT circuits shall be checked with full primary volts for LT board
and 500V AC 50Hz for HT boards. CT circuits shall be checked with minimum
3000Amps kit.
(f) Three phase primary injection shall be done for differential protection, restricted earth
fault protection.
(g) Test all current transformer secondary circuits by applying current to current transformer
secondary circuits and verifying that proper relay (s) and/or meter(s) operate.
(h) Current transformers for differential connections must be checked for KNEE POINT
voltage & B-H plot of all incomer protections and differential protection CTs shall be
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
(i) Test all potential transformer secondary circuits by applying voltage to potential
transformer secondary circuits and verifying that proper relay (s) and/or meter(s)
operate.
(j) Simulations for all the schemes like Auto / manual changeover, electrical closing /
blocking, inter-trips & protections, auto-starts / reacceleration, control supply
changeover etc. shall be carried out and status with problems faced and remedial
actions carried out shall be recorded. Drawings shall be updated in TWO copies
immediately i.e. ONE for site use till contractor submits final AS BUILT and OTHER for
contractors reference for preparation of final AS BUILT.
ii) The following tests shall be performed on all circuit breakers before they are operated:
(a) Contact alignment and wipe shall be checked and adjusted where necessary in
accordance with manufacturer's instructions.
(b) Each circuit breaker shall be drawn out of its cubicle, closed manually, and its insulation
resistance measured from phase-to-phase and from phase-to-ground. Acceptable
insulation resistance as given for switchboard.
(c) Contact resistance measurements and contact opening & closing time shall be
carried out for each pole of HT circuit breakers and results shall be recorded.
(d) All adjustable direct acting trip devices shall be set using values given in the approved
relay data sheets.
(a) Before energizing, the insulation resistance of each bus shall be measured from phase-
to-phase and from phase-to-ground with disconnected devices open. Repeat
measurements with disconnected devices closed but with contactor open, minimum
acceptable value shall be indicated more than or equal to twice of system design volts
in KV + 1 i.e. 3.2Mega ohm for LV (1.1KV board).
(b) Contact alignment and wipe for each contactor shall be checked and adjusted where
necessary in accordance with manufacturer's instructions.
(c) Before energizing, the insulation resistance on both the "line sides" and "load side" of
each contactor shall be measured separately from phase-to-phase and from phase-to-
ground. For minimum acceptable value, refer point (a) above.
(d) Set each adjustable relay and direct acting trip devices in accordance with values given
in the approved relay settings record.
(e) Each contactor shall be closed and tripped from its control switch and /or pushbutton
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
(g) Before energizing control centers, switch racks, and all the power centers, the insulation
resistance of each bus shall be measured from phase-to-phase and from phase-to-
ground with circuit breakers open Measurements shall be repeated with circuit breakers
closed
i) Before energizing wire & cables, the insulation resistance of every circuit shall be
measured from phase-to-phase and from phase-to-ground. This requires 3
measurements for single phase circuits (2 measurements if one side is grounded) and
6 measurements for 3 phase circuits. The applied voltage shall be appropriate for the
voltage class insulation being measured.
ii) For wire and cable rated 1100 volts the insulation resistance of those circuits noted
below shall be measured as follows:
(a) Motor Feeders: With motors disconnected; measure insulation resistance from -load
side of contactors or circuit breakers.
(b) Motor Control Circuits: With push-button and over-current device connected, measure
insulation resistance from phase-to-ground only. Control circuit continuity and
operability can be checked by ohmmeter or buzzer.
(c) Lighting Feeders: Measure insulation resistance with circuit breakers, lighting
transformers, and panel-boards connected, but with the lighting branch circuit breakers
or switches open.
(d) Lighting Branch Circuits: Measure insulation resistance after all lamp holders,
receptacles, fixtures, etc. are connected but before lamping. Some lamp circuits with
ballasts may require only one reading to ground.
iii) A DC high voltage test shall be made, after installation, on all cables operating at a
nominal system voltage of 1101 volts and above.
(a) The duration of the test for cables rated above 5 KV shall be as per IS. The initially
applied DC test voltage shall not be over 25% of the specified test voltage and the rate
of increase of applied voltage shall be uniform and reach 100% of specified test voltage
in not less than 10 seconds or more than 60 seconds.
(b) Test voltage for high voltage cables shall be in accordance with manufacturer's
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
recommendation.
iv) When long runs of cables require splicing, each section of cable shall be "Meggered"
before each splice is made and again after each splice is completed. When all splices
and terminations in a cable run are completed the total run shall be tested as specified
above.
The DC high voltage tests shall be performed in accordance with the following:
Cables shall be installed in final positions, with all through splices complete.
Terminations shall be kept unfurnished so that motors, switchgear, transformers etc.
are not subjected to the test voltage; however, insulation shall be pencilled and
otherwise prepared for completion of the termination to the greatest extent possible for
protection of the cable, including making up and grounding of stress cones for shielded
cable.
f. Grounding
(a) All the earth pit resistances: in isolated from grid and connected with grid conditions.
(b) At each electrical system ground or system natural ground for transformers / DG set.
(c) Switchboards & equipment panels earth buses of VFD Distribution boards etc.
ii) Resistance of any single earth pit shall not exceed 0.5 ohm in connected with earth grid
and 5 ohms in isolated from earth grid conditions.
iii) Resistance shall not exceed 1 ohm between conductors for systems operating at 600
volts or less, solidly grounded systems.
iv) At each ground provided for structure lighting protection: Resistance shall not exceed 5
ohms.
v) At one point at each grounding system used to ground electrical equipment enclosures:
Resistance shall not exceed 1 ohms.
vi) At the point at each grounding system used to ground wiring system enclosures such
as metal conduits and cable sheaths or armour: Resistance shall not exceed 4 ohms.
6SHFLILFUHTXLUHPHQWVIRU(OHFWULFDOV\VWHP
3$&352-(&7
vii) Equipment to be grounded shall be disconnected from the ground system before
system is checked.
viii) The resistance of the grounding system shall be determined and recorded.
a. Where electric heat tracing of certain process piping and vessels is indicated on the
flow sheets or called for in the specifications, monolithic core self regulating, self
limiting heat tracers shall be installed. The construction of tracer cable shall have
nickel plated copper bus wires, semi conductive heat matrix, fluoro polymer
dielectric insulation, tinned copper braid, fluoro polymer outer jacket as per latest
publication of IEEE 515. The tracer cable shall be burn out proof.
c. For heating requirements above 10 watts per square foot, heat transfer cement shall
be used in accordance with suppliers recommendation.
a. It shall be the contractors prime responsibility to design, engineer, supply, install &
commission all the equipments to meet with the prevailing norms of the Government
Authorities. It shall conform to requirements prevailing at the time of declaration of
commissioning of the plant. All installations shall conform to requirements of :
Following documents shall be submitted to OWNER for review and approval. OWNER
shall offer comments within 7 days of submission, other wise it shall be presumed there
is no comment from OWNER:
c. Final enquiry specifications of major items i.e. LV switchboards, Motors, VFD, LV cables,
Relays,
e. Equipment / packages order copy (un-priced) with all technical specs and testing,
inspection, installation & commissioning, guarantee / warranty terms.
i. Earthing, lighting, field socket outlet, cable tray route, street light layout drawings
j. Lightning protection calculations and protection area coverage drawing with dimensions
k. Earthing calculations for numbers of earth pit and cross section of earthing strip.
a. Material supplied & expert services rendered shall be from OWNER approved vendors
and service providers only. The list of approved vendors and contractors attached with
this ITB.
d. Recommended spares (5 years) list for major items with unit price shall be provided.
Procurement of recommended spares is by OWNER.
e. Electrical erection work shall be carried out through reputed erection contractor as
mentioned in approved vendor list.
f. Deviations on requirement specified in this document, any other electrical documents &
standard specifications shall be separately indicated in the offer.
g. Deviation offered by equipment suppliers, in the case of deviations from all the suppliers
only, shall be discussed with OWNER in presence of or with the written intimation of
supplier w.r.t. same. Decision of OWNER shall be final in such cases.
i. In case the approved vendors for some items are not indicated in approved vendor list of
OWNER. following procedure shall be adopted:
i) Vendor shall be a ISO: 9001 2000 certified company. It shall be in the approved
vendor list of IOCL, IPCL, GSFC, RPL, RIL, RCF and shall have full fledged well
established manufacturing and service network for not less than 10 years.
ii) Client list and evidences for above points with the balance sheet of last THREE years
shall be submitted for the approval.
iii) OWNER and contractor shall discuss and decide the vendor on mutually agreed basis.
However, OWNER shall have final acceptance powers
15. INSPECTION :
a. OWNER shall witness test for all ELECTRICAL items including bulks &
pacakages at vendors works. In case witnessing by OWNER is not possible,
OWNER will waive it on case to case basis.
b. Inspection call shall be given to OWNER 15 days in advance for indigenous
items and 30 days in advance for imported items.
16. TRAINING:
17. CONTRACTOR shall follow Electrical Design philosophy and Specific Requirements
for Electrical system as base. The most stringent requirement shall be followed, where
conflict among Electrical Design Philosophy, Specific Requirements for Electrical
system and individual specs is found. Contractor shall brought out such
descripancies during offer stage.
18. CONTRACTOR shall record the temporary routes used for underground construction
cables and shall remove the same after completion of the project work.
Contractor shall arrange welding machines having VFD design for conservation of
energy during construction activities.
19. MANPOWER:
CONTRACTOR shall not be dependent on OWNERs manpower for the project. It shall
be CONTRACTORs responsibility to coordinate to complete the project in time.
OWNER may inject their manpower at OWNERs discretion for training and smooth
take over purpose.
CONTRACTOR to follow OWNERs Standard for the items for which technical
specification are not available in Appendix-E.
@@@@@@@
Engineering Design Philosophy
PAC PROJECT
APPENDIX - C
Engineering Design Philosophy
1.2 (a) Location Dahej (non SEZ), TDI -II Site which is 40 Kms from
Bharuch. Bharuch is in Gujarat State and about 4 Km from
National Highway No 8.
(b) Height above 20.2 Metres Sea level
mean Sea level
(c) Variation in 1012.3 mbs to 995.2 mbs , 1006 mbs (average)
barometric
pressure
(d) Maximum temp. Dry Bulb - 48 Deg C
Wet Bulb - 27.8 Deg C
Min. Dry Bulb Temp. 5 Deg C
(e) Temperature to 50 deg. C.
be considered
for design
(f) Relative 80% for design
Humidity
(g) Rain Fall Maximum---65 mm/hr
Annual Avearge-1000mm
Average rainfall920 mm June to September
(h) Wind data Max. Velocity 44 m/sec as per IS-875 latest Wind direction-
as per Rose Diagram
(i) General climate Hot and Humid
(j) Earth quake As per IS-1893-1984 and Roorkee Earth Quake School
Engineering Design Philosophy
PAC PROJECT
1.4 REGULATIONS
The design and operational features shall comply with the following :
(a) The Indian Electricity Act
(b) The Indian Electricity Rules
(c) Factories Act.
(d) National Electric Code
(e) Recommendations of Fire Insurance Companies and Tariff Advisory Committee
(f) State & Central Pollution Control Board guidelines
(g) Approval from Office of Chief Controller of Explosives
Primary distribution - The power supply shall be tapped from bus-A and Bus-B
of 3.3KV switch board of TDI processs sub station.
- The 3.3KV cables shall be supplied by owner.
- Laying &Termination of power / control / signal cables
at both the ends, including supply of termination kits,
shall be by CONTRACTOR. Documentation related to
these activities shall be developed, prepared and
submitted by CONTRACTOR.
-
Secondary - The 3.3KV cables laid between TDI process sub station
distribution and PAC sub station shall be terminated at primary of
transformers (11KV / 0.433KV)
- Downstream distribution may be at 0.433KV with
DOUBLE LINE REDUNDANT BUS each bus fed
from different transformers.
- Maximum rating of LT SWBD bus shall be 3000A (~
2MVA 3.3/0.433KV transformer).
7.0 FUSES/INDICATION/METERING/
MONITORING SYSTEM RELATED :
(a) Fuses - All important fuses shall be monitored e.g. PT
secondary fuses.
- Separate fuse shall be provided for trip circuit, closing /
spring charging, indication, space heater, etc. for ease in
fault tracing.
- EE make SM32 / 63 type fuse base and carriers are not
acceptable.
(b) Indicating lamps - Long life LED type, with built-in short circuit & low
voltage glow protection, BINAY / Precifine make
indicating lamps are required.
- For All SWGR: Indicating lamp ON (Red), OFF)
(Green) Auto Trip (Amber (Yellow) are minimum
requirement.
- For Incomers of all SWGR: Wiring for sending end
breaker indication for ON and OFF shall be
provided on back side of incomer panel.
- ON / OFF indication on back side of ACB operated
LT feeders shall be provided.
(c) Annunciation Alarm/Annunciation for switch boards are available on
SCADA system. No separate PLC required for
annunciation.
(d) Monitoring - Continuous monitoring of electrical and process
parameters shall be done with adequate numerical relay
system with recording devices so that fault analysis as
well as process consequences can be analysed in detail
for corrective action.
(e) Indicating meter - Tru RMS composite indicating meters shall be digital &
communicating type having facility for measurement of
harmonics up to 32nd harmonics, THD unless specified.
- Incomers shall have ANALOGUE VOLTMETERS
with SELECTOR switch connected to line side PT
secondary respectively.
- All incomers & important feeders as decided by process
shall have communicating type, digital energy meter.
Accuracy class: - Revenue meters: CLASS 0.5
- KW / KWH meters: min. CLASS 1.0
- Ammeters / Voltmeters: CLASS 1.0
Engineering Design Philosophy
PAC PROJECT
8.0 SCHEMES :
(a) Manual changeover - 0.415KV switchgear shall have manual changeover
scheme (MCO) and scheme of make before brake type and automatic
automatic changeover changeover scheme shall be brake before make type to
scheme (ACO) ensure continuity / early resumption of power supply in
case of emergency shut-down of a section/failure of one
feeder.
- The scheme should incorporate adequate safety features
like non-closer on (a) bus fault, (b) upstream breaker
trip on fault (c) different bus frequency (synchro check
scheme) etc. (d) healthy bus residual voltage (e)
residual voltage on bus less than certain value etc.
- Time grading of auto changeover scheme shall be
carried out from 11KV switchgear to 0.415KV
switchgear.
- The Plant shall not be affected during Voltage dips or
momentary power interruption for the time equivalent
to auto change over situation i.e. duration of 1.5 sec
- Safe shutdown is expected only during POWER
FAILURE.
- If VFD is considered for any of drive application, it
shall be provided with appropriate technology to
facilitate momentary power loss ride through during 1.5
sec for voltage dips or auto changeover.
MCO / ACO for - Change over from normal to emergency power, in case
emergency power of power failure on respective board, shall be
supply boards AUTOMATIC giving signal to DG set to start.
- Manual dead bus live line closing facility for
emergency incomer shall be provided.
- Change over from Emergency power to normal power,
on resumption of normal supply, MANUAL change
over scheme with POSITIVE ISOLATION Break
Before Make system shall be deployed.
(b) Inter-trip scheme - Inter-trip scheme -Transformer Primary CB to
Secondary CB is to be incorporated, if overall plant
protection grading demands.
- Receiving end CB shall trip Sending end breaker, if
former is in TEST position.
(c) Re-acceleration Critical equipments are to be started immediately in case of
Scheme power resumption subsequent to failure. Drive groups shall
be made in consultation with process so that inrush current
do not exceed causing (a) nuisance tripping of incomers and
(b) voltage does not go below 85% nominal voltage.
(d) Auto start scheme Auto-start scheme shall be provided for drives which should
start automatically no sooner parameters like pressure/flow
reduce below specified limit as decided by process.
(e) Logic operated load Logic operated scheme shall be incorporated so that in the
shedding scheme event of power shortage, plant is stopped. The over-ride
feature to be provided so that scheme remains in service /
Engineering Design Philosophy
PAC PROJECT
furnished.
Matching of load & - Motor vendor to super impose driven load characteristic
motor (to be furnished by Contractor) in motor T.S. curve and
characteristics carry out application check. (with discharge valve
open and with discharge valve close condition.)
(d) Insulation system - Class F with temperature rise limited to Class B with
epoxy gel coat on overhang portion.
- Vaccum pressure impregnation insulation system shall
be done for 0.415KV motors.
- Motor shall withstand stresses developed due to 50%
residual voltage in opposition to 100% supply voltage
during auto changeover.
(e) Features :
- Motor TB - Terminal box of next higher dimensions than provided
normally in respective frame size shall be considered
for 415 V motors for ease in termination of aluminium
conductor cables.
- It shall withstand 36MVA fault level for 0.5 secs for
0.415KV CB operated motors respectively.
Hardware All hardwares shall be SS304 only.
- Space heater/ - Separate TBs shall be provided for space heaters, RTDs
RTDs/ BTDs and BTDs.
- Space heater shall be provided for 37 KW and above
motor rating.
- Mono-block / - Mono-block / gear mounted motors are not to be
gear mounted considered as failure rate is high. If not possible than
motors choose V1 mounting
- Motor operated - Motor operated valves (MOVs) are not to be
valves (MOVs) considered. If not possible to avoid than choose with
separate systems for electrical & instrument operation /
control. Details to be given by MOV supplier for their
requirement for operation & control.
- Electrical system shall be configured in supply module
at substation only.
- Instrumentation system shall be with its own auxiliary
supply and transmitters etc. meeting with instrument
standard specifications for relevant items.
(f) Motors for VFD - Vacuum pressure impregnated, tropicalization for
applications: insulation
- Winding wire shall be double coated.
- Insulation Class (class F) & temperature rise limit Class
(class B) can be reviewed w.r.t. extra heating
possibilities based on application.
- Cooling at low & high speed applications shall be taken
care.
- Effect on bearing at low speed for motors rated
>110KW shall be considered.
- Additional care shall be taken for switching frequency /
non-sinusoidal waves.
Engineering Design Philosophy
PAC PROJECT
-
Armoured & shielded TRIAD cables shall be used for
RTD / BTD signals from equipment to switchgear.
Conductor type - Power cables: AL / CU stranded class 2
- Control / Signal cables: CU stranded class 2
- Lighting cables: CU single strand class 1
- Data cables: Twisted pair tinned CU
Insulation Grade - LT power (XLPE INSULAED, FRLS outer sheathed)
& all control & lighting (XLPE insulated, FRLS outer
sheathed) & earthing cables (PVC insulated, FRLS
green colour outer sheathed) shall be insulated for
1100V AC.
- HT power cables for 11KV shall be insulated for
11KV/3.3KV (UE)
Cable screen - 11KV, 3 core cables shall be with extruded semi
conducting compound conductor screen, extruded semi
conducting insulation screen and non magnetic metallic
cover over extruded semi-conducting insulation screen.
- 11KV, 1 core cables shall be with extruded semi
conducting compound conductor screen and extruded
semi conducting insulation screen. It will not have non
magnetic metallic cover over semi-conducting
insulation screen. Non magnetic armour will act as
metallic cover.
- All 3.3KV cables shall be un-screened.
(b) Rating - The cable sizes defined in the feeder selection chart in
LT switchboard specifications are minimum
requirement. For sizing of cables, contractor to also
take into account the voltage drop (motor starting
voltage drop of 7.5% and motor running voltage drop
of 3%). The larger size among the two shall be
considered..
- Consider 1.0 sec. short circuit rating for power feeders
& 0.5 sec short circuit rating for motor feeders w.r.t
respective SWBD design fault level.
(c) Fire stop / Fire Where cables enter a building the cable entry shall be sealed
coating with water tight and flame retardant filler. The filler to be
used shall be polyurethane foam with a cover of flammastic
or rock-wool panels with a cover of flammastic.
(d) Specific - Single core cable shall be sparingly used as sheath
faults are difficult to locate and special care is required
for termination, sheath earthing etc. (Shall be deployed
for 11KV cables with more than 1000mtr continuous
length requirement only).
- Any power cable in LT shall be used as per following
guideline:
Up to 6 sqmm Cu conductors.
Above 6 sqmm & above Al conductors.
- Cable glands shall be double compression anodised
Aluminium type made from hexagonal aluminium bar
Engineering Design Philosophy
PAC PROJECT
c. CO cylinder of @ 5 Kg
d. Helium cylinder of @ 10 Kg
trays shall be there above the false ceiling and below HVAC duct.
- The cables used for lighting shall be Unarmoured cables and PVC glands shall
be used.
- All Lighting Distribution Boards (LDBs) / Power Distribution Boards (PDBs)
shall be with 4 POLE incomers and bus couplers.
- All the lighting fixtures shall be as per Table-1 attached with ITB.
(a) Schemes for
Lighting
Normal lighting: - Main lighting distribution board common for normal
lighting and emergency lighting shall have TWO
power sources, one source from bus A of PMCC and
alternate source from bus B of PMCC(which is fed
from emergency feeder).
Emergency - 25% AC emergency lighting shall be considered.
lighting: - )RUPDWWHG%XOOHWVDQG1XPEHULQJ
Escape lighting: As per Table-1 attached with ITB..
Obstruction / - LED type BINAY / PRECIFINE make long life
Aviation lighting: (minimum 7 YEARS GUARANTEE) with built-in
short circuit protection suitable for 230V AC supply
system.
- It can be provided from MLDB with caution notice on
the board 'DO NOT SWITCH OFF W/O PERMISSION'.
(b) Lighting DBs - Shall have phase wise 2 POLE ELMCB (30 100 mA) &
(LDBs) for outgoing circuits MCBs shall be used.
- All LDBs shall have double door arrangement to ensure
weather- proofing. All LDBs shall have bottom cable
entry only.
- The field LDB shall have provision to feed 24 hour
lighting as well as night lighting.
- The MOC of enclosure of LDBs shall be FRP.
(c) Convenience - 230V AC 3W, Phase- neutral-earth, Single phase
outlets (PDBs) (SPSO) / 415V AC 5W three phase (TPNE socket
outlet) / 24V AC 2W outlets shall be provided power
from a separate PDB.
- The main PDB shall have two incomers, one from bus
A of PMCC and other from bus B of PMCC.
- The PDB shall have out going feeders of rating 160A,
125A and 63A 4 pole MCCB with earth fault protection
(having time delay facility to achieve cordination with
30mA ELMCB in down stream).
- All above outlets shall be provided considering process
and mechanical requirement.
- SPSO / TPNE socket outlet shall have ELMCB with
30 mA cut off.
- All Window / Split AC unit power supply shall be
given from PDBs and not from LDBs.
(d) Light source
Normal lighting As per Table-1 attached with ITB.
Emergency lighting - As per Table-1 attached with ITB.
Engineering Design Philosophy
PAC PROJECT
Page 1 of 1
^
d
>d
>d
>dD
t>^
&ZW
>
D^
s&
WW
/Ey
^ W
^KW
K^E^dEZ^
^Zs/KE/d/KE
^/'EKE^/Zd/KE^
KE^dZhd/KEZYh/ZDEd^
W/Ed/E'
dZE^WKZdd/KE
/DWdZKZZ
d^dE/E^Wd/KE
^WZ^
KhDEdd/KE
d/'E&
W
WW
^KW
d
/^dZ/hd/KEdZE^&KZDZ
/
d K
d
&
&
K
K^E^dEZ^
d
/ / ^ /^
^
IEC 76 --1
Power Transformers- General
IS 2026 (Part 1)
Power Transformers- General
W
WW
W
WW
s
^Zs/KE/d/KE
d
d
d,
d
d
W
WW
d
d
d ED ^
W E dZ
E^// /^/W
d
K /
s
d
Z
d
/
E>
d
/
>
/Z
d
d/
W
W
WW
s
Z<t
/ Z<t
d> Z<t
s
KE^dZhd/KEZYh/ZDEd^
'
K/
&,sd
>s
d
d
/
/
/
E
K/
/
d/
d
d
d
W
WW
d
d
d
D
d
t/
d
d
t D
t
^
t
t
d
d
W
WW
d
d
/
d ^ W &
t s > /
ts
/ /
t
'
d
dW^
d
E
d
/K
K/ d
//^
K
/
d
W
WW
E
d
t
s
D ^
> dZE^K> D W
KWW
d
d
d
,s >s
Kd
E
d^
^
Zd
dZ
d
d
D
K
^
E
W
WW
Z
d
d
d
K
' DK'
K
K '
d
d
d
/
:
D
^
d
W
WW
d
d
d
/^/W
EdEd
Ed
E
s
Ed
Ed
Ed
DEd
Ed
Z&
, ,s
W
WW
,
d '/
d
>
d
d
/
^
d
d
d
&
W
&
W
WW
/W
d
d
^
& KEK&&
D
^ /W
d
^ td Kd/
D&>
W
KZ/EZz/EE^Ed>DW/^EKdWd>
Kt K
D
/
d
Ds,
W
KW
d
t'K
dW
D W
d W d
W
WW
tKd
W
K>tK>d
t
D
d
d d
t
><'Zz'ZE
t
t
d
d
'
d
W
WW
'
D'
'/
'
&
^
/
E
dd
d
EZ
^^ E
<
<s
E
zKWK
E
d
/
W
WW
W
K
K
d
D<
d
dK>d
K>
D
K>dd
W
d
d
d
Z>
d
d
^
/
KW d
W
WW
d
d
E
W
/
d
d
E E
/Z
/
d^dE/E^Wd/KE
Routine Tests
9.2.1.1. Transformer tank with coolers shall be tested for leaks with
normal head of oil plus 35 KN/m2 for a period of 8 hours. If any leak
occurs, the test shall be conducted again after all leaks have been
repaired
9.2.1.2. During fabrication stage, the tank shall be pressure tested with air
at a pressure corresponding to twice the normal head of oil or
normal pressure plus 35KN/m2 whichever is lower for a period of
one hour. Also the tank designed for full vacuum shall be tested
for maximum internal pressure of 3.33KN/m2 for one hour. The
permanent delection of lat plates shall not exceed CB:IP specified
figures on release of excess pressure of pressure test and on release of
W
WW
vacuum
9.2.1.3. Ater assembly, each core shall be pressure tested for one minute
at 2KV (r.m.s.) A.C. between an bolts, side plates, structural steel works
and the core
9.2.1.4. The wiring for auxiliary power and control circuitry shall be
subjected to withstand one minute power frequency test with 2.0KV
(r.m.s.) to earth
9.3.1. In addition to routine test and acceptance test, type test as per IEC 60076
and IS 2026 will be witnessed by GNFC for one transformer of each type
and rating ordered to the bidder. Vendor shall offer quote separate price
for all the type test separately
9.4. Miscellaneous
9.4.1. All component parts and auxiliary equipment such as oil, bushings, C.Ts
etc. shall be routine tested as per relevant Indian Standards
W
WW
9.5.4.7. HV tests for core bolt to core fixer and core fixer to core foot
9.5.4.9. Acoustic noise level measurement test shall be carried out as per
IEC 551. Noise level measurement at 20 different locations at the
distance of 0.3 Mtr and 2 Mtr of the principal radiating surface shall
be carried out and average value shall be derived form these
measurements
^WZ^
&^WZ^
d
'
d
^
W
W
WW
d
h
&
t
>
/
Z
d
W
DatasheetIndicatingGNFCrequirementsfor3.3/0.433KVTransformer
A Climaticconditioin
1 design&ambienttemperature c 50c
2 altitude Mtrs 19aboveMSL
3 relativehumidity % 90Avg.inonemonth
4 annualrainfall mm 15002000
5 environment hot&humid
B Technicalparticulars
6 nameofmanufacturer
7 service outdoor
8 ratedKVAasperIS2026
a)HVwinding KVA
b)IVwinding KVA N.A
c)LVwinding KVA
9 ratedvoltage
a)HVwinding KV 3.3kv10%
b)IVwinding KV N.A
c)LVwinding KV 0.433+/10%
10 ratedfrequency Hz 50Hz+5%to5%
11 noofphases 3phase/4wires
12 connections
a)HVwinding delta
b)IVwinding N.A
c)LVwinding star
13 connectionsymbol
a)HVIVwinding N.A
b)HVLVwinding dyn11
14 incaseofOFFcircuitvariation
a)OFFcircuittapswitch (5)%instepof2.5%
b)OFFcircuitlinks
15 detailofonloadtapchanger
a)make
b)type
c)rating
i)ratedvoltage volt
ii)ratedcurrent amp.
iii)stepvoltag
iv)numbersofstepps.
d)control
e)auxiliarysupplydetails
f)voltagecontrol
g)paralleloperation
h)protectivedevices
i)approximateoverallweight kg
j)approximateoveralldimation mm
k)approximateoverallquantityofoil liter.
16 methodoftapchangecontrol N.A
a)manuallocal yes
b)electricallocal
c)electricalremote
d)automatic
17 tapping
a)range (5)%instepof2.5%
b)nos.ofsteps 5
c)forhighvoltagevariation required
d)forintermediatevoltagevariation N.A
e)forlowvoltagevariation N.A
18 systemofgrounding
a)HVwinding N.A
b)LVwinding solidlyearthrd
19 faultlevel
a)HVside MVA 26.5kAfor3sec
b)LVside MVA 50kAfor1sec
20 referenceambienttemperature
a)designtemperature c 50c
b)maximumambientairtemperature c 48c
c)maximumdailyaverageambientairtemperature c 39.25c
d)maximumyearlyweightedaverageambienttemperature c 27.8c
e)Minimumambientairtemperature c 13.2c
i)maximumcoolingwatertemperature c N.A
21 typeofcooling ONAN
22 temperaturerise
a)topoil c 45c
b)winding c 55c
23 totallossesatratedvoltageatprincipaltaping&ratedfrequency KW
24 componentlosses.
a)nolodlossesatratedvoltageatprincipaltaping&ratedfrequency KW
b)loadlossesatratedcurrentatprincipaltappingat75c KW
25 impedancevoltage(atretedcurrentforprincipaltapping)
a)HVIV % N.A
b)HVLV %
c)ILLV % N.A
26 zerophasesequenceimpedance(estimated) %
27 reactanceTratedcurrent&ratedfrequency.
a)HVIV % N.A
b)HVLV %
c)ILLV % N.A
28 noloadcurrentatratedvoltage&ratedfrequency AMPS
29 inputtocoolingplant KW N.A
30 insulationlevel
i)separatesourcepowerfrequencyvoltagewithstand
a)HVwinding kvpeak
b)IVwinding kvpeak N.A
c)LVwinding kvpeak
ii)includedovervoltagewithstand
a)HVwinding kvpeak
b)IVwinding kvpeak N.A
c)LVwinding kvpeak
iii)fullwavelightningimpulsewithstandvoltage
a)HVwinding kvpeak
b)IVwinding kvpeak N.A
c)LVwinding kvpeak
iv)switchingimpulsewithstandvoltage
a)HVwinding kvpeak
b)IVwinding kvpeak N.A
c)LVwinding kvpeak
31 stabilizing/tertiarywinding N.A
a)ratedvoltage KV
b)normalrating KVA
c)normalrating(expressedaspercentofmainwindingratinginthecaseof
stabilizingwinding) %
d)deltaclosedinside/outsideinthecaseofstabilizingwinding
32 efficienciesat75catunitypowerfactor
a)fullload %
b)at3/4fullload %
c)at1/2fullload %
33 loadatwhichmaxx.efficiencyshalloccur KW
34 maximumefficiency %
35 regulationatfullloadat75c
a)atunitypowerfactor %
b)at0.9powerfactor %
c)at0.8powerfactor %
36 equipmentforONANorONAF/ONANcooling
a)state
i)radiatoronmainbank
ii)separateenclosedtypecooler
b)stateonanratingincaseofmixedcooling N.A
37 numbersofcoolerorcoolerbankpertransformer
38 ratingofeachcoolerorcoolerbank
39 terminalarrangement
a)highvoltage bushingmounted
b)intermediatevoltage N.A
c)lowvoltage Cables
d)neutral
40 approximatemasses
a)core&winding kg
b)tank,fitting&accessories kg
c)oil kg
d)totalmass kg
41 approximatequantityofoilrequiredforfirstfilling liter.
42 approximateoveralldimation
a)length mm
b)breadth mm
c)Height mm
43 dispatchdetail
a)approximatemassofheaviestpackage kg
b)approximatedimensionoflargestpackage
i)length mm
ii)bredth mm
iii)height mm
44 untankingheight mm
45 transformerbushingvoltageclass
a)HVwinding kv
b)HVwindingneutral kv
c)LVwinding kv
46 creepagedistance mm/kv
47 cable/conductor/busbarsize sq.mm
48 painting
49 bidirectionalrailwheel/roller
50 radiators
51 detailsoffitting&accessories
a)oillevelgauge
b)buchholzrelay
c)oiltemperature
d)windingtemperature
e)anyother
52 noiselevel db
magnetizinginrushcurrent(peak)underworseconditionofresidual
53 magnetism&instantofswitching KA
54 thermaltimeconstant Hrs.
55 max.fluxdensityincoreatratedvoltage tesla
56 currentdensityatratedload
a)HVwinding
b)LVwinding
57 impulselevelwith1.2/50microseewaveform
a)highvoltage kv
b)lowvoltage kv
58 technicalrequirementofoil
oilshallbe
clear,trasperent&free
fromsuspendedmatter
a)appearanceofoil g/ml orsediment
b)densityat29.5c cSI 0.89max
c)kinematicviscosityat27c 27max
d)flashpoint,pmcc c 140min
e)pourpoint c 6max.
f)interfacialtension n/m 0.04min
g)neutralisationvalue
i)totalacidity
ii)inorganicacidity/alkanity mgKOH/gm 0.03max
h)watercontent ppm 50max
i)specificresistance
i)at90c ohmcm 35X1012min
ii)at20c ohmcm 1500X1012min
j)breakdownvoltagenewunfiltered/afterfilteration kv 30/60min
k)dielectricdissipationfactor(tan0at90c 0.002
l)approximateoverallquantityofoil
m)corrosivesulphurcopperstrip,140c,19Hrs. noncorrosive
theoilshalllnotcontain
antioxidantadditive
valueof0.05%max
shallberatedas
n)presenceofoxidationinhibitor % absenceofDBPC
o)oxidationstabilityat100c,164hrstotalaciditysludge mgKOH/gm% 0.4X0.1min
p)specificresistanceat27c ohmcm 2.5X1012min
q)resistivityat90c ohmcm 0.2X1012min
r)dielectricdissipationfactor(ten)at90c 0.2max
s)totalacidity mgKOH/gm 005max
t)totalsludge % 0.05max
59 switchinginrushcurrent&itsduration
60 insulatingmaterial
61 HVturninsulation
62 LVturninsulation
63 HVcoreinsulation
64 LVcoreinsulation
65 tankmaterial
C fitting&accessories
1 name&ratingplate yes
2 digramplate yes
3 aircelltypeconservator(constantoilpressuresystemtype) yes
4 silicageldehydratingbreatherwithoilseal yes
5 plainoillevelgaugewithminimum&fillinglevelmarking yes
150mmdialtypemagneticoilgaugewithlowlevelalarmcontact&minimum
6 &fillinglevelmarking yes
7 trasducerwith420mA(DC)outputforoillevelmonitoring yes
8 thermometerpocket yes
150mmdialtypeoiltemp.indicatorwithalarm&tripcontact&maximum
9 readingpointer,perfectcontrolmakemodel:PC252 yes
150mmdialtypewindingtemp.indicatorwithalarm&tripcontact&
10 maximumreadingpointer,perfectcontrolmakemodel:PC252 yes
11 pressurereliefvalvewithtripcontact(alltoexplosionvent) yes
12 trasducerwith420mA(DC)outputforwinding&oiltemperaturemonitoring yes
13 inspectioncover yes
14 airreleaseplug yes
15 explosionvent,doublediapharmwithsightglass&pressureequalizingpipe. yes
16 pressurereliefvalvewithpressureswitch(2NOcontacts) yes
17 weatherprotectioncanopywithadequatewiringspaceshallbeprovided. yes
reedtypebuchholzrelaywithtesting&samplingcocks&alarm&trip
18 contacts. yes
19 isolatingvalvesontankside&conservatorsideofbuchholzrelay. yes
valveswithtwosideflangeconnectionwithboltedblindplate(threadedpipe
20 extensionnotacceptable)
21 filtervalvetop yes
22 filtervalvebottom yes
23 drainvalve yes
24 samplingvalve yes
25 liftinglugs. yes
26 jackingpads yes
27 towingholeswithlugs yes
28 earthterminals2nos. flanged&broadgauge
29 bidirectionalrollers(flanged/flat)(broadgauge) yes
30 weatherproofmarshlingbox,completewithwiringfromdevices yes
31 transformercapableofwithstanding140%ratedvoltagefor5sec. yes
32 transformercorestabilityforworkingat6%frequency&+10%voltage yes
33 handholeofsufficientsizeforaccesstointeriorofthetank yes
34 ladderwithsafetydeviceforaccesstothetopoftransformertank no
coolerunitscompletewithvalves,fans,supportingstructurewithfixing&
35 foundationboltsetc.asrequired&coolercontrolpanel. no
tapchanginggearcompletewithtappositionindicator,operationcounter
36 etc. no
forOLTCgear,oilsurgerelaywithshutoffvalve,localcontrolcabinet&
37 remote(RTCC)panel. no
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
*(1(5$/63(&,),&$7,21
)25
/96:,7&+%2$5'6
5HYLVHGDVSHU2:1(5V *1)& *1)& *1)& 5
UHTXLUHPHQW
'DWH 'HVFULSWLRQ %\ &KNG $SSUG ,VVXH
'2&80(17&21752/
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
&217(176
6U1R 'HVFULSWLRQ
,17(172)63(&,),&$7,21
6&23(2):25.
&2'(6$1'67$1'$5'6
'(6,*1&5,7(5,$
63(&,),&5(48,5(0(17
7(676
63(&,$/722/6 7$&./(6
63$5(6
'5$:,1*6'$7$ 0$18$/6
$QQH[XUH
$QQH[XUH$ 7<3,&$/6,1*/(/,1(',$*5$0
$QQH[XUH% 6(/(&7,21&+$57)259$&6:,7&+%2$5'6
$QQH[XUH& 5$7,1*$1'5(48,5(0(176
$QQH[XUH' 23(5$7,213+,/2623+<,1',&$7,9(
$QQH[XUH( 68%9(1'25/,67
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
,17(172)63(&,),&$7,21
7KLV VSHFLILFDWLRQ LV LQWHQGHG WR FRYHU WKH GHVLJQ PDQXIDFWXUH DVVHPEO\ WHVWLQJ DW
PDQXIDFWXUHU
VZRUNVVXSSO\ GHOLYHU\SURSHUO\SDFNHGIRUWUDQVSRUWWRVLWHRI/96ZLWFK
%RDUGV'RXEOH)URQWRU6LQJOH)URQW'UDZRXWRU1RQGUDZRXWYHUVLRQDVVSHFLILHGZLWKDOO
DFFHVVRULHVIRUHIILFLHQWDQGWURXEOHIUHHRSHUDWLRQ$Q\GHYLDWLRQVIURPWKLVVSHFLILFDWLRQ
ZLOOQRUPDOO\QRWEHSHUPLWWHGZLWKRXWWKHZULWWHQDSSURYDORI2ZQHU
6&23(2):25.
6FRSHRI'HVLJQ0DQXIDFWXUHVXSSO\ VXSHUYLVLRQVHUYLFHV
%LGGHU VKDOO 'HVLJQ 0DQXIDFWXUH 6XSSO\ 6XSHUYLVLRQ 6HUYLFHV IRU LQVWDOODWLRQ
&RPPLVVLRQLQJ RI /9 VZLWFKERDUGV DV SHU &RGHV 6WDQGDUGV 5HJXODWLRQV SUHYDLOLQJ LQ
2ZQHUV VWDWH DQG SODFH RI XVH DQG WKH IXQFWLRQDO UHTXLUHPHQWV GHVFULEHG LQ WKLV
VSHFLILFDWLRQ
%LGGHUVKDOO KLJKOLJKW SULPHIHDWXUHV DQGODWHVW WHFKQRORJLFDOO\ DGYDQFHGIHDWXUHV RWKHU
WKDQ VSHFLILHG LQ WKH VSHFLILFDWLRQ 2ZQHU PD\ VHOHFW WKH JLYHQ RSWLRQDO IRU EHWWHU
SHUIRUPDQFHIXQFWLRQDOLW\DWWKHLUGLVFUHWLRQ
0DQXIDFWXULQJ SURFHVV VKDOO EH FDUULHG RXW LQ %LGGHUV RZQ PDQXIDFWXULQJ VKRS RQO\
2XWVRXUFLQJVXEFRQWUDFWIRUPDQXIDFWXULQJRIWKHPDLQHTXLSPHQWVLVQRWDFFHSWDEOH
6FRSHRI6XSSO\
%LGGHU VKDOO VXSSO\ WKH RUGHUHG JRRGV DV SHU ILQDO WHFKQLFDO RUGHU VSHFLILFDWLRQV DQG
DSSURYHGGRFXPHQWVGXULQJGHWDLOHQJLQHHULQJVWDJHLQUHTXLUHGTXDQWLW\DQGTXDOLW\
%LGGHU VKDOO LPSOHPHQW WKH SRLQWV UDLVHG E\ 2ZQHUV LQVSHFWRU GXULQJ YDULRXV VWDJHV RI
LQVSHFWLRQRIWKHPDWHULDOLQOLQHRIDSSURYHGVSHFLILFDWLRQV GUDZLQJV
6FRSHRIVXSSO\PDLQO\LQFOXGHVIROORZLQJPDMRUWLWOHV
D /96ZLWFKERDUGVIRU3$&VXEVWDWLRQ
E ,QWHJUDO%DVHFKDQQHOVIUDPHRIWKHVZLWFKJHDUVXLWDEOHIRUWDJZHOGLQJZLWKEDVH
FKDQQHOV
F 1HFHVVDU\ DOO (QJLQHHULQJ VRIWZDUH IRU 1XPHULFDO 5HOD\ FRQILJXUDWLRQV
SDUDPHWHUL]DWLRQ 5HDG\ IRU 5HPRWH FRPPXQLFDWLRQ ZLWK SURYLGLQJ (WKHUQHW
VZLWFKHVDVUHTXLUHG
G 6SDUHVIRU7:2\HDUVWURXEOHIUHHRSHUDWLRQ
H 6SHFLDO7RROVDQGWDFNOHVLIDQ\
$OO WKH LWHPV VKDOO EH SURYLGHG DV SHU 2ZQHUV DSSURYHG VXEYHQGRU OLVW DWWDFKHG DW
$QQH[XUH(:KHUHYHUYHQGRULVQRWVSHFLILHGE\2ZQHU%LGGHUVKDOOGUDZDWWHQWLRQDQG
VKDOOWDNHSULRUDSSURYDOIRUYHQGRUVLQVXFKLWHPV
6FRSHRI6XSHUYLVLRQ6HUYLFHV
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
6XSHUYLVLRQ RI HUHFWLRQ DQG FRPPLVVLRQLQJ RI VZLWFKERDUGV E\ 6HQLRU (QJLQHHU KDYLQJ
H[SHULHQFHG LQ WKH HUHFWLRQ DQG FRPPLVVLRQLQJ RI WKH HTXLSPHQW RI VLPLODU W\SH DQG
UDWLQJVKDOOEHLQ%LGGHUVVFRSH
&RPSOHWH FKHFNLQJ RI PDWHULDOV DW VLWH DQG DGYLVLQJ WKH 2ZQHU RI DQ\ GLVFUHSDQF\
WKHUHRI
$GYLFHRQSURFHGXUHRIHUHFWLRQWREHIROORZHG
5HJXODUVXSHUYLVLRQDQGIROORZLQJXSRIHUHFWLRQZRUNGRQHE\RWKHUV FRRUGLQDWLRQZLWK
IDFWRU\IRUEDODQFHLWHPV GLVFUHSDQFLHV
&2'(6$1'67$1'$5'6
$OOHTXLSPHQWDQGPDWHULDOVVKDOOEHGHVLJQHGPDQXIDFWXUHGDQGWHVWHGLQDFFRUGDQFH
ZLWK WKH ODWHVW DSSOLFDEOH ,QGLDQ 6WDQGDUGV ,6 ,(& H[FHSW ZKHUH PRGLILHG DQGRU
VXSSOHPHQWHGE\WKLVVSHFLILFDWLRQ
(TXLSPHQWDQGPDWHULDOVFRQIRUPLQJWRDQ\RWKHUQDWLRQDOLQWHUQDWLRQDOVWDQGDUGZKLFK
HQVXUHVHTXDORUEHWWHUTXDOLW\PD\EHDFFHSWHG,QFDVHRIDQ\GLVFUHSDQF\EHWZHHQ
WKHVWDQGDUGVWKHPRVWVWULQJHQWVWLSXODWLRQVKDOOJRYHUQ
7KHHTXLSPHQWVKDOOPHHWWKHUHTXLUHPHQWVRI,QGLDQ(OHFWULFLW\5XOHVDVDPHQGHGXSWR
GDWH DQG UHOHYDQW ,6 &RGHV RI 3UDFWLFH ,Q DGGLWLRQ RWKHU UXOHV DQG UHJXODWLRQV DV
DSSOLFDEOHWRWKHZRUNVKDOOEHIROORZHG,QFDVHRIDQ\GLVFUHSDQF\WKHPRUHUHVWULFWLYH
UXOHVKDOOEHELQGLQJ
6RPHRIWKHUHOHYDQWVWDQGDUGVOLVWHGEHORZVKDOOEHIROORZHG
0DNLQJ DQG DUUDQJHPHQW IRU VZLWFKJHDU EXVEDUV PDLQ
,6
FRQQHFWLRQVDQGDX[LOLDU\ZLULQJ
,6 $&HOHFWULFPHWHUV
,6 'LUHFWDFWLQJHOHFWULFDOLQGLFDWLQJLQVWUXPHQWV
'HJUHH RI SURWHFWLRQ SURYLGHG E\ HQFORVXUHV IRU ORZ
,6
YROWDJHVZLWFKJHDU
,6 $OWHUQDWLQJFXUUHQWFLUFXLWEUHDNHUV
,6 &XUUHQWWUDQVIRUPHUV
,6 &RQWDFWRUV
,6 9ROWDJHWUDQVIRUPHUV
&RGH RI SUDFWLFH IRU FOLPDWH SURRILQJ RI HOHFWULFDO
,6
HTXLSPHQW
,6 (OHFWULFUHOD\VIRUSRZHUV\VWHPSURWHFWLRQ
,6 0HWDOHQFORVHGVZLWFKJHDUDQGFRQWUROJHDU
*HQHUDO UHTXLUHPHQW IRU VZLWFKJHDU DQG FRQWURO JHDU IRU
,6
YROWDJHVQRWH[FHHGLQJ9
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
,6 6ZLWFKHVDQGSXVKEXWWRQV
,6 $&0RWRUVWDUWHUVRIYROWDJHQRWH[FHHGLQJ9
6SHFLILFDWLRQ IRU /9 VZLWFKJHDU DQG FRQWURO JHDU
,6
DVVHPEOLHV
,6 $FPRWRUVWDUWHUVRIYROWDJHVQRWH[FHHGLQJ9
,63DUW,, +5&FDUWULGJHIXVHXSWR9
39&LQVXODWHGFDEOHVIRUYROWDJHVXSWR9ZLWKFRSSHU
,63DUW, ,,
DQGDOXPLQXPFRQGXFWRUV
1RUPDO GXW\ DLU EUHDN VZLWFKHV DQG FRPSRVLWH XQLWV RI DLU
,6 EUHDN VZLWFKHV 3DUW , ,, DQG IXVHV IRU YROWDJHV QRW
H[FHHGLQJ$
,63DUWVHF, 6SHFLILFDWLRQIRU/9VZLWFKJHDUDQGFRQWUROJHDU
,(& ,(&6WDQGDUGYROWDJHV
,(& ,QWHUQDWLRQDOHOHFWURWHFKQLFDOYRFDEXODU\
5HFRPPHQGDWLRQV IRU GLUHFW DFWLQJ LQGLFDWLQJ HOHFWULFDO
,(& PHDVXULQJLQVWUXPHQWVDQGWKHLUDFFHVVRULHV3DUW6SHFLDO
UHTXLUHPHQWVIRUDPSHUHPHWHUVDQGYROWPHWHUV
,(& ,(&6WDQGDUGFXUUHQWUDWLQJV
,(& ,QGLFDWLQJODPSV
,(& &XUUHQWWUDQVIRUPHUV
,(& 9ROWDJHWUDQVIRUPHUV
,(& 39&FDEOHVXSWR9
,(& &RQGXFWRUVIRULQVXODWHGFDEOHV
,(& (OHFWULFDOSURWHFWLRQUHOD\V
,(& /RZYROWDJHIXVHVZLWKKLJKEUHDNLQJFDSDFLW\
$&PHWDOHQFORVHGVZLWFKJHDUDQGFRQWUROJHDUIRUUDWHG
,(&
YROWDJHVDERYHN9DQGXSWRDQGLQFOXGLQJN9
,(& 7HVWVRQHOHFWULFFDEOHVXQGHUILUHFRQGLWLRQV
6KRUWFLUFXLWFXUUHQWHYDOXDWLRQZLWKVSHFLDOUHJDUGWRUDWHG
,(& VKRUWFLUFXLW FDSDFLW\ RI FLUFXLW EUHDNHUV LQ LQVWDOODWLRQV LQ
VKLSV
,(& *UDSKLFDOV\PEROVIRUXVHLQHTXLSPHQW
,(& +LJKYROWDJHDOWHUQDWLQJFXUUHQWVZLWFKIXVHFRPELQDWLRQV
)DFWRU\ EXLOW DVVHPEOLHV RI ORZYROWDJH VZLWFKJHDU DQG
,(&
FRQWUROJHDU
,(&DQG
',1(1 7\SHWHVWHG ORZYROWDJH VZLWFK JHDU DQG FRQWURO JHDU
9'(3DUW DVVHPEO\77$
,(& DQG 9'(
%HKDYLRU WHVW GXULQJ LQWHUQDO IDXOWV DUFV XQGHU DUF
3DUW
FRQGLWLRQV
6XSSOHPHQW
,GHQWLILFDWLRQRIDSSDUDWXVWHUPLQDOVDQGJHQHUDOUXOHVIRUD
,(& XQLIRUPV\VWHPRIWHUPLQDOPDUNLQJXVLQJDQDOSKDQXPHULF
QRWDWLRQ
,(& ,GHQWLILFDWLRQRILQVXODWHGDQGEDUHFRQGXFWRUVE\FRORXUV
'LPHQVLRQV IRU SDQHOPRXQWHG LQGLFDWLQJ DQG UHFRUGLQJ
,(&
HOHFWULFDOPHDVXULQJLQVWUXPHQWV
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
7KH /RZ 9ROWDJH VZLWFKJHDU VKDOO EH FXELFOH W\SH LQGRRU IUHH VWDQGLQJ DQG IORRU
PRXQWLQJ FRPSDUWPHQWDOL]HG PRGXODU FRQVWUXFWLRQ KDYLQJ IURQW DFFHVV FRPSO\LQJ
ZLWK)RUPE FRQILJXUDWLRQ DV SHU,(& $OO 9 VZLWFK ERDUGV VKDOO EH GHVLJQHG
ZLWK)86(/(66V\VWHPRQO\
6ZLWFK ERDUGV ZLWK UDWLQJV DUH GHWDLOHG LQ WKH HQFORVHG 7\SLFDO 6LQJOH /LQH 'LDJUDPV DW
$QQH[XUH$7(17$7,9(
'XPP\ SDQHOV LI UHTXLUHG DFFRUGLQJ WROD\RXW WR PDWFK IORRU EHDPV VKDOO EH SURYLGHG
GXULQJGHWDLOHG(QJLQHHULQJ
7KHLQWHUUXSWLQJPHGLXPRIFLUFXLWEUHDNHUVDQGSRZHUFRQWDFWRUVVKDOOEHDLURQO\
7KH 6ZLWFK JHDU DQG FRPSRQHQWV WKHUHRI VKDOO EH FDSDEOH RI ZLWKVWDQGLQJ WKH
PHFKDQLFDOIRUFHVDQGWKHUPDOVWUHVVHVRIWKHVKRUWFLUFXLWFXUUHQWIRU.$VHFZLWKRXW
DQ\GDPDJHRUGHWHULRUDWLRQRIPDWHULDO
3URGXFW6HUYLFH/LIH
7KH VZLWFKJHDU VKDOO EH GHVLJQHG IRU D VHUYLFH OLIH RI DW OHDVW \HDUV LQ WKH DPELHQW
FRQGLWLRQ HQYLURQPHQW LQ OLQH RI VSHFLILFDWLRQV 7KH VZLWFKJHDU VKDOO EH VXLWDEOH IRU D
PLQLPXP RI \HDUV RI QRUPDO VHUYLFH RSHUDWLRQ IURP WKH WLPH LW LV LQVWDOOHG DQG
FRPPLVVLRQHG ZLWKRXW PDLQWHQDQFH DW WKH GXW\ VSHFLILHG XQGHU 5$7,1*6 $1'
5(48,5(0(176DW$QQH[XUH&
6ZLWFKJHDUUDWLQJVDUHGHWDLOHGLQWKHHQFORVHGGUDZLQJVDQGDQQH[XUH(TXLSPHQWVKDOO
EHIXUQLVKHGLQVWULFWDFFRUGDQFHZLWKWKHVDPH
7KH 6ZLWFKJHDU DQG FRPSRQHQWV WKHUHRI VKDOO EH FDSDEOH RI ZLWKVWDQGLQJ WKH
PHFKDQLFDOIRUFHVDQGWKHUPDOVWUHVVHVRIWKHVKRUWFLUFXLWFXUUHQWOLVWHGLQWKHZLWKRXWDQ\
GDPDJHRUGHWHULRUDWLRQRIPDWHULDO
7KH GHUDWLQJ RI WKH 6ZLWFK JHDU DQG FRPSRQHQWV VKDOO EH GRQH WDNLQJ & DV DQ
DPELHQWWHPSHUDWXUHLILWLVGHVLJQHGDWORZHUWHPSHUDWXUH
)RU FRQWLQXRXV RSHUDWLRQ DW VSHFLILHG UDWLQJV WHPSHUDWXUH ULVH RI WKHYDULRXV VZLWFKJHDU
FRPSRQHQWVVKDOOEHOLPLWHGWRWKHSHUPLVVLEOHYDOXHVVWLSXODWHGDVSHU7$%/(
7KH KHDW FUHDWHG ZLWKLQ WKH 6ZLWFK %RDUGV VKDOO EH GLVVLSDWHG IURP WKH HQFORVXUH E\
QDWXUDOPHDQVHJFRQGXFWLRQFRQYHFWLRQUDGLDWLRQZLWKRXWWKHQHHGIRUORXYHUVJULOOV
RUYHQWLODWLRQ RSHQLQJV 7KH FURVVVHFWLRQDO DUHD RI FRQGXFWRUV FDUU\LQJ WKH PDLQ SRZHU
FLUFXLW FXUUHQWV VKDOO EH ODUJH HQRXJK WR HQVXUH WKDW WKH DERYH PHQWLRQHG PHWKRGV RI
LPSURYLQJKHDWGLVVLSDWLRQRULWVUHPRYDODUHXQQHFHVVDU\
7HPSHUDWXUHULVHUHTXLUHPHQWVDERYH&DPELHQWDWVSHFLILHGFXUUHQWLQDQ\SDUWRIWKH
6ZLWFK JHDU DQG FRPSRQHQWV DV XQGHU 5HIHUHQFH ,(& ,(& OLPLWV RZQHUV
VSHFLILFUHTXLUHPHQWV
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
7$%/(
6U 'HVFULSWLRQV 7HPSHUDWXUH
1R 5LVHOLPLW
, 3DUW/RZ9ROWDJH6ZLWFKJHDU &RQWURO*HDU&RQWDFWRUVDQGPRWRU
VWDUWHUV
7HUPLQDOPDWHULDO
D %DUH&RSSHU &
E %DUH%UDVV7LQQHGSODWWHG%UDVVRUFRSSHU &
F 6LOYHURU1LFNHOSODWWHG&RSSHURU%UDVV &
0DQXDO2SHUDWLQJPHDQV
D 0HWDOOLF &
E 1RQPHWDOOLF &
3DUWVLQWHQGHGWREHWRXFKHGEXWQRWKDQGKHOG
D 0HWDOOLF &
E 1RQPHWDOOLF &
3DUWVZKLFKQHHGQRWEHWRXFKHGGXULQJQRUPDORSHUDWLRQ
D 0HWDOOLF &
E 1RQPHWDOOLF &
,, 3DUW&LUFXLWEUHDNHU6ZLWFKHVGLVFRQQHFWRUVVZLWFKGLVFRQQHFWRUVDQG
IXVHFRPELQDWLRQ
7HUPLQDOVFRQQHFWLRQV &
0DQXDO2SHUDWLQJPHDQV
D 0HWDOOLF &
E 1RQPHWDOOLF &
3DUWVLQWHQGHGWREHWRXFKHGEXWQRWKDQGKHOG
D 0HWDOOLF &
E 1RQPHWDOOLF &
3DUWVZKLFKQHHGQRWEHWRXFKHGGXULQJQRUPDORSHUDWLRQ
D 0HWDOOLFOLNHFRPSDUWPHQWDOL]DWLRQVKHHWVHWF &
E 1RQPHWDOOLFOLNH%DUULHUV,QVXODWRUVVKURXGVHWF &
F 0HWDOOLF%XVEDUVHWF &
,IUHTXLUHPHQWDULVHV%LGGHUFDQGHVLJQ XVHKLJKHUUDWLQJRI%UHDNHUDQGKLJKHUVL]HV
FURVV VHFWLRQDO $UHD RI EXV EDUV MXPSHUV FRSSHU FDEOHV XVHG IRU SRZHU FLUFXLWV IRU
RIIHUHG6ZLWFKERDUGVWRPHHWDERYHWHPSHUDWXUHULVHLQDQ\SDUWRIWKH6ZLWFKJHDUDQG
FRPSRQHQWV
7KH6ZLWFKJHDU6:*5VKDOOEHFDSDEOHRIFDUU\LQJFRQWLQXRXVO\LWVUDWHGFXUUHQWVDWWKH
VLWH FRQGLWLRQV LQ DOO LWV FLUFXLWV VLPXOWDQHRXVO\ ZLWKRXW UHGXFLQJ WKH PDNLQJ EUHDNLQJ
G\QDPLFRUVKRUWWLPHWKHUPDORSHUDWLQJGXW\UDWLQJV7KHIROORZLQJUDWLQJVVKDOOEHJLYHQ
FDUHIXODWWHQWLRQE\WKHPDQXIDFWXUHU
6\PPHWULFDO506PDNLQJFXUUHQWDWWKHILUVWSHDNRIWKHZDYHIRUP
$V\PPHWULFDOSHDNPDNLQJFXUUHQWDWWKHILUVWSHDNRIWKHZDYHIRUP
6\PPHWULFDO506EUHDNLQJFXUUHQWDWWKHTXRWHGWLPH
$V\PPHWULFDOSHDNEUHDNLQJFXUUHQWDWWKHTXRWHGWLPH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
)DXOW FOHDULQJ WLPH RI WKH FLUFXLW EUHDNHUV LQFOXGLQJ WKH SHUIRUPDQFH RI WKH IDVWHVW
SURWHFWLYHUHOD\LQWKHFLUFXLWEUHDNHUFRQWUROV
7KH %LGGHU VKDOO SURYLGH RVFLOORJUDSK UHVXOWV IURP WKH 7\SH 7HVWLQJ RI WKH VDPH W\SH RI
6:*5WKDWLVEHLQJRIIHUHGWRVXEVWDQWLDWHWKHDERYHUHTXLUHPHQWVLQHYHQRIRUGHU
7KH$LU&LUFXLWEUHDNHUV3RZHU $X[LOLDU\&RQWDFWRUV0RGXOHVRWKHUGHYLFHVHWFRIVDPH
UDWLQJ VKRXOG KDYH ,QWHUFKDQJHDELOLW\ $ PHFKDQLFDO PLVPDWFKLQJ V\VWHP VKDOO EH
SURYLGHGWRSUHYHQWWKHHQWU\RIXQLWVZKLFKDUHQRWLGHQWLFDO
63(&,),&7(&+1,&$/5(48,5(0(176
D 7KH VZLWFKERDUG VKDOO FRQILUP WR ,(& 7\SHWHVWHG ORZYROWDJH VZLWFKJHDU DQG
FRQWUROJHDUDVVHPEO\
E 7KH VZLWFKERDUG VKRXOG KDYH EHHQ WHVWHG IRU LQWHUQDO DUF IDXOWV ZLWKVWDQG DV SHU ,(&
9'(3DUW6XSSOHPHQWIRUYDOXHVRI8HXSWR9,FZXSWRN$W
PLOOLVHFLHWHVWHGIRUSHUVRQDOSURWHFWLRQLQFDVHRILQWHUQDODUFIDXOWLHGRRUV FRYHUV
ZLOO QRWRSHQ HQFORVXUH SDUWVZLOO QRW IO\ RII DUFLQJ GRHVQRW FDXVH KROHV IRUPDWLRQ HWF
2SWLRQDOO\LWVKRXOGEHSRVVLEOHWRSURYLGHDUFEDUULHUVWROLPLWWKHIDXOWZLWKLQWKHVHFWLRQ
F 7KHVZLWFKERDUGVKRXOGKDYHEHHQWHVWHGIRU3URWHFWLRQDJDLQVWHOHFWULFVKRFNDVSHU',1
(19'(3DUW
G )ROORZLQJVKDOOEHFRQVLGHUHGIRUDOOGUDZRXWYHUVLRQ
L $OO 0RGXOHV VKDOO EH SRVVLEOH WR 5$&.,1 RU 5$&.287 IURP ,62/$7( 7(67
6(59,&(SRVLWLRQWRDQ\RWKHUVZLWKFRPSDUWPHQWGRRUFORVHGFRQGLWLRQ
LL 0HFKDQLFDO ,QGLFDWRU VKDOO EH SURYLGHG WR LGHQWLI\ WKH SRVLWLRQ RI 0RGXOHV ZLWK
HIIHFWLYH PHFKDQLFDO LQWHUORFN WR SUHYHQW LQFRUUHFW RSHUDWLRQ ,W VKDOO EH SRVVLEOH WR
SDGORFNLQDOOSRVLWLRQWRSUHYHQWXQDXWKRUL]HGRSHUDWLRQ
LLL 0RGXOHVVKDOOEHSURYLGHGZLWKDPHFKDQLFDOPHDQVWRSUHYHQWLQWHUFKDQJHDELOLW\
KXPDQHUURUZKLOHRSHUDWLRQ
LY $IWHU UHPRYDO RI 0RGXOH IURP WKH FRPSDUWPHQW ZLWK GRRU RSHQ FRQGLWLRQ LW VKDOO
FRQILUPWR,3LHILQJHUWRXFKSURRI
Y 0RGXOH&RQWUROWHUPLQDOVVKDOOEHVFUHZOHVVWHUPLQDOV
YL 7KH VZLWFKERDUGV VKDOO KDYH FRSSHU EXV EDU IRU PDLQ KRUL]RQWDO EXVEDU &RSSHU
$OXPLQXPYHUWLFDOEXVEDU OLQNZRUNVHWF
H 'HSWKRIWKHSDQHOVKDOOQRWH[FHHGPPLQFDVHRIVLQJOHIURQW PPLQFDVHRI
GRXEOH IURQW VLQJOH IURQW IRU %UHDNHU IHHGHU 'HVLJQ VKRXOG EH DOVR VXLWDEOH IRU SXWWLQJ
SDQHODJDLQVWWKHZDOOWRVDYHWKHVSDFH VKDOOKDYHVDPHKHLJKWDQGGHSWK
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
I (DV\VXEVHTXHQWFKDQJHRIWKHGRRUKLQJHVKRXOGEHSRVVLEOHDWWKHVLWH7KLVLVUHTXLUHGWR
DOLHQGRRUFORVLQJLQWKHHVFDSHGLUHFWLRQWRUHGXFHWKHDLVOHZLGWK
5DGLR)UHTXHQF\,QWHUIHUHQFH/LPLWV
(OHFWURQLF GHYLFHV DQG WKHLU DVVRFLDWHG ZLULQJ ZLWKLQ WKH 6:*5 VKDOO EH VFUHHQHG WR D
OHYHO ZKLFK ZLOO SUHYHQW DQ\ HOHFWURPDJQHWLF UDGLDWLRQ IURP LQWHUIHULQJ ZLWK WKH SURSHU
SHUIRUPDQFHRIHTXLSPHQWRXWVLGHWKH6:*5
/LNHZLVHWKHHOHFWURQLFGHYLFHVZLWKLQWKH6:*5VKDOOKDYHDQDGHTXDWHOHYHORILQWULQVLF
LPPXQLW\ WR H[WHUQDO HOHFWURPDJQHWLF LQWHUIHUHQFH (0, VXFK WKDW WKH\ RSHUDWH DV
LQWHQGHGDWDOOWLPHV
7KH LPPXQLW\ WR(0,VKDOO FRPSO\ZLWK,(& 3DUW DQG,(& 3DUW DQG 7\SH 7HVW
&HUWLILFDWHV IURP D UHFRJQL]HG WHVWLQJ DXWKRULW\ WR YHULI\ WKLV VKDOO EH PDGH DYDLODEOH WR
2:1(5XSRQUHTXHVW
6DIHW\
7KH 6:*5 VKDOO EH GHVLJQHG WR HQVXUH PD[LPXP VDIHW\ GXULQJ DOO RSHUDWLQJ FRQGLWLRQV
UHJXODULQVSHFWLRQWHVWLQJPDLQWHQDQFHDQGLQVWDOODWLRQ&RPSUHKHQVLYHLQWHUORFNLQJDQG
VDIHW\ EDUULHU V\VWHPV VKDOO EH SURYLGHG RQ HDFK FXELFOH RI WKH DVVHPEO\ $Q DUF
SURSDJDWLRQEDUULHUVKDOOEHSURYLGHGLQWKHEXVVHFWLRQFLUFXLWEUHDNHUFXELFOH
6DIHW\VKXWWHUVVKDOODXWRPDWLFDOO\FRYHUDOOEXVEDUFRQWDFWVZKHQHYHUWKHZLWKGUDZDEOH
SDUWV DUH LVRODWHG RU ZLWKGUDZQ 0RYHPHQW RI WKH ZLWKGUDZDEOH SDUW VKDOO LQGLYLGXDOO\
RSHUDWH VKXWWHUV 7KH RSHQLQJ DQG FORVLQJ RI WKH VKXWWHUV VKDOO EH E\ D SRVLWLYH
PHFKDQLFDO GULYH 6KXWWHUV VKDOO EHDUUDQJHG VR WKDW RQO\ WKRVH UHTXLUHG IRU DSDUWLFXODU
RSHUDWLRQDUHRSHQ)DFLOLWLHVIRUVKXWWHUVWREHSDGORFNHGFORVHGVKDOOEHSURYLGHG
0HDQVVKDOOEHSURYLGHGIRURSHQLQJHDFKVHWRIVKXWWHUVWRIDFLOLWDWHWHVWLQJ7KLVPHDQV
VKDOO QRW SUHYHQW UHVWRUDWLRQ RI WKH DXWRPDWLF IHDWXUHV RI WKH VKXWWHUV ZKHQ WKH
ZLWKGUDZDEOHSDUWLV UHSODFHGLQWRLWV RULJLQDOSRVLWLRQ 6KXWWHUV VKDOO EH EULJKWO\FRORXUHG
UHGIRU WKH EXV EDU VLGH DQG \HOORZIRU WKH FLUFXLWVLGH DQG HDFK RQH VKDOO EH ODEHOOHG
ZLWKEODFNFRORUHGOHWWHUVVWDWLQJ'$1*(5 92/76 $OOFRYHUVWKDWSURYLGHDFFHVVWR
WKHPDLQEXVEDUVVKDOOKDYHDZDUQLQJODEHODWWDFKHGRQWKHLURXWVLGHVXUIDFH
7KH SRZHU VZLWFKLQJ GHYLFHV VKDOO EH DEOH WR EH SODFHG LQ WKHLU GLVFRQQHFWHG
ZLWKGUDZQLVRODWHGWHVWDQGLQVHUYLFHSRVLWLRQVLQVXFKDPDQQHUWKDWWKHLUWUXFN
ZLOOEHPHFKDQLFDOO\SUHYHQWHGIURPPRYLQJRQFHSODFHGLQWKHGHVLUHGSRVLWLRQ%UHDNHU
0RGXOH &RQWDFWRU0RGXOHVPRYHPHQWIURP,62/$7(7(676(59,&(SRVLWLRQZLWK%UHDNHU
FRPSDUWPHQWGRRUFORVHGRQO\
6DIHW\VKXWWHUVVKDOOEHSURYLGHGWRUHVWULFWDSSURDFKWROLYH%XVEDUVDIWHUSXOORXW$LUFLUFXLW
EUHDNHUV 0RGXOHV
63(&,),&5(48,5(0(176
&RQVWUXFWLRQ
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
&XELFOHV0RGXOHVKDYLQJ0&&%03&%6)8DQG&RQWDFWRUVHWFVKDOOEHSURYLGHGZLWK
GRXEOH IURQW DUUDQJHPHQW KDYLQJ PP &DEOH DOOH\V IRU H[WHUQDO SRZHU FRQWURO
FDEOHWHUPLQDWLRQ
6HSDUDWH&RPSDUWPHQWVKDOOEHFRQVLGHUHGIRUHDFKVKLSSLQJVHFWLRQVDVZHOODV)URQW
5HDU IRU '&6 (&6 LQWHUIDFLQJ SXUSRVH +RZHYHU /RFDO &RQWURO 6WDWLRQ /&6 VKDOO EH
FRQQHFWHGIRU&RQWURO UHPRWH$PPHWHUVLJQDOWRUHVSHFWLYHPRGXOHGLUHFWO\
(DFK FXELFOH VKDOO KDYH D IURQW 5HDU KLQJHG GRRU ZLWK ODWFKHV +LQJHG GRRU VKDOO EH
JURXQGHGWKURXJKEUHDGHG&RSSHUMXPSHUVRIDGHTXDWHVL]H'RRUVVKDOOEHFRQFHDOHG
ORIWRIIW\SHKLQJHV'RRULQWHUORFNLQJ SDGORFNLQJIDFLOLW\VKDOOEHSURYLGHGRQVZLWFKHV
PDLQLVRODWLQJGHYLFHVIRU21 2))FRQGLWLRQV'RRUORFNLQJVKDOOEHZLWK6&5(: &$*(
187DUUDQJHPHQW
5HPRYDEOHW\SHEDFNFRYHULVDOVRDFFHSWDEOHLQSODFHRIGRRUW\SHDUUDQJHPHQW
$OO FRYHUV DQG GRRUV VKDOO EH SURYLGHG ZLWK FRQWLQXRXV UHFHVVHG QHRSUHQH RU (3'0
PDWHULDORU38JDVNHWV
$OOIL[LQJEROWVVFUHZVHWFDSSHDULQJRQWKHSDQHOVKDOOEHVRDUUDQJHGDVWRSUHVHQWD
QHDWDSSHDUDQFH7KHVZLQJRIWKHGRRUVKDOOEHPRUHWKDQ
7KHZRUNLQJ]RQHVKDOOEHUHVWULFWHGZLWKLQPPWRPPIURPIORRU
$OOPDWHULDOXVHGLQVZLWFKJHDUVKDOOEHILUHUHWDUGDQWW\SH $OOLQVXODWLQJPDWHULDOVKDOOEH
IODPHUHWDUGDQWW\SH1R%DNHOLWHPDWHULDOVKDOOEHXVHGLQVZLWFKERDUG
&LUFXLW EUHDNHUV LQVWUXPHQW WUDQVIRUPHUV EXVEDUV FDEOH FRPSDUWPHQW HWF VKDOO EH
KRXVHGLQVHSDUDWHFRPSDUWPHQWV $OOFRPSDUWPHQWVVKDOOEHIXOO\VHJUHJDWHGIURPRQH
DQRWKHUVXFKDVIDXOWLQRQHFRPSDUWPHQWGRHVQRWFDXVHGDPDJHWRHTXLSPHQWLQDQ\
RWKHUDGMRLQLQJFRPSDUWPHQW6XLWDEOHYHQWLQJDUUDQJHPHQWVKDOOEHSURYLGHGWRUHOHDVH
WKHJDVSUHVVXUHGHYHORSHGGXHWRWKHRSHUDWLRQRIWKHEUHDNHURUGXHWROLYHDUFDWWKH
EXV
$OO1XPHULFDOUHOD\VSXVKEXWWRQVVHOHFWRUVZLWFKHVLQGLFDWLQJODPSV9ROWPHWHUDVZHOODV
PRWRU&RQWURO SURWHFWLRQUHOD\V0&RPS6,02&2'(VKDOOEHIOXVKPRXQWHGRQWKH
IURQWVLGHRIWKHUHVSHFWLYHFRPSDUWPHQW0RGXOHV
7KH%LGGHUVKDOOFOHDUO\LQGLFDWHLIDQ\ORXYHUVDUHSURYLGHG,IORXYHUVDUHSURYLGHGWKH\
VKDOOKDYHILQHVKHHWVWHHOZLUHPHVKILQHKROHVGULOOHGVWDLQOHVVVWHHOVKHHWRUDVDSSURYHG
GXULQJGHWDLOHGHQJLQHHULQJVWDJH
(DFKVZLWFKJHDUFXELFOHVKDOOEHSURYLGHGZLWKDWKHUPRVWDWFRQWUROOHG$QWLFRQGHQVLQJ
KHDWHU&)/ODPSDQGVLQJOHSKDVHSOXJSRLQWRSHUDWHGDW9$&+]
5HPRYDEOH$OXPLQXPJODQGSODWHRIPPWKLFNQHVVVKDOOEHSURYLGHGIRUDOOFXELFOHV
7KH VZLWFKERDUG VKDOO EH SURYLGHGZLWKLQWHJUDO EDVH IUDPH IRU HDFKYHUWLFDO SDQHO 7KH
VZLWFKERDUGLQWHJUDOEDVHIUDPHVKDOOEHVXLWDEOHIRUWDFNZHOGLQJWRWKHIORRUHPEHGGHG
FKDQQHOV
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
$OO VWHHOZRUN VKDOO EH WKRURXJKO\ FOHDQHG GHUXVWHG GHJUHDVHG DQG SKRVSKDWLVHG LQ D
QLQHWDQNSURFHVVDQGVKDOOWKHQEHSDLQWHGZLWKWZRFRDWVRIVXLWDEOHSULPHUDQGILQLVKHG
ZLWKWZRFRDWVRISDLQWVKDGH
7KH PLQLPXP WKLFNQHVV RI VKHHW VWHHO XVHG VKDOO EHPP RI &5&$ +5&$ VKHHW VWHHO
7KHHQFORVXUHRIHDFKFXELFOHVKDOOEHVWURQJHQRXJKWRDFFHSWWKHZHLJKWRIDSHUVRQRI
QRPLQDO ZHLJKW NJ VWDQGLQJ RQ WRS ZLWKRXW FDXVLQJ KDUPIXO GLVWRUWLRQ )ROORZLQJ
JXLGHOLQHVVKDOOEHIROORZHGIRUEXLOGLQJYDULRXVSDQHOV
%DVHFKDQQHO PPRUPPZLWKUHLQIRUFHPHQWJXVVHWSODWHV
7RSFKDQQHOIUDPH PP
7RSERWWRP HQGFRYHUV PP
%XVEDUV FDEOHFKDPEHUFRYHUV PP
$&%FRPSDUWPHQWGRRU PP
/RDGEHDULQJPHPEHUV PP
'RRUVZLWKPRXQWLQJV PP
,QWHUQDOSDUWLWLRQV PP
,QVWUXPHQWSODWH PP
$OO LQWHUQDO SDUWV VKHHW VWHHO SDUWV VKDOO EH ]LQF HOHFWURSODWHG FKURPDWH WUHDWHG EOXH
SDVVLYLW\W\SHRQO\
%XVDQG%XV7DSV
%XV EDUV VKDOO EH ORFDWHG LQ D VHSDUDWH FRPSDUWPHQW RU FKDPEHU RU DV UHTXLUHG E\ WKH
)RUP E GHVLJQ 7KH PDLQ EXVHV DQG FRQQHFWLRQV VKDOO EH HOHFWURO\WLFDOO\ UHILQHG KDUG
GUDZQ KLJK FRQGXFWLYLW\ FRSSHU *UDGH(&8)RU HTXLYDOHQW IXOO\ UDWHG EUDFHG DQG
VXSSRUWHGWRZLWKVWDQGDOOG\QDPLFDQGWKHUPDOIRUFHVDQGGLHOHFWULFVWUHVVHV $OXPLQXP
%XV EDUV ',1 3DUW VKDOO EH FRQVLGHUHG RSWLRQDOO\ LI DOO WHFKQLFDO UHTXLUHPHQWV RI
VSHFLILFDWLRQ FRPSOLHG %LGGHU VKDOO DOVR RIIHU K\EULG GHVLJQ $OXPLQXPFRSSHU IRU
WHFKQRHFRQRPLFDOVROXWLRQ
$OO SRZHU FRQQHFWLRQV VKDOO EH VLOYHU SODWHG RQO\ &XUUHQW UDWLQJ DQG FURVVVHFWLRQDO DUHD
VKDOOEHWKHVDPHWKURXJKRXWWKHOHQJWKRIWKH6ZLWFKERDUGDVVHPEO\DQGVKDOOEHHDVLO\
H[WHQVLEOH DW ERWK HQGV $GHTXDWH FRQWDFW SUHVVXUH VKDOO EH HQVXUHG E\ PHDQV RI ',1
FRQQHFWLRQ ZLWK SODLQ DQG VSULQJ ZDVKHUV %LPHWDOOLF FRQQHFWRUV VKDOO EH IXUQLVKHG IRU
FRQQHFWLRQVEHWZHHQGLVVLPLODUPHWDOV
+LJKWHQVLOHVWHHOEROWVVKDOOEHXVHGDWDOOEXVEDUFRQQHFWLRQVDQGWKHVHVKDOOEHVHFXUHG
DJDLQVW ORRVHQLQJ 1RQR[LGL]HG JUHDVHG VKDOO EH XVHG IRU FRQQHFWLRQV $GHTXDWH
FRQWDFW SUHVVXUH VKDOO EH HQVXUHG E\ PHDQV RI EROW FRQQHFWLRQZLWK SODLQ EHOOHZLOOH
ZDVKHUV ORFNQXWV
%RWK KRUL]RQWDO DQG YHUWLFDO EXV EDUV EXV MRLQWV DQG VXSSRUWV VKDOO EH FDSDEOH RI
ZLWKVWDQGLQJ G\QDPLF DQG WKHUPDO VWUHVVHV RI WKH VSHFLILHG VKRUW FLUFXLW FXUUHQWV IRU
VHFRQG7KHVKRUWFLUFXLWFDSDFLW\RIWKHQHXWUDOEXVEDUVVKDOOEHLQOLQHZLWK,6
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
$ ZLUH SKDVH DQG QHXWUDO V\VWHP RI EXV EDUV DQG GURSSHUV DOVR FDOOHG ULVHUV VKDOO EH
SURYLGHG7KHGURSSHUVLQHDFKWLHUVKDOOLQFOXGHWKHQHXWUDODQGDOORXWJRLQJFXELFOHVDQG
WUD\V VKDOO EH FDSDEOH RI HDV\ FRQQHFWLRQ WR WKH QHXWUDO ZKHWKHU RU QRW WKHLU SDUWLFXODU
FLUFXLWKDSSHQVWREHLQWHQGHGRQO\IRUZLUHRSHUDWLRQ7KHYHUWLFDOGURSSHUVLQHDFKWLHU
VKDOOKDYHWKHVDPHUDWLQJ
7KHFXUUHQWUDWLQJRIQHXWUDOEXVEDUVVKDOOEHQROHVVWKDQRIWKHFRUUHVSRQGLQJSKDVH
EXVEDUVZLUHV\VWHPVKDOOKDYHRISKDVH
&RQQHFWLRQVDQGFLUFXLWZLULQJWRORDGFLUFXLWIXVHVVKDOOKDYHDFRQWLQXRXVFXUUHQWUDWLQJDW
OHDVWHTXDOWRWKDWRIWKHODUJHVWIXVHOLQNWKDWFDQEHILWWHG
$OO /9 EXV EDUV DQG FRQQHFWLRQV VKDOO EH IXOO\ LQVXODWHG ZLWK IODPH UHWDUGDQW PDWHULDOV
ZKLFKFRPSO\ZLWK,(&
,QVXODWLQJFDSVVKDOOEHSURYLGHGIRUDOOFRQQHFWLRQVZKLFKFDQEHUHPRYHGIRULQVSHFWLRQ
DQG PDLQWHQDQFH ,QVXODWLRQ PDWHULDOV VKDOO ZLWKVWDQG ZLWKRXW GDPDJH WKH HIIHFWV RI
FDUU\LQJWKHUDWHGVKRUWWLPHZLWKVWDQGFXUUHQWRIWKH6:*5
0LQLPXPFOHDUDQFH EHWZHHQ OLYH SDUWV EHWZHHQOLYH SDUWV QHXWUDO WRHDUWK VKDOOEH
PP +RZHYHU FOHDUDQFHV EHWZHHQ WHUPLQDOV DW FRPSRQHQWV VKDOO EH DV SHU DSSOLFDEOH
LQGLYLGXDO VWDQGDUGV IRU FRPSRQHQWV &OHDUDQFH DQG FUHHSDJH GLVWDQFHV VKDOO FRPSO\
ZLWK,(&DQG,(&$FDWHJRU\,9RQO\
%XVEDUV MXPSHUV VKDOO EH VL]HG IRU VSHFLILHG FRQWLQXRXV DQG IDXOW FXUUHQW UHTXLUHPHQWV
KDYLQJ PD[LPXP WHPSHUDWXUH ULVH RYHU & DPELHQW DV 7$%/( VSHFLILHG XQGHU FODXVH
QRRIWKHVSHFLILFDWLRQ
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
D 7KH FLUFXLW EUHDNHUV IURP EHLQJ UDFNHG LQ RU RXW RI WKH VHUYLFH SRVLWLRQ ZKHQ WKH
EUHDNHULVFORVHG
E 5DFNLQJLQWKHFLUFXLWEUHDNHUXQOHVVWKHFRQWUROSOXJLVIXOO\HQJDJHGLISURYLGHG
VHSDUDWHO\
F &ORVLQJ RSHQLQJRIWKHEUHDNHULQDQLQWHUPHGLDWHSRVLWLRQEHWZHHQ
VHUYLFH
WHVW
DQGEHWZHHQ
7HVW
DQG
,62/$7('
SRVLWLRQ
G %UHDNHU &RPSDUWPHQW 'RRU LQWHUORFNV WR SUHYHQW RSHQLQJ RI WKH GRRU XQOHVV FLUFXLW
EUHDNHULVLQ7(67RU,62/$7('SRVLWLRQ
$XWRPDWLFVDIHW\VKXWWHUVVKDOOEHSURYLGHGWRIXOO\FRYHUWKHIHPDOHSULPDU\GLVFRQQHFWV
ZKHQWKHEUHDNHULVZLWKGUDZQ
(DFK EUHDNHU VKDOO EH SURYLGHG ZLWK DQ HPHUJHQF\ PDQXDO WULS PHFKDQLFDO 21
2)) 3XVK EXWWRQV IURP IURQW GRRU 21 2)) PHFKDQLFDO LQGLFDWLRQ DQ RSHUDWLRQ
FRXQWHU DQG VSULQJ FKDUJH GLVFKDUJH LQGLFDWRU 7KH WULS FRLOV VKDOO EH RSHUDWHG
VDWLVIDFWRULO\DWYROWDJHEHWZHHQDQGRIUDWHGFRQWUROVXSSO\YROWDJH
(DFKEUHDNHUVKDOOEHSURYLGHGZLWKIROORZLQJ
D $X[LOLDU\VZLWFKZLWK121&FRQWDFWVPRXQWHGRQWKH%UHDNHU
E 3RVLWLRQFHOOVZLWFKZLWK121&FRQWDFWVIRU7(67DQG6(59,&(SRVLWLRQ
F $X[LOLDU\VZLWFKZLWK121&FRQWDFWVIRU%UHDNHUVWDWXVLQ6(59,&(SRVLWLRQ
6ZLWFKFRQWDFWVKDOOEHUDWHG$9$&DQG$9'&DWWKHLUUHVSHFWLYHRSHUDWLQJ
YROWDJH,QVXODWLRQXVHGIRUDX[LOLDU\VZLWFKHVVKDOOEHDQWLWUDFNLQJW\SH
)DQVDQGORXYHUVVKDOOQRWEHSURYLGHGIRUFRROLQJSXUSRVHLQ%UHDNHU&RPSDUWPHQW
&LUFXLW EUHDNHUV VKDOO KDYH FRQWLQXRXV UDWHG FORVLQJ FRLO 7ULS FRLOV RI 9 '& 1R
VSOLFLQJ MRLQWVLQZLULQJFLUFXLWU\LVDOORZHGXSWR&RQWUROSOXJRI&LUFXLW%UHDNHU
$QWLSXPSLQJIHDWXUHVKDOOEHSURYLGHGZLWKLQWKHEUHDNHU
0&&%03&%0&%(/0&%FRQWUROVXSSO\IXVHVHWF
0&&%V03&%VVKDOOEHSURYLGHGDVVSHFLILHGIRUYDULRXVDSSOLFDWLRQ+RZHYHUVHOHFWLRQ
FKDUWVKDOOEHIROORZHGDVSHU$QQH[XUH%
/RZ SRZHU PRXOGHG FDVH FLUFXLW EUHDNHUV 0&&%V 0RWRU SURWHFWLRQ &LUFXLW %UHDNHU
03&%VVKDOOFRPSO\ZLWK,(&3DUW
/RZSRZHUPLQLDWXUHFLUFXLWEUHDNHUV0&%VVKDOOFRPSO\ZLWK,(&
0&&%V 03&%V VKDOO EH SURYLGHG ZLWK EXLOWLQ 0DJQHWLF VKRUW FLUFXLW SURWHFWLRQ IL[HG
2YHUORDGSURWHFWLRQVKDOOKDYHDGMXVWDEOHVHWWLQJVXQOHVVRWKHUZLVHVSHFLILHGE\2ZQHU
0&&%V03&%VVKDOOKDYHPLQLPXPRI121&DX[LOLDU\FRQWDFWVVKDOOEHSURYLGHG
DQGZLUHGXSWRWHUPLQDOVDVZHOOXVHIRULQGLFDWLRQ LQWHUORFNV
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
)ROORZLQJ6ZLWFKHV,VRODWRUV0&&%0&%VZLWFKHVVKDOOEHSURYLGHG
D 0&&%$IRUPDLQ9'& $&6XSSO\SHUEXVVHFWLRQ
E SROH0&%$IRULQGLYLGXDOSDQHOIRU(WKHUQHWVZLWFKSHUEXVVHFWLRQ
F SROH0&%$IRULQGLYLGXDO$&%SDQHOIRU&RQWUROVXSSO\
G SROH0&%$IRULQGLYLGXDO$&%SDQHOIRUVSULQJFKDUJHGPRWRU
H SROH(/&%$IRULQGLYLGXDOPRWRU6SDFHKHDWHU
I SROH (/&% $ IRU LQGLYLGXDO SDQHOIRU 6SDFH KHDWHU0RWRU +HDWHU 3OXJ 6RFNHW
&XELFOH,OOXPLQDWLRQHWF
J +5&)XVHEDVH )XVHVIRU&ORVLQJ&NW7ULSSLQJ&NW5HOD\&NW,QGLFDWLRQ&NW
6ZLWFKHV,VRODWRUV0&%VKDOOEHGXVWSURWHFWHGKHDY\GXW\FRPSOHWHZLWKHVFXWFKHRQ
SODWH&RQWDFWVVKDOOEHVLOYHUSODWHGUDWHG$DWRSHUDWLQJYROWDJH
)XVHVVKDOOEH+5&OLQNW\SHZLWKPLQLPXPLQWHUUXSWLQJFDSDFLW\HTXDOWRWKHOLVWHGVKRUW
FLUFXLWFXUUHQW)XVHVVKDOOEHIXUQLVKHGFRPSOHWHZLWKIXVHEDVHVDQGILWWLQJV
1HXWUDO/LQNVIRU/9&LUFXLWV
1HXWUDOOLQNVLIXVHGVKDOOEHVXSSOLHGLQVKURXGHGZLWKGUDZDEOHFDUULHUVZLWKIL[HGEDVHV
DQGEHPRXOGHGLQZKLWHSUHIHUUHGFRORXUPDWHULDO
7KHOLQNVVKDOOEHQRQLQWHUFKDQJHDEOHZLWKWKHIXVHVDQGWKHHDUWKOLQNV
(DUWK/LQNVIRU/9&LUFXLWV
(DUWK OLQNV LI XVHG VKDOO EH VXSSOLHG LQ VKURXGHG ZLWKGUDZDEOH FDUULHUV ZLWK IL[HG EDVHV
DQGEHPRXOGHGLQJUHHQSUHIHUUHGFRORXUPDWHULDO
7KHOLQNVVKDOOEHQRQLQWHUFKDQJHDEOHZLWKWKHIXVHVDQGWKHQHXWUDOOLQNV
&217$&7256
&RQWDFWRUVVKDOOEHSURYLGHGDVVSHFLILHGIRUYDULRXVDSSOLFDWLRQ+RZHYHUVHOHFWLRQFKDUW
VKDOOEHIROORZHGDVSHU$QQH[XUH%
&RQWDFWRUVVKDOOEHDLUEUHDNPDJQHWLFW\SHRI$&GXW\XQOHVVVSHFLILHG$PLQLPXPRI
121&DX[LOLDU\FRQWDFWVVKDOOEHSURYLGHGDQGZLUHGXSWRWHUPLQDOV
8QOHVVVSHFLILHGWKHFRLORIWKHFRQWDFWRUVKDOOEHVXLWDEOHIRURSHUDWLRQRQ93+$&
XQJURXQGHGFRQWUROVXSSO\DQGVKDOOZRUNVDWLVIDFWRULO\EHWZHHQWRRIWKHUDWHG
YDOXH
3527(&7,216<67(0
5HIHU $QQH[XUH% IRU GHWDLOHG LQIRUPDWLRQ RQ W\SH RI 5HOD\V IRU PRWRU IHHGHUV SRZHU
IHHGHUV
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
$OO1XPHULFDO5HOD\VVKDOOEHPRXQWHGZLWKDVVRFLDWHG&LUFXLW%UHDNHUV37HWFUHVSHFWLYHO\
LQWKHVDPHSDQHOFXELFOHPRGXOHV
1XPHULFDO 5HOD\ FRPSOLDQFH WR ,(& IRU %UHDNHU FRQWURO PRQLWRULQJ PHDVXUHPHQW
'LVWXUEDQFH UHFRUGHU UHPRWH FRPPXQLFDWLRQ 1R FKDQJH LQ RUGHULQJ FRGH DJDLQVW
VSHFLILHGIRUWKHWHFKQLFDOUHTXLUHPHQWVE\2ZQHU
$OOQXPHULFDOUHOD\VKDYLQJ5-UHDUSRUWVKDOOEHFRQQHFWHGWR(WKHUQHWVZLWFKWKURXJK
&$7FDEOHV(WKHUQHWVZLWFKVKDOOEHSURYLGHGLQUHVSHFWLYHEXVVHFWLRQVRI6ZLWFK%RDUGV
)XUWKHUHQJLQHHULQJVKDOOEHFDUULHGRXWE\6&$'$6XSSOLHU+RZHYHU,&'ILOHV6&'ILOHV
VXSSRUWVVHUYLFHVVKDOOEHSURYLGHGWR6&$'$VXSSOLHUIRU1XPHULFDOUHOD\V
/LFHQVHG FRSLHV RI ODWHVW DGYDQFHG VRIWZDUH IRU UHOD\ SURJUDPPLQJ SDUDPHWHUL]DWLRQ
GLVWXUEDQFH UHFRUGV ZDYHIRUP DQDO\VLV DXWRPDWLF GRZQORDGV RI GLVWXUEDQFH UHFRUGV
IURP1XPHULFDOUHOD\VWR6&$'$VKDOOEHLQFOXGHGLQVFRSHRIVXSSO\7+5((VHWVVKDOOEH
FRQVLGHUHG
3XVKEXWWRQV6ZLWFKHV
$OOSXVKEXWWRQVZLWFKHVVKDOOFRPSO\ZLWK,(&8QOHVVRWKHUZLVHVWDWHGLQWKHGDWD
VKHHWVWKHVWRSEXWWRQVVKDOOEHRIWKHVWD\SXWW\SHPDQXDOO\UHVHWDQGFRORXUHGUHG
3XVKEXWWRQVKDOOEHKHDY\GXW\VKURXGHGSXVKWRDFWXDWHW\SHZLWKFRORUHGEXWWRQDQG
LQVFULSWLRQSODWH(DFKSXVKEXWWRQVKDOOKDYH121&FRQWDFWVUDWHG$9$&
1RUPDO 6723 SXVKEXWWRQV VKDOO EH VWD\ SXW W\SH (PHUJHQF\ 6723 SXVKEXWWRQV VKDOO EH
ORFNDEOHVWD\SXWW\SH
3XVKEXWWRQFRORUVVKDOOEHDVIROORZV
6WRS2SHQHPHUJHQF\5HG
6WDUW&ORVH*UHHQ
5HVHWWHVW<HOORZ%ODFN:KLWH
$OO&LUFXLW%UHDNHUVVKDOOEHFRQWUROOHGE\EXLOWLQ212))FRPPDQGVZLWFKHVLQ1XPHULFDO
5HOD\V/RFDO5HPRWHVHOHFWLRQVZLWFKVKDOODOVREHEXLOWLQSDUWRIQXPHULFDOUHOD\
$XWR0DQXDO 7LH6HOHFWRUVZLWFKHVVKDOOEHSURYLGHG
,1',&$7,1*/$036
,QGLFDWLQJODPSVVKDOOEH&OXVWHUHG/('W\SHRQO\
&RORUFRGLQJRILQGLFDWLQJODPSVDVXQGHU
215HG
2))*UHHQ
75,3$PEHU
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
&RORUFRGLQJRILQGLFDWLQJODPSVDVSHUXQGHUIRU9$&&RQWUROVXSSO\
836&RQWUROVXSSO\215HG
*ULG&RQWUROVXSSO\21*UHHQ
%DVLF,QWHUORFNLQJ
7KHLQWHUORFNLQJDUUDQJHPHQWVVKDOOEHDWOHDVWWKRVHVWDWHGLQ,(&3DUWVHFWLRQ
0DQGDWRU\ LQWHUORFNV VKDOO EH PHFKDQLFDO GHYLFHV :KHUH SRVVLEOH LQWHUORFNLQJ ZLWKLQ D
FXELFOHVKDOOEHPDGHE\PHFKDQLFDOGHYLFHV
7KH%LGGHUVKDOOVXEPLWDOOWKHQHFHVVDU\LQIRUPDWLRQRQWKHFKDUDFWHUDQGIXQFWLRQRIWKH
LQWHUORFNV
,I HDUWKLQJ VZLWFKHV DUH WR EH XVHG WKHQ WKH\ VKDOO EH LQWHUORFNHG ZLWK WKHLU DVVRFLDWHG
GLVFRQQHFWLQJGHYLFHV
7KHIROORZLQJSURYLVLRQVDUHPDQGDWRU\IRUPDLQFLUFXLWEUHDNHUVVZLWFKHVRUFRQWDFWRUV
7KH ZLWKGUDZDO RU HQJDJHPHQW RI D FLUFXLW EUHDNHU VZLWFK RU FRQWDFWRU VKDOO EH
LPSRVVLEOHXQOHVVLWLVLQWKHRSHQSRVLWLRQ
7KHRSHUDWLRQRIDFLUFXLWEUHDNHUVZLWFKRUFRQWDFWRUVKDOOEHLPSRVVLEOHXQOHVVLWLVLQ
WKH6HUYLFH'LVFRQQHFWHG5HPRYHG7HVWRU(DUWKLQJSRVLWLRQ
,W VKDOO EH LPSRVVLEOH WR FORVH WKH FLUFXLW EUHDNHU VZLWFK RU FRQWDFWRU LQ WKH VHUYLFH
SRVLWLRQXQOHVV
DLWLVFRQQHFWHGWRWKHDX[LOLDU\FLUFXLW
RU
ELWLVGHVLJQHGWRRSHQDXWRPDWLFDOO\ZLWKRXWWKHXVHRIDQDX[LOLDU\FLUFXLW
,QWHUORFNVVKDOOFRPSO\ZLWKWKHIROORZLQJ
$Q\ LQWHUORFN FDSDEOH RI EHLQJ GHIHDWHG ZLWKRXW WKH XVH RI VSHFLDO WRROV IRU D
SDUWLFXODUVDIHSXUSRVHVKDOOEHSURYLGHGZLWKDSDGORFNLQJIDFLOLW\
7KHGRRURIWKHFRPSDUWPHQWVKDOOEHSUHYHQWHGIURPEHLQJRSHQHGXQOHVVWKHXQLWLV
LVRODWHG
:LWKGUDZDEOH XQLWV VKDOO EH SUHYHQWHG IURP EHLQJ ZLWKGUDZQ RU IURP EHLQJ UHSODFHG
ZLWKRXWEHLQJLVRODWHG
7KHWHVWIDFLOLW\ZLWKLQVWDUWHUVDQGFRQWDFWRURXWJRLQJIHHGHUVVKDOOSUHYHQWGRRUFORVXUH
RUUHSODFHPHQWRIDZLWKGUDZQXQLWZKLOVWWKHWHVWVXSSO\LVFRQQHFWHG
$OOLVRODWLQJGHYLFHVVKDOOEHSDGORFNDEOHRQO\LQWKHLURIISRVLWLRQ
7KHJHQHUDOVFKHPHRIFRQQHFWLRQIRUFRQWUROLQWHUORFNDQGSURWHFWLRQ DVVLJQPHQWVRI
,2VVKDOOEHILQDOL]HGGXULQJGHWDLOHGHQJLQHHULQJVWDJHWRDFKLHYH%XVWUDQVIHUEDVHGRQ
$872 0DQXDOVHOHFWLRQ
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
,QWHUIDFH&XELFOHV3DQHOV
7KH 6:*5 FRQWUROFLUFXLWVZLOO EH UHTXLUHG WRLQWHUIDFHZLWK H[WHUQDO V\VWHPV VXFK DV '&6
DQG 6&$'$ (&6 6XFK FLUFXLWV VKDOO EH PDUVKDOOHG LQWR WKHLU FRUUHVSRQGLQJ LQWHUIDFH
&XELFOHVSDQHOVVRWKDWWKHDPRXQWRIH[WHUQDOFDEOLQJLVPLQLPL]HG
7KH 6:*5 VKDOO KDYH D GHGLFDWHG FRPSDUWPHQW LQ HDFK EXVVHFWLRQ )URQW VLGH 5HDU
VLGH IRU PDNLQJ WKHVH LQWHUIDFHV SRVVLEOH LQ WKH HDVLHVW PDQQHU SRVVLEOH 7KH UHOHYDQW
VLJQDOV PD\ EH KDUGZLUHG LQGLYLGXDOO\ RU EH FRPELQHG LQ D FRPSXWHU EDVHG QHWZRUN
DUUDQJHPHQW 7KH PDQXIDFWXUHU VKDOO LQFOXGH LQ WKHVH LQWHUIDFH SDQHOV DOO WKH QHFHVVDU\
UHOD\V WUDQVGXFHUV QHWZRUNLQJ PRGXOHV WHUPLQDO EORFNV QHWZRUNLQJ SOXJV DQG VRFNHWV
PHPRU\ KDUGZDUH DGDSWHUV GLJLWDO &RQYHUWHUV DQG WKH OLNH 7KHVH SDQHOV VKDOO KDYH DW
OHDVWVSDUHFDSDFLW\IRUIXWXUHXVH7KHVHLQWHUIDFHSDQHOVVKDOOQRWLQWHUIHUHZLWKWKH
H[WHQVLELOLW\RIWKHVZLWFKERDUGDWLWVH[WUHPHHQGV
&855(1775$16)250(5
7KHUDWHGSULPDU\FXUUHQWVVKDOOEHVHOHFWHGIURPWKHSUHIHUUHGYDOXHVXQOHVVVSHFLILHGRQ
WKHGDWDVKHHWVRUVLQJOHOLQHGLDJUDPV
$OO 0HDVXUHPHQW FXP SURWHFWLYH UHOD\ FLUFXLWV VKDOO EH IHG IURP DPS VHFRQGDU\
ZLQGLQJV7KHLUDFFXUDF\VKDOOEH&ODVV3IRUSURWHFWLRQDQGFODVVIRUPHWHULQJ&ODVV
36&7VWREHXVHGZKHUHYHUUHTXLUHG%DUW\SHSULPDU\ZLQGLQJVVKDOOEHXVHGIRU&7V
(DFKFXUUHQWWUDQVIRUPHUVKDOOKDYHRQO\RQHVHFRQGDU\ZLQGLQJ2QO\VWDQGDUGUDWLRVVKDOO
EHXVHG
7KH&XUUHQW7UDQVIRUPHU&7VKDOOEHGHVLJQHGWRZLWKVWDQGWKHUPDODQGG\QDPLFVWUHVVHV
GXH WR VKRUW FLUFXLWV 5DWHG WLPH IRU VKRUW FLUFXLW ZLOO EH VDPH DV UDWHG GXUDWLRQ RI VKRUW
FLUFXLWVSHFLILHGIRUFLUFXLWEUHDNHUEXVEDUVLHDWOHDVWHTXDOWRWKDWRIWKH6:%'IRUWKH
OHWWKURXJK FXUUHQW DQG UDWHG GXUDWLRQ RI QR OHVV WKDQ RQH VHFRQG 8QOHVV RWKHUZLVH
DSSURYHGE\2ZQHUWKHSULPDU\ZLQGLQJVKDOOPDWFKWKHFXUUHQWRIWKH&%VRU&RQWDFWRUV
7KHPDQXIDFWXUHUVKDOOEHUHVSRQVLEOHIRUHQVXULQJWKDWWKHFKDUDFWHULVWLFVRIWKH&7VDQG
97VDUHPDWFKHGWRWKHSURWHFWLYHUHOD\V7KHPDQXIDFWXUHUVKDOOSURYLGHXSRQUHTXHVWDOO
WKHGHWDLOVWKDWDUHQHFHVVDU\WRPDWFKKLVGHYLFHVWRFRUUHVSRQGLQJGHYLFHVSURYLGHGE\
WKLUGSDUWLHVIRUH[DPSOH&7VIRUUHVWULFWHGHDUWKIDXOWSURWHFWLRQLQWHUSRVLQJ&7V
&7V RQ RXWJRLQJ FLUFXLWV LQ SDUWLFXODU VKDOO EH DFFHVVLEOH VDIHO\ ZLWKRXW KDYLQJ WR GH
HQHUJLVH WKH EXV EDUV LQ WKH FXELFOH &7 VHFRQGDU\ ZLQGLQJV VKDOO HDUWK DW RQH SRLQW
WKURXJKDUHPRYDEOHOLQNZKLFKVKDOOEHHDVLO\DFFHVVLEOHIRUWHVWLQJ
&XUUHQWDQDORJXHWUDQVGXFHUVVKDOOKDYHDQRXWSXWFXUUHQWVLJQDORIP$GF
$OOFXUUHQWWUDQVIRUPHUVVKDOOEHFDVWUHVLQW\SHSUHIHUDEO\$OOVHFRQGDU\FRQQHFWLRQVVKDOO
EHEURXJKWRXWWR'523287/,1.W\SHWHUPLQDOEORFNV6HFRQGDU\ZLUHURXWLQJVKDOOQRWEH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
SDVVLQJLQYLFLQLW\ WR RWKHU SKDVH EXV HV DQG WKH FOHDUDQFH HTXLYDOHQWWR 3KDVH (DUWK
VKDOOEHPDLQWDLQHGIRU&737VHFRQGDU\ZLUHVDQGRWKHUSKDVHEXVHV
92/7$*(75$16)250(56
7KHLU DFFXUDF\ VKDOO EH &ODVV IRU PHDVXUHPHQW IXQFWLRQV &ODVV 3 IRU SURWHFWLYH UHOD\
IXQFWLRQVDQG&ODVVIRUJHQHUDWRU $95H[FLWDWLRQFRQWUROIXQFWLRQVWR,(&XQOHVV
RWKHUZLVHVSHFLILHG
)RUWKUHHSKDVHSXUSRVHV97VVKDOOKDYHGRXEOHZRXQGVWDUWRVWDUWKUHHSKDVHZLQGLQJV
7KH SULPDU\ ZLQGLQJ VWDU SRLQW VKDOO EH FRQQHFWHG WR WKH VXSSO\ QHXWUDO 7KH VHFRQGDU\
ZLQGLQJ VWDU SRLQW VKDOO EH HDUWKHG DQG DQ HDUWKHG PHWDO VFUHHQ VKDOO EH SURYLGHG
EHWZHHQWKHZLQGLQJV
7KUHH SKDVH DQG VLQJOH SKDVH 97 VHFRQGDU\ZLQGLQJV VKDOO HDUWK DW RQH SRLQW WKURXJK D
UHPRYDEOHOLQNZKLFKVKDOOEHHDVLO\DFFHVVLEOHIRUWHVWLQJ
6LQJOHSKDVHRUVSHFLDOW\SHVRI97VVKDOOEHVSHFLILHGRQWKHGDWDVKHHWVRURQWKHVLQJOH
OLQHGLDJUDPV
7KH VHFRQGDU\ ZLQGLQJ QRPLQDO YROWDJH VKDOO EH 9$& EHWZHHQ SKDVHV XQOHVV
RWKHUZLVHVWDWHGRQWKHGDWDVKHHWVRURQWKHVLQJOHOLQHGLDJUDPV
7KUHHSKDVH97VVKDOOKDYHOLPEFRUHV
5HPRYDEOH+5&IXVHVRU0&%VVKDOOSURWHFW97SULPDU\ZLQGLQJV
97VVKDOOQRWEHORDGHGWRPRUHWKDQRIWKHLUUDWHGRXWSXWEDVHGRQWKHLQIRUPDWLRQ
JLYHQE\2ZQHUDWWKHWLPHWKHSXUFKDVHRUGHULVSODFHG
&21752/75$16)250(56
&RQWUROWUDQVIRUPHUVVKDOOEHGRXEOHZRXQGDLUFRROHGZLWKVHFRQGDU\ZLQGLQJHDUWKDV
SHU GDWD VKHHWV 5DWLQJ VKDOO EH DGHTXDWH WR VXSSO\ DERXW RI WKH PD[LPXP
FRQWLQXRXVORDG9ROWDJHUHJXODWLRQZLWKUDWHGORDGVKDOOQRWH[FHHGRIUDWHGYROWDJH
7KH FRQWURO YROWDJH WUDQVIRUPHU VKDOO EH VHOHFWHG VR WKDW WKH YROWDJH GURS GRHV QRW
H[FHHGDWWKHPD[LPXPSHDNORDG
6L]LQJVKDOOEHILQDOL]HGGXULQJGHWDLOHGHQJLQHHULQJEDVHGRQUHTXLUHPHQWV
0(7(56
,QGLFDWLQJLQVWUXPHQWV[PPVKDOOEHIOXVKPRXQWHGRQVZLWFKERDUGZLWKVFDOH
DQWLJODUH JODVV DQG DFFXUDF\ FODVV RI IXOO VFDOH 0HWHU VKDOO KDYH ]HUR DGMXVWHU RQ
WKH IURQW 0HWHU VKDOO KDYH 0D[ 'HPDQG SRLQWHUV IRU $PPHWHUV 9ROWPHWHUV VKDOO KDYH
EXLOWLQVHOHFWRUVZLWFKIRUSKDVHV
$PPHWHUVSURYLGHGRQPRGXOHVVKDOOEHRIPP[PPRQO\
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
0272563$&(+($7(566833/<
0RWRUVSDFHKHDWHUFLUFXLWVVKDOOEHSURYLGHGLQPRGXOHVUDWHGIRU.: DERYHZLWK
SROHV(/&%RIDGHTXDWHUDWLQJWRPHHWRSHUDWLRQDOUHTXLUHPHQWV
6(&21'$5<:,5,1*
7KH &LUFXLW %UHDNHU &RQWDFWRUV 0&&% 03&% 6ZLWFKHV 1XPHULFDO UHOD\V HWF VKDOO EH
IXOO\ZLUHGDWWKHIDFWRU\WRHQVXUHSURSHUIXQFWLRQLQJRIFRQWUROSURWHFWLRQWUDQVIHUDQG
LQWHUORFNLQJVFKHPHV
$OOVSDUHFRQWDFWVVZLWFKHVDQGRWKHUGHYLFHVVKDOOEHZLUHGXSWRWHUPLQDOEORFNV
:LULQJVKDOOEHGRQHZLWKIOH[LEOH9JUDGH)5/639&LQVXODWHGVZLWFKERDUGZLUHVZLWK
VWUDQGHGFRSSHUFRQGXFWRUVRIPPIRUFRQWURODQGYROWDJHFLUFXLWVDQGPPIRU
FXUUHQWFLUFXLWV
(DFKZLUHVKDOOEHLGHQWLILHGDWERWKHQGVZLWKSHUPDQHQWPDUNHUVEHDULQJZLUHQXPEHUV
DVSHU&RQWUDFWRU
V:LULQJ'LDJUDPV
:LUHWHUPLQDWLRQVKDOOEHPDGHZLWKFULPSLQJW\SHULQJFRQQHFWRUVZLWKLQVXODWLQJVOHHYHV
:LUHVVKDOOQRWEHVSOLFHGEHWZHHQWHUPLQDOV
7KHZLUHVVKDOOUXQSUHIHUDEO\WKURXJKPHWDOOLFWURXJKDGHTXDWHO\VXSSRUWHGDORQJLWVUXQ
WRSUHYHQWVDJJLQJGXHWRIOH[LELOLW\RUYLEUDWLRQ
7KHFRORURIZLUHVKDOOEHWDNHQDVIROORZV
D $&V\VWHPPDLQ&LUFXLW %ODFN
E '&6\VWHPPDLQ&LUFXLW *UH\
F '&&RQWURO&LUFXLWV :KLWH
F (DUWKLQJ6\VWHP *UHHQ
G &7 37:LULQJ6\VWHP 5HG<HOORZ%OXHFRORUFRGH
)XVH OLQNV DQG0&% VKDOO EHSURYLGHG WR SHUPLW LQGLYLGXDO FLUFXLW LVRODWLRQ IURP EXVZLUHV
ZLWKRXWGLVWXUELQJRWKHUFLUFXLWV
7HUPLQDO%ORFN
7HUPLQDOEORFNVVKDOOEH9JUDGHER[FODPSW\SHVKURXGHG3RO\DPLGHZLWKPDUNLQJ
VWULSV RI 3+21,; :$*2 PP RU HTXDO 'URS OLQN W\SH 7HUPLQDO %ORFNV IRU &7 FLUFXLWV
VKDOOEHFRQVLGHUHG
1RW PRUH WKDQ WZR ZLUHV VKDOO EH FRQQHFWHG WR DQ\ WHUPLQDO 6SDUH WHUPLQDOV HTXDO LQ
QXPEHU WR DFWLYH WHUPLQDOV VKDOO EH IXUQLVKHG 0XOWL FRQQHFWLRQ WHUPLQDO VWULS WR EH
XVHGLIUHTXLUHG
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
7HUPLQDO EORFNV VKDOO EH ORFDWHG WR DOORZ HDV\ DFFHVV :LULQJ VKDOO EH VR DUUDQJHG WKDW
LQGLYLGXDOZLUHVRIDQH[WHUQDOFDEOHFDQEHFRQQHFWHGWRFRQVHFXWLYHWHUPLQDOV
$OOFRQWUROZLUHVKDOOEHWHUPLQDWHGZLWKULQJW\SHLQVXODWHGOXJRQO\
7KHWHUPLQDOEORFNVKDOOEHJURXSHGDFFRUGLQJWRFLUFXLWIXQFWLRQVDQGLQGLYLGXDOWHUPLQDOV
LQ HDFK EORFN VKDOO EH VHULDOO\ QXPEHUHG LQ DFFRUGDQFH ZLWK WKH GUDZLQJV 6XFK
QXPEHULQJVKDOOEHOHJLEOHSHUPDQHQWDQGLQGHOLEOH
7KHWHUPLQDOEORFNVRIGLIIHUHQWYROWDJHFODVVHVVKDOOEHVHJUHJDWHG
6LPLODUW\SHRIWHUPLQDOEORFNVKDOOEHXVHGIRULQWHUSDQHOZLULQJDWVKLSSLQJVHFWLRQV
&DEOH7HUPLQDWLRQ
3OHQW\RIVSDFHDQGWKHQHFHVVDU\V\VWHPRIFRQQHFWLRQVVKDOOEHSURYLGHGIRUVLWXDWLRQV
ZKHUH PRUH WKDQ RQH SRZHU FDEOHV QHHGV WR EH WHUPLQDWHG RQ RQH %XV FRQQHFWLRQ
WHUPLQDO RI WKH 6:*5 3RZHU &DEOHV WHUPLQDWLRQ ZLWK VLQJOH EROW VWXG %DFN WR %DFN
DUUDQJHPHQWLVQRWSHUPLWWHG
6HSDUDWH &DEOH 'XPP\ SDQHOV DGMRLQLQJ WR IHHGHU VKDOO EH SURYLGHG IRU DJDLQVW HDFK
$&%IHHGHUVKDYLQJPRUHWKDQUXQVRISRZHUFDEOHV
7KHPDQXIDFWXUHUVKDOOQRWSURYLGHSRZHUFDEOHOXJVZKLFKZLOOEHRIWKHFULPSHGW\SH
+RZHYHU WKH PDQXIDFWXUHU VKDOO SURYLGH WKH QHFHVVDU\ QXPEHU DQG W\SH RI EROWV
ZDVKHUVQXWVHWFPDWFKZLWK&RSSHU$OXPLQXPZRUN
6XIILFLHQW VSDFH IRU DFFHVV DQG WHUPLQDWLRQRI FDEOHV VKDOO EH DOORZHG JLYLQJ SDUWLFXODU
DWWHQWLRQ WR EHQGLQJ UDGLL RI FDEOHV XVHG LQ HDFK DSSOLFDWLRQ HJ VZLWFKERDUG
LQWHUFRQQHFWRUV DQG PDLQ JHQHUDWRUV ZLOO RIWHQ UHTXLUH PRUH WKDQ WZR FDEOH FRUHV SHU
SKDVH
3URYLVLRQVKDOOEHPDGHIRUWKHVXSSRUWRIH[WHUQDOFDEOHVDWLQWHUYDOVQRWH[FHHGLQJ
PP EHWZHHQ WKH FDEOH HQWU\ DQG WKH WRS RU ERWWRP RI WKH 6:*5 GHSHQGLQJ RQ WKH
GLUHFWLRQ RI HQWU\ 0DLQ DQG DX[LOLDU\ FLUFXLW FDEOHV ZLWKLQ DQ HQFORVXUH VKDOO EH
VHJUHJDWHG 7HUPLQDOV IRU WKH 2ZQHUV FRQQHFWLRQV VKDOO EH FOHDUO\ PDUNHG ZLWK WKH
WHUPLQDOQXPEHUVDVVKRZQLQWKHPDQXIDFWXUHUVZLULQJGLDJUDPV,WVKDOOQRWEHQHFHVVDU\
WRGLVPDQWOHWKHHDUWKLQJEXVEDUVLQRUGHUWRWHUPLQDWHSRZHURUFRQWUROFDEOHV
6XIILFLHQWVSDFHVKDOOEHSURYLGHGEHWZHHQWKHSRZHUFDEOHWHUPLQDWLRQDQGJODQGSODWH
&RUHEDODQFH&7VZKHUHYHUVSHFLILHGVKDOOEHDFFRPPRGDWHGZLWKLQWKLVVSDFH
*ODQGSODWHVVKDOOEHPLQLPXPPPWKLFN$OXPLQXPRQO\LUUHVSHFWLYHRIW\SHRIFDEOHV
*URXQG%XV
(DUWKLQJIDFLOLWLHVVKDOOFRPSO\ZLWK,(&DQGWKHIROORZLQJ
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
$Q LQWHUQDO KDUGGUDZQ KLJK FRQGXFWLYLW\ FRSSHU HDUWK EXV EDU VKDOO EH SURYLGHG DORQJ
WKHIXOOOHQJWKRIWKH6:*5ZLWKMRLQWVEHWZHHQHDFKWUDQVSRUWDWLRQXQLW $WHDFKHQGRI
WKH6:*5DQGXQGHUHDFKLQFRPLQJFLUFXLWEUHDNHUFRPSDUWPHQWWKHHDUWKEXVEDUVKDOO
KDYHDQ0EUDVVWHUPLQDOIRUFRQQHFWLRQRIDQH[WHUQDOHDUWKFDEOH7KHHDUWKEXVEDU
VKDOOEHORFDWHGQHDUWKHUHDUERWWRPRIWKHDVVHPEO\
(DUWKEXVEDUVVKDOOEHVKHDWKHGZLWKJUHHQRUJUHHQZLWK\HOORZLQVXODWLQJPDWHULDODORQJ
LWVHQWLUHOHQJWKH[FHSWDWFRQQHFWLRQSRLQWVIRULQWHUQDODQGH[WHUQDOFDEOHVRUVWUDSV
$ FRSSHU JURXQG EXV VKDOO EH VXLWDEOH WR FDUU\ WR FDUU\ PD[LPXP IDXOW FXUUHQW XQOHVV
VSHFLILHG
(DFK VWDWLRQDU\ XQLW VKDOO EH FRQQHFWHG GLUHFWO\ WR WKH JURXQG EXV 7KH IUDPH RI HDFK
FLUFXLWEUHDNHUDQGGUDZRXW97XQLWVKDOOEHJURXQGHGWKURXJKKHDY\PXOWLSOHFRQWDFWV
DW DOO WLPHV H[FHSW ZKHQ WKH SULPDU\ GLVFRQQHFWLQJ GHYLFHV DUH VHSDUDWHG E\ D VDIH
GLVWDQFH
:KHUHYHUWKHVFKHPDWLFGLDJUDPVLQGLFDWHDGHILQLWHJURXQGDWWKHVZLWFKJHDUDVLQJOH
ZLUH IRU HDFK FLUFXLW WKXV JURXQGHG VKDOO EH UXQ LQGHSHQGHQWO\ WR WKH JURXQG EXV DQG
FRQQHFWHGWKHUHWR
$OOWKHKLQJHGGRRUVVKDOOEHJURXQGHGXVLQJVLOYHUSODWHGDQGEUDLGHGFRSSHUIOH[LEOHRI
DGHTXDWHVL]H%RQGLQJFRQQHFWLRQVVKDOOEHSURYLGHGIRUFRYHUVDQGGRRUVDQGVKDOOEH
DUUDQJHGWRDYRLGGDPDJHGXULQJWKHLURSHQLQJDQGFORVLQJ
6XLWDEOHJURXQGWHUPLQDOGLUHFWO\FRQQHFWHGZLWKWKHJURXQGEXVVKDOOEHSURYLGHGLQWKH
FDEOHFKDPEHUIRUJURXQGLQJFRQQHFWLRQRIFDEOHVFUHHQDUPRXU
$ YHUWLFDO HDUWKLQJ EXV EDU VKDOO EH SURYLGHG LQ HDFK WLHU WR VHUYLFH HDFK WUD\ RU
FRPSDUWPHQWDQGLWVKDOOEHEROWHGDWRQHRILWVHQGVWRWKHKRUL]RQWDOHDUWKLQJEXVEDU
1DPHSODWH
1DPHSODWHVRIDSSURYHGGHVLJQVKDOOEHIXUQLVKHGDWHDFKFXELFOHRQHQRHDFKDWIURQW
DVZHOODVDWEDFNVLGHRIFXELFOHDQGDWHDFKLQVWUXPHQWV GHYLFHPRXQWHGRQRULQVLGH
WKHFXELFOH
7KH PDWHULDO VKDOOEHODPLFRLG RU DSSURYHGHTXDO PPWKLFNZLWKZKLWHOHWWHU RQ EODFN
EDFNJURXQG
7KHVZLWFKERDUGQDPHSODWHVKDOOFRQVLVWRI6ZLWFKERDUG7DJUDWHGYROWDJHEXVEDUUDWLQJ
FRQWLQXRXVDQGVKRUWWLPH
7KHQDPHSODWHVKDOOEHKHOGE\VHOIWDSSLQJVFUHZV1DPHSODWHVL]HVKDOODVXQGHU
6O 1DPH3ODWH 3ODWHVL]H /HWWHUVL]H
1R PP[PP PP[PP
0DLQQDPHSODWH [ [
(TXLSPHQW GHYLFH [ [
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
)URQW
(TXLSPHQW GHYLFH [ [
,QWHUQDO
$QWL&RQGHQVDWLRQSDQHO6SDFHKHDWHUVDQG3OXJVRFNHW
$QWLFRQGHQVDWLRQKHDWHUVVKDOOEHSURYLGHGLQHDFKWLHUDQGHDFKFXELFOH(DFKFXELFOH
VKDOO EH SURYLGHG ZLWK WKHUPRVWDW FRQWUROOHG VSDFH KHDWHUV DQG $ SLQ SOXJ VRFNHW
+RZHYHUPDQXIDFWXUHUVKDOOIROORZWKHLUVWDQGDUGV
$QDQWLFRQGHQVDWLRQKHDWHUFRQWUROV\VWHPVKDOOEHSURYLGHGFRQVLVWLQJRIWKHIROORZLQJ
D $ GLIIHUHQWLDO WKHUPRVWDW VKDOO EH XVHG WR FRQWURO WKH KHDWHU VR WKDW WKH HTXLSPHQW
LQWHULRU WHPSHUDWXUH LV PDLQWDLQHG DW 'HJ & WR 'HJ & DERYH WKH DLU
WHPSHUDWXUHZKHQWKH+9$&LVRSHUDWLQJQRUPDOO\
E 7KHGLIIHUHQWLDOWKHUPRVWDWVKDOOEHFXWRIIE\RQHRUPRUHDXWRPDWLFGHYLFHVVHWIRUD
PD[LPXP HTXLSPHQW LQWHULRU WHPSHUDWXUH RI 'HJ & 7KH GHYLFHV VKDOO UHVHW WR
'HJ&
F 'HYLFHV VKDOO EH ORFDWHG LQ HQRXJK W\SLFDOO\ ORDGHG VHFWLRQV WR SUHYHQW ORFDO
RYHUKHDWLQJ
&XELFOH KHDWHU 3OXJVRFNHW FLUFXLWV VKDOO KDYH LQGLYLGXDO HDUWK OHDNDJH FLUFXLW EUHDNHU
(/&%P$PRXQWHGLQHDFKFRQWURO&XELFOH
$&'&3RZHU6XSSO\
7KHIROORZLQJSRZHUVXSSOLHVVKDOOEHPDGHDYDLODEOHWRHDFKVZLWFKJHDU
$&VXSSO\ 9 6LQJOH)HHGHUIRU%XVVHFWLRQ
'&VXSSO\ 9 6LQJOH)HHGHUIRU%XVVHFWLRQ
,VRODWLQJ 0&&% VKDOO EH SURYLGHG IRU WKH LQFRPLQJ VXSSOLHV SROH DQG VLQJOH WKURZ IRU
$&DQGSROHGRXEOHWKURZIRU'&
%XVZLUHV RI DGHTXDWH FDSDFLW\ VKDOO EH SURYLGHG WR GLVWULEXWH WKH LQFRPLQJ VXSSOLHV WR
GLIIHUHQWFXELFOHV
7URSLFDO3URWHFWLRQ
$OO HTXLSPHQW DFFHVVRULHV DQG ZLULQJ VKDOO KDYH IXQJXV SURWHFWLRQ LQYROYLQJ VSHFLDO
WUHDWPHQWRILQVXODWLRQDQGPHWDODJDLQVWIXQJXVLQVHFWV FRUURVLRQ
6FUHHQV RI VWDLQOHVV VWHHO VKDOO EH IXUQLVKHG RQ DOO YHQWLODWLQJ ORXYHUV WR SUHYHQW WKH
HQWUDQFHRILQVHFWV
3DLQWLQJ
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
$OO VXUIDFHV VKDOO EH VDQG EODVWHG SLFNOHG DQG JURXQGHG DV UHTXLUHG WR SURGXFH D
VPRRWKFOHDQVXUIDFHIUHHRIVFDOHJUHDVHDQGUXVW
$IWHU FOHDQLQJ WKH VXUIDFHV VKDOO EH JLYHQ D SKRVSKDWH FRDWLQJ IROORZHG E\ FRDWV RI
KLJKTXDOLW\SULPHUDQGVWRYHDIWHUHDFKFRDW
7KH VZLWFKJHDU VKDOO EH ILQLVKHG LQ OLJKW 3HEEOH JUD\ FRORU VKHG 5$/ ZLWK
SRZGHUFRDWHGSDLQW7KHFRDWLQJVKDOOEHGRQHHOHFWURVWDWLFDOO\IROORZHGE\VWRYLQJ
6XIILFLHQWTXDQWLW\RIWRXFKXSSDLQWVKDOOEHIXUQLVKHGIRUDSSOLFDWLRQDWVLWH
$FFHVVRULHV
)ROORZLQJDFFHVVRULHVVKDOOEHIXUQLVKHGDORQJZLWKWKH6ZLWFKJHDU
D &XELFOHGRRURSHQLQJNH\QRVSHUVZLWFKERDUG
E *DVNHWVDVUHTXLUHG
7(676
7KHVZLWFKJHDUVKDOOEHFRPSOHWHO\DVVHPEOHGZLUHGDGMXVWHGDQGWHVWHGDWWKHIDFWRU\
DVSHUVWDQGDUGV
5RXWLQH7HVW
7KHWHVWVVKDOOLQFOXGHEXWQRWQHFHVVDULO\OLPLWHGWRWKHIROORZLQJIRUVZLWFKJHDU
D 2SHUDWLRQXQGHUVLPXODWHGVHUYLFHFRQGLWLRQWRHQVXUHDFFXUDF\RIZLULQJFRUUHFWQHVV
RIFRQWUROVFKHPH SURSHUIXQFWLRQLQJRIWKHHTXLSPHQW
E $OOZLULQJDQGFXUUHQWFDUU\LQJSDUWVKDOOEHJLYHQDSSURSULDWH+LJK9ROWDJHWHVW
F 3ULPDU\FXUUHQWDQGYROWDJHVKDOOEHDSSOLHGWRDOOLQVWUXPHQWWUDQVIRUPHUV
G 5RXWLQH WHVW VKDOO EH FDUULHGRXW RQ DOOHTXLSPHQW VXFK DVFLUFXLW EUHDNHUVLQVWUXPHQW
WUDQVIRUPHUVPHWHUVHWF
H 2QHPLQXWHSRZHUIUHTXHQF\ZLWKVWDQGLQVXODWLRQWHVWDVSHUUHOHYDQW,6
7HVWVVKDOOLQFOXGHEXWQRWQHFHVVDULO\OLPLWHGWRWKHIROORZLQJIRUFLUFXLWEUHDNHU
D 5HVLVWDQFH PHDVXUHPHQW RI WKH RSHUDWLQJ FRLOV RQ WKH EUHDNHU IRU HDFK W\SH RI
EUHDNHU
E 0LQLPXP FRQWUROYROWDJHDWZKLFKEUHDNHUZLOO RSHUDWH VXFFHVVIXOO\ IRU HDFK W\SH RI
EUHDNHU
F 7KHRSHUDWLRQRIWKHEUHDNHUVKDOOEHWHVWHGXQGHUWKHIROORZLQJFRQGLWLRQV
L &ORVLQJRIEUHDNHUZKHQWKHYROWDJHDWWKHWHUPLQDOVRIWKHFORVLQJGHYLFHLVZLWKLQ
WRRIWKHUDWHGDX[LOLDU\VXSSO\YROWDJHIRUHDFKW\SHRIEUHDNHU
LL 7ULSSLQJ RI EUHDNHU QRW FDUU\LQJ ORDG FXUUHQW ZKHQ DX[LOLDU\ VXSSO\ YROWDJH LV
EHWZHHQWRRIWKHUDWHGDX[LOLDU\VXSSO\YROWDJHIRUHDFKW\SHRIEUHDNHU
WKH FXUUHQW LQ DPSHUHV DQG WKH YROWDJH UHTXLUHG IRU WKH FORVLQJ DQG WULSSLQJ
RSHUDWLRQVVKDOOEHUHFRUGHG
LLL 0DQXDOFORVLQJDQGWULSSLQJRIEUHDNHU
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
LY &ORVLQJZLWKWULSFRLOHQHUJL]HG
Y 7ULSSLQJZLWKFORVLQJFRLOHQHUJL]HG
YL /DWFKLQJ FRPSOHWHFORVLQJIURPDPRPHQWDU\RSHUDWLRQRIWKHFRQWUROVZLWFK
G 7KH RSHUDWLQJ WLPH VKDOO EH PHDVXUHG IRU HDFK FLUFXLW EUHDNHU IRU WKH IROORZLQJ
RSHUDWLRQV
L 2SHQLQJDWQRUPDOFRQWUROYROWDJH
LL 2SHQLQJDWQRUPDOFRQWUROYROWDJH
LLL &ORVLQJDWQRUPDOYROWDJH
LY &ORVLQJDQGWULSIUHHRSHUDWLRQDWQRUPDOYROWDJH
H 0LOOLYROWGURSWHVWVKDOOEHPDGHDFURVVHDFKEUHDNHUVFRQWDFW EHWZHHQWHUPLQDOV
I $XWR 0DQXDO7UDQVIHUVFKHPHDVFRQILJXUHGIRU6ZLWFKJHDU
7\SH7HVW
7KHIROORZLQJWHVWVKDOOEHSHUIRUPHGRQDW\SLFDOVHFWLRQRIWKHEXVDVVHPEO\
D ,PSXOVH7HVW
E 7HPSHUDWXUHULVH7HVW6ZLWFKJHDULQDVVHPEOHGFRQGLWLRQ
7KH WHVW VKDOO EH FDUULHG RXW RQ VHFWLRQ RI SDQHOV PLQLPXP SDQHOV VHOHFWHG E\
2ZQHUFRPSOHWHLQDOOUHVSHFWZLWKDX[LOLDU\GHYLFHUHDG\IRUQRUPDORSHUDWLRQ
7HVW VKDOO EH FRQGXFWHG IRU SDQHOV KDYLQJ KLJKHVW UDWLQJ RI %UHDNHU LH ,QFRPHUV RU
FRXSOHUVRI6ZLWFKERDUGV
7HVW:LWQHVV
$OO WHVWV VKDOO EH SHUIRUPHG LQ SUHVHQFH RI 2ZQHU
V UHSUHVHQWDWLYHV LI VR GHVLUHG E\ WKH
2ZQHU 7KH &RQWUDFWRU VKDOO JLYH DW OHDVW 7 GD\V DGYDQFH QRWLFH RI WKH GDWH ZKHQ
WHVWVDUHWREHFDUULHGRXW
7HVW&HUWLILFDWHV
&HUWLILHG UHSRUWV RI DOO WKH WHVWV FDUULHG RXW DW WKH ZRUNV VKDOO EH IXUQLVKHG LQ WZHOYH
FRSLHVIRUDSSURYDORIWKH2ZQHU
7KH HTXLSPHQW VKDOO EH GLVSDWFKHG IURP ZRUNV RQO\ DIWHU UHFHLSW RI 2ZQHU
V ZULWWHQ
DSSURYDORIWKHWHVWUHSRUWV
7\SH WHVW FHUWLILFDWH RI DQ\ DVVRFLDWHG HTXLSPHQW LI VR GHVLUHG E\ WKH 2ZQHU VKDOO EH
IXUQLVKHG2WKHUZLVHWKHHTXLSPHQWVKDOOKDYHWREHW\SHWHVWHGWRSURYHWKHGHVLJQ
7KH WHVW UHSRUW VKDOO IXUQLVK FRPSOHWH LGHQWLILFDWLRQ RI WKH HTXLSPHQW VXFK DV VHULDO QR
UDWLQJHTXLSPHQWGHVLJQDWLRQDVSHUVFKHPDWLFHWF GDWHRIWHVW
63(&,$/722/6 7$&./(6
$Q\VSHFLDOWRROV WDFNOHVIRURSHUDWLRQ PDLQWHQDQFHVKDOOEHSURYLGHGE\%LGGHU
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
63$5(6
6SDUHSDUWVIRUILYH\HDUVVDWLVIDFWRU\DQGWURXEOHIUHHRSHUDWLRQ
7KH%LGGHUVKDOOHQVXUHWKDWVXIILFLHQWVZLWFKJHDUVSDUHVZLOOEHDYDLODEOHIRUQH[WWR
\HDUVIURPGDWHRILQVWDOODWLRQHYHQWKRXJKVZLWFKJHDUWHFKQRORJ\LVXSGDWHGE\WKHP
'5$:,1*6'$7$ 0$18$/6
'UDZLQJV'DWD 0DQXDOVVKDOOEHVXEPLWWHGDVUHTXLUHGGXULQJGHWDLOHG(QJLQHHULQJWR
2:1(5 &RQVXOWDQW
)ROORZLQJ GRFXPHQWV WR EH VXEPLWWHG IRU DSSURYDO ZLWKLQ GD\V IURP /2, VDPH
ILQDOL]HGLQQH[WGD\VIRUPDQXIDFWXULQJFOHDUDQFHVDFURVVWKHWDEOHDW2ZQHUVRIILFH
D 2XWOLQH GLPHQVLRQDO GUDZLQJ RI WKH VZLWFK JHDU VKRZLQJ JHQHUDO DUUDQJHPHQW VSDFH
UHTXLUHPHQWV DQG FDEOH HQWU\ SRLQWV ORFDWLRQ RI EUHDNHU &7 37 EXV EDU FKDPEHU
JURXQGLQJDUUDQJHPHQWHWF
E &URVVVHFWLRQDOYLHZVRI7<3,&$/3DQHOVZLWKSDUWOLVWIHDWXUHVVSDFHUHTXLUHGLQIURQWIRU
ZLWKGUDZDOVRISRZHU FRQWUROFDEOHHQWU\SRLQWVHWF
F *HQHUDODUUDQJHPHQWGUDZLQJRIVZLWFKERDUGVDORQJZLWKOD\RXW FXWRXWGHWDLOVORDGLQJ
GDWD6WDWLF '\QDPLFIRUFLYLOZRUN
G 7\SLFDOIRXQGDWLRQSODQIRUW\SHRISDQHOV
H 6LQJOHOLQHGLDJUDP
I &RQWUROVFKHPDWLFV
J :LULQJGLDJUDPV
K %XVEDU FLUFXLWEUHDNHUVL]LQJFDOFXODWLRQ
L %LOORIPDWHULDOIRU6ZLWFK%RDUGV
M &RQWUROVFKHPDWLFVIRU7<3,&$/IHHGHUV
N 7HFKQLFDOOHDIOHWVRQ FRPSOHWHVSHFLILFDWLRQV 2(0DGGUHVVIRUERXJKWRXWLWHPV
O 0DQXIDFWXULQJVFKHGXOHLQWKHIRUPRIEDUFKDUWQHWZRUN
P 7HUPLQDODUUDQJHPHQWIRUVZLWFK%RDUGLQFRPHUFXELFOHVIRUFDEOHWHUPLQDWLRQV
Q 7UDQVSRUWVKLSSLQJVHFWLRQVZLWKZHLJKWV
R :LULQJ GLDJUDP RI HDFK FXELFOH LQGLFDWLQJ ZLUH QXPEHUV GHYLFH QXPEHUV DQG WHUPLQDO
QXPEHUV
S $& DX[LOLDU\ SRZHU '& FRQWURO SRZHU GLVWULEXWLRQ WR HDFK VZLWFK JHDU DQG LWV HDFK
FXELFOH
T *HQHUDODUUDQJHPHQWGUDZLQJRIPDMRUFRPSRQHQWVVXFKDVEUHDNHUEXVKLQJ&737HWF
U 1DPHSODWHGHWDLOVRIHDFKVZLWFKJHDULWVFXELFOHDQGFRPSRQHQWRIFXELFOH
V /LVW RI WHVWV WR EH FDUULHG RXW RQ WKH VKRS IORRU DQG WKH SURFHGXUH DORQJ ZLWK WHVW
HTXLSPHQWLQYROYHG
/RJLFVKHHWVIRU$XWR 0DQXDO%XVWUDQVIHUVFKHPH 1XPHULFDO5HOD\VFRQILJXUDWLRQDQG
GHOLYHU\RI,&'6&'ILOHVIRU$XWRPDWLRQVKDOOEHFRPSOHWHGZLWKLQRQHPRQWKIURP/2,
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
TDI process substation - 3.3 KV switchboard - HVSB 753A - 202 Appendix-G
Annexure-A
PMCC
415V-50KA for 1 sec.
PDB MLDB
250A-3P+N+E 250A-3P+N+E
415V-50KA for 1 sec. 415V-50KA for 1 sec.
Notes:
- PMCC shall be drawout type with 3 pole ACBs for motor feeders VCB Vaccuum circuit
>55KW, 3 Pole MCCBs for Motor feeders <=55KW and 4 pole breakers
MCCBs for tie feeders and other auxillary supplies. Air circuit breakers
- The O/G from PMCC to PDB & MLDB and I/Cs of PDBs and
MLDBs shall be 250A MCCB,4 pole(in panel rating, considering MCCB
50deg. C ambient), draw-out feeder to be provided with O/L, S.C.
and earthfault protection.
- PDB and LDB are fixed type, single front, non drawout panels.
$ $ $ +DOI6L]Ha F[PP;:< $'30&% <HV <HV $V5HTXLUHG <HV / 7
0&203UHOD\ZLWKRXW
$ $ $ +DOI6L]Ha F[PP;:< $'30&% <HV <HV $V5HTXLUHG <HV
GLVSOD\ 6,(0(16
$ $ $ +DOI6L]Ha F[PP ;:< $'30&% <HV <HV $V5HTXLUHG <HV &7XQLW 6,02&2'(352&
$ $ $ +DOI6L]Ha $'30&% <HV <HV $V5HTXLUHG <HV 3URYLVLRQWRFRQQHFW :LWKRQO\FXUUHQW
F[PP;:<
0 H[WHUQDOGLVSOD\XQLWRQ PHDVXULQJPRGXOH
$ $ $ +DOI6L]Ha F[PP ;:< $'30&% <HV <HV $V5HTXLUHG <HV SDQHOZLWKRXWRSHQLQJ :LWKRSHUDWRUSDQHO
$ $ $ +DOI6L]Ha F[PP;:< $'30&% <HV <HV $V5HTXLUHG <HV WKHGRRU
5HVHW3%UHTXLUHGRQ
$ $ $ +DOI6L]Ha F[PP;:< $'30&% <HV <HV $V5HTXLUHG <HV
SDQHO
$ $ $ +DOI6L]Ha F[PP;:< $'30&% <HV <HV $V5HTXLUHG <HV
$ $ $ )XOO6L]Ha F[PP $;)< $'30&% <HV $V5HTXLUHG <HV
$ $ $ )XOO6L]Ha F[PP $;)< $'30&% <HV $V5HTXLUHG <HV
6,(0(16
$ $ $ )XOO6L]Ha F[PP $;)< $'30&% <HV $V5HTXLUHG <HV
6,02&2'(3529
$ $ $ )XOO6L]Ha F[PP$;)< $'30&% <HV $V5HTXLUHG <HV / 7
:LWKFXUUHQWYROWDJH
0&203UHOD\ZLWK
$ $ $ )XOO6L]Ha F[PP $;)< $'30&% <HV $V5HTXLUHG <HV PHDVXULQJPRGXOH
0 GLVSOD\
$ $ $ )XOO6L]Ha F[PP$;)< $'30&% <HV $V5HTXLUHG <HV 2SHUDWRUSDQHOZLWK
&7XQLW
GLVSOD\
$ a$ )XOO6L]Ha F[PP$;)< $'30&% <HV $V5HTXLUHG <HV $QDORJPXOWLSOLHU
$QDORJPRGXOH
$ a$ )XOO6L]Ha F[PP $;)< $'30&% $'30&% <HV $V5HTXLUHG <HV
$ a$ )XOO6L]Ha F[PP $;)< $'30&% $'30&% <HV $V5HTXLUHG <HV
$ a$ )XOO6L]Ha F[PP$;)< $'30&% $'30&% <HV $V5HTXLUHG <HV
02725'(7$,/6 02725'2/67$57(502'8/(6
'5$:
$QDORJW\SH 3XVK%XWWRQV
287 6LQJOHSDQHO $X[
02725 02725 02725 $&%ZLWK1XPHULFDO0RWRU ;/3(3RZHU&DEOH6L]HV 0RWRUVSDFH $PPHWHU (PHUJHQF\ ,QGLFDWLRQ
7<3( 02'8/( %DFNWR%DFN &RQWUROVXSSO\ FRQWDFWRUV 3URWHFWLRQ'HYLFHV'XDO$QDORJ23aP$
5$7,1* 5$7,1* )/& SURWHFWLRQ5HOD\ 6L]HFDQEHFKDQJHGEDVHGRQ KHDWHU [ 6WRS 212))
/<5$ 'RXEOH)URQWLVQRW 9'& 0XOWLSO\LQJ IRU&XUUHQW
.: +3 $PSV DFWXDO9RWDJH'URSFDOFXODWLRQV 9$& RQ0RGXOH 75,3
&217$& DFFHSWDEOH 5HOD\V
aP$ 7HVWPRGH
7
$ $ 6LQJOHSDQHO ;F[PP$;)< $'30&% $'30&% $V5HTXLUHG <HV
$ $ 6LQJOHSDQHO ;F[PP$;)< $'30&% $'30&% $V5HTXLUHG <HV
$%%5(0$GGO,202'8/(IRU'LJLWDO
$ $ 6LQJOHSDQHO ;F[PP $;)< $'30&% $'30&% $V5HTXLUHG <HV
$ $ 6LQJOHSDQHO $'30&% $'30&% $V5HTXLUHG <HV LQSXWV
;F[PP$;)<
0 RI$%%PDNH
$ $ 6LQJOHSDQHO ;F[PP$;)< $'30&% $'30&% $V5HTXLUHG <HV &%&7VKDOOEHFRQVLGHUHGIRU*SURWHFWLRQ
$ $ 6LQJOHSDQHO ;F[PP$;)< $'30&% $'30&% $V5HTXLUHG <HV SXUSRVH
7UDQVGXFHUZLWK'XDO23aP$
$ $ 6LQJOHSDQHO ;F[PP$;)< $'30&% $'30&% $V5HTXLUHG <HV
32:(5'(7$,/6 60$//32:(5)(('(56
'5$:
$QDORJW\SH 3XVK%XWWRQV
287 0&&% 0RWRUVSDFH $X[
;/3(3RZHU&DEOH6L]HV $PPHWHU (PHUJHQF\ ,QGLFDWLRQ
7<3( 02'8/( 2YHUORDG$GMXVWDEOH6& 7HQWDWLYH &RQWUROVXSSO\ KHDWHU FRQWDFWRUV 3URWHFWLRQ'HYLFHV'XDO$QDORJ23aP$
5DWHG&XUUHQW 6L]HFDQEHFKDQJHGEDVHGRQ [ 6WRS 212))
/<5$ SURWHFWLRQ0DJQHWLF 0RGXOH6L]H 9836 9$& 0XOWLSO\LQJ IRU&XUUHQW
DFWXDO9RWDJH'URSFDOFXODWLRQV RQ0RGXOH 75,3
&217$& 5HOHDVHRQO\$GM RZQ 5HOD\V
aP$ 7HVWPRGH
7
$ $ $ )XOO6L]Ha F[PP$;)<
3
$ $ $ )XOO6L]Ha F[PP$;)<
$ $ $ )XOO6L]Ha F[PP $;)<
3
$ $ $ )XOO6L]Ha F[PP $;)<
32:(5'(7$,/6 %8/.32:(5)(('(56
'5$:
$QDORJW\SH 3XVK%XWWRQV
287 6LQJOHSDQHO $X[
$&%ZLWK1XPHULFDO0RWRU ;/3(3RZHU&DEOH6L]HV 0RWRUVSDFH $PPHWHU (PHUJHQF\ ,QGLFDWLRQ
7<3( 02'8/( %DFNWR%DFN &RQWUROVXSSO\ FRQWDFWRUV 3URWHFWLRQ'HYLFHV'XDO$QDORJ23aP$
5DWHG&XUUHQW SURWHFWLRQ5HOD\ 6L]HFDQEHFKDQJHGEDVHGRQ KHDWHU [ 6WRS 212))
/<5$ 'RXEOH)URQWLVQRW 9'& 0XOWLSO\LQJ IRU&XUUHQW
DFWXDO9RWDJH'URSFDOFXODWLRQV 9$& RQ0RGXOH 75,3
&217$& DFFHSWDEOH 5HOD\V
aP$ 7HVWPRGH
7
,QWHOOLJHQW5HOHDVHZLWK0HDVXUHPHQW',63/$<
3D $72$ $ $ 6LQJOHSDQHO [&[PPSHUSKDVH1 $'30&% $V5HTXLUHG <HV
/6,*3URWHFWLRQ 5HPRWH&RPPXQLFDWLRQ
5()
3 $72$ $ $ 6LQJOHSDQHO [&[PPSHUSKDVH1 $'30&% $V5HTXLUHG <HV
,202'8/()25$'',7,21$/'LJLWDOLQSXWV
)(('(53527(&7,215(/$<
3 $72$ $ $ 6LQJOHSDQHO [&[PPSHUSKDVH1 $'30&% $V5HTXLUHG <HV RI$%%PDNH
$11(;85(&
5$7,1*6$1'5(48,5(0(176IRU96ZLWFK%RDUGV
'HVFULSWLRQ 8QLW 2:1(55HTXLUHPHQWV &RQILUPDWLRQ
$ 6ZLWFK%RDUGV
5DWHG9ROWDJH .9
)UHTXHQF\ +] WR
&RPELQHG9DULDWLRQ
3KDVHV:LUHV 3+1(
D )DXOW/HYHO .$ IRU6HF
3RZHUIUHTXHQF\YROWDJH
E .9
ZLWKVWDQGIRUPLQ
F ,PSXOVH9ROWDJH .9S
6\VWHP(DUWKLQJ 6ROLGO\JURXQGHG
$PELHQW7HPSHUDWXUH &
/RFDWLRQ ,QGRRU
,QVWDOODWLRQ )ORRUPRXQWHGRQO\
6LQJOHWLHU 6LQJOH)URQW
$LUFLUFXLW%UHDNHUV
FRQVWUXFWLRQ
0XOWLWLHU 'RXEOHIURQW
2WKHUPRGXOHV
FRQVWUXFWLRQ
3&&(3&&30&&(30&& 'UDZRXWYHUVLRQ
03'%0/'%$&'%'&'% )L[HGYHUVLRQ
,QFRPHUV 2*IHHGHUV &DEOH
&DEOH(QWU\ %RWWRP
%XVGXFW 1RWDSSOLFDEOH
'HJUHH2I3URWHFWLRQ ,3
3DLQWLQJ7\SH6KDGH 5$/
'LPHQVLRQRI$&%IHHGHU
'[+[:LQPP
$,QSDQHO$
$,QSDQHO$
$,QSDQHO$
$,QSDQHO$
$,QSDQHO$
$,QSDQHO$
0RGXOHVL]HV 5DWLQJVIRU.:
00 3 3&DWHJRU\
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
% %86%$5 68332576<67(0
%XVEDUPDWHULDO *UDGH &233(5$/80,180
0D[&XUUHQW'HQVLW\
0D[DOORZDEOHWHPSGXULQJ
& $VSHU63(&,),&$7,21RQO\
1RUPDOFRQGLWLRQ
0D[DOORZDEOHWHPSGXULQJ6& &
$VSHU,(&
FRQGLWLRQ
+HDWVKULQNDEOH5$<&+(0
%XVEDU6OHHYHV '6*32/<2/,),1DSSURYHG
RQO\
6KURXGVIRUMRLQWV )5JUDGH
%XVEDU&OHDUDQFHLQ$LU
D 3KDVHWR3KDVH PP PLQPP
E 3KDVHWR1HXWUDO PP PLQPP
F 3KDVHWR(DUWK PP PLQPP
6XSSRUW,QVXODWRUV
D 9ROWDJH&ODVV .9
E &UHHSDJH'LVWDQFH PP
60&RU(SR[\KLJK*ODVV
F 0DWHULDORIFRQVWUXFWLRQ )LUHUHWDUGDQWDVSHU
,(&
& $,5&,5&8,7%5($.(5
0DNH / 76LHPHQV
0RGHO
1RRISROHV
3ROH3ROH
0RWRUIHHGHU3RZHUIHHGHUV
$$
$$
1RPLQDO,QSDQHOUDWLQJV
$$
FRQVLGHULQJ$PELHQWDV&
$$
WHPSHUDWXUHULVHUHTXLUHPHQWV
$$
$$
%UHDNLQJFDSDFLW\ .$ .$
6KRUWWLPHUDWLQJVHF .$ .$
0DNLQJFXUUHQW .$ .$
5DWHG9RWDJH .9
3RZHUIUHTXHQF\YROWDJH
.9
ZLWKVWDQGIRUPLQ
,PSXOVH9ROWDJH .9S
'XW\F\FOH 2V&20&2
7RWDORSHQLQJWLPH P6HF
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
3RZHUIUHTXHQF\YROWDJH
.9
ZLWKVWDQGIRUPLQ
,PSXOVH9ROWDJH .9S
'XW\&\FOH $VSHU,(&
5DWLQJ6HOHFWLRQIRUDSSOLFDWLRQ $VSHU$QQH[XUH%
7KHUPDOUDWLQJ
0DNLQJFDSDFLW\
%UHDNLQJFDSDFLW\
(OHFWULFDOOLIH
0HFKDQLFDOOLIH
&RLOFRQVXPSWLRQ3LFNXS 9$
&RLOFRQVXPSWLRQ+ROGRQ 9$
P
&ORVLQJWLPH
6HF
P
2SHQLQJWLPH
6HF
WRRIUDWHG
5DQJHRIRSHUDWLQJYROWDJH
9ROWDJH
1RRIDX[LOLDU\FRQWDFWV 121&
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
$11(;85('
%$6,&23(5$7,213+,/2623+<
)81&7,21'(6&5,37,21 96:,7&+*($5/2&$/ 96:,7&+*($55(027(
3RZHU)HHGHU RWKHUVWDWLRQ
$X[LOLDULHVIURP6&$'$
0RWRU)HHGHUIURP'&6RQO\
)25$,5&,5&8,7%5($.(56
9'&'LVWULEXWLRQIRU <(6
&RQWURO ,QGLFDWLRQHWF
&RQWURO ,QGLFDWLRQIXVHV <(6
9$&$X[VXSSO\ 3DQHO6SDFH+HDWHU
,OOXPLQDWLRQRQO\
,('V <(60RGHODVSHU$QQH[XUH)
6:%'6&$'$RU'&6 <(6RQ,('VZLWK6HFXULW\
6HOHFWRU6ZLWFK)RU
7UDQVIHUULQJ%UHDNHU
2SHUDWLRQ
'HDG%86/LYH%86 <(6DXWRPDWLFVRIWZDUH
VHOHFWHGVFKHPHE\,('
&ORVLQJ 2SHQLQJ <(66RIW7RXFK'HGLFDWHG 'DWDDGGUHVVRQ
&RPPDQG 3%0RXQWHG21,('V FRPPXQLFDWLRQEXVXVLQJ
,(&SURWRFROIRU6&$'$
IRUDOOSRZHUIHHGHUV 6WDWLRQ
$X[LOLDULHV
+DUGZLUHGIURP'&6WR,('IRU
DOOGULYHFRQWUROV
&ORVLQJ 7ULSSLQJ&LUFXLW ,('VRQO\
,QWHUORFN/RJLF (OHFWULFDO 3URFHVVLQWHUORFN
+DUGZLUHGIURPUHVSHFWLYH
V\VWHP
%XV%DU0,0,&:LWK%UHDNHU" ,('VRQO\ <HV9LDFRPPXQLFDWLRQEXV
,VRODWRU(DUWK6ZLWFK6WDWXV XVLQJ,(&SURWRFROIRU
6&$'$
6HUYLFH3RVLWLRQ2I&% 0HFKDQLFDO,QGLFDWRU,('V <HV9LDFRPPXQLFDWLRQEXV
XVLQJ,(&SURWRFROIRU
6&$'$
7HVW3RVLWLRQ2I&% 0HFKDQLFDO,QGLFDWRU,('V <HV9LDFRPPXQLFDWLRQEXV
XVLQJ,(&SURWRFROIRU
6&$'$
21,QGLFDWLRQ)RU%UHDNHU 0HFKDQLFDO,QGLFDWRU <HV9LDFRPPXQLFDWLRQEXV
/DPS,('V XVLQJ,(&SURWRFROIRU
6&$'$
2)),QGLFDWLRQ)RU%UHDNHU 0HFKDQLFDO,QGLFDWRU <HV9LDFRPPXQLFDWLRQEXV
/DPS,('V XVLQJ,(&SURWRFROIRU
6&$'$
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
*(1(5$/63(&,),&$7,21)25/96:,7&+%2$5'6
63(&12 ,668(1R5
$11(;85((
6U
0DNH
1R ,WHPV
$LU&LUFXLW%UHDNHU 6,(0(16/ 76&+1(,'(5
&RQWDFWRUV 6,(0(16/ 76&+1(,'(5
)XVH6ZLWFKHV 6,(0(16/ 76&+1(,'(5
&RQWUROIXVHV 6,(0(16/ 76&+1(,'(5
2YHUORDGUHOD\V 6,(0(16/ 76&+1(,'(5
,QGLFDWLRQODPSV 6,(0(16/ 76&+1(,'(5
6HOHFWRUVZLWFKHV 6,(0(16/ 76&+1(,'(5
&RQWUROVZLWFKHV 6,(0(16/ 76&+1(,'(5
&7V37V $(35$<2*35(&,6(
$X[LOLDU\WUDQVIRUPHUV
$(689,.$3/$%
&RQWUROWUDQVIRUPHUV
0&%V 6,(0(16/ 76&+1(,'(5
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJH
WW
>s>
^W/&/d/KE^
WW
/EdEdK&^W/&/d/KE
d
<sy>W
'E&
'E&
^KW
d
y>Ws
y>WWs^d&'/
Ws^d &Z>^,
/
K^E^dEZ^
d y>W
/^ ^
/^
/^ D
/^ D ^ t ^ d
/^ /
WW
/^
/^ &
W
/^W D
K
/^W D
&
/^W D&
/^W D
D
/^W D
D
/ d
/
/W d
/ W
<s<s
/ d
/ &
WW
/^K
<s
<s
/ ' ,
s
/ d
//Z
>/Dd/KE/d/KE^
^> '/
D^>
^///^
,
, Z,
Z& DZ
KE^dZhd/KE
d
d ,
/^//W
>^^^
/
d
y>W d
WW
&/^
d
s
d
Dy>WWs
&
/
Ws^d
'
'
d /^/
t
/
d
K
dWs^d
&Z>^,
WW
^d /^/
d
d &Z>^, Ws
&Z>^,
d
d
/
y>W
Z'
Z
Z
&
Z
Z
Z'
dd
d
d
&
,E>/E'^dKZ'/Ed/&/d/KE
WW
d
d
&
s
h
/
W
'
/
&
D'E&
s
Z/^
z
dy>W
>
E
&/
&
Ws
WW
& Z '
/E^Wd/KEEd^d^
Manufacturer shall carry out routine tests as per relevant IS / IEC & submit the
test reports to GNFC. GNFC will carry out inspection and witness all routine and
acceptance test at manufacturers work on the same cable drums.
Following tests are carried out as routine tests on every length of cable
Physical checks
Following additional test shall be carried out at manufacturer`s work for FRLSH-C2 :
WW
Type test certificate shall be provided for similar rating not earlier than 5 years along
with the offer
Vendor shall submit QA/QC plan for approval by client/consultant. All inspection/test
shall be performed as per QA/QC plan
Zt/E'^KhDEd^
d D 'E& d
d^,d&KZ>sKEdZK>y>W>^
^ 'E&
d y>W>W
//^^
W^
^ s
& ,
ss&
&> <
^ WE
Y
,
/ y>W
d /^W/
/^
D Ws
d Ws^d
dD
K^
D Ws
d Ws^d&Z>^,
dD
D ,
^
E&,ED
D
D ^^
^E
D
^
^
E
d Z^
^
d
/^
/
/
^
K
K
K
K
DK<
^ /^W/
D ^
d
WW
^KW
d >s
^dEZ^
D / ^
IS 325
Three phase induction motors
IEC 34.12
Starting Performance of Single
Speed Phase Cage Induction
Motors for Voltages upto and
Including 600V
IS 12615
D d &
//
,
European Directive - 94/9/EC (ATEX)
IEC 79.10
EN 60079.10
NEC 505
KE^dZhd/KE
/^/
/^/
/^ /
D
D
E
& /
WW
d
d
d
^^<t
D
&
d
d
t
^
d E E
D
^
^^
t/E/E'/E^h>d/KE
d
t
t
d
s&
WW
ZKdKZ^
Z
d
ZE/^
/
Z/E'^>hZ/d/KE
' s
K
^
^
^dZd/E'>Zd/KE
DK>
D
>
t
D
d
D
&
W
&
<t <t
WW
EK/^>s>s/Zd/KE
d
s//^
^^KZ/^
sWd
^W
Wd/
EDW>d^
E/
E
&
/^
12.0 /d
12.1 d
13.0 Zt/E'^KhDEd^
13.1 s
13.2 s
13.2.1 '
13.2.2 d
13.2.3
13.2.4 d
WW
14.0 'hZEd
d
>s
^ h Z
^ '/
D^>
^///
^
,,
Z,
,
'
s s s
& , ,
Wt Wt
s
>
,Z
tDs
& t
d ^/D
&
//^ /W
//^
/^/D /
//^ ^
d//^
D
^ <t
&
^ sW, '
W
^
W
//D/^
>Z
D
>
&
W
K
K
>
,
,
,
^
,
E<t
Z
d
t
^<t
^
Z E
>
yZ
/d &
^
dd
t ^^
&>d
d
^ KK>^
Full voltage starting
current of motors
shall not exceed
700%.for motor rated
up to and including
15 KW and 600% for
motors rated above
15 KW, without any
/^/ tolerance
E
E
E
E ^
^ t
Zd t
d
E
dE d
E
^d
>d Z,^
^d&
D
D /
t
Z'
d
D
E
d
D
D//^/^ /^/
E>D//^ >
d
d &Z
EWD
^
'
ZDK
& W
' /
, Ds&
D
WsKZ
<, z
s z
d, z
^Z,,
z
WW
W
WW
W
WW
^> '/
D^>
^///^
,
, Z,
Z& DZ
W
WW
W
WW
W
WW
W
WW
W
!
!
! ! !
c) Continuity and operation test.
8.1 Bidders shall submit document and drawing as per below schedule:
Page 9/23!
Unconditional acceptance by Bidder"!######################################################
!
!
! ! !
Page 10/23!
Unconditional acceptance by Bidder"!######################################################
!
!
! ! !
Page 11/23!
Unconditional acceptance by Bidder"!######################################################
!
!
! ! !
Page 12/23!
Unconditional acceptance by Bidder"!######################################################
!
!
! ! !
Annexure-B
Page 13/23!
Unconditional acceptance by Bidder"!######################################################
*(1(5$/63(&,),&$7,21
)25
*,$O&$%/(75$<6
*1)& *1)& *1)& 5
'DWH 'HVFULSWLRQ %\ &KNG $SSUG ,VVXH
'2&80(17&21752/
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJHRI
&217(176
6U1R 'HVFULSWLRQ
6&23(
67$1'$5'663(&,),&&2'(6
&216758&7,21
$&&(6625,(6
3$&.,1*
8QFRQGLWLRQDODFFHSWDQFHE\ELGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJHRI
6&23(
7KHVSHFLILFDWLRQLVLQWHQGHGWRFRYHUWKHGHVLJQPDQXIDFWXUHWHVWLQJDW
PDQXIDFWXUHUVZRUNVVXSSO\ GHOLYHU\SURSHUO\SDFNHGIRUWUDQVSRUWDWVLWHRI
*DOYDQL]HG,URQ*,$OXPLQXPFDEOH7UD\VZLWKDFFHVVRULHV
67$1'$5'663(&,),&&2'(6
7KH*,$OXPLQXP&DEOHWUD\VXVHGVKDOOFRQILUPWRWKHODWHVWHGLWLRQVRIUHOHYDQW
,QGLDQ6WDQGDUGVVRPHRIZKLFKDUHOLVWHGEHORZ
,60HWKRGIRUWHVWLQJXQLIRUPLW\RIFRDWLQJRQ]LQFFRDWHGDUWLFOHV
,6+RWGLS]LQFFRDWLQJVRQVWUXFWXUDOVWHHODQGRWKHUDOOLHGSURGXFWV
,60HWKRGVRIWHVWLQJORFDOWKLFNQHVVRIHOHFWURSODWHGFRDWLQJV
$60()RU66
&216758&7,21
&DEOH WUD\V IURP PP DQG DERYH VKDOO EH ODGGHU W\SH *, WUD\V )RU ILHOG URXWLQJ
ZKHUHYHU OHVV WKDQ PP WUD\V DUH XVHG LW VKDOO EH SHUIRUDWHG W\SH $OXPLQXP
PDWHULDO&DEOHWUD\DUUDQJHPHQWPXVWEHDVSHUHQFORVHGGUDZLQJV
*, &DEOH WUD\V DQG DFFHVVRULHV VKDOO EH IDEULFDWHG RXW RI +RW 5ROOHG 6WHHO 6KHHWV
ZKLFK VKDOO EH +RW 'LS *DOYDQL]HG 7KH FRPSOHWH DVVHPEOHG FDEOH WUD\ VHFWLRQV
VKDOOEHFRUURVLRQUHVLVWDQWKLJKVWUHQJWKDQGZLWKH[WUHPHO\VPRRWKVXUIDFH
$OXPLQXP FDEOH WUD\V DQG DFFHVVRULHV VKDOO EH DV SHU ,6 ZLWK JUDGH
7UD\V DFFHVVRULHVVKDOOEHKLJKVWUHQJWKZLWKH[WUHPHO\VPRRWKVXUIDFH
7KH WUD\ FRQVWUXFWLRQ VKDOO KDYH KLJK GHJUHH RI ILQLVK DQG VKDOO EH VXFK DV WR
IDFLOLWDWHHDV\KDQGLQJDVDOVRWRHQVXUHHDV\O\LQJRIFDEOHVZLWKRXWFDXVLQJ
8QFRQGLWLRQDODFFHSWDQFHE\ELGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJHRI
GDPDJH WR FDEOHV 7KH LQVLGH VXUIDFH VKDOO EH SHUIHFWO\ VPRRWK DQG IUHH IURP
VKDUSHGJHVEXUUVRUSURMHFWLRQVHWF
&DEOH7UD\V
)DEULFDWLRQRI&DEOH7UD\ 3UH)DEULFDWHG
3HUIRUDWHG PP OHVV WKDQ PP
7\SHRIFDEOHWUD\V
/DGGHUPP DERYH
D 0DWHULDOIRU/DGGHUFDEOHWUD\ *DOYDQL]HG,URQ*,
E 0DWHULDOIRU3HUIRUDWHG&DEOH7UD\ $OXPLQXP
3DLQWLQJ&RDWLQJ 1RWDSSOLFDEOH
3HUIRUDWHGW\SH /DGGHU
7KLFNQHVVRIFDEOHWUD\ PP PP
PLQ PLQ
6LGHUXQQHUKHLJKWRIWKHFDEOHWUD\ PPZLWKRXW PPPPZLWK
IODQJH IODQJH
3HUIRUDWHGPP
6WDQGDUGVL]HV
/DGGHU PP
5XQJVSDFLQJ PP
5XQJGLPHQVLRQV:[+[7 PP[PP[PP
0D[LPXPZLGWKRIFDEOHWUD\ PP
0D[LPXPOHQJWKRIWKHWUD\VHFWLRQ 0HWHUV
0DWHULDOIRUKDUGZDUHDFFHVVRULHV
$OOKDUGZDUHVKDOOEH66RQO\
IRUWUD\V
6XSSRUWVSDQIRUFDEOHWUD\
0D[LPXPPP
+RUL]RQWDO9HUWLFDO
(OHFWULFDOFRQWLQXLW\EHWZHHQWUD\
&RXSOHUSODWH
VHFWLRQV
0LQLPXPEHQGLQJUDGLXVIRUFDEOH /DGGHUPP
WUD\V 3HUIRUDWHGPP
3.1 685)$&(35(3$5$7,21)25*$/9$1,=,1*
)RU WUHDWPHQW DQG SUHSDUDWLRQ RI VXUIDFH RI IDEULFDWHG *, &DEOH WUD\V VHYHQWDQN
SURFHVVVKDOOEHHPSOR\HGFRPSULVLQJRIWKHIROORZLQJ
&OHDQLQJ
$OO PHPEHUV SODWHV HWF VKDOO EH IUHH IURP JUHDVH SDLQW RU DQ\ RWKHU IRUHLJQ
PDWWHU$FKHPLFDOVROYHQWDVWULFKORURHWK\OHQHFDUERQWHWUDFKORULGHRUD
FRPELQDWLRQ RI VROYHQW FOHDQLQJ DQG KHDWLQJ VKDOO EH HPSOR\HG ,PPHGLDWHO\
DIWHUGHJUHDVLQJWKHPDWHULDOVKDOOEHULQVHGZLWKKRWFROGZDWHU
3LFNOLQJ
8QFRQGLWLRQDODFFHSWDQFHE\ELGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJHRI
%RWK K\GURFKORULF DFLG DQG VXOSKXULF DFLG VROXWLRQV PD\ EH XVHG IRU SLFNOLQJ $IWHU
SLFNOLQJ WKH PDWHULDO VKDOO EH ULQVHG LQ UXQQLQJ ZDWHU DIWHU VXUIDFH WUHDWPHQW
FDEOHWUD\VKDOOEHJDOYDQL]HGDVJLYHQEHORZ
*DOYDQL]LQJ
=LQFFRQIRUPLQJWRJUDGH=QRI,6VKDOOEHXVHGIRUJDOYDQL]LQJ
$V IDU DV SUDFWLFDEOH WKH IDEULFDWHG FDEOH WUD\ DQG DFFHVVRULHV VKDOO QRW VXQN WR
WKHERWWRPRIWKHEDWKGXULQJJDOYDQL]LQJ
7UD\ DQG DFFHVVRULHV VKDOO EH JDOYDQL]HG DW WKH ORZHVW SRVVLEOH WHPSHUDWXUH ZKLFK
ZLOODOORZWKHIUHHGUDLQDJHRI]LQFIURPWKHZRUNSLHFHGXULQJZLWKGUDZDO
7KH WKLFNQHVV RI WKH FRDWLQJ VKDOO EH PLQLPXP PLFURQV 7KH ]LQF GHSRVLW VKDOO QRW
EH OHVV WKDQ DSSUR[ *PV VT P 7KH WKLFNQHVV VKDOO EH FKHFNHG E\ PDJQHWLF
PHWKRGDVSHU,6
6PDOO FRPSRQHQWV KDQGOHG LQ EDVNHWV VKDOO EH FHQWULIXJHG WR UHPRYH H[FHVV RI ]LQF
LPPHGLDWHO\ DIWHU JDOYDQL]LQJ ZKLOH WKH FRDWLQJ LV VWLOOLQ PROWHQ FRQGLWLRQ
+DUGZDUHVXFKDVQXWVDQGEROWVVKDOOEH(OHFWURJDOYDQL]HG]LQFSDVVLYDWHG
$&&(6625,(6
&DEOHWUD\PDQXIDFWXUHUVKDOOVXSSO\VXLWDEOHDFFHVVRULHVIRUFODPSLQJWKHFDEOHWUD\V
RQ FDEOH WUD\ VXSSRUWV IURP FHLOLQJ DQG EHDPV RI WKH SODQW VWUXFWXUH &DEOH WUD\V VKDOO
EHVXSSOLHGZLWKFRXSOHUSODWHVVDPHDV02&=&ODPSV$OXPLQXPRQO\DQG
QHFHVVDU\66KDUGZDUHDVLQGLFDWHGLQWKLVVSHFLILFDWLRQV
(DFKWUD\VKDOOVXSSO\ZLWKPLQLPXP&RXSOHUSODWHV7KH&RXSOHUSODWHPDWHULDOVKDOOEH
VDPHDVWKHWUD\PDWHULDO
$OOQXWEROWVSODLQZDVKHUHWFVKDOOEH66RQO\
(DFK&RXSOHU3ODWHZLOOKDYHRQHEROWKDYLQJ5RXQG+H[DJRQDOKHDGRQHQXWWZR
3ODLQ:DVKHU 2QH/RFNHG6SULQJ:DVKHU
7KLFNQHVVRI&RXSOHU3ODWHZLOOEHRIPP0LQLPXPRIUHVSHFWLYHPDWHULDORQO\
/HQJWKRIWUD\FRYHUVKDOOEHRIPPZLGWKVKDOOEHDFFRUGLQJWRUHVSHFWLYHWUD\VL]H
DQG7KLFNQHVVVKDOOEHRIPLQLPXPPP
&RYHUVIRUODGGHUWUD\VKDOOQRWEHUHTXLUHGKRZHYHUYHQGRUWRTXRWHLQGLYLGXDOXQLWUDWH
IRUWUD\FRYHUVDQGFODPSV$/ZLWK66KDUGZDUH2QHFODPSDWHYHU\PWU
8QFRQGLWLRQDODFFHSWDQFHE\ELGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJHRI
/2$',1* '()/(&7,21&5,7(5,$
)RUWUD\V\VWHPGHVLJQLQDGGLWLRQWRVHOIORDGIROORZLQJFULWHULDVKDOOEHDSSOLHGWR
GHWHUPLQHVHFWLRQDQGWKLFNQHVVRIFDEOHWUD\
E &DEOHORDGIRU
,Q DGGLWLRQ WR WKLV NJ FRQFHQWUDWHG ORDG DW FHQWHU VSDQ VKDOO EH FRQVLGHUHG IRU
VL]HPPDQGDERYHVRFDEOHWUD\VKDOOQRWGHYHORSDQ\FUDFNEUHDN
F $OORZDEOHPLGVSDQGHIOHFWLRQPP
*1)& UHSUHVHQWDWLYH ZLOO FDUU\ RXW LQVSHFWLRQ DQG ZLWQHVV WKH WHVWV DV VSHFLILHG LQ
WKLVVSHFLILFDWLRQ
$OO&DEOHWUD\VDQGWKHDFFHVVRULHVVKDOOEHRIIHUHGIRULQVSHFWLRQDWWKH
IDEULFDWRUVZRUNVWR*1)&
)ROORZLQJLQVSHFWLRQDQGWHVWVZLOOEHFRQGXFWHGRQFDEOHWUD\VDQGDFFHVVRULHV
$ YLVXDO LQVSHFWLRQ VKDOO EH PDGH WR HQVXUH WKDW JRRG ZRUNPDQVKLS DQG SUDFWLFH
ZHUHPDLQWDLQHGWKURXJKRXWWKHIDEULFDWLRQ
0HDVXUHPHQW RI WKLFNQHVV RI ]LQF FRDWLQJ VKDOO EH FDUULHG RXW GXULQJ LQVSHFWLRQ
(ONRPHWHUVKDOOEHXVHGWRFKHFNWKLFNQHVVRIJDOYDQL]LQJ
D 'HIOHFWLRQORDGWHVWDWPDQXIDFWXUHUVZRUNV
E 'HVWUXFWLRQORDGWHVW
8QFRQGLWLRQDODFFHSWDQFHE\ELGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJHRI
7HVWVSDQVKDOOEHVLPSOHEHDPVSDQZLWKIUHHXQUHVWUDLQHGHQG7KHFDEOHWUD\VKDOOEH
XQLIRUPO\ORDGHGDORQJLWVVSDQZLWKFDEOHWUD\VLPSO\VXSSRUWHGDWWZRHQGVDVSHU
ORDGLQJFULWHULD9HUWLFDOGHIOHFWLRQRIWUD\VKDOOEHPHDVXUHGDWWZRSRLQWVDORQJ
WKH PLGZD\ EHWZHHQ VXSSRUWV 7KH DYHUDJH R WKHVH WZR UHDGLQJV VKDOO EH
FRQVLGHUHG WR EH WKH YHUWLFDO GHIOHFWLRQ RI WKH WUD\ 9HUWLFDO GHIOHFWLRQ VKDOO EH
ZLWKLQGHIOHFWLRQFULWHULD
7HVW FHUWLILFDWH IRU 66 VWHHO FRQILUPLQJ WR VWDQGDUG IURP UHSXWHG PDWHULDO WHVW
ODERUDWRU\
/DERUDWRU\ WHVW FHUWLILFDWHV IRU *DOYDQL]DWLRQ 06 VKHHW JUDGH DQG 66 FRQIRUPLW\
ZLWK WUDFHDELOLW\ VKDOO EH SUHVHQWHG GXULQJ LQVSHFWLRQ DQG VKDOO EH VXEPLWWHG DV D
SDUWRIGRFXPHQWDWLRQLQDGGLWLRQWRVKRSWHVWUHSRUW
$ QRWLFH RI 'D\V VKDOO EH JLYHQ WR *1)& IRU DWWHQGLQJ WKH LQVSHFWLRQ 1R
PDWHULDO VKDOO EH GLVSDWFKHG XQWLO FOHDUDQFH IRU GLVSDWFK KDV EHHQ REWDLQHG LQ
ZULWLQJIURPWKHSXUFKDVHUKLVDXWKRUL]HGUHSUHVHQWDWLYH
3$&.,1*
7KH FDEOH WUD\ VKDOO EH VXLWDEO\ SURWHFWHG E\ SURSHU DQG DGHTXDWH SDFNLQJ IRU
VKLSPHQW ZHDWKHU FRQGLWLRQV LQYROYHG &DEOH WUD\V PD\ EH GLVSDWFKHG LQ
GLVPDQWOHG FRQGLWLRQV ZLWK VWDQGDUG OHQJWK RI HDFK FDEOH WUD\ VHFWLRQ DV GHFLGHG
E\SXUFKDVHU9HQGRUVKDOOFOHDUO\LQGLFDWHPHWKRGRISDFNLQJLQWKHRIIHU
6HW RI &RXSOHU SODWHV DQG UHVSHFWLYH KDUGZDUH VKDOO EH GLVSDWFKHG LQ VHSDUDWH
ZRRGHQ ER[HV IRU HDFK VL]H ZLWK FOHDU VL]H DQG TXDQWLW\ PDUNLQJ RI UHVSHFWLYH
FDEOHWUD\VL]HV
8QFRQGLWLRQDODFFHSWDQFHE\ELGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3DJHRI
Ref. No.
Project Name :
Project Name :
Project No. R1 For Enquiry GNFC GNFC GNFC
DATA SHEET FOR G.I. / Al CABLE TRAYS
F TESTING & INSPECTION
Shall be performed on one sample of each
1 Routine Test:
size.
a) Physical & dimensional checks Required
b) Deflection load test Required
Shall be perfored on ramdomly selected
2 Non-destructive test (hammer test)
sample
a As per IS - 2629
i) Peeling hammer 210g. Required
ii) knife edge test, share edge. Required
As per IS-3203,zinc coating thickness
b Required
measured with magnetic guages reading
3 Uniformity test (P & EECE test) as per IS - Shall be performed on one sample of each
2633 size.
Shall be performed on one sample of each
4 Mass of zinc test
size.
NOTES:
1 Vendor shall furnish thickness based on relevant loading & deflection criteria.
8QFRQGLWLRQDODFFHSWDQFHE\ELGGHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
Unconditional acceptance by bidder________________________________________________________________ 2 of 2
CLASSIFICATION:
Q - WITH BID.
C - FOR REVIEW / COMMENTS / APPROVAL AFTER LOI/PO.
F - FINAL CERTIFIED AFTER FINAL APPROVAL
P - PDF (GNFC)
H - HARD PRINTS / COPIES. (GNFC)
R - INDICATES CD/DVD IN PDF & EDITABLE FORMAT (GNFC)
QUANTITY REQUIRED
Serial
Drawing / Data /Documents
Q C F
No. By By
P H P H Weeks R H Weeks
' L4+./R$0/X/KT
( ( 8+.-LZO
( (
#T !44/123-8L2+8L/!*-/28/BB/U84-LL
+.S-*M2L-/L)-(2I2-1H
$T (+U)4-*/)4!.-/LS!44/'-/)*+Q21-1/M2.S/!44
*U89
8-(-LL!*7/S!*1M!*-H
AH[H/8U.L\/'+4.L\/M!LS-*L\/*-]U2*-1/I+*/
MVP&0WJ00W%&0W"00
,+28289/+I/.*!7LH
L21-/*U88-*
(+U)4-* "T !44/S!*1M!*-/LS!44/'-/M2.S/LL/"0%H
)4!.-
%T I+*/4+!1289/1-.!24L/)4-!L-/*-I-*
9-8-*!4/L)-(2I2(!.2+8/W/1!.!/LS--.H
#&0 "00 5) Each set of hardware for one coupler
! R/.7)HT ' "000/RL.!81!*1/4-89.ST ! plate shall be comprising of 1 no. bolt,1 no.
(+U)4-*/)4!.-
nut, 2 nos. plain washer & 1 no. Spring
Y#0/S+4-
washer/lock washer.
"000
N0WJ0
#00WP0
Q2-M/!O!
' '
$0
"/BB/.S6H
#&
#00/W/P0
"&
*U89/"BB/.S6H L21-/3-3'-*
L-(.2+8/O(O( MVP&0WJ00W%&0W"00
L-(.2+8/O'O'
#J
K0
#0Y/S+4-L
100 / 70
$0
$#0
! !
(+U)4-*/)4!.- *# $"O0$O$0## U)1!.- Q1' 3). !6L
R/$H&BB/.S6HT *0 $NO0#O$0#0 )*-42328!*7 Q1' 3). !6L
R/$/8+LH/)-*/.*!7T 2<<EA 1CDA 1A<!F:#D:=> *A;H/'$ (@,GH/'$ +##FGH'$H
2'2(/-8928--*289
!/1:;:<:=>/=?/2'2/(@ABCDEF/4DGH 1A#DH/8=H
J00
)*+,-(./#$0// L!C&A
8.L
.12/(+3)4-5/&0/6.)7 1CDA
$NO0#O$0#0
9-8-*!4/!**!89-3-8./I+*/(!'4-/.*!7 1"[H8=H 2<<EA
4!11-*/.7)-
J0$H#K/L.!81!*1/1*!M289L -4OL11O#$0OPP *#
# $ " % &
C>G/BE<D/>=D/)A/G:<!&=<AG/D=/C>$/D@:FG/#CFD$\/!=#:AG\/FA#F=GE!AG/=F/E<AG/:>/C>$/BC>>AF/"@CDA;AF\/":D@=ED/D@A/"F:DDA>/!=><A>D/=?
.@A/GA<:[>/C!!=FG:>[/D=/D@:</GFC":>[/:</D@A/#F=#AFD$/=?/2'2(/-8928--*289\/1:;:<:=>/=?/2'2/(@ABCDEF/R->[:>AAF:>[/%/(=><E&DC>!$T4DGH
/2'2(/-8928--*289\/1:;:<:=>/=?/2'2/(@ABCDEF/R->[:>AAF:>[/%/(=><E&DC>!$T/4DGH/(=>DFC;A>D:=>/":&&/)A/#F=<A!EDAGH
!"
# $ " % &
10 x 20
( (
10
#&0\#00
#&0\#00
50 / 150 / 300
1.6 / 2 / 3
20 35
40 J&
)4!8/Q2-M L21-/Q2-M
#0Z/U+-L
#PH&
"&
"&
$0
"000
-4-Q!.2+8 8+.-LSO
' #R !44/123-8L2+8L/!*-/28/BB/T84-LL '
$0/[#0/Z/L4+. #0Z/U+4- +.U-*M2L-/L)-(2I2-1H
$R (+T)4-*/)4!.-/LU!44/'-/)*+Q21-1/M2.U/!44
8-(-LL!*7/U!*1M!*-H
AHVH/8T.LW/'+4.LW/M!LU-*LW/*-XT2*-1/I+*/
,+28289/+I/.*!7LH
"&
"R !44/U!*1M!*-/LU!44/'-/LL/"0%H
%R I+*/4+!1289/1-.!24L/)4-!L-/*-I-*
9-8-*!4/L)-(2I2(!.2+8/\/1!.!/LU--.H
$0 "& %& 5) Each set of hardware for one coupler
#&& plate shall be comprising of 1 no. bolt,1 no.
Y/$/8+LH/)-*/.*!7R
! !
*# $"O0$O$0## T)1!.- Q1' 3). !6L
*0 $NO0#O$0#0 )*-42328!*7 Q1' 3). !6L
2<<EA 1CDA 1A<!F:#D:=> *A;H/'$ (@,GH/'$ +##FGH'$H
2'2(/-8928--*289
!/1:;:<:=>/=?/2'2/(@ABCDEF/4DGH 1A#DH/8=H
J00
)*+,-(./#$0// L!C&A
8.L
.12/(+3)4-5/&0/6.)7 1CDA
$NO0#O$0#0
9-8-*!4/!**!89-3-8./I+*/(!'4-/.*!7 1"VH8=H 2<<EA
/)-*I+*!.-1/.7)-
J0$H#K/L.!81!*1/1*!M289L -4OL11O#$0OPK *#
# $ " % &
C>G/BE<D/>=D/)A/G:<!&=<AG/D=/C>$/D@:FG/#CFD$W/!=#:AGW/FA#F=GE!AG/=F/E<AG/:>/C>$/BC>>AF/"@CDA;AFW/":D@=ED/D@A/"F:DDA>/!=><A>D/=?
.@A/GA<:V>/C!!=FG:>V/D=/D@:</GFC":>V/:</D@A/#F=#AFD$/=?/2'2(/-8928--*289W/1:;:<:=>/=?/2'2/(@ABCDEF/Y->V:>AAF:>V/%/(=><E&DC>!$R4DGH
/2'2(/-8928--*289W/1:;:<:=>/=?/2'2/(@ABCDEF/Y->V:>AAF:>V/%/(=><E&DC>!$R/4DGH/(=>DFC;A>D:=>/":&&/)A/#F=<A!EDAGH
!"
1. Z-Clamp (Typical) 20
12 mm
25 x 3 mm
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7(&+1,&$/63(&,),&$7,21
)25
/('7<3(/80,1$5,(6
::
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
&217(176
6&23(
&2'(6$1'67$1'$5'6
*(1(5$/5(48,5(0(176
6,7(&21',7,216
&(57,),&$7,216
7(&+1,&$/5(48,5(0(176
7(67,1*
0$5.,1*
*8$5$17(('7(506 &21',7,216
'2&80(176$1''5$:,1*6
/,672)$77$&+0(176
$QQH[XUH$'DWDVKHHWWREHILOOHGXS VXEPLWWHGE\%LGGHU
$QQH[XUH% 7HVWUHSRUWV FHUWLILFDWHVWREHVXEPLWWHGE\%LGGHU
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
6&23(
7KH LQWHQW DQG VFRSH RI WKLV VSHFLILFDWLRQ LV GHVLJQ GHYHORSPHQW
PDQXIDFWXULQJ VXSSO\ RI HQHUJ\ HIILFLHQW /XPLQDULHV XVLQJ +LJK 3RZHU &5((
PDNH/('VZLWKFXUUHQWFRQWUROGULYHUFLUFXLWDQGRWKHUDFFHVVRULHVFRQIRUPLQJWR
WKLV VSHFLILFDWLRQ 7HFKQLFDO 'DWD 6KHHWV DQG RWKHU UHOHYDQW ,QGLDQ DQG
,QWHUQDWLRQDO6WDQGDUGV
&2'(6$1'67$1'$5'6
7KH /XPLQDULHV VKDOO FRPSO\ ZLWK WKH UHTXLUHPHQWV RI ODWHVW UHYLVLRQ RI WKH
IROORZLQJVWDQGDUGVXQOHVVRWKHUZLVHVSHFLILHG
,(61$ $SSURYHG 0HWKRG IRU WKH (OHFWULFDO DQG
,(61$/0 3KRWRPHWULF 0HDVXUHPHQWV RI 6ROLG 6WDWH /LJKWLQJ
3URGXFWV
,(61$ $SSURYHG 0HWKRG IRU 0HDVXULQJ /XPHQ
,(61$/0 0DLQWHQDQFH 5HFRPPHQGHG RI /(' /LJKWLQJ
6RXUFHV
/LJKW (PLWWLQJ 'LRGH /(' /LJKW 6RXUFHV IRU XVH LQ
8/
/LJKWLQJ3URGXFWV
8/ /XPLQDULHV
8/ 3RZHU8QLWVRWKHUWKDQ&ODVV
8/8/ &ODVV3RZHU8QLWV
8/ /RZ9ROWDJH/LJKWLQJ6\VWHPV
,(& 3KRWRELRORJLFDOVDIHW\RIODPSVDQGODPSV\VWHPV
,(& ,(&
'ULYHUIRU/('/XPLQDULHV
&,635DQG
)&& &)5 7LWOH 3DUW
(0,(OHFWUR0DJQHWLF,QWHUIHUHQFH
(1DQG(1
(1 *HQHUDOUHTXLUHPHQWVDQGWHVWV
5RDGOLJKWLQJVHOHFWLRQSHUIRUPDQFHUHTXLUHPHQWV
(1 FDOFXODWLRQ RI SHUIRUPDQFH PHWKRGV RI PHDVXULQJ
OLJKWLQJSHUIRUPDQFH
7KH /XPLQDULHV VKDOO DOVR FRQILUP WR WKH SURYLVLRQV RI ,QGLDQ (OHFWULFLW\ UXOHV DQG
VWDWXWRU\UHJXODWLRQVFXUUHQWO\LQIRUFHLQWKHFRXQWU\
/XPLQDULHV DQG PDWHULDOV FRQIRUPLQJ WR DQ\ RWKHU QDWLRQDO DQG LQWHUQDWLRQDO
VWDQGDUGVZKLFKHQVXUHHTXDORUEHWWHUTXDOLW\PD\EHDFFHSWHG,QFDVHRI
DQ\ GLVFUHSDQF\ EHWZHHQ WKH VWDQGDUGV WKH PRVW VWULQJHQW VWLSXODWLRQ VKDOO
JRYHUQ
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7KH /XPLQDULHV VKDOO &( 8/ .(0$ :((( :DVWH HOHFWULFDO DQG HOHFWURQLF
HTXLSPHQW(0&DQG5R+6FRPSOLDQWSUHIHUDEOH
*(1(5$/5(48,5(0(176
7KH RIIHUHG /XPLQDULHV VKDOO EH EUDQG QHZ ZLWK VWDWH RI DUW WHFKQRORJ\ DQG
SURYHQILHOGWUDFNUHFRUG1RSURWRW\SH/XPLQDULHVVKDOOEHRIIHUHG
%LGGHUWRILOOXS7HFKQLFDO'DWDVKHHWVIRURIIHUHG/XPLQDULHVDJDLQVWUHTXLUHPHQWV
RI2ZQHUDVSHU$QQH[XUH$
$Q\ GHYLDWLRQ IURP WKLV WHFKQLFDO VSHFLILFDWLRQ UHTXLUHPHQWV ZLOO QRUPDOO\ QRW
EH SHUPLWWHG ZLWKRXW WKH ZULWWHQ DSSURYDO RI 2:1(5 'HYLDWLRQ VKDOO EH
VHSDUDWHO\ OLVWHG E\ WKH %LGGHU DQG VXSSRUWHG E\ UHDVRQV IRU FRQVLGHUDWLRQ E\
2:1(5
6,7(&21',7,21
6LWH/RFDWLRQ 'DKHM*XMDUDW,1',$
$PELHQWWHPSHUDWXUH &
$OWLWXGH aPHWHUDERYH06/
(DUWKTXDNH=RQH 6HLVPLF=RQH,,,6HLVPLFFRHII
&OLPDWH &RVWDO+RW+XPLG+LJKO\FRUURVLYHDQGFKHPLFDO
'XVW/DGHQ
+XPLGLW\ 5+DYHUDJHLQRQHPRQWKDQG
9DSRUSUHVVXUHaPEDU
&(57,),&$7,21
7KH/XPLQDULHV0DQXIDFWXUHUPXVWVKRZSURRIWKDWWKH/('VWKH\XVHKDYHEHHQ
WHVWHG DQG DSSURYHG WR ,(61$V /0 7KH 0DQXIDFWXUHU PXVW EH DEOH WR
SURYLGH WKH WHVW GDWD VHW WR HVWDEOLVK WKH DXWKHQWLFLW\ DQG JHQXLQHQHVV RI WKH
/('V
%LGGHUWRSURYLGH7HVWUHSRUWV FHUWLILFDWHVDVSHUDWWDFKHG$QQH[XUH%DQGDOO
FHUWLILFDWHVPXVWEHDUUDQJHGLQVHTXHQFHDVSHULQGH[
7(&+1,&$/5(48,5(0(176
/('/XPLQDULHV
7KH OLJKWLQJ OXPLQDULHV RIIHUHG E\ D %LGGHU VKDOO EH ILWWHG ZLWK +LJK 3RZHU /('V
KDYLQJPLQLPXPOXPLQRXVHIILFLHQF\RIOXPHQVZDWWDWP$DQGD&
MXQFWLRQWHPSHUDWXUH
0DNH RI WKH /('V VKDOO EH RI &UHH ,QF RU RWKHU UHSXWHG VXEMHFW WR DSSURYDO RI
2:1(5SULRUWRSODFHPHQWRIRUGHU
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
/('PRGXOHDUUD\VKDOOGHOLYHULQLWLDOOLJKWRXWSXW OXPHQVDWOHDVWKRXUV
RI XVHIXO OLIHWLPH EHIRUH WKH\ JUDFHIXOO\ GHJUDGH EHORZ RI WKHLU LQLWLDO OLJKW
RXWSXWLHHTXDOWR\HDUVLIOHIWRQFRQWLQXRXVO\
7RWDO OLJKW RXWSXW OXPHQV RI DQ /(' /XPLQDULHV VKDOO EH SURYLGHG E\ %LGGHU LQ
7HFKQLFDO'DWD6KHHWHQFORVHGDW$QQH[XUH$WRWKLVVSHFLILFDWLRQ
7R HQKDQFH WKH VHFRQGDU\ RSWLFV RI WKH /XPLQDULHV VXLWDEOH $FU\OLF 2SWLFDO
/HQVHVVKDOOEHXVHG
7KH&&7RIWKH/('/XPLQDULHVVKDOOEHLQWKHUDQJHRI'HJ.
7KHOXPLQDULHVVKDOOHQVXUH&5,RIPLQLPXP
7KH8QLIRUPLW\5DWLRVKDOOEH(PLQ(DYJ
7KH/('OXPLQDULHVVKDOOSURGXFHFRQVWDQW/8;OHYHOLQWKHYROWDJHUDQJHRI9
WR99ROWDJHYDULDWLRQVIOXFWXDWLRQVLQWKHVSHFLILHGYROWDJHUDQJHVKDOOQRW
LPSLQJHXSRQWKH/8;OHYHOLWSURGXFHV
7KHOLIHVSDQRIWKH/('DQG/(''ULYHUVKDOOEHJUHDWHUWKDQKRXUV
7KH 31 MXQFWLRQ WHPSHUDWXUH RI LQGLYLGXDO /(' PXVW QRW H[FHHG & +LJK
7KHUPDO FRQGXFWLRQ PXVW EH DFKLHYHG E\ XVH RI WKHUPDOO\ FRQGXFWLYH $FU\OLF
LQWHUIDFHSDGVZLWK8/& 8/$
/('/XPLQDULHVVKDOOEHFRQVWUXFWHGWRDFKLHYHWKH/8;OHYHODWWKHJURXQGOHYHO
RUDWWKHZRUNLQJOHYHODVSHUUHOHYDQW,6IRUWKDWSDUWLFXODUDSSOLFDWLRQ
/('VKDOOKDYHWKHUPDOUHVLVWDQFHMXQFWLRQWRVROGHUSRLQWDV&:DWW
/('MXQFWLRQWHPSHUDWXUHVKDOOEHOHVVWKDQ&
$OOIDVWHQHUVKROGHUVHWFVKDOOEHRIVWDLQOHVVVWHHORQO\
/('VKDOOEHPRXQWHGRQKHDWVLQNLQJFRQGXFWLYHEDUVLIDQ\ZLWKVXLWDEOHODUJH
DUHDVXUIDFHE\PHDQVRIILQVWRGLVVLSDWHWKHFRQGXFWHGKHDW7KHILQVVKDOOEH
H[SRVHGWRDPELHQWIORZLQJDLU
7KHHOHFWULFDOFRPSRQHQWRIWKH/('DQG/('GULYHUVKDOOEHVXLWDEO\HQFORVHGLQ
KHUPHWLFDOO\VHDOHGXQLW
7KH /XPLQDULHV VKDOO EH SURYLGHG ZLWK LQEXLOW SRZHU XQLW HOHFWURQLFGULYHU 7KH
/XPLQDULHVVKDOO EH VRFRQVWUXFWHG WR HQVXUHWKDW WKH GULYHUV DUH UHSODFHDEOH LI
UHTXLUHG
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7KHGULYHUVKRXOGFRPSO\ZLWK,(&,(&&,635DQG
7KHVXSSOLHUVKDOOVXEPLW/XPLQDULHVWHVWFRQIRUPLQJWRWKHVSHFLILHGVWDQGDUGV
7KHPLQLPXPDFFHSWDEOHOXPLQRXVHIILFDF\RIWKH/XPLQDULHVRIIHUHGVKDOOEHDW
OHDVWPRUHWKDQ/P:
*HQHUDO&RQVWUXFWLRQ
7KH FDVLQJ RI WKH OXPLQDULHV VKDOO EH PDGH RI 3RZGHU &RDWHG &5&$ +RXVLQJ RU
H[WUXGHG $OXPLQLXP $QRGL]HG W\SH IRULQGRRU DSSOLFDWLRQ DQG H[WUXGHGDOXPLQXPRU
SUHVVXUH GLH FDVW DOXPLQXP FRDWHG ZLWK HSR[\ SRO\HVWHU SRZGHU FRDW IRU
RXWGRRUDSSOLFDWLRQVHOIFRQWDLQHGGHYLFHQRWUHTXLULQJDQ\RQVLWHDVVHPEO\IRU
LQVWDOODWLRQ7KHGULYHUXQLWVKDOOEHDFFHVVLEOHDQGLIQHHGEHUHSODFHDEOHHDVLO\
DQGZLWKPLQLPXPXVHRIWRROV
7KHFDVLQJPDGHRIQRQFRUURVLYHDOXPLQXPKDYLQJKLJKFRQGXFWLYLW\VKDOOKDYH
H[WHUQDO VXUIDFHGHVLJQHG LQ DPDQQHU VR DV WR DFW DV DQ HIILFLHQW KHDW VLQN WR
H[WUDFW KHDW JHQHUDWHG DW 31 MXQFWLRQ RI D /(' (IIRUWV VKDOO EHPDGH WR NHHS
WKH RYHUDOO RXWHU GLPHQVLRQV DV PLQLPXP DV SRVVLEOH ZLWKRXW FRPSURPLVLQJ RQ
WKHSHUIRUPDQFHRIWKH/('VRU/XPLQDULHV
7KH DVVHPEO\ DQG PDQXIDFWXULQJ SURFHVV IRU WKH /(' VRXUFH DVVHPEO\ LQ
PRGXOHV DUUD\V VKDOO EH GHVLJQHG WR DVVXUH DOO LQWHUQDO FRPSRQHQWV DUH
DGHTXDWHO\VXSSRUWHGWRZLWKVWDQGVXGGHQLPSDFWVDQGPHFKDQLFDOVKRFNDQG
YLEUDWLRQIURPKLJKZLQGVDQGRWKHUVRXUFHV
6HFRQGDU\ RSWLFV VKDOO EH DQ\ RSWLFDO V\VWHP WKDW LV QRW SDUW RI WKH /(' LWVHOI
VXFK DV D OHQV RU GLIIXVHU SODFHG RYHU WKH /(' 7KH ORVVHV DVVRFLDWHG ZLWK
VHFRQGDU\ RSWLFV YDU\ GHSHQGLQJ RQ WKH SDUWLFXODU HOHPHQW XVHG E\
0DQXIDFWXUHU 7\SLFDO RSWLFDO HIILFLHQF\ WKURXJK HDFK VHFRQGDU\ RSWLFDO
HOHPHQWVKDOOEHEHWZHHQDQG
1RSDUWVKDOOEHFRQVWUXFWHGRISRO\FDUERQDWHXQOHVVLWLV89VWDELOL]HG
0DWHULDOXVHGIRUWKHOHQVRI/('VRXUFHVKDOOEHRI3RO\FDUERQDWHKHDWUHVLVWDQW
DQG VKDOO QRW XQGHUJR GLVFRORUDWLRQ GXULQJ OLIHWLPH RI WKH /(' VRXUFH ,W VKDOO
FRQIRUP WR $670 VSHFLILFDWLRQV IRU WKH PDWHULDOV $Q\ GLVFRORUDWLRQ REVHUYHG LQ
WKHOHQVVKDOOEHFRQVLGHUHGDIDLOXUHXQGHUZDUUDQW\FODXVH
$OO OXPLQDULHV VKDOO EH SURYLGHG ZLWK DFU\OLF SRO\FDUERQDWH 300$ *ODVV
GLIIXVHUV DQGRU DOXPLQL]HG UHIOHFWRUV DQGRU OHQVHV WR SURYLGH SURSHU OLJKWLQJ
GLVWULEXWLRQ
7RXJKHQHGDQGRUWHPSHUHGJODVVRIVXIILFLHQWVWUHQJWKPD\EHSURYLGHGXQGHU
WKH/('FKDPEHUWRSURWHFWWKH/('VDQGOXPLQDULHV
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7KH /(' OHQV VKDOO EH 89 VWDELOL]HG DQG VKDOO EH FDSDEOH RI ZLWKVWDQGLQJ
XOWUDYLROHWGLUHFWVXQOLJKWH[SRVXUHIRUDPLQLPXPSHULRGRIPRQWKVZLWKRXW
H[KLELWLQJHYLGHQFHRIGHWHULRUDWLRQ VKRXOGEHRI8/FHUWLILHG
7KHILQLVKRIWKH/XPLQDULHVVKDOOEHSRZGHUFRDWHGDQGRIJUH\FRORU
7KH OXPLQDULHV VKDOO EH FDSDEOH RI RSHUDWLQJ QRUPDOO\ LQ DPELHQW WHPSHUDWXUHV
IURP&WR&PDLQWDLQLQJMXQFWLRQWHPSHUDWXUHEHORZ&DQGKHDWVLQN
WHPSHUDWXUH EHORZ & HQVXULQJ HIILFLHQW WKHUPDO PDQDJHPHQW RI WKH
OXPLQDULHV
7KH/XPLQDULHVVKDOOEHGHVLJQHGLQVXFKDPDQQHUWKDWLWLVHDV\WRKDQGOHDQG
LQVWDOO LV QRW WRR ODUJH DQG XQZLHOG\ LV RI UREXVW FRQVWUXFWLRQ OLJKW ZHLJKW DQG
FRQIRUPV WRPLQLPXP,3FODVV RI SURWHFWLRQ IRU RXWGRRU XVH DQGPLQ ,3 IRU
LQGRRUDSSOLFDWLRQDJDLQVWGXVWDQGPRLVWXUHLQWUXVLRQ/XPLQDULHV0DQXIDFWXUHU
VKDOOVXEPLW,3WHVWUHSRUWIURP*RYW$FFUHGLWHG7HVW/DE5 '/DEV
7KH /XPLQDULHV VKDOO EH SURYLGHG ZLWK D EXLOWLQ H[WHUQDO KHDW VLQN DV ZHOO DV DQ
DOXPLQXP 0&3&% SULQWHG FLUFXLW ERDUG GHVLJQHG LQ VXFK D ZD\ WKDW WKH KHDW
JHQHUDWHG ZLWKLQ WKH /(' VRXUFH LV HIILFLHQWO\ GLVVLSDWHG WR WKH VXUURXQGLQJ
DWPRVSKHUHZLWKRXWDEQRUPDOULVHLQWHPSHUDWXUH$Q\GHEULVEXLOGXSVKDOOQRW
GHJUDGH KHDW GLVVLSDWLRQ SHUIRUPDQFH RI WKH OXPLQDULHV $ OLJKWLQJ OXPLQDULHV
ILWWHGZLWKDQDVVLVWHGFRROLQJV\VWHPLVQRWDFFHSWDEOH
7KH /XPLQDULHV VKDOO EH FDSDEOH RI LQVWDOODWLRQ RQ WKH H[LVWLQJ SROHV EUDFNHWV
VXUIDFHPRXQWHGUHFHVVPRXQWHGDVSHUVSHFLILHGDSSOLFDWLRQ
7KHUPDO0DQDJHPHQW
7KH 0DQXIDFWXUHUV VKDOO HQVXUH WKDW WKH /XPLQDULHV VKDOO EH GHVLJQHG LQ VXFK D
PDQQHUWKDWLWFRQGXFWVWKHKHDW DZD\IURPWKH/('VDVHIILFLHQWO\DVSRVVLEOH
7KH GHVLJQ VKDOO HQVXUH WKDW WKH MXQFWLRQ WHPSHUDWXUH LV NHSW DVORZ DV SRVVLEOH
GXULQJ RSHUDWLRQ 7KHUPDOPDQDJHPHQW VKDOO EH LQ VXFK D ZD\ WKDW /XPLQDULHV
VKDOOKDYHWURXEOHIUHHRSHUDWLRQVIURP&WR&DPELHQWFRQGLWLRQ
7KHIROORZLQJWHVWVVKDOOEHGRQHWRGHWHUPLQHHIILFLHQWWKHUPDOPDQDJHPHQW
7KH /XPLQDULHV 0DQXIDFWXUHU VKDOO SHUIRUP VROGHU SRLQW WHPSHUDWXUH 7VS
PHDVXUHPHQW DQG FRPSXWH MXQFWLRQ WHPSHUDWXUH 7M 7KH 0DQXIDFWXUHU VKDOO
VKRZ WKH SURRI WKDW WKH MXQFWLRQ WHPSHUDWXUH VKDOO QRW JR EH\RQG WKH /('
0DQXIDFWXUHUV PD[LPXP MXQFWLRQ WHPSHUDWXUH IRU ORQJ WHUP OXPHQ
PDLQWHQDQFHLHRIWKHRULJLQDOYDOXHRIOXPHQRXWSXWDIWHUKRXUVRI
RSHUDWLRQ
7KH /XPLQDULHV 0DQXIDFWXUHU VKDOO IXUQLVK SURRI WKDW WKH /('V WKDW KDYH EHHQ
RIIHUHGDQGXVHGLQWKH/XPLQDULHVKDYH:KLWH3RLQWVWDELOLW\GDWD+RXUVDV
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
SHU ,(61$V /0 GRQH DW KLJK DPELHQW WHPSHUDWXUH& DQG VROGHU SRLQW
WHPSHUDWXUHRI&
7KH 31 MXQFWLRQ WHPSHUDWXUH RI LQGLYLGXDO /(' PXVW QRW H[FHHG & +LJK
7KHUPDO FRQGXFWLRQ PXVW EH DFKLHYHG E\ XVH RI WKHUPDOO\ FRQGXFWLYH $FU\OLF
LQWHUIDFHSDGVZLWK8/& 8/$
7KH /XPLQDULHV 0DQXIDFWXUHU VKDOO IXUQLVK SURRI WKDW WKH /('V WKDW KDYH EHHQ
RIIHUHG DQG XVHG LQ WKH /XPLQDULHV KDYH EHHQ WHVWHG WR ,(& IRU VDIHW\
UHTXLUHPHQWV
(OHFWULFDO
7KH/('ILWWHGOLJKWLQJ/XPLQDULHVVKDOORSHUDWHDW+]+]$&RYHUDYROWDJH
UDQJLQJ IURP 9 WR 9 ZLWK D SRZHU IDFWRU ! LQ D ZLUH GLVWULEXWLRQ
V\VWHP 31( :DJR PDNH FRQQHFWRUV VKDOO EH SUHIHUDEOH IRU HDVH RI
WHUPLQDWLRQ
7KH WRWDO SRZHU FRQVXPSWLRQ LQ WKH /(' /XPLQDULHV VKDOO QRW H[FHHG WKH WRWDO
JXDUDQWHHGSRZHUFRQVXPSWLRQLQFOXGLQJSRZHUFRQVXPSWLRQLQWKHHOHFWURQLF
FLUFXLWRIWKHGULYHUIRUWKDWSDUWLFXODUDSSOLFDWLRQRYHUWKHHQWLUHYROWDJHUDQJH
JLYHQ LQ FODXVH 7KH IOXFWXDWLRQV LQOLQHYROWDJHVKDOOKDYH QRYLVLEOH HIIHFW
RQOXPLQRXVLQWHQVLW\RIWKH/('OXPLQDULHV
7KHRSHUDWLQJYROWDJHRIWKHOXPLQDULHVVKDOOEH9$OOSDUDPHWHUVPHDVXUHG
DWWKLVYROWDJHVKDOOVWDQGYDOLGIRUWKHHQWLUHRSHUDWLQJYROWDJHUDQJHRI9WR
9
7RWDO KDUPRQLF GLVWRUWLRQ 7+' RI FXUUHQW DQG YROWDJH LQGXFHG LQWR WKH $&
SRZHUVXSSO\E\DQ/('OLJKWLQJVRXUFHVKDOOQRWH[FHHGIRUFXUUHQWDQG
IRUYROWDJH+DUPRQLFJHQHUDWLRQVKDOOEHDVSHU(1DQG(1
,(((&HUWLILFDWHVKRXOGEHSURYLGHGIRU7+'IURP'ULYHU0DQXIDFWXUHU
7KH GULYHU PRGXOH RQ ERDUG FLUFXLWU\ VKDOO LQFOXGH YROWDJH VXUJH SURWHFWLRQ WR
ZLWKVWDQG KLJKUHSHWLWLRQ QRLVH WUDQVLHQWV DV VWDWHG LQ 6HFWLRQ RI 1(0$
6WDQGDUG76
7KH /(' FLUFXLWU\ VKDOO IXQFWLRQ DW DQ RSHUDWLQJ IUHTXHQF\ WKDWPXVW EH JUHDWHU
WKDQ +] WR SUHYHQW SHUFHSWLEOH IOLFNHU WR WKH XQDLGHG H\H RYHU WKH HQWLUH
YROWDJHUDQJHVSHFLILHGDERYH
'ULYHUVKRXOGEHRIXQLYHUVDO$&,QSXW
'ULYHU VKRXOG EH RI PLQLPXP ,3,3 (IILFLHQF\ RI XS WR :DWW
DERYH:DWWFRQVXPSWLRQ
'ULYHUVKRXOGPHHW.9VXUJHLPPXQLW\OHYHO,(&
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
2XWSXW FXUUHQW RI GULYHU VKRXOG EH DGMXVWDEOH WKURXJK RXWSXW FDEOH RU LQWHUQDO
SRWHQWLRPHWHU
'ULYHUVKRXOGEHRIFRQVWDQWFXUUHQW
'ULYHUZDUUDQW\VKRXOGEHIRU\HDUV
7HFKQLFDO'DWDVKHHWVKDOOEHSURYLGHGIRU'ULYHU
3URWHFWLRQ
D 2YHU &XUUHQW &RQVWDQW FXUUHQW OLPLWLQJ UHFRYHUV DXWRPDWLFDOO\ DIWHU IDXOW
FRQGLWLRQLVUHPRYHG
E 6KRUW &LUFXLW +LFFXS PRGH UHFRYHUV DXWRPDWLFDOO\ DIWHU IDXOW FRQGLWLRQ LV
UHPRYHG
F 2YHU9ROWDJHVKXWGRZQRSYROWDJHUHSRZHURQWRUHFRYHU
G 2YHU7HPSHUDWXUHVKXWGRZQRSYROWDJHUHSRZHURQWRUHFRYHU
7KHOLJKWLQJOXPLQDULHVVKDOOZLWKVWDQGWKHIROORZLQJWHVWV
D +9WHVWDW.9'&GXUDWLRQVHF
E ,5WHVWRI9'&IRUPLQXWH
3RZHUVXSSOLHV'ULYHUXQLWVKDOORSHUDWHEHWZHHQ&DQG&
3RZHU VXSSOLHV VKDOOPHHW )&& &)5 3DUW RQ &RQVXPHU(PLVVLRQ /LPLWV
DQGVKDOOKDYHD&ODVV$VRXQGUDWLQJDVSHU$16,6WDQGDUG&
7KH'ULYHU8QLWVKDOOKDYHSURYLVLRQIRUSURSHUJURXQGLQJ
7KHUHVKDOOEHHOHFWULFDOLVRODWLRQEHWZHHQLQSXWDQGRXWSXWFLUFXLWVRIWKHGULYHU
7KH RXWSXW FLUFXLW VKDOO KDYH VKRUW FLUFXLW DQG RSHQ FLUFXLW SURWHFWLRQ LQEXLOW WR
WKHGULYHUXQLW
7(676
'HVLJQ 4XDOLILFDWLRQ 7HVWLQJ VKDOO EH SHUIRUPHG E\ WKH 0DQXIDFWXUHU RU DQ
LQGHSHQGHQWWHVWLQJODERQQHZ/('PRGXOHDUUD\GHVLJQVDQGZKHQDPDMRU
FKDQJHKDVEHHQLPSOHPHQWHGRQDQH[LVWLQJGHVLJQ
7KH%LGGHUVKDOOVXEPLW0DQXIDFWXUHUVWHVWFHUWLILFDWHVFRPSOHWHZLWKYHULILFDWLRQ
RI'HVLJQ4XDOLILFDWLRQ7HVWLQJGHWDLOVE\DQLQGHSHQGHQWWHVWLQJDXWKRULW\
7KH/XPLQDULHV0DQXIDFWXUHUPXVWVKRZSURRIWKDWWKH/('VWKH\XVHKDYHEHHQ
WHVWHG DQG DSSURYHG WR ,(61$V /0 7KH 0DQXIDFWXUHU PXVW EH DEOH WR
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
SURYLGH WKH WHVW GDWD VHW WR HVWDEOLVK WKH DXWKHQWLFLW\ DQG JHQXLQHQHVV RI WKH
/('V
7HVWVFRQGXFWHGRQ/('OXPLQDULHVDUHFODVVLILHGDV
D7\SHWHVWE$FFHSWDQFHWHVWF5RXWLQHWHVW
7\SH 7HVW VKDOO EH FDUULHG RXW WR SURYH FRQILUPDWLRQ ZLWK WKH UHTXLUHPHQWV RI
VSHFLILFDWLRQ DQG JHQHUDO TXDOLW\ GHVLJQ IHDWXUHV RI WKH XQLW ,Q FDVH RI DQ\
FKDQJHLQ%LOORI0DWHULDORUGHVLJQRIXQLWFRPSOHWHW\SHWHVWVKDOOEHUHSHDWHG
,I DQ\ VDPSOH IDLOV LQ DQ\ RI WKH W\SH WHVWV IUHVK VDPSOHV VKDOO EH WDNHQ DQG
WHVWHG,IDQ\VDPSOHDJDLQIDLOVLQWKDWWHVWWKHZKROHORWVKDOOEHUHMHFWHG
$FFHSWDQFH 7HVWV DUH FDUULHG RXW E\ DQ LQVSHFWLQJ DXWKRULW\ DW WKH
0DQXIDFWXUHUV SUHPLVHV RQ VDPSOH WDNHQ IURP D ORW IRU WKH SXUSRVH RI
DFFHSWDQFHRI DORW$FFHSWDQFHWHVWVVKDOOQRW EHFDUULHGRXW IURPSDUWLFXODU
VL]HRUORWRQZKLFKW\SHWHVWVKDYHDOUHDG\EHHQFRQGXFWHG
5RXWLQH7HVWVVKDOOEHSHUIRUPHGE\WKH0DQXIDFWXUHURQHDFKFRPSOHWHXQLWRI
WKHVDPHW\SHDQGWKHUHVXOWVVKDOOEHVXEPLWWHGWRWKHLQVSHFWLQJDJHQF\SULRU
WR RIIHULQJ WKH ORW IRU DFFHSWDQFH WHVW 7KH ILUP VKDOO PDLQWDLQ WKH UHFRUGV ZLWK
WUDFHDELOLW\
0$5.,1*
7KHIROORZLQJLQIRUPDWLRQVKDOOEHGLVWLQFWO\DQGLQGHOLEO\PDUNHGRQWKHKRXVLQJ
D <HDURIPDQXIDFWXUH
E %DWFK 6HULDO1XPEHU
F 1DPHRI0DQXIDFWXUHU
G 5DWHG:DWWDJHDQG9ROWDJH,QSXW
H 0DUNLQJVOLNH&(5R+68/HWF
*8$5$17(('7(506 &21',7,216
3HUIRUPDQFH*XDUDQWHH
5HSODFHPHQW VKDOO EH SURYLGHG SURPSWO\ DIWHU UHFHLSW RI 'ULYHUV 0RGXOHV
/XPLQDULHVWKDWKDYHIDLOHGDWQRFRVWWRWKH2ZQHU
7KH %LGGHU VKDOO VWDQG JXDUDQWHH IRU IXOO UHSODFHPHQW RI WKH /XPLQDULHV GXH WR
DQ\ NLQG RI IDLOXUHV ZLWKLQ \HDUV )DLOXUHV VKDOO LQFOXGH GHWHULRUDWLRQ RI /('V LQ
WHUPV RI SHUIRUPDQFH OLNH JXDUDQWHHG OXPLQRXV HIILFLHQF\ KLJK MXQFWLRQ
WHPSHUDWXUH DQG DEQRUPDO ODPS OXPHQV GHSUHFLDWLRQ GHWHULRUDWLRQ LQ /('
LQFOXGLQJ LWV OHQV GULYHU XQLW DQG TXDOLW\ RI OLJKW 7KH %LGGHU VKDOO UHSODFH WKH
HQWLUH/('PRGXOHDUUD\RIWKHGHIHFWLYHOXPLQDULHVZLWKQHZPRGXOHDUUD\IUHH
RIFRVWLPPHGLDWHO\
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
,Q WKH HYHQW RI VLQJOH /(' VRXUFH JHWWLQJ GHIHFWLYH WKH HQWLUH DUUD\ PRGXOH
VKDOO EH UHSODFHG E\ WKH %LGGHU DQG WKH UHSODFHG SDUW VKDOO VWDQG JXDUDQWHHG
IRUDIXUWKHUSHULRGRI\HDUVIURPWKHGDWHRIUHSODFHPHQW
7KH %LGGHU VKDOO VWDQG JXDUDQWHH DJDLQVW OXPHQ GHSUHFLDWLRQ EH\RQG
%LGGHU VKDOO HQVXUH WKDW /(' PRGXOH DUUD\ VKDOO GHOLYHU DW OHDVW RI LQLWLDO
OXPHQV ZKHQ LQVWDOOHG IRU DPLQLPXP RI KRXUV IDLOLQJ ZKLFK %LGGHU VKDOO
FDUU\RXWQHFHVVDU\UHFWLILFDWLRQIUHHRIFRVWWRWKHHQWLUHVDWLVIDFWLRQRI2ZQHU
7KH %LGGHU VKDOO PDLQWDLQ DSSURSULDWH OHYHO RI LQYHQWRU\ LQ ,QGLD IRU LPPHGLDWH
UHSODFHPHQWRIDGHIHFWLYHPDOIXQFWLRQLQJ/XPLQDULHV/('PRGXOHDUUD\
GULYHUHWF
'2&80(176$1''5$:,1*6
7KH %LGGHU VKDOO IXUQLVK IRXU FRSLHV RI WHFKQLFDO SDPSKOHWV FDWDORJXHV IRU
/XPLQDULHV LQFOXGHV EULHI WHFKQLFDO VSHFLILFDWLRQ ,QVWDOODWLRQ VNHWFK IRU
/XPLQDULHV 7HVW &HUWLILFDWHV *XDUDQWHH FHUWLILFDWHV DORQJ ZLWK WKH
FRQVLJQPHQW
0DQXIDFWXUHUV FDWDORJXH VKDOO GHILQH WKH FODLPHG OLIH RI /('V / LQ KRXUV
:KHUHYHU DVNHG IRU WKH 0DQXIDFWXUHU VKDOO VXEPLW WKH OXPHQ GHSUHFLDWLRQ WHVW
UHSRUW DV SHU /0 RI WKH VSHFLILF RU D VLPLODU W\SLFDOO\ UHSUHVHQWDWLYH /('
0DQXIDFWXUHUVKDYHWRJLYHDGHFODUDWLRQIRU7\SHDQG0DNHRI/('V0RGXOHV
XVHGLQWKHLUOXPLQDULHVDQGPD\EHUHTXLUHGWRVXEPLWSURRIRISURFXUHPHQWDW
WKHWLPHRILQVSHFWLRQDWIDFWRU\
%LGGHU VKDOO SURYLGH WKH 3KRWRPHWULF WHVW UHSRUW RI WKH OXPLQDULHV DV SHU /0
7HVW IRU WKH 6WUHHW /LJKWLQJ /XPLQDULHV VKRXOG EH SUHIHUDEO\ GRQH LQ D *RQLR
SKRWRPHWHUQRWLQDQRSWLFDOVSKHUHVLQFHWKHVL]HRIVSKHUHZLOOEHWRRELJZLWK
GXH SUHFDXWLRQV WHPSHUDWXUH KXPLGLW\ DLUIORZ LQSXW SRZHU VXSSO\ DQG ZLOO
SURYLGH WHVW GDWD RQ WRWDO /XPLQDULHV IOX[ DEVROXWH /XPHQV /XPLQRXV HIILFDF\
UDWLR WRWDO OXPHQV WRWDO LQSXW SRZHU LQ ZDWWV /XPLQRXV LQWHQVLWLHV DEVROXWH
FDQGHODDWW\SLFDO&DQG<DQJOHV
%LGGHU VKDOO KDYH VXIILFLHQW DELOLW\ WR VLPXODWH WKH WHVW GDWD IRU WKH GHVLUHG
DSSOLFDWLRQDQGPHHWWKHDSSOLFDWLRQFULWHULDHJ/8;OHYHO XQLIRUPLW\RQJLYHQ
DSSOLFDWLRQ
7KHHIILFDF\UDWLRRIOXPHQRXWSXWIURP/XPLQDULHVWRWKH/XPLQDULHVZDWWDJHRI
WKH /XPLQDULHV DW WHVW FRQGLWLRQV VKDOO EH PRUH WKDQ OP: 7KH TXDOLW\ RI
RSWLFDOGLVWULEXWLRQZLOOEHLQWHJUDOO\FDOFXODWHGIURPZDWWDJHUHTXLUHGSHUPHWHU
VTXDUHRUURDGVWUHWFKLQPHWHUVPHHWLQJFULWHULDIRU/8;OHYHO XQLIRUPLW\ZKLOH
FRPSDULQJ WKH SHUIRUPDQFH RI /XPLQDULHV DQG VHW XS D PLQLPXP VWDQGDUG IRU
DFFHSWDQFH
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
/LIH RI /XPLQDULHV ZLOO EH GHILQHG DV WKH HIIHFWLYH OLIH LH WKH OLIH RI KDUGZDUH
/('V(OHFWURQLFVDQGWLPHWLOOZKLFKLWPDLQWDLQVRIWKHLQLWLDOOXPHQV7KH
RSHUDWLQJ OLIHVSDQ RI WKH /XPLQDULHV ZLOO EH D IDFWRU RI MXQFWLRQ WHPSHUDWXUH
FDVHWHPSHUDWXUHIRU/('0RGXOHVDWDQDPELHQWWHPSHUDWXUHRI&
/(' 0DQXIDFWXUHU ZLOO DOVR SURYLGH D OLIH GHJUDGDWLRQ FXUYH ZLWK MXQFWLRQ
WHPSHUDWXUHZKLFKPD\EHXVHGIRUFDOFXODWLQJWKHH[SHFWHGOLIH
$OWHUQDWLYHO\ WKH 0DQXIDFWXUHU RI /('V ZLOO SURYLGH WKH /0 GDWD DW GLIIHUHQW
FDVH WHPSHUDWXUH IRU /('V /(' 0RGXOHV $ GLUHFW PHDVXUHPHQW RI WKH FDVH
WHPSHUDWXUH RI /('V /(' 0RGXOH LQVLGH /XPLQDULHV DW VSHFLILHG DPELHQW
WHPSHUDWXUH ZLOO EH WDNHQ 7KH H[SHFWHG OXPHQ PDLQWHQDQFH FDQ EH
FDOFXODWHG E\ D GLUHFW LQWHUSRODWLRQ IURP /0 GDWD 7KH OLIH RI WKH /XPLQDULHV
VKRZLQJDWOHDVWOXPHQPDLQWDLQHGDIWHUWKHWHVWSHULRGRIKRXUVDW
&ZLOOVLJQLI\DPLQLPXPXVHIXOOLIHFODVVRIKRXUVDWVSHFLILHGDPELHQW
)RU (OHFWURQLFV LQ WKH VDPH VWLSXODWHG SHULRG KRXUV WKHUH VKRXOG QRW EH
PRUHWKDQIDLOXUHRI+DUGZDUH
+RXVLQJ VKDOO DFW DV D KHDW VLQN ZLWK SURSHU WKHUPDO PDQDJHPHQW WR RSWLPL]H
/('HIILFLHQF\DQGOLIH7KHPDQXIDFWXUHVKDOOSURYLGH/XPLQDULHV+HDW7HVWUHSRUW
HQVXULQJRSHUDWLRQRI/('VZLWKLQOLPLWVRIWKHVROGHUSDGWHPSHUDWXUH
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
$QQH[XUH$
$ 7(&+1,&$/ '$7$ 6+((7 2) /(' %$6(' /,*+7,1* /80,1$,5< )25 : 675((7
/,*+7,1*
6U %LGGHUVFRQILUPDWLRQV
'HVFULSWLRQV 2ZQHUV5HTXLUHPHQW
1R &RQILUPHG1RWFRQILUPHG
0DNHRI/XPLQDULHV
7\SH0RGHORI
/XPLQDULHV
$SSOLFDWLRQ 6WUHHW/LJKWLQJ
'LPPDEOH 1R
$PELHQWWHPSHUDWXUH &
2SHUDWLQJKXPLGLW\ 5+
5DWHG6XSSO\9ROWDJH 9
2SHUDWLQJ9ROWDJH 9WR9
2SHUDWLQJ)UHTXHQF\ +]+]
3RZHU)DFWRU 0RUHWKDQ/DJ
'ULYHU ,QWHJUDORU([WHUQDOW\SH&RQVWDQW
&XUUHQW &RQVWDQWYROWDJH'ULYHU
6XUJHSURWHFWLRQ .9VXUJHLPPXQLW\OHYHO
7RWDO+DUPRQLF'LVWRUWLRQ &XUUHQW 9ROWDJH
1RPLQDOFXUUHQW
1RPLQDOYROWDJH
1RPLQDOZDWWDJH
7\SHRIFRQQHFWLRQ ,QWHJUDWHGZDJRFRQQHFWRUV\VWHP
3URWHFWLRQFODVV &ODVV,,DUHFRPSOHWHO\LQVXODWHGE\
DVSHFLDOLQVXODWLRQ7KH\GRQRW
UHTXLUHHDUWKLQJZLUHV
7\SHRILQJUHVVSURWHFWLRQ 0LQLPXP,3
3URWHFWLRQDJDLQVWLJQLWLRQ
DQGILUH
7\SHRILQVWDOODWLRQ 6XUIDFHPRXQWLQJ
/HQJWKLQPP
:LGWKLQPP
+HLJKWLQPP
0RXQWLQJKROHVSDFLQJ
OHQJWKLQPP
*ORZ:LUH7HVWDFFRUGLQJ &
WR,(&
%RG\PDWHULDO 3RZGHU&RDWHG&5&$+RXVLQJRU
H[WUXGHG$OXPLQLXP$QRGL]HG
W\SH
&RYHU (QGFDSV 3RO\FDUERQDWH3&RU3RO\PHWK\O
PDWHULDO PHWKDFU\ODWH300$RU$%6
$FU\ORQLW%XWDGLHQH6W\UHQH
5HIOHFWRUPDWHULDO 3RO\FDUERQDWH3&89VWDEOH
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
6U %LGGHUVFRQILUPDWLRQV
'HVFULSWLRQV 2ZQHUV5HTXLUHPHQW
1R &RQILUPHG1RWFRQILUPHG
2SWLFV +LJK(IILFLHQF\ORZJODUHRSWLFV
/LJKW6RXUFH :+LJK3RZHU/('
0DNHRI/(' &UHH,QF
7\SHRI/(' %DUH/('V/('VZLWKVHFRQGDU\
RSWLFVRUGLIIXVHUFDQEHXVHGRYHU
WKHHQWLUH/('DUUD\
1RVRI/('SHUDUUD\
1RVRIDUUD\
7RWDOQRVRI/('SHU
/XPLQDU\
/LJKWLQJ'LVWULEXWLRQ7\SH &XWRIIVHPLFXWRIIW\SHDVSHU
,(61$W\SH,,,,,
/LJKWLQJ'LVWULEXWLRQ6\PPHWULFRQO\
/('(IILFLHQF\ !OP:
/('2SHUDWLQJ)UHTXHQF\ +]
2SHUDWLQJFXUUHQW P$
%HDP$QJOH/(' 'HJUHHV0LQLPXP
/LJKWHPLVVLRQ 'LUHFW
&RORXUWHPSHUDWXUH .
&RORXUUHQGHULQJLQGH[5D
&RORXUUHQGHULQJJURXS %
/XPLQRXVIOX[/XPHQV
/XPLQRXVLQWHQVLW\&G
/LJKWRXWSXW5DWLR/25
/XPLQDU\HIILFLHQF\OP:
$YHUDJHOLIHVSDQ KUV$W/
'DWDWREHIXUQLVKHGE\%LGGHU
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
% 7(&+1,&$/ '$7$ 6+((7 2) /(' %$6(' /,*+7,1* /80,1$,5< )25 : 675((7
/,*+7,1*
6U %LGGHUVFRQILUPDWLRQV
'HVFULSWLRQV 2ZQHUV5HTXLUHPHQW
1R &RQILUPHG1RWFRQILUPHG
0DNHRI/XPLQDULHV
7\SH0RGHORI
/XPLQDULHV
$SSOLFDWLRQ 6WUHHW/LJKWLQJ
'LPPDEOH 1R
$PELHQWWHPSHUDWXUH &
2SHUDWLQJKXPLGLW\ 5+
5DWHG6XSSO\9ROWDJH 9
2SHUDWLQJ9ROWDJH 9WR9
2SHUDWLQJ)UHTXHQF\ +]+]
3RZHU)DFWRU 0RUHWKDQ/DJ
'ULYHU ,QWHJUDORU([WHUQDOW\SH&RQVWDQW
&XUUHQW &RQVWDQWYROWDJH'ULYHU
6XUJHSURWHFWLRQ .9VXUJHLPPXQLW\OHYHO
7RWDO+DUPRQLF'LVWRUWLRQ &XUUHQW 9ROWDJH
1RPLQDOFXUUHQW
1RPLQDOYROWDJH
1RPLQDOZDWWDJH
7\SHRIFRQQHFWLRQ ,QWHJUDWHGZDJRFRQQHFWRUV\VWHP
3URWHFWLRQFODVV &ODVV,,DUHFRPSOHWHO\LQVXODWHGE\
DVSHFLDOLQVXODWLRQ7KH\GRQRW
UHTXLUHHDUWKLQJZLUHV
7\SHRILQJUHVVSURWHFWLRQ 0LQLPXP,3
3URWHFWLRQDJDLQVWLJQLWLRQ
DQGILUH
7\SHRILQVWDOODWLRQ 6XUIDFHPRXQWLQJ
/HQJWKLQPP
:LGWKLQPP
+HLJKWLQPP
0RXQWLQJKROHVSDFLQJ
OHQJWKLQPP
*ORZ:LUH7HVWDFFRUGLQJ &
WR,(&
%RG\PDWHULDO 3RZGHU&RDWHG&5&$+RXVLQJRU
H[WUXGHG$OXPLQLXP$QRGL]HG
W\SH
&RYHU (QGFDSV 3RO\FDUERQDWH3&RU3RO\PHWK\O
PDWHULDO PHWKDFU\ODWH300$RU$%6
$FU\ORQLW%XWDGLHQH6W\UHQH
5HIOHFWRUPDWHULDO 3RO\FDUERQDWH3&89VWDEOH
2SWLFV +LJK(IILFLHQF\ORZJODUHRSWLFV
/LJKW6RXUFH :+LJK3RZHU/('
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
6U %LGGHUVFRQILUPDWLRQV
'HVFULSWLRQV 2ZQHUV5HTXLUHPHQW
1R &RQILUPHG1RWFRQILUPHG
0DNHRI/(' &UHH,QF
7\SHRI/(' %DUH/('V/('VZLWKVHFRQGDU\
RSWLFVRUGLIIXVHUFDQEHXVHGRYHU
WKHHQWLUH/('DUUD\
1RVRI/('SHUDUUD\
1RVRIDUUD\
7RWDOQRVRI/('SHU
/XPLQDU\
/LJKWLQJ'LVWULEXWLRQ7\SH &XWRIIVHPLFXWRIIW\SHDVSHU
,(61$W\SH,,,,,
/LJKWLQJ'LVWULEXWLRQ6\PPHWULFRQO\
/('(IILFLHQF\ !OP:
/('2SHUDWLQJ)UHTXHQF\ +]
2SHUDWLQJFXUUHQW P$
%HDP$QJOH/(' 'HJUHHV0LQLPXP
/LJKWHPLVVLRQ 'LUHFW
&RORXUWHPSHUDWXUH .
&RORXUUHQGHULQJLQGH[5D
&RORXUUHQGHULQJJURXS %
/XPLQRXVIOX[/XPHQV
/XPLQRXVLQWHQVLW\&G
/LJKWRXWSXW5DWLR/25
/XPLQDU\HIILFLHQF\OP:
$YHUDJHOLIHVSDQ KUV$W/
'DWDWREHIXUQLVKHGE\%LGGHU
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
$QQH[XUH%
7HVWUHSRUWV FHUWLILFDWHVWREHVXEPLWWHGE\%LGGHU
'RFXPHQWV/LVW 6XEPLWWHGE\%LGGHU
/('WHVWUHSRUWDVSHU,(61$V/0 <HV1R
/('VWHVWUHSRUWIRU:KLWH3RLQWVWDELOLW\GDWD+RXUVDVSHU <HV1R
,(61$V /0 GRQH DW KLJK DPELHQW WHPSHUDWXUH & DQG
VROGHUSRLQWWHPSHUDWXUHRI&
&RPSOLDQFH UHSRUW IRU ,(& ,(& &,635 DQG <HV1R
7HVWUHSRUWIRU,(&VDIHW\UHTXLUHPHQWV <HV1R
/('OLIHGHJUDGDWLRQFXUYHZLWKMXQFWLRQWHPSHUDWXUH <HV1R
7HVWUHSRUWIRU7RWDOKDUPRQLFGLVWRUWLRQ7+' <HV1R
&RPSOLDQFHUHSRUWIRU,QJUHVVUHSRUW <HV1R
/XPLQDU\/8;'LVWDQFH&XUYH <HV1R
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7(&+1,&$/63(&,),&$7,21
)25
/('7<3(/80,1$5,(6
:a:
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
&217(176
6&23(
&2'(6$1'67$1'$5'6
*(1(5$/5(48,5(0(176
6,7(&21',7,216
&(57,),&$7,216
7(&+1,&$/5(48,5(0(176
7(67,1*
0$5.,1*
*8$5$17(('7(506 &21',7,216
'2&80(176$1''5$:,1*6
/,672)$77$&+0(176
$QQH[XUH$'DWDVKHHWWREHILOOHGXS VXEPLWWHGE\%LGGHU
$QQH[XUH% 7HVWUHSRUWV FHUWLILFDWHVWREHVXEPLWWHGE\%LGGHU
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
6&23(
7KH LQWHQW DQG VFRSH RI WKLV VSHFLILFDWLRQ LV GHVLJQ GHYHORSPHQW
PDQXIDFWXULQJ VXSSO\ RI HQHUJ\ HIILFLHQW /XPLQDULHV XVLQJ +LJK 3RZHU &5((
PDNH/('VZLWKFXUUHQWFRQWUROGULYHUFLUFXLWDQGRWKHUDFFHVVRULHVFRQIRUPLQJWR
WKLV VSHFLILFDWLRQ 7HFKQLFDO 'DWD 6KHHWV DQG RWKHU UHOHYDQW ,QGLDQ DQG
,QWHUQDWLRQDO6WDQGDUGV
&2'(6$1'67$1'$5'6
7KH /XPLQDULHV VKDOO FRPSO\ ZLWK WKH UHTXLUHPHQWV RI ODWHVW UHYLVLRQ RI WKH
IROORZLQJVWDQGDUGVXQOHVVRWKHUZLVHVSHFLILHG
,(61$ $SSURYHG 0HWKRG IRU WKH (OHFWULFDO DQG
,(61$/0 3KRWRPHWULF 0HDVXUHPHQWV RI 6ROLG 6WDWH /LJKWLQJ
3URGXFWV
,(61$ $SSURYHG 0HWKRG IRU 0HDVXULQJ /XPHQ
,(61$/0 0DLQWHQDQFH 5HFRPPHQGHG RI /(' /LJKWLQJ
6RXUFHV
/LJKW (PLWWLQJ 'LRGH /(' /LJKW 6RXUFHV IRU XVH LQ
8/
/LJKWLQJ3URGXFWV
8/ /XPLQDULHV
8/ 3RZHU8QLWVRWKHUWKDQ&ODVV
8/8/ &ODVV3RZHU8QLWV
8/ /RZ9ROWDJH/LJKWLQJ6\VWHPV
,(& 3KRWRELRORJLFDOVDIHW\RIODPSVDQGODPSV\VWHPV
,(& ,(&
'ULYHUIRU/('/XPLQDULHV
&,635DQG
)&& &)5 7LWOH 3DUW
(0,(OHFWUR0DJQHWLF,QWHUIHUHQFH
(1DQG(1
(1 *HQHUDOUHTXLUHPHQWVDQGWHVWV
5RDGOLJKWLQJVHOHFWLRQSHUIRUPDQFHUHTXLUHPHQWV
(1 FDOFXODWLRQ RI SHUIRUPDQFH PHWKRGV RI PHDVXULQJ
OLJKWLQJSHUIRUPDQFH
7KH /XPLQDULHV VKDOO DOVR FRQILUP WR WKH SURYLVLRQV RI ,QGLDQ (OHFWULFLW\ UXOHV DQG
VWDWXWRU\UHJXODWLRQVFXUUHQWO\LQIRUFHLQWKHFRXQWU\
/XPLQDULHV DQG PDWHULDOV FRQIRUPLQJ WR DQ\ RWKHU QDWLRQDO DQG LQWHUQDWLRQDO
VWDQGDUGVZKLFKHQVXUHHTXDORUEHWWHUTXDOLW\PD\EHDFFHSWHG,QFDVHRI
DQ\ GLVFUHSDQF\ EHWZHHQ WKH VWDQGDUGV WKH PRVW VWULQJHQW VWLSXODWLRQ VKDOO
JRYHUQ
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7KH /XPLQDULHV VKDOO &( 8/ .(0$ :((( :DVWH HOHFWULFDO DQG HOHFWURQLF
HTXLSPHQW(0&DQG5R+6FRPSOLDQWSUHIHUDEOH
*(1(5$/5(48,5(0(176
7KH RIIHUHG /XPLQDULHV VKDOO EH EUDQG QHZ ZLWK VWDWH RI DUW WHFKQRORJ\ DQG
SURYHQILHOGWUDFNUHFRUG1RSURWRW\SH/XPLQDULHVVKDOOEHRIIHUHG
%LGGHUWRILOOXS7HFKQLFDO'DWDVKHHWVIRURIIHUHG/XPLQDULHVDJDLQVWUHTXLUHPHQWV
RI2ZQHUDVSHU$QQH[XUH$
$Q\ GHYLDWLRQ IURP WKLV WHFKQLFDO VSHFLILFDWLRQ UHTXLUHPHQWV ZLOO QRUPDOO\ QRW
EH SHUPLWWHG ZLWKRXW WKH ZULWWHQ DSSURYDO RI 2:1(5 'HYLDWLRQ VKDOO EH
VHSDUDWHO\ OLVWHG E\ WKH %LGGHU DQG VXSSRUWHG E\ UHDVRQV IRU FRQVLGHUDWLRQ E\
2:1(5
6,7(&21',7,21
6LWH/RFDWLRQ 'DKHM*XMDUDW,1',$
$PELHQWWHPSHUDWXUH &
$OWLWXGH aPHWHUDERYH06/
(DUWKTXDNH=RQH 6HLVPLF=RQH,,,6HLVPLFFRHII
&OLPDWH &RVWDO+RW+XPLG+LJKO\FRUURVLYHDQGFKHPLFDO
'XVW/DGHQ
+XPLGLW\ 5+DYHUDJHLQRQHPRQWKDQG
9DSRUSUHVVXUHaPEDU
&(57,),&$7,21
7KH/XPLQDULHV0DQXIDFWXUHUPXVWVKRZSURRIWKDWWKH/('VWKH\XVHKDYHEHHQ
WHVWHG DQG DSSURYHG WR ,(61$V /0 7KH 0DQXIDFWXUHU PXVW EH DEOH WR
SURYLGH WKH WHVW GDWD VHW WR HVWDEOLVK WKH DXWKHQWLFLW\ DQG JHQXLQHQHVV RI WKH
/('V
%LGGHUWRSURYLGH7HVWUHSRUWV FHUWLILFDWHVDVSHUDWWDFKHG$QQH[XUH%DQGDOO
FHUWLILFDWHVPXVWEHDUUDQJHGLQVHTXHQFHDVSHULQGH[
7(&+1,&$/5(48,5(0(176
/('/XPLQDULHV
7KH OLJKWLQJ OXPLQDULHV RIIHUHG E\ D %LGGHU VKDOO EH ILWWHG ZLWK +LJK 3RZHU /('V
KDYLQJPLQLPXPOXPLQRXVHIILFLHQF\RIOXPHQVZDWWDWP$DQGD&
MXQFWLRQWHPSHUDWXUH
0DNH RI WKH /('V VKDOO EH RI &UHH ,QF RU RWKHU UHSXWHG VXEMHFW WR DSSURYDO RI
2:1(5SULRUWRSODFHPHQWRIRUGHU
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
/('PRGXOHDUUD\VKDOOGHOLYHULQLWLDOOLJKWRXWSXW OXPHQVDWOHDVWKRXUV
RI XVHIXO OLIHWLPH EHIRUH WKH\ JUDFHIXOO\ GHJUDGH EHORZ RI WKHLU LQLWLDO OLJKW
RXWSXWLHHTXDOWR\HDUVLIOHIWRQFRQWLQXRXVO\
7RWDO OLJKW RXWSXW OXPHQV RI DQ /(' /XPLQDULHV VKDOO EH SURYLGHG E\ %LGGHU LQ
7HFKQLFDO'DWD6KHHWHQFORVHGDW$QQH[XUH$WRWKLVVSHFLILFDWLRQ
7R HQKDQFH WKH VHFRQGDU\ RSWLFV RI WKH /XPLQDULHV VXLWDEOH $FU\OLF 2SWLFDO
/HQVHVVKDOOEHXVHG
7KH&&7RIWKH/('/XPLQDULHVVKDOOEHLQWKHUDQJHRI'HJ.
7KHOXPLQDULHVVKDOOHQVXUH&5,RIPLQLPXP
7KH8QLIRUPLW\5DWLRVKDOOEH(PLQ(DYJ
7KH/('OXPLQDULHVVKDOOSURGXFHFRQVWDQW/8;OHYHOLQWKHYROWDJHUDQJHRI9
WR99ROWDJHYDULDWLRQVIOXFWXDWLRQVLQWKHVSHFLILHGYROWDJHUDQJHVKDOOQRW
LPSLQJHXSRQWKH/8;OHYHOLWSURGXFHV
7KHOLIHVSDQRIWKH/('DQG/(''ULYHUVKDOOEHJUHDWHUWKDQKRXUV
7KH 31 MXQFWLRQ WHPSHUDWXUH RI LQGLYLGXDO /(' PXVW QRW H[FHHG & +LJK
7KHUPDO FRQGXFWLRQ PXVW EH DFKLHYHG E\ XVH RI WKHUPDOO\ FRQGXFWLYH $FU\OLF
LQWHUIDFHSDGVZLWK8/& 8/$
/('/XPLQDULHVVKDOOEHFRQVWUXFWHGWRDFKLHYHWKH/8;OHYHODWWKHJURXQGOHYHO
RUDWWKHZRUNLQJOHYHODVSHUUHOHYDQW,6IRUWKDWSDUWLFXODUDSSOLFDWLRQ
/('VKDOOKDYHWKHUPDOUHVLVWDQFHMXQFWLRQWRVROGHUSRLQWDV&:DWW
/('MXQFWLRQWHPSHUDWXUHVKDOOEHOHVVWKDQ&
$OOIDVWHQHUVKROGHUVHWFVKDOOEHRIVWDLQOHVVVWHHORQO\
/('VKDOOEHPRXQWHGRQKHDWVLQNLQJFRQGXFWLYHEDUVLIDQ\ZLWKVXLWDEOHODUJH
DUHDVXUIDFHE\PHDQVRIILQVWRGLVVLSDWHWKHFRQGXFWHGKHDW7KHILQVVKDOOEH
H[SRVHGWRDPELHQWIORZLQJDLU
7KHHOHFWULFDOFRPSRQHQWRIWKH/('DQG/('GULYHUVKDOOEHVXLWDEO\HQFORVHGLQ
KHUPHWLFDOO\VHDOHGXQLW
7KH /XPLQDULHV VKDOO EH SURYLGHG ZLWK LQEXLOW SRZHU XQLW HOHFWURQLFGULYHU 7KH
/XPLQDULHVVKDOO EH VRFRQVWUXFWHG WR HQVXUHWKDW WKH GULYHUV DUH UHSODFHDEOH LI
UHTXLUHG
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7KHGULYHUVKRXOGFRPSO\ZLWK,(&,(&&,635DQG
7KHVXSSOLHUVKDOOVXEPLW/XPLQDULHVWHVWFRQIRUPLQJWRWKHVSHFLILHGVWDQGDUGV
7KHPLQLPXPDFFHSWDEOHOXPLQRXVHIILFDF\RIWKH/XPLQDULHVRIIHUHGVKDOOEHDW
OHDVWPRUHWKDQ/P:
*HQHUDO&RQVWUXFWLRQ
7KH FDVLQJ RI WKH OXPLQDULHV VKDOO EH PDGH RI 3RZGHU &RDWHG &5&$ +RXVLQJ RU
H[WUXGHG $OXPLQLXP $QRGL]HG W\SH IRULQGRRU DSSOLFDWLRQ DQG H[WUXGHGDOXPLQXPRU
SUHVVXUH GLH FDVW DOXPLQXP FRDWHG ZLWK HSR[\ SRO\HVWHU SRZGHU FRDW IRU
RXWGRRUDSSOLFDWLRQVHOIFRQWDLQHGGHYLFHQRWUHTXLULQJDQ\RQVLWHDVVHPEO\IRU
LQVWDOODWLRQ7KHGULYHUXQLWVKDOOEHDFFHVVLEOHDQGLIQHHGEHUHSODFHDEOHHDVLO\
DQGZLWKPLQLPXPXVHRIWRROV
7KHFDVLQJPDGHRIQRQFRUURVLYHDOXPLQXPKDYLQJKLJKFRQGXFWLYLW\VKDOOKDYH
H[WHUQDO VXUIDFHGHVLJQHG LQ DPDQQHU VR DV WR DFW DV DQ HIILFLHQW KHDW VLQN WR
H[WUDFW KHDW JHQHUDWHG DW 31 MXQFWLRQ RI D /(' (IIRUWV VKDOO EHPDGH WR NHHS
WKH RYHUDOO RXWHU GLPHQVLRQV DV PLQLPXP DV SRVVLEOH ZLWKRXW FRPSURPLVLQJ RQ
WKHSHUIRUPDQFHRIWKH/('VRU/XPLQDULHV
7KH DVVHPEO\ DQG PDQXIDFWXULQJ SURFHVV IRU WKH /(' VRXUFH DVVHPEO\ LQ
PRGXOHV DUUD\V VKDOO EH GHVLJQHG WR DVVXUH DOO LQWHUQDO FRPSRQHQWV DUH
DGHTXDWHO\VXSSRUWHGWRZLWKVWDQGVXGGHQLPSDFWVDQGPHFKDQLFDOVKRFNDQG
YLEUDWLRQIURPKLJKZLQGVDQGRWKHUVRXUFHV
6HFRQGDU\ RSWLFV VKDOO EH DQ\ RSWLFDO V\VWHP WKDW LV QRW SDUW RI WKH /(' LWVHOI
VXFK DV D OHQV RU GLIIXVHU SODFHG RYHU WKH /(' 7KH ORVVHV DVVRFLDWHG ZLWK
VHFRQGDU\ RSWLFV YDU\ GHSHQGLQJ RQ WKH SDUWLFXODU HOHPHQW XVHG E\
0DQXIDFWXUHU 7\SLFDO RSWLFDO HIILFLHQF\ WKURXJK HDFK VHFRQGDU\ RSWLFDO
HOHPHQWVKDOOEHEHWZHHQDQG
1RSDUWVKDOOEHFRQVWUXFWHGRISRO\FDUERQDWHXQOHVVLWLV89VWDELOL]HG
0DWHULDOXVHGIRUWKHOHQVRI/('VRXUFHVKDOOEHRI3RO\FDUERQDWHKHDWUHVLVWDQW
DQG VKDOO QRW XQGHUJR GLVFRORUDWLRQ GXULQJ OLIHWLPH RI WKH /(' VRXUFH ,W VKDOO
FRQIRUP WR $670 VSHFLILFDWLRQV IRU WKH PDWHULDOV $Q\ GLVFRORUDWLRQ REVHUYHG LQ
WKHOHQVVKDOOEHFRQVLGHUHGDIDLOXUHXQGHUZDUUDQW\FODXVH
$OO OXPLQDULHV VKDOO EH SURYLGHG ZLWK DFU\OLF SRO\FDUERQDWH 300$ *ODVV
GLIIXVHUV DQGRU DOXPLQL]HG UHIOHFWRUV DQGRU OHQVHV WR SURYLGH SURSHU OLJKWLQJ
GLVWULEXWLRQ
7RXJKHQHGDQGRUWHPSHUHGJODVVRIVXIILFLHQWVWUHQJWKPD\EHSURYLGHGXQGHU
WKH/('FKDPEHUWRSURWHFWWKH/('VDQGOXPLQDULHV
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
7KH /(' OHQV VKDOO EH 89 VWDELOL]HG DQG VKDOO EH FDSDEOH RI ZLWKVWDQGLQJ
XOWUDYLROHWGLUHFWVXQOLJKWH[SRVXUHIRUDPLQLPXPSHULRGRIPRQWKVZLWKRXW
H[KLELWLQJHYLGHQFHRIGHWHULRUDWLRQ VKRXOGEHRI8/FHUWLILHG
7KHILQLVKRIWKH/XPLQDULHVVKDOOEHSRZGHUFRDWHGDQGRIJUH\FRORU
7KH OXPLQDULHV VKDOO EH FDSDEOH RI RSHUDWLQJ QRUPDOO\ LQ DPELHQW WHPSHUDWXUHV
IURP&WR&PDLQWDLQLQJMXQFWLRQWHPSHUDWXUHEHORZ&DQGKHDWVLQN
WHPSHUDWXUH EHORZ & HQVXULQJ HIILFLHQW WKHUPDO PDQDJHPHQW RI WKH
OXPLQDULHV
7KH/XPLQDULHVVKDOOEHGHVLJQHGLQVXFKDPDQQHUWKDWLWLVHDV\WRKDQGOHDQG
LQVWDOO LV QRW WRR ODUJH DQG XQZLHOG\ LV RI UREXVW FRQVWUXFWLRQ OLJKW ZHLJKW DQG
FRQIRUPV WRPLQLPXP,3FODVV RI SURWHFWLRQ IRU RXWGRRU XVH DQGPLQ ,3 IRU
LQGRRUDSSOLFDWLRQDJDLQVWGXVWDQGPRLVWXUHLQWUXVLRQ/XPLQDULHV0DQXIDFWXUHU
VKDOOVXEPLW,3WHVWUHSRUWIURP*RYW$FFUHGLWHG7HVW/DE5 '/DEV
7KH /XPLQDULHV VKDOO EH SURYLGHG ZLWK D EXLOWLQ H[WHUQDO KHDW VLQN DV ZHOO DV DQ
DOXPLQXP 0&3&% SULQWHG FLUFXLW ERDUG GHVLJQHG LQ VXFK D ZD\ WKDW WKH KHDW
JHQHUDWHG ZLWKLQ WKH /(' VRXUFH LV HIILFLHQWO\ GLVVLSDWHG WR WKH VXUURXQGLQJ
DWPRVSKHUHZLWKRXWDEQRUPDOULVHLQWHPSHUDWXUH$Q\GHEULVEXLOGXSVKDOOQRW
GHJUDGH KHDW GLVVLSDWLRQ SHUIRUPDQFH RI WKH OXPLQDULHV $ OLJKWLQJ OXPLQDULHV
ILWWHGZLWKDQDVVLVWHGFRROLQJV\VWHPLVQRWDFFHSWDEOH
7KH /XPLQDULHV VKDOO EH FDSDEOH RI LQVWDOODWLRQ RQ WKH H[LVWLQJ SROHV EUDFNHWV
VXUIDFHPRXQWHGUHFHVVPRXQWHGDVSHUVSHFLILHGDSSOLFDWLRQ
7KHUPDO0DQDJHPHQW
7KH 0DQXIDFWXUHUV VKDOO HQVXUH WKDW WKH /XPLQDULHV VKDOO EH GHVLJQHG LQ VXFK D
PDQQHUWKDWLWFRQGXFWVWKHKHDW DZD\IURPWKH/('VDVHIILFLHQWO\DVSRVVLEOH
7KH GHVLJQ VKDOO HQVXUH WKDW WKH MXQFWLRQ WHPSHUDWXUH LV NHSW DVORZ DV SRVVLEOH
GXULQJ RSHUDWLRQ 7KHUPDOPDQDJHPHQW VKDOO EH LQ VXFK D ZD\ WKDW /XPLQDULHV
VKDOOKDYHWURXEOHIUHHRSHUDWLRQVIURP&WR&DPELHQWFRQGLWLRQ
7KHIROORZLQJWHVWVVKDOOEHGRQHWRGHWHUPLQHHIILFLHQWWKHUPDOPDQDJHPHQW
7KH /XPLQDULHV 0DQXIDFWXUHU VKDOO SHUIRUP VROGHU SRLQW WHPSHUDWXUH 7VS
PHDVXUHPHQW DQG FRPSXWH MXQFWLRQ WHPSHUDWXUH 7M 7KH 0DQXIDFWXUHU VKDOO
VKRZ WKH SURRI WKDW WKH MXQFWLRQ WHPSHUDWXUH VKDOO QRW JR EH\RQG WKH /('
0DQXIDFWXUHUV PD[LPXP MXQFWLRQ WHPSHUDWXUH IRU ORQJ WHUP OXPHQ
PDLQWHQDQFHLHRIWKHRULJLQDOYDOXHRIOXPHQRXWSXWDIWHUKRXUVRI
RSHUDWLRQ
7KH /XPLQDULHV 0DQXIDFWXUHU VKDOO IXUQLVK SURRI WKDW WKH /('V WKDW KDYH EHHQ
RIIHUHGDQGXVHGLQWKH/XPLQDULHVKDYH:KLWH3RLQWVWDELOLW\GDWD+RXUVDV
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
SHU ,(61$V /0 GRQH DW KLJK DPELHQW WHPSHUDWXUH& DQG VROGHU SRLQW
WHPSHUDWXUHRI&
7KH 31 MXQFWLRQ WHPSHUDWXUH RI LQGLYLGXDO /(' PXVW QRW H[FHHG & +LJK
7KHUPDO FRQGXFWLRQ PXVW EH DFKLHYHG E\ XVH RI WKHUPDOO\ FRQGXFWLYH $FU\OLF
LQWHUIDFHSDGVZLWK8/& 8/$
7KH /XPLQDULHV 0DQXIDFWXUHU VKDOO IXUQLVK SURRI WKDW WKH /('V WKDW KDYH EHHQ
RIIHUHG DQG XVHG LQ WKH /XPLQDULHV KDYH EHHQ WHVWHG WR ,(& IRU VDIHW\
UHTXLUHPHQWV
(OHFWULFDO
7KH/('ILWWHGOLJKWLQJ/XPLQDULHVVKDOORSHUDWHDW+]+]$&RYHUDYROWDJH
UDQJLQJ IURP 9 WR 9 ZLWK D SRZHU IDFWRU ! LQ D ZLUH GLVWULEXWLRQ
V\VWHP 31( :DJR PDNH FRQQHFWRUV VKDOO EH SUHIHUDEOH IRU HDVH RI
WHUPLQDWLRQ
7KH WRWDO SRZHU FRQVXPSWLRQ LQ WKH /(' /XPLQDULHV VKDOO QRW H[FHHG WKH WRWDO
JXDUDQWHHGSRZHUFRQVXPSWLRQLQFOXGLQJSRZHUFRQVXPSWLRQLQWKHHOHFWURQLF
FLUFXLWRIWKHGULYHUIRUWKDWSDUWLFXODUDSSOLFDWLRQRYHUWKHHQWLUHYROWDJHUDQJH
JLYHQ LQ FODXVH 7KH IOXFWXDWLRQV LQOLQHYROWDJHVKDOOKDYH QRYLVLEOH HIIHFW
RQOXPLQRXVLQWHQVLW\RIWKH/('OXPLQDULHV
7KHRSHUDWLQJYROWDJHRIWKHOXPLQDULHVVKDOOEH9$OOSDUDPHWHUVPHDVXUHG
DWWKLVYROWDJHVKDOOVWDQGYDOLGIRUWKHHQWLUHRSHUDWLQJYROWDJHUDQJHRI9WR
9
7RWDO KDUPRQLF GLVWRUWLRQ 7+' RI FXUUHQW DQG YROWDJH LQGXFHG LQWR WKH $&
SRZHUVXSSO\E\DQ/('OLJKWLQJVRXUFHVKDOOQRWH[FHHGIRUFXUUHQWDQG
IRUYROWDJH+DUPRQLFJHQHUDWLRQVKDOOEHDVSHU(1DQG(1
,(((&HUWLILFDWHVKRXOGEHSURYLGHGIRU7+'IURP'ULYHU0DQXIDFWXUHU
7KH GULYHU PRGXOH RQ ERDUG FLUFXLWU\ VKDOO LQFOXGH YROWDJH VXUJH SURWHFWLRQ WR
ZLWKVWDQG KLJKUHSHWLWLRQ QRLVH WUDQVLHQWV DV VWDWHG LQ 6HFWLRQ RI 1(0$
6WDQGDUG76
7KH /(' FLUFXLWU\ VKDOO IXQFWLRQ DW DQ RSHUDWLQJ IUHTXHQF\ WKDWPXVW EH JUHDWHU
WKDQ +] WR SUHYHQW SHUFHSWLEOH IOLFNHU WR WKH XQDLGHG H\H RYHU WKH HQWLUH
YROWDJHUDQJHVSHFLILHGDERYH
'ULYHUVKRXOGEHRIXQLYHUVDO$&,QSXW
'ULYHU VKRXOG EH RI PLQLPXP ,3,3 (IILFLHQF\ RI XS WR :DWW
DERYH:DWWFRQVXPSWLRQ
'ULYHUVKRXOGPHHW.9VXUJHLPPXQLW\OHYHO,(&
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
2XWSXW FXUUHQW RI GULYHU VKRXOG EH DGMXVWDEOH WKURXJK RXWSXW FDEOH RU LQWHUQDO
SRWHQWLRPHWHU
'ULYHUVKRXOGEHRIFRQVWDQWFXUUHQW
'ULYHUZDUUDQW\VKRXOGEHIRU\HDUV
7HFKQLFDO'DWDVKHHWVKDOOEHSURYLGHGIRU'ULYHU
3URWHFWLRQ
D 2YHU &XUUHQW &RQVWDQW FXUUHQW OLPLWLQJ UHFRYHUV DXWRPDWLFDOO\ DIWHU IDXOW
FRQGLWLRQLVUHPRYHG
E 6KRUW &LUFXLW +LFFXS PRGH UHFRYHUV DXWRPDWLFDOO\ DIWHU IDXOW FRQGLWLRQ LV
UHPRYHG
F 2YHU9ROWDJHVKXWGRZQRSYROWDJHUHSRZHURQWRUHFRYHU
G 2YHU7HPSHUDWXUHVKXWGRZQRSYROWDJHUHSRZHURQWRUHFRYHU
7KHOLJKWLQJOXPLQDULHVVKDOOZLWKVWDQGWKHIROORZLQJWHVWV
D +9WHVWDW.9'&GXUDWLRQVHF
E ,5WHVWRI9'&IRUPLQXWH
3RZHUVXSSOLHV'ULYHUXQLWVKDOORSHUDWHEHWZHHQ&DQG&
3RZHU VXSSOLHV VKDOOPHHW )&& &)5 3DUW RQ &RQVXPHU(PLVVLRQ /LPLWV
DQGVKDOOKDYHD&ODVV$VRXQGUDWLQJDVSHU$16,6WDQGDUG&
7KH'ULYHU8QLWVKDOOKDYHSURYLVLRQIRUSURSHUJURXQGLQJ
7KHUHVKDOOEHHOHFWULFDOLVRODWLRQEHWZHHQLQSXWDQGRXWSXWFLUFXLWVRIWKHGULYHU
7KH RXWSXW FLUFXLW VKDOO KDYH VKRUW FLUFXLW DQG RSHQ FLUFXLW SURWHFWLRQ LQEXLOW WR
WKHGULYHUXQLW
7(676
'HVLJQ 4XDOLILFDWLRQ 7HVWLQJ VKDOO EH SHUIRUPHG E\ WKH 0DQXIDFWXUHU RU DQ
LQGHSHQGHQWWHVWLQJODERQQHZ/('PRGXOHDUUD\GHVLJQVDQGZKHQDPDMRU
FKDQJHKDVEHHQLPSOHPHQWHGRQDQH[LVWLQJGHVLJQ
7KH%LGGHUVKDOOVXEPLW0DQXIDFWXUHUVWHVWFHUWLILFDWHVFRPSOHWHZLWKYHULILFDWLRQ
RI'HVLJQ4XDOLILFDWLRQ7HVWLQJGHWDLOVE\DQLQGHSHQGHQWWHVWLQJDXWKRULW\
7KH/XPLQDULHV0DQXIDFWXUHUPXVWVKRZSURRIWKDWWKH/('VWKH\XVHKDYHEHHQ
WHVWHG DQG DSSURYHG WR ,(61$V /0 7KH 0DQXIDFWXUHU PXVW EH DEOH WR
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
SURYLGH WKH WHVW GDWD VHW WR HVWDEOLVK WKH DXWKHQWLFLW\ DQG JHQXLQHQHVV RI WKH
/('V
7HVWVFRQGXFWHGRQ/('OXPLQDULHVDUHFODVVLILHGDV
D7\SHWHVWE$FFHSWDQFHWHVWF5RXWLQHWHVW
7\SH 7HVW VKDOO EH FDUULHG RXW WR SURYH FRQILUPDWLRQ ZLWK WKH UHTXLUHPHQWV RI
VSHFLILFDWLRQ DQG JHQHUDO TXDOLW\ GHVLJQ IHDWXUHV RI WKH XQLW ,Q FDVH RI DQ\
FKDQJHLQ%LOORI0DWHULDORUGHVLJQRIXQLWFRPSOHWHW\SHWHVWVKDOOEHUHSHDWHG
,I DQ\ VDPSOH IDLOV LQ DQ\ RI WKH W\SH WHVWV IUHVK VDPSOHV VKDOO EH WDNHQ DQG
WHVWHG,IDQ\VDPSOHDJDLQIDLOVLQWKDWWHVWWKHZKROHORWVKDOOEHUHMHFWHG
$FFHSWDQFH 7HVWV DUH FDUULHG RXW E\ DQ LQVSHFWLQJ DXWKRULW\ DW WKH
0DQXIDFWXUHUV SUHPLVHV RQ VDPSOH WDNHQ IURP D ORW IRU WKH SXUSRVH RI
DFFHSWDQFHRI DORW$FFHSWDQFHWHVWVVKDOOQRW EHFDUULHGRXW IURPSDUWLFXODU
VL]HRUORWRQZKLFKW\SHWHVWVKDYHDOUHDG\EHHQFRQGXFWHG
5RXWLQH7HVWVVKDOOEHSHUIRUPHGE\WKH0DQXIDFWXUHURQHDFKFRPSOHWHXQLWRI
WKHVDPHW\SHDQGWKHUHVXOWVVKDOOEHVXEPLWWHGWRWKHLQVSHFWLQJDJHQF\SULRU
WR RIIHULQJ WKH ORW IRU DFFHSWDQFH WHVW 7KH ILUP VKDOO PDLQWDLQ WKH UHFRUGV ZLWK
WUDFHDELOLW\
0$5.,1*
7KHIROORZLQJLQIRUPDWLRQVKDOOEHGLVWLQFWO\DQGLQGHOLEO\PDUNHGRQWKHKRXVLQJ
D <HDURIPDQXIDFWXUH
E %DWFK 6HULDO1XPEHU
F 1DPHRI0DQXIDFWXUHU
G 5DWHG:DWWDJHDQG9ROWDJH,QSXW
H 0DUNLQJVOLNH&(5R+68/HWF
*8$5$17(('7(506 &21',7,216
3HUIRUPDQFH*XDUDQWHH
5HSODFHPHQW VKDOO EH SURYLGHG SURPSWO\ DIWHU UHFHLSW RI 'ULYHUV 0RGXOHV
/XPLQDULHVWKDWKDYHIDLOHGDWQRFRVWWRWKH2ZQHU
7KH %LGGHU VKDOO VWDQG JXDUDQWHH IRU IXOO UHSODFHPHQW RI WKH /XPLQDULHV GXH WR
DQ\ NLQG RI IDLOXUHV ZLWKLQ \HDUV )DLOXUHV VKDOO LQFOXGH GHWHULRUDWLRQ RI /('V LQ
WHUPV RI SHUIRUPDQFH OLNH JXDUDQWHHG OXPLQRXV HIILFLHQF\ KLJK MXQFWLRQ
WHPSHUDWXUH DQG DEQRUPDO ODPS OXPHQV GHSUHFLDWLRQ GHWHULRUDWLRQ LQ /('
LQFOXGLQJ LWV OHQV GULYHU XQLW DQG TXDOLW\ RI OLJKW 7KH %LGGHU VKDOO UHSODFH WKH
HQWLUH/('PRGXOHDUUD\RIWKHGHIHFWLYHOXPLQDULHVZLWKQHZPRGXOHDUUD\IUHH
RIFRVWLPPHGLDWHO\
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
,Q WKH HYHQW RI VLQJOH /(' VRXUFH JHWWLQJ GHIHFWLYH WKH HQWLUH DUUD\ PRGXOH
VKDOO EH UHSODFHG E\ WKH %LGGHU DQG WKH UHSODFHG SDUW VKDOO VWDQG JXDUDQWHHG
IRUDIXUWKHUSHULRGRI\HDUVIURPWKHGDWHRIUHSODFHPHQW
7KH %LGGHU VKDOO VWDQG JXDUDQWHH DJDLQVW OXPHQ GHSUHFLDWLRQ EH\RQG
%LGGHU VKDOO HQVXUH WKDW /(' PRGXOH DUUD\ VKDOO GHOLYHU DW OHDVW RI LQLWLDO
OXPHQV ZKHQ LQVWDOOHG IRU DPLQLPXP RI KRXUV IDLOLQJ ZKLFK %LGGHU VKDOO
FDUU\RXWQHFHVVDU\UHFWLILFDWLRQIUHHRIFRVWWRWKHHQWLUHVDWLVIDFWLRQRI2ZQHU
7KH %LGGHU VKDOO PDLQWDLQ DSSURSULDWH OHYHO RI LQYHQWRU\ LQ ,QGLD IRU LPPHGLDWH
UHSODFHPHQWRIDGHIHFWLYHPDOIXQFWLRQLQJ/XPLQDULHV/('PRGXOHDUUD\
GULYHUHWF
'2&80(176$1''5$:,1*6
7KH %LGGHU VKDOO IXUQLVK IRXU FRSLHV RI WHFKQLFDO SDPSKOHWV FDWDORJXHV IRU
/XPLQDULHV LQFOXGHV EULHI WHFKQLFDO VSHFLILFDWLRQ ,QVWDOODWLRQ VNHWFK IRU
/XPLQDULHV 7HVW &HUWLILFDWHV *XDUDQWHH FHUWLILFDWHV DORQJ ZLWK WKH
FRQVLJQPHQW
0DQXIDFWXUHUV FDWDORJXH VKDOO GHILQH WKH FODLPHG OLIH RI /('V / LQ KRXUV
:KHUHYHU DVNHG IRU WKH 0DQXIDFWXUHU VKDOO VXEPLW WKH OXPHQ GHSUHFLDWLRQ WHVW
UHSRUW DV SHU /0 RI WKH VSHFLILF RU D VLPLODU W\SLFDOO\ UHSUHVHQWDWLYH /('
0DQXIDFWXUHUVKDYHWRJLYHDGHFODUDWLRQIRU7\SHDQG0DNHRI/('V0RGXOHV
XVHGLQWKHLUOXPLQDULHVDQGPD\EHUHTXLUHGWRVXEPLWSURRIRISURFXUHPHQWDW
WKHWLPHRILQVSHFWLRQDWIDFWRU\
%LGGHU VKDOO SURYLGH WKH 3KRWRPHWULF WHVW UHSRUW RI WKH OXPLQDULHV DV SHU /0
7HVW IRU WKH 6WUHHW /LJKWLQJ /XPLQDULHV VKRXOG EH SUHIHUDEO\ GRQH LQ D *RQLR
SKRWRPHWHUQRWLQDQRSWLFDOVSKHUHVLQFHWKHVL]HRIVSKHUHZLOOEHWRRELJZLWK
GXH SUHFDXWLRQV WHPSHUDWXUH KXPLGLW\ DLUIORZ LQSXW SRZHU VXSSO\ DQG ZLOO
SURYLGH WHVW GDWD RQ WRWDO /XPLQDULHV IOX[ DEVROXWH /XPHQV /XPLQRXV HIILFDF\
UDWLR WRWDO OXPHQV WRWDO LQSXW SRZHU LQ ZDWWV /XPLQRXV LQWHQVLWLHV DEVROXWH
FDQGHODDWW\SLFDO&DQG<DQJOHV
%LGGHU VKDOO KDYH VXIILFLHQW DELOLW\ WR VLPXODWH WKH WHVW GDWD IRU WKH GHVLUHG
DSSOLFDWLRQDQGPHHWWKHDSSOLFDWLRQFULWHULDHJ/8;OHYHO XQLIRUPLW\RQJLYHQ
DSSOLFDWLRQ
7KHHIILFDF\UDWLRRIOXPHQRXWSXWIURP/XPLQDULHVWRWKH/XPLQDULHVZDWWDJHRI
WKH /XPLQDULHV DW WHVW FRQGLWLRQV VKDOO EH PRUH WKDQ OP: 7KH TXDOLW\ RI
RSWLFDOGLVWULEXWLRQZLOOEHLQWHJUDOO\FDOFXODWHGIURPZDWWDJHUHTXLUHGSHUPHWHU
VTXDUHRUURDGVWUHWFKLQPHWHUVPHHWLQJFULWHULDIRU/8;OHYHO XQLIRUPLW\ZKLOH
FRPSDULQJ WKH SHUIRUPDQFH RI /XPLQDULHV DQG VHW XS D PLQLPXP VWDQGDUG IRU
DFFHSWDQFH
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
/LIH RI /XPLQDULHV ZLOO EH GHILQHG DV WKH HIIHFWLYH OLIH LH WKH OLIH RI KDUGZDUH
/('V(OHFWURQLFVDQGWLPHWLOOZKLFKLWPDLQWDLQVRIWKHLQLWLDOOXPHQV7KH
RSHUDWLQJ OLIHVSDQ RI WKH /XPLQDULHV ZLOO EH D IDFWRU RI MXQFWLRQ WHPSHUDWXUH
FDVHWHPSHUDWXUHIRU/('0RGXOHVDWDQDPELHQWWHPSHUDWXUHRI&
/(' 0DQXIDFWXUHU ZLOO DOVR SURYLGH D OLIH GHJUDGDWLRQ FXUYH ZLWK MXQFWLRQ
WHPSHUDWXUHZKLFKPD\EHXVHGIRUFDOFXODWLQJWKHH[SHFWHGOLIH
$OWHUQDWLYHO\ WKH 0DQXIDFWXUHU RI /('V ZLOO SURYLGH WKH /0 GDWD DW GLIIHUHQW
FDVH WHPSHUDWXUH IRU /('V /(' 0RGXOHV $ GLUHFW PHDVXUHPHQW RI WKH FDVH
WHPSHUDWXUH RI /('V /(' 0RGXOH LQVLGH /XPLQDULHV DW VSHFLILHG DPELHQW
WHPSHUDWXUH ZLOO EH WDNHQ 7KH H[SHFWHG OXPHQ PDLQWHQDQFH FDQ EH
FDOFXODWHG E\ D GLUHFW LQWHUSRODWLRQ IURP /0 GDWD 7KH OLIH RI WKH /XPLQDULHV
VKRZLQJDWOHDVWOXPHQPDLQWDLQHGDIWHUWKHWHVWSHULRGRIKRXUVDW
&ZLOOVLJQLI\DPLQLPXPXVHIXOOLIHFODVVRIKRXUVDWVSHFLILHGDPELHQW
)RU (OHFWURQLFV LQ WKH VDPH VWLSXODWHG SHULRG KRXUV WKHUH VKRXOG QRW EH
PRUHWKDQIDLOXUHRI+DUGZDUH
+RXVLQJ VKDOO DFW DV D KHDW VLQN ZLWK SURSHU WKHUPDO PDQDJHPHQW WR RSWLPL]H
/('HIILFLHQF\DQGOLIH7KHPDQXIDFWXUHVKDOOSURYLGH/XPLQDULHV+HDW7HVWUHSRUW
HQVXULQJRSHUDWLRQRI/('VZLWKLQOLPLWVRIWKHVROGHUSDGWHPSHUDWXUH
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
$QQH[XUH$
7(&+1,&$/'$7$6+((7IRU:DWWVa:DWWV,QGRRU/('EDWWHQOXPLQDULHV
6U %LGGHUVFRQILUPDWLRQV
'HVFULSWLRQV 2ZQHUV5HTXLUHPHQW
1R &RQILUPHG1RWFRQILUPHG
0DNHRI/XPLQDULHV
7\SH0RGHORI
/XPLQDULHV
$SSOLFDWLRQ *HQHUDOSXUSRVH
'LPPDEOH 1R
$PELHQWWHPSHUDWXUH &
2SHUDWLQJKXPLGLW\ 5+
5DWHG6XSSO\9ROWDJH 9
2SHUDWLQJ9ROWDJH 9WR9
2SHUDWLQJ)UHTXHQF\ +]+]
3RZHU)DFWRU 0RUHWKDQ/DJ
'ULYHU ,QWHJUDORU([WHUQDOW\SH&RQVWDQW
&XUUHQW &RQVWDQWYROWDJH'ULYHU
6XUJHSURWHFWLRQ .9VXUJHLPPXQLW\OHYHO
7RWDO+DUPRQLF'LVWRUWLRQ &XUUHQW 9ROWDJH
1RPLQDOFXUUHQW
1RPLQDOYROWDJH
1RPLQDOZDWWDJH
7\SHRIFRQQHFWLRQ ,QWHJUDWHGZDJRFRQQHFWRUV\VWHP
3URWHFWLRQFODVV &ODVV,,DUHFRPSOHWHO\LQVXODWHGE\
DVSHFLDOLQVXODWLRQ7KH\GRQRW
UHTXLUHHDUWKLQJZLUHV
7\SHRILQJUHVVSURWHFWLRQ ,3
3URWHFWLRQDJDLQVWLJQLWLRQ
DQGILUH
7\SHRILQVWDOODWLRQ 6XUIDFHPRXQWLQJ
/HQJWKLQPP PPSOXV
:LGWKLQPP
+HLJKWLQPP
0RXQWLQJKROHVSDFLQJ
OHQJWKLQPP
*ORZ:LUH7HVWDFFRUGLQJ &
WR,(&
%RG\PDWHULDO 3RZGHU&RDWHG&5&$+RXVLQJRU
H[WUXGHG$OXPLQLXP$QRGL]HG
W\SH
&RYHU (QGFDSV 3RO\FDUERQDWH3&RU3RO\PHWK\O
PDWHULDO PHWKDFU\ODWH300$RU$%6
$FU\ORQLW%XWDGLHQH6W\UHQH
5HIOHFWRUPDWHULDO 3RO\FDUERQDWH3&89VWDEOH
'LIIXVHU &OHDURU6HPLWUDQVSDUHQWRUIURVWHG
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
6U %LGGHUVFRQILUPDWLRQV
'HVFULSWLRQV 2ZQHUV5HTXLUHPHQW
1R &RQILUPHG1RWFRQILUPHG
&DSEDVH $VSHU0DQXIDFWXUHU
2SWLFV +LJK(IILFLHQF\ORZJODUHRSWLFV
1XPEHURIOLJKWLQJRXWOHWV 6LQJOH
/LJKW6RXUFH :+LJK3RZHU/('
0DNHRI/(' &UHH,QF
7\SHRI/(' %DUH/('V/('VZLWKVHFRQGDU\
RSWLFVRUGLIIXVHUFDQEHXVHGRYHU
WKHHQWLUH/('DUUD\
1RVRI/('SHUDUUD\
1RVRIDUUD\
7RWDOQRVRI/('SHU
/XPLQDU\
/LJKWLQJ'LVWULEXWLRQ7\SH &XWRIIVHPLFXWRIIW\SHDVSHU
,(61$W\SH,,,,,
/LJKWLQJ'LVWULEXWLRQ6\PPHWULFRQO\
/('(IILFLHQF\ !OP:
/('2SHUDWLQJ)UHTXHQF\ +]
2SHUDWLQJFXUUHQW P$
%HDP$QJOH/(' 'HJUHHV0LQLPXP
/LJKWHPLVVLRQ 'LUHFW
&RORXUWHPSHUDWXUH .
&RORXUUHQGHULQJLQGH[5D
&RORXUUHQGHULQJJURXS %
/XPLQRXVIOX[/XPHQV
/XPLQRXVLQWHQVLW\&G
/LJKWRXWSXW5DWLR/25
/XPLQDU\HIILFLHQF\OP:
$YHUDJHOLIHVSDQ KUV$W/
'DWDWREHIXUQLVKHGE\%LGGHU
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
$QQH[XUH%
7HVWUHSRUWV FHUWLILFDWHVWREHVXEPLWWHGE\%LGGHU
'RFXPHQWV/LVW 6XEPLWWHGE\%LGGHU
/('WHVWUHSRUWDVSHU,(61$V/0 <HV1R
/('VWHVWUHSRUWIRU:KLWH3RLQWVWDELOLW\GDWD+RXUVDVSHU <HV1R
,(61$V /0 GRQH DW KLJK DPELHQW WHPSHUDWXUH & DQG
VROGHUSRLQWWHPSHUDWXUHRI&
&RPSOLDQFH UHSRUW IRU ,(& ,(& &,635 DQG <HV1R
7HVWUHSRUWIRU,(&VDIHW\UHTXLUHPHQWV <HV1R
/('OLIHGHJUDGDWLRQFXUYHZLWKMXQFWLRQWHPSHUDWXUH <HV1R
7HVWUHSRUWIRU7RWDOKDUPRQLFGLVWRUWLRQ7+' <HV1R
&RPSOLDQFHUHSRUWIRU,QJUHVVUHSRUW <HV1R
/XPLQDU\/8;'LVWDQFH&XUYH <HV1R
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
7(&+1,&$/63(&,),&$7,21)25/('7<3(/80,1$5,(6
3DJH
8QFRQGLWLRQDODFFHSWDQFHE\%LGGHU
SPECIFICATIONS FOR 70W MH LIGHTING FITTING FOR HAZARDOUS AREA
(Ex-nR/Ex-d LIGHT FITTING).
Sr. Parameters Compliance/Specifications
No.
1 Electrical system & ambient conditions
(a) Voltage 240VAC +/- 10%
(b) Frequency 50Hz, +3% to -6%
(c) Fault Level 63A HRC Fuse Protected
(d) System P + N + E, Solidly grounded
(e) Ambient operating Temperature - 500C
conditions Relative humidity - Average 90% in one month, average vapor
pressure 18 mbar
Air quality - Presence of corrosive gases, Urea/CAN/ANP dust,
Carbon soot
(f) Area of application For out door installation
2 Hazardous area details
(a) Classification of BIS- 5572 - Zone-2 (2009)
hazardous area having
flammable gases/ vapors
(b) Gas group IS/IEC-60079-12 IIA, IIB, IIC
( c) Temperature class IS/ IEC 60079-0 - 2004 T3
(d) Type of protection Non sparking Restricted breathing Ex-nR & Ex-d
required
3 Specification of fitting
(a) Type Ex-NR & Ex-d, Weather proof & dust proof non integral
well glass luminaries suitable for 1 X 70 W Metal Halide lamp
(b) Lamp data ( Coated 70W single ended metal halide lamp having color
only) temperature of 3700-4000 deg. K. The lamp is to be
supplied with fitting only.
( c) Lamp holder Lamp holder shall have anti vibration type terminals and anti
loosening arrangement for lamp. The making & breaking of
contact shall take place in sealed flameproof chamber.
4 Specific requirements
(a) Ingress protection
Minimum IP-65- IS 13947: Part 1: 1993 Reaffirmed-2004
Superseding-IS 2147 and IS 4237 & IS 12063 : 1987
Reaffirmed 2004.
(b) Material of construction Aluminum alloy LM-6
Minimum thickness 3 mm
Sr. Parameters Compliance/Specifications
No.
(c) Construction Die cast
(d) Glass assembly Made from heat resistant toughened glass type A made from
borosilicate as per IS/IEC-60079-0
5 mm dia. hot dip GI wire guard to be provided
Hinge able glass assembly with chain arrangement / hook
(e) Dimensions & Catalog no. Vendor to furnish
(f) Cable entry One no. inch E.T. from side
(g) Terminals Phase & neutral anti loosening, vibration proof suitable for 2.5
sq.mm. Copper conductor
The terminals shall be tested by CIMFR and approved by
PESO(CCE).
(h) Wiring Lamp holder is to be prewired upto terminal block with 1.5 sqmm
class H insulated/fiber glass insulated wire
(i) Cable glands One no. flameproof (Exd) gas group IIC, weather proof,
aluminum anodized, double compression, manufactured out of
extruded aluminum bar cable gland with PVC shroud having
inch E.T. nipple suitable for 3C X 2.5 sq.mm. XLPE insulated
copper conductor armored cable. Cable size, nipple size & thread
type shall be punched on the gland.
(j) Plug 1 no. Flameproof (Exd) aluminum inch ET thread size to plug
the unused spare entry.
(k) Gasket Endless made of silicon rubber only.
(l) Paint Epoxy powder coating by electro static process in shade no. 692
of IS-5 on external surface & internal surface shall be painted
with white paint.
(m) Hardware- all internal & SS 304 The hardware shall have plain & spring washer. The bolt
external shall have hexagonal head with cheese head for screwdriver
operation. The SS inserts shall be provided to prevent
jamming of hardware.
(s) Photometry curve and Vendor to submit photometry curve and data of efficiency of
efficiency of fitting fitting.
5 Certification/ approvals
Sr. Parameters Compliance/Specifications
No.
(a) CIMFR test report Vendor to submit copy of test report as per relevant IS/IEC
(b) PESO approval Vendor to submit copy of PESO(CCE) approval
6 Documentation
(a) Final documents * GA drawing with dimensions and internal wiring scheme
* Bill of material with technical details
* Internal test certificate
* Copy of CIMFR test certificate
* Copy of PESO(CCE) approval
* Quality assurance plan
* Operation & maintenance manual
(b) Final documents Six sets of hard copies and two sets of soft copies in AUTO CAD
& in DVD/CD of above documents shall be submitted.
(m) Hardware- all internal & SS 304 The hardware shall have plain & spring washer. The bolt
external shall have hexagonal head with cheese head for screwdriver
operation. The SS inserts shall be provided to prevent jamming
of hardware.
SS INSERT shall be provided during process of die-casting only.
(n) Earthing 2 nos. internal having screw size of M6. Internal earthing is to be
provided with SS insert.
(o) Name plate Stainless steel
(p) Mounting Mounting Lugs with holes suitable for M6 bolts
(q) Canopy Made from 1 mm thick SS 304 as per drawing attached.
Jack bolt arrangement Jack bolt arrangement shall be provided
4 Accessories
(a) Igniter Venture make: 0&L Max Lead Capacitance (pf) 1000 pf.
Suitable for 70W metal halide lamp
Suitable for lamp connection away by maximum 10 meters
with XLPE insulated 2.5 sq.mm. copper conductor cable
* Type- Three wire type
(b ) Capacitor * For power factor correction
* Vendor to specify make & rating of capacitor
(c ) Ballast *Suitable for 70 W metal halide lamp VENTUREPDNH
/RZORVVGHVLJQ9HQGRUWRIXUQLVKYDOXHRIZDWWORVV
* Class F insulated with temperature rise OLPLWWRGHJ&RYHU
DPELHQWWHPSHUDWXUHRIGHJ&
* Open type
* Suitable for 3 wire type igniter
(d) Fuse 2 nos. Siemens make fuse base with fuse carrier type 3NW 20
NNSF and Siemens make 2 A HRC fuse type 3NW NS 2
5 Certification/ approvals
(a) CIMFR / CPRI / ERTL Vendor to submit copy of test report DVSHU,6,(&
test report
(b) PESO approval Vendor to submit copy of PESO approval
Sr. Parameters Compliance/Specifications
No.
6 Documentation
(a) Final documents * GA drawing with dimensions and internal wiring scheme
* Bill of material with technical details
* Internal test certificate
* Copy of CIMFR test certificate
* Copy of PESO(CCE) approval
* Quality assurance plan
* Operation & maintenance manual
(b) Final documents Six sets of hard copies and two sets of soft copies in AUTO CAD
& in DVD/CD of above documents shall be submitted
TABLE OF CONTENTS
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
1. GENERAL ......................................................................................................................4
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
2. PROJECT.......................................................................................................................6
2.1 CLIMATIC CONDITIONS AND ENVIRONMENTAL INFLUENCES....................6
3. DESIGN..........................................................................................................................6
3.1 GENERAL ...........................................................................................................6
3.2 OPERATING CONDITIONS:...............................................................................6
3.3 AMBIENT CONDITIONS .....................................................................................7
3.4 POWER SUPPLY FEATURES ...........................................................................7
3.5 MOTOR & DRIVE CO-ORDINATION..................................................................8
3.6 CABLING...........................................................................................................13
3.7 HARMONIC LIMITS & HARMONICS CONTROL .............................................14
3.8 RADIO FREQUENCY INTERFERENCE (RFI) .................................................14
3.9 EARTHING........................................................................................................14
6. PACKING .....................................................................................................................17
Project n - Unit Material code Serial N Rev. Page
1. GENERAL
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
This specification along with the relevant data sheet covers the requirement for supply of
AC Variable Speed Drive (VSD) system.
1.2 SPECIFICATIONS
If any conflict arises among the documents, the datasheet / Scope of supply will prevail
over the others including this Specification.
Manufacturer must declare in the offer any exception and / or deviation from this
specification. The lack of any declaration and / or deviation will be considered as full
compliance with the general supply rule.
1.3 STANDARDS
All equipments and components of VSD unit shall comply with the relevant Indian
Standards / current editions of relevant latest IEC specifications and in particular to
following standards:
STANDARDS TITLE
IEC 146 Semiconductor Converters General
Requirements and Line commutated
converters
IS 13703 Low voltage fuses for voltages not
Exceeding 100V AC or 1500V DC Part 1
and 2.
IS 13703 Part(4) Fuses for protection of semiconductors
IS 1248 Electrical Indicating Instruments
BS 2709 (IEC 119) Electrical performance of semiconductor
rectifiers (Metal Rectifiers)
BS 4417 (IEC 146) Semi Conductor Rectifier equipment
IS 8623 (IEC 439) Low voltage switchgear and control gear
assemblies
IS 694 (IEC 228) PVC insulated cable for working voltages
upto and including 100V
BS 9720 Custom built transformers and inductors of
assessed quality
IS 3700 Essential ratings and characteristics of
semiconductor devices.
IS 5001 Guidelines for preparation of drawings for
semiconductor devices.
IS 4411 Code of Designation of Semiconductor
Devices
Project n - Unit Material code Serial N Rev. Page
Devices
IS 13947 Low Voltage Switchgear and Controlgear
The design and operational features of LV Variable Speed AC Drives and its associated
equipment shall also comply with the provisions of the latest issue of the Indian electricity
Rules and other relevant statutory acts and Regulations. The supplier shall wherever
necessary, make suitable modifications in the equipment to comply with the above.
x Any changes in subsequent revisions shall be clearly marked with revision markers (e.g.
triangles and/or clouds). Major changes shall be described in the index/revision sheet.
x Each multiple sheet document shall be preceded by a cover sheet and an index revision
sheet.
Documents to be submitted in Bid stage:
x General arrangement drawings showing :
Plan and sectional view showing outline dimensions,
Cable entry openings,
Weights and door openings,
Test certificates for standard prototype performance.
x Schematic diagram indicating terminal number for external connections and block
diagram of control system.
x Detailed diagram of converter showing layout of power semiconductors, fuses, heat
sinks, cooling system etc.
x Detailed diagram of complete inverter. This shall be based on approved schematic
drawing. The correctness of this drawing shall be the responsibility of the vendor.
x Details of testing procedures for power semiconductors and power converters as per
standards/ code of practice for approval.
Project n - Unit Material code Serial N Rev. Page
x Test certificates for brought out items and QAP for the entire equipment.
x The Vendor shall complete the Purchaser's data sheet(s) with the following information:
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
2. PROJECT
2.1 CLIMATIC CONDITIONS AND ENVIRONMENTAL INFLUENCES
The equipment shall be suitable for the site conditions, in combination with the ambient
temperature range, indicated on the individual data sheet or this Technical Specification
and be constructed in full compliance with the applicable standard(s). Design ambient
temperature shall be 50 0C for all electrical equipment.
3. DESIGN
3.1 GENERAL
The Vendor is obliged to inform the Purchaser in writing of any specific requirement to ensure
safe and satisfactory operation of the goods.
The goods shall be supplied complete with all accessories and associated equipment
necessary for safe and trouble-free continuous operation under all operating and ambient
conditions specified in the Documents.
(+3% and -6%), TN-S system, kW (DOL) fault level (short time
combined variation of voltage x Sub-distribution boards rating 50 KA, 1 sec.)
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
Unless otherwise specified VSD shall be suitable for rated capacity and short circuit rating as
per relevant IS under the ambient conditions in data sheet without exceeding the permissible
temperature rise and without any detrimental effect on any part.
Typically VSD shall be provided with inbuilt battery back up for the DC link or an UPS of
suitable rating to ensure that the drive does not trip during under voltage stated above.
Alternatively, if only capacitors are provided, specific calculation basis shall be provided to
ensure drive ride through for 50 % voltage dip for 1 second.
The inverter unit shall have inherent self protection against transient over voltages
introduced by input power supply and against short circuits, open circuits, earth faults at
output terminals.
Vendor shall provide information on level of harmonics presented to the supply system by
inverter as called for in data sheets. Necessary measures shall be provided to limit the
harmonics as specified in Clause No. 3.7.
Project n - Unit Material code Serial N Rev. Page
Wherever supply of motor is included in vendors scope along with the VSD, the same will
be indicated on Scope of supply / data sheet. Supply of motor shall be as per General
Supply specification and data sheet enclosed with Scope of supply of VSD.
Unless specified elsewhere, the main drive electric motor shall be capable of operating
continuously at any of the load/speed conditions of the driven equipment within the range
stated on VSD data sheets. Vendor shall state derating factor, if any, for the motor, based
on information given in datasheets.
The system shall be capable of withstanding the thermal and dynamic stresses and the
transient mechanical torques resulting from short circuit.
The system shall be either speed, torque or power controlled as dictated by the driven
equipment.
Separate cooling fan motor, if required shall also be as per the standard requirement for
main motor.
Motor shall be provided with Winding RTD for temperature indication in VSD. Motor shall
be so selected that the motor temperature with due consideration of harmonic losses shall
not rise beyond its Temperature class(T3) for Hazardous Area classified motors.
Vendor shall indicate the minimum, maximum length, type and size of cable between the
drive and the motor for satisfactory operation.
The responsibility for coordination of motor and VSD design with the load/speed and load /
torque requirements will be with VSD Vendor. Vendor shall be responsible for this drive
coordination, irrespective of whether the motor is supplied or not by the VSD Vendor in
particular to the following:
x To ensure that main drive motor and VSD are both adequately rated and sized for the
drive requirements stated and to recommend alternative configurations where
appropriate (like separate cooling fan, choice of frequency range etc.).
x One additional spare VSD for each type and rating shall be provided with all power and
control cables suitably wired up to plug such that in the event of failure and one VSD the
power and control plugs could be inserted at suitable points in the failed VSD such that
the spare VSD becomes operationally ready.
x To ensure that the motor design is suitable for temperature rise limited to Class B limits
for Class F insulation taking into consideration the additional harmonic losses.
Project n - Unit Material code Serial N Rev. Page
x To ensure that the motor shall be constructed to withstand torque pulsations resulting
from current harmonics.
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
x To ensure that the motor mechanical design shall be suitable for 20% overspeed above
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
x To arrange, if specified in the Scope of supply / Data sheet where necessary for testing
of motor with VSD unit to confirm compliance with requirements of load, noise, vibration,
temperature rise, temperature class and hazardous area certification.
Drive Data enclosed with data sheets, will generally give following information:
Unless stated otherwise, the VSD will be fed from an Air Circuit Breaker.
Unless otherwise specified, output voltage shall be within +/- 2 % under steady state
condition and +/- 10% under transient condition of 100% step load change with recovery
time of 5 ms.
The drive shall be able to accelerate the load over the full speed range of the speed torque
curves and with incoming line voltage regulation of +/- 10%.
The frequency regulation shall be +/- 0.02 % of rated maximum frequency under steady
state and +/- 0.5 % during transient condition.
a) The system shall be suitable for single quadrant operation and the range of speed
variation shall be with range 1:100 unless otherwise specified. The static speed
control error shall be in the range of r0.1% to r0.5% of motor nominal speed and
dynamic speed control error shall be r0.4% at 100% load torque step.
b) Depending on speed regulation and range the supplier shall select the appropriate
Drive Control
Sensor less Vector Control by calculated motor speed instead of having an actual
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
c) The relationship between the speed, torque or power and the reference signal within
the operational speed shall be linear.
Upon complete loss of users speed/torque/power reference signal, the drive shall
automatically run at constant speed/torque/power as determined by the last reference
available prior to loss of signal.
The VSD shall be self-powered without the aid of auxiliary supplies, with the
exception of space heaters.
The fault diagnostic and indication logic shall be equipped with a memory function to
retain information regarding the cause of tripping of the VSD.
The control system shall be immune from spikes and voltage distortions due to
operational and/or fault conditions within the VSD.
d) The system shall be equipped with an automatic restart facility which will restart the
system in case of voltage dip over 20% or power interruptions less than 4 seconds,
upon recovery of the voltage to 95% with a facility to block the automatic restart.
Reacceleration feature for the system shall be provided . The number of starts shall
be as specified in motor data sheet.
e) The power controller shall be regulated to always start the motor in the forward
direction. Logic shall be provided to prevent reverse rotation of the motor.
f) The variable speed AC drive cubicle shall be provided with following but not limited to:
full load).
Start compensation (voltage boost): Compensates for increased effect of stator
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
Any other equipment necessary for the AC Drives shall be included by the
manufacturer.
h) The variable speed AC drive shall be provided with (but not limited to) following
Alarms and Annunciations:
i) The variable speed AC drive shall be provided with (but not limited to) following
indications:
Drive On
Drive Off
AC mains ON
Rectifier output ON
Inverter ON
System ready to start
Motor zero speed
j) Drives shall have the following input and output functions as a minimum unless
specified otherwise:
3. Outputs
Vendor shall specify signal/ communication cable maximum length requirement so that the
drive operation is not affected.
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
The system shall be suitable for continuous speed control of the motors in single or multiple
drives system as per data sheet and soft start feature shall be provide reduce the
disturbances in the electrical system.
Fault diagnostic, indication and sequence of event recording facility shall be built into the
system to supervise the operation and failure of the system. Sufficient memory back up
shall be provided to keep the information.
SOR facility shall be considered as an option, if not available as a standard feature. The
resolution time shall be 1msec.
3.5.8 The salient basic design, functional and performance features of converter
a) Insulated Gate Bipolar Transistor (IGBT) switched pulse width modulated (PWM)
converter to operate at automatically produced fixed ratio of V/F throughout the
complete speed range of motor.
d) Comprehensive protection and fault display circuit including under / over voltage
(supply), output under / over voltage, overspeed or overfrequency, over current /
short circuit / earth fault, transient overvoltage, motor electrical fault (short circuit,
earth fault, overload, phase unbalance, single phasing, locked rotor, phase reversal),
Heat sink overtemperature, High Motor Temperature, internal / external fault
provisions for tripping unit. All the above faults shall also be paralleled and connected
to terminal block for remote grouped fault indication.
e) Any additional requirement for remote output signals shall be as detailed out in data
sheet.
i) The drive shall be preferably self cooled without ventilating fans. However in case
forced ventilation is offered, the same shall include redundant ventilating fans and the
system shall shut down in case of ventilating system failure.
j) Maximum noise level from the complete drive system at 1 metre distance under rated
load with all normal cooling fans shall not exceed 70 dB.
The converter transformer shall be suitable for operation with the non-sinusoidal
current waves and DC components under normal and abnormal conditions of the
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
m) It shall be possible to vary the speed of the drive either manually or in auto mode from
the drive. If specified in data sheet, it shall also be possible to start / stop, raise /
lower the speed of the drive from Local Control Station.
n) The system shall have a provision to control and monitor through the owners
control panel / operator console (DCS). Unless otherwise specified in the data sheet,
VSD shall be provided with RS485 /RS232 serial link port for communication with
remote system (DCS). Universal MODBUS protocol can be used for transmitting the
data.
p) Flux optimization: This feature shall be provided to reduce total energy consumption
and motor noise level in case of drive operating below nominal load.
q) The system shall have power loss ride through feature In case of power supply
failure, the drive system shall continue to operate by using the kinetic energy of the
motor.
r) The controller shall avoid certain motor speeds or speed bands (critical speeds) to
avoid mechanical resonance problems.
3.6 CABLING
The incomer of VSD shall be 3 core Al armoured cable. The cable from VSD to Motor shall
be 3C or 4C, Al, XLPE armoured cable.
b) Cable charging capacitive current shall be limited especially for small motors.
Cable lengths shall be specified for both shielded (braided or armoured) cable and
unshielded cable.
Project n - Unit Material code Serial N Rev. Page
In case the cable length requirement is more than the above limits, necessary cost-
effective measures like Output Reactors or Output dv/dt filters are to be considered by the
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
manufacturer. As a general it shall be envisaged to limit the cable length from the VSD to
the motor upto 300m.
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
Current harmonics shall be as per IEEE519 Table 10.3 Current distortion limits for
general distribution. In order to meet this requirement suitable arrangement like input filters
in addition to input choke if needed are to be considered by the vendor.
The total Harmonic distortion (THD) shall be d 5% as per table 10.2 of IEEE 519.
If the harmonics exceed the above limits, any of the following suitable cost effective
measures shall be employed:
3.9 EARTHING
Earthing of VSD units shall be done as per vendors recommendation. Vendor has to
submit necessary drawings / documents for the same.
Manufacturer shall recommend all feasible measures to prevent conduction of all types of
Common mode noise to ground.
The VSD shall be provided with integral base frame for each vertical panel. The Panel
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
integral base frame shall be suitable for directly bolting with the help of foundation bolts and
shall be suitable for tack welding to the Purchasers floor mounted channels.
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
Sheet steel used for fabrication shall be cold rolled, cold annealed. Minimum thickness of
various members shall be as follows :-
Construction of VSD shall be rigid and robust. All steel work shall be flawless and have a
smooth finish.
All hardware shall be corrosion resistant. All joints, connection of the panels member shall
be made by Cadmium plated high quality steel bolts, nuts and washers, secured against
loosening. Star washers shall be used to ensure effective continuity.
Suitable removable type lifting hooks and / or jacking pad shall be provided on each panel
or shipping section for each of lifting of VSD. These hooks when removed shall not leave
any open area in the panels.
Non-magnetic cable gland plate shall be provided in case of single core cables.
All indicating instruments and relays shall be mounted within 400 mm to 1900 mm height.
The enclosure shall be suitable for specified environment and climatic conditions. The
cubicle shall be fully assembled, factory wired, floor / wall mounting, cubicle protection for
minimum IP42 if not specified otherwise in the data sheets.
It shall be suitable for installation in reasonably clean room without any special conditioning
of ambience.
The converter cabinet shall be self-supporting. The maximum height of the cabinet shall not
exceed 2350 mm excluding fans, fan hoods or ducts and the maximum door width shall be
800 mm.
Converter components should be accessible from the front. A design, which makes use of
modular plug-in/ draw-out assemblies for both the system control electronic equipment and
power electronic equipment.
The converter elements shall be arranged in a logical segregated manner to all easy
recognition of components and safe maintenance work.
All terminals which remain live when main isolator is off shall be properly shrouded and
labeled with danger warning.
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
Easy accessibility to components while carrying out any replacement / maintenance work..
Access for components shall be from front of cubicle.
4.4 MISCELLANEOUS
All power / control wiring inside cubicle shall be carried out in 1100V grade PVC insulated
flexible copper wires unless otherwise stated. The minimum size for shall control wiring
shall be 1.5 sq.mm. Lower cross section is acceptable in case of special wires (flat cables)
as a vendor standard.
Cabling terminating facilities and terminals shall be suitable for the specified cable type,
gland, and conductor size.
Positioning of cable terminations shall avoid obstructions and removable covers etc.
All wiring for external connections shall be brought out to individual terminals on a readily
accessible terminal block. All terminals shall be shrouded.
All non current carrying metal work shall be bonded together and connected to an
adequately sized earth bus provided inside the panel. Facility for external earth connection
shall be provided at two points of earth bus.
The unit shall be provided with all necessary labels having black letters on white
background. Warning labels shall have white letters on red background.
Cubicles and components shall be identified by labels. Cubicle designation labels shall be
as per design data sheets.
The colour and finish of cubicle shall be as per manufacturers standards, unless otherwise
stated.
Indicating instruments shall be flush mounting type, SIF 96 size or as per manufacturers
standards.
Project n - Unit Material code Serial N Rev. Page
Where fan cooling is used, it shall be connected to mains. In case of fan failure cubicle
The present document or drawing is property of TECHNIP KT INDIA LTD. and shall not, under any circumstances, be totally or partially, directly or indirectly, transferred, reproduced, copied,
shall operate satisfactorily at full load without damage or duration to internal components
for specified time.
disclosed or used, without its prior written consent, for any purpose and in any way other than that for which it is specifically furnished or outside the extent of the agreed upon right of use.
4.5 PAINTING
All metal surfaces shall be thoroughly cleaned and de-greased to remove mill scale, rust,
grease and dirt. The under-surface shall be prepared by applying a coat of phosphate paint
and a coat of yellow zinc chromate primer.
After preparation of under surface, the Panel shall be spray painted with two coats of epoxy
based final paint. The colour shade of the final paint shall be shade 692 of IS:5 unless
otherwise specified.
During the manufacturing period, the Variable Speed AC Drives could be subject to
inspection by TECHNIP inspectors or by others appointed by TECHNIP or by the Client.
Accessory material could be subject to inspection too.
The Manufacturer shall allow the free access of inspectors to the workshop, shall give all
information required and shall make available all copies of internal orders to other sub
suppliers.
Even in case client waives to witness the tests the Manufacturer shall draw up the
certificate of the tests carried out containing a full report and all the results and the
measures of the tests.
The tests shall be carried out in accordance with the requirements of IS codes and the
Inspection and Test Plan.
6. PACKING
The VSD panel shall be transported to site in wooden crates. They shall be wrapped with
polythene sheets before being placed in crates to prevent damage.